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Effects of A Model Treatment Approach On Adults
Effects of A Model Treatment Approach On Adults
The study evaluated the effectiveness of a residential program, based on the TEACCH model,
in improving the quality of the treatment program and the adaptation of individuals with autism
with severe disabilities. The results indicated that participants in the Carolina Living and
Learning Center experienced an increase in structure and individualized programming in the
areas of communication, independence, socialization, developmental planning, and positive
behavior management compared to participants in control settings. The experimental program
was viewed as a more desirable place to live than the other settings, and the families were
significantly more satisfied. Based on exploratory analyses, the use of the TEACCH methods
over time were related to a decrease in behavior difficulties. There was no difference in the
acquisition of skills.
131
0162-3257/03/0400-0131/0 © 2003 Plenum Publishing Corporation
132 Van Bourgondien, Reichle, and Schopler
Age—years (SD) 23.7 (4.4) 26.6 (5.1) 27.8 (8.5) 21.5 (5.0)
Gender—female/male 0/6 2/8 2/8 2/4
Race—African 1/5 2/8 1/9 2/4
American/White
CARSaM(SD) 37.3 (5.3) 35.6 (6.9) 34.7 (3.9) 37.2 (2.9)
Intellectual levelbM(SD) 3.73 (.8) 4.0 (1.3) 3.7 (1.5) 4.2 (1.0)
VABSc composite M(SD) 26.7 (11.2) 25.2 (11.5) 24.9 (10.4) 23.5 (8.6)
Additional psychiatric 2/4 0/10 1/9 0/6
diagnosis—yes/no
Visual impairment—yes/no 0/0 1/9 0/10 0/6
Hearing impairment—yes/no 0/6 3/7 2/8 0/6
Residential placement* 3/3 2/8 6/4 6/0
before age 18—yes/no
Aggression and/or self-injury 3/3 2/8 5/5 4/2
at baseline—yes/no
Total behavior control 1.5 (1.4) .3 (.5) 1.4 (2.0) 1.7 (2.0)
medications—M(SD)
cal ratings (Sparrow, Balla, & Cicchetti, 1984). The av- lized as a measure of environmental adaptation and in-
erage score on the Childhood Autism Rating Scale for the dividualized programming based on the TEACCH phi-
study participants (CARS) (Schopler, Reichler, & Ren- losophy for the study participants. The ERS consists of
ner, 1985), was 36 (range ⫽ 21–46) indicating moderate 32 items, scored from 1 to 5, grouped conceptually into
to severe autism. five subscales: Communication (5), Structure (6), So-
A behavioral profile of the sample indicated that cial and Leisure Skill Development (6), Developmental
50% exhibited either aggression toward others or self- Assessment and Planning (8), and Behavior Manage-
injury at baseline. Similarly, 53% of the sample were ment (7). Higher scores indicate greater environmental
receiving at least one medication for behavioral control. adaptation for the individual. The research assistants
A striking 53% of the study participants had experienced scored the ERS based on semistructured interviews of
at least one residential placement before the age of 18. the caregiver and tours of the residential setting. Psy-
Baseline comparisons of participants by residen- chometric properties of the ERS have been established
tial group (see Table I) revealed initial comparability (Van Bourgondien et al., 1998). The project coordina-
on participants’ characteristics, with the exception of tor accompanied the research assistants on 25% of the
the participants having residential placements before visits to conduct reliability checks. Intraclass correla-
age 18. The participants with autism in the family home tions ranged from .89 to .92 for the subscale scores, with
group were significantly less likely (X2 ⫽ 9.94, p ⫽ .02) a total score intraclass correlation of .94.
than all other groups to have experienced a residential A Global Rating form was completed by the re-
placement before age 18. search assistants following each residential visit. The
ratings include a 1 (no programming) to 5 (excellent
Outcome Measures programming) indication of the overall degree of pro-
gramming provided in the setting. In addition, to denote
Quality of Treatment Program: Structure and
overall desirability of the setting, the research assistant
Individualized Programming Measures
indicated on a 150-mm line his/her feelings about the
The Environmental Rating Scale (ERS) (Van Bour- setting as a place to live. Higher scores indicate more
gondien, Reichle, Campbell, & Mesibov, 1998) was uti- favorable impressions.
134 Van Bourgondien, Reichle, and Schopler
Degree of Specialized Treatment Programming tings were generally knowledgeable about autism and
aware that autism is not an emotional disorder and that
The Environmental Rating Scale (ERS) was used to
autism is a developmental disability.
compare the quality of programming provided in family
homes, community-based group homes, and institutions,
compared to the specialized treatment setting. The results Family Satisfaction
indicated that the CLLC, the specialized treatment set-
ting, demonstrated significantly greater use of commu- Of the 22 families whose offspring were in out-
nication adaptations ( p ⫽ .0003), visual structure ( p ⫽ of-home placements, 18 responded to this family sat-
.0001), socialization programming ( p ⫽ .0057), and pre- isfaction measure (5/6 CLLC, 10/10 group homes,
ventative behavior management approaches ( p ⫽ .0001) 3/6 institutions) at the conclusion of the study. See
than the other three settings. (See Table II for Means and Table V for results of Family Satisfaction Survey. The
Standard Deviations). The CLLC also developed pro- results indicated significant differences between set-
gramming based on significantly more developmental tings in the families’ general satisfaction with their
assessment and planning than the family homes or insti- sons’ and daughters’ placement, progress, and activi-
tutions ( p ⫽ .002). ties (p ⫽ .05). Parents of the participants living in the
Participants in this specialized treatment group (as CLLC were significantly more satisfied with their
measured by the ERS) experienced an increase in pro- child’s care and treatment than were families whose
gramming and structure over time after moving into the offspring were living in the group homes. The general
CLLC ( p ⬍ .01). (See Table III for Means and Stan- satisfaction ratings from parents of residents in insti-
dard Deviations). The programming and structure for tutions did not differ significantly from either of the
the three control groups did not change over time. other two groups. There were also significant differ-
Supporting these results were clinical global rat- ences between groups in the families’ satisfaction with
ings that indicated significantly greater programming the direct care staff members (P ⫽ .05), the adminis-
( p ⫽ .0001) and significantly better general impressions trators (P ⬍ .05) and the impact of the placement on
of the desirability of the living situation ( p ⫽ .0001) for the family (p ⬍ .05). The CLLC parents were signifi-
the CLLC compared to the other three settings (See cantly more satisfied with the direct care staff of the
Table IV for Means and Standard Deviations). The program than were the parents of group home partici-
group homes were rated as a significantly more desir- pants. Although the paired comparisons were not sta-
able setting than were the institutions. tistically significant, the families of the subjects in the
The Autism Survey (Stone, 1987), a written mea- CLLC and in institutions gave higher satisfaction rat-
sure of common misconceptions about autism, was com- ings for the administration of the programs and the im-
pleted by the residential caregivers. Higher scores on this pact of the placement on the family than did the parents
six-point scale indicate greater levels of understanding of the group home participants. There were no signif-
of autism. The scores (X ⫽ 4.77 range ⫽ 3.4–5.8) indi- icant differences between groups in their satisfaction
cated that parents and professionals in all treatment set- with the physical living environment.
Means with different letters (a,b ) are significantly different from each other.
ERS scores range from 1 to 5, with higher scores indicating greater environmental adaptation for the individual.
136 Van Bourgondien, Reichle, and Schopler
Table III. CLLC Subjects ERS Scores at Time 1 (before special placement) and Time 4
Time 1 3.0 (.65) 2.58 (.62) 2.81 (.76) 3.00 (.63) 3.31 (.38) 3.09 (.43)
Time 4 4.1 (.37) 4.14 (.29) 3.78 (.53) 4.12 (.24) 4.43 (.37) 4.11 (.31)
ERS scores range from 1 to 5, with higher scores indicating greater environmental adaptation for the individual.
Given the importance of community involvement individual and population curves can be estimated, (2)
in programs for individuals with disabilities, items re- the timing and number of measurements can differ
lated to family satisfaction with community involve- among subjects, and (3) predictors can change for dif-
ment and peer interaction were analyzed separately. ferent assessments on the same subject. Separate mod-
The families were significantly (F ⫽ 3.77, p ⬍ .05) els were fit for four skill and behavior indices: skill index,
more satisfied with the community involvement of the index of caregiver report of negative behaviors, and di-
CLLC participants (X ⫽ 5, SD ⫽ 00) compared to rectly observed negative behaviors with and without
the group home participants (X ⫽ 3.10, SD ⫽ 1.44). minor stereotypical behaviors. Growth curves were fit by
The institution group (X ⫽ 3.33, SD ⫽ .58) was not treating subject and time as random effects and all other
significantly different from the other two groups (F ⫽ predictors as fixed effects in the models. The following
2.31, p ⫽ .13). Groups were comparable on family variables were considered as predictors in the models:
satisfaction with peer interactions. living environment, Environmental Rating subscale
scores, knowledge of autism, family collaboration, resi-
Adaptive Skills and Behaviors dential placement before age 18, leaving a residential
placement as a result of behavior problems, presence of
To assess whether skills and behaviors changed aggression or self-injury, a dual psychiatric diagnosis,
over time and how trends differed among the living en- total behavioral/psychiatric medications, and total seizure
vironments, growth curve models were fit to the data medications. These variables were chosen in part to test
based on the general linear mixed model (also called hi- the original hypotheses that specialized interventions will
erarchical linear models) (Burchinal, Bailey, & Snyder, affect skills and behaviors over time. The remaining vari-
1994). Given the small sample size and the unequal size ables were chosen as indicators of the severity of an
of the groups, results of this analysis should be consid- individual’s behavioral difficulties at baseline.
ered exploratory. Like traditional repeated measures For each outcome area, 10 models were examined.
ANOVA models, mixed models can account for the sys- The first model addressed the question of whether there
tematic correlation among repeated measurements within is a linear trend over time for this index and whether it
subjects, but they have several advantages: (1) both differs by group. If the first model found no significant
changes over time, then a second model explored the ab-
solute difference between the treatment group at each
Table IV. Global Ratings of Degree of Programming and
Desirability of the Setting Means and Standard Deviations time and the average of each control setting. The results
of the control settings could be averaged because of the
Programming Desirability absence of significant change over time in model 1. This
(F ⫽ 12.04, (F ⫽ 13.56, model then asked whether the average for each control
p ⫽ .0001) p ⫽ .0001) group differed from the CLLC group at 6 and 12 months
CLLC (6) 5.00 (.00)a 135.83 (4.02)a after they entered the specialized treatment setting.
Family homes (8) 2.25 (.89)b 69.13 (25.89)b,c Depending on which model was valid, the predictor vari-
Group homes (11) 3.00 (1.10)b 75.36 (35.28)b ables were added to the model(s) to control for baseline
Institutions (5) 2.60 (.89)b 33.60 (24.2)c differences among the subjects in the different groups re-
a,b,c
sulting from these variables and to account for variation
Means with different letters are significantly different from each
other. Programming Range: 1 (no programming) to 5 (excellent
attributable to extraneous sources.
programming). Desirability Range: 1–150; higher scores indicate The final six models explored the impact of the en-
greater desirability. vironment on these indices of skills and behaviors over
Effects of a Model Treatment Approach on Adults with Autism 137
Satisfaction
General Environmental Direct care Administration with effect of
satisfaction satisfaction satisfaction satisfaction placement on family
(F ⫽ 3.59, p ⫽ .05) (F ⫽ 2.21, p ⫽ .14) (F ⫽ 4.31, p ⫽ .03) (F ⫽ 3.64, p ⫽ .03) (F ⫽ 4.29, p ⫽ .03)
CLLC 4.65 (.21)a 5.00 (.00) 4.93 (.10)a 4.96 (.09) 4.40 (.82)
(n ⫽ 5)
Institution 3.96 (.38) 4.83 (.29) 4.72 (.19) 4.80 (.35) 4.50 (.50)
(n ⫽ 3)
Group home 3.34 (1.14)b 3.95 (1.28) 3.48 (1.27)b 3.49 (1.42) 3.35 (.82)
(n ⫽ 10)
ab
Means with different letters are significantly different from each other.
Range ⫽ 1 (very dissatisfied) to 5 (very satisfied).
time for all subjects combined. Although the CLLC pro- Skills Index
vided significantly more autism-specific programming
The results of the first and second models indi-
according to the TEACCH method than the control set-
cated that there were no significant changes in the
tings as a group, individual control settings were also
AAPEP scores over time regardless of setting. When
utilizing these techniques. Given the small sample size,
the predictor variables were added, the presence of
combining the groups together allowed for a more pow-
seizures was a significant (F ⫽ 3.28, p ⫽ .04) predic-
erful assessment of the impact of the environment, as
tor of lower skills.
measured by the ERS on the skills and behaviors of the
When all participants were grouped together and
persons with autism, over time. Within each of these
the ERS subscales were treated as a continuous vari-
final models, the questions were as follows:
able across settings, there was no relationship between
1. Is there a relationship between the outcome and the current environment or changes in the environment
this current aspect of the environment (subscale over time and the outcome scores in the skills index.
of the ERS)?
2. Is there a relationship between the outcome and
the difference between the current environment Negative Behavior Index
and the previous environment?
The negative behavior index was a statistically con-
3. Does the relationship between the outcome and
structed score derived from the behavior questionnaire
the current environment depend on the differ-
results. The results of the first model indicated that there
ence between the current environment and the
were no significant trends over time or group differences
previous environment?
in trends of the negative behavior index. In the second
Table V includes the means and standard devia- model, the results indicated that the CLLC group at Time
tions for the Skill Index, Negative Behavior Index, and 4 were reported to display more negative behaviors than
Behavior Observations across settings. the average scores for subjects living at home (t ⫽ 1.98,
Table VI. Means (Standard Deviations) of Skill Index, Negative Behavior Index
and Negative Behavior Observations
Negative
Index of negative Negative behavior behavior observations
Skills index behaviors observations without stereotypies
Note: Control group scores are the mean of Times 1, 2, 3, and 4. CLLC scores represent Time 4 data.
138 Van Bourgondien, Reichle, and Schopler
p ⫽ .05). Adding the predictor variables to these mod- situations, there was a significant increase in these be-
els indicated that, regardless of setting, individuals who haviors over time (r ⫽ 2.6, p ⬍ .00001). A closer ex-
were described as aggressive to themselves or others at amination indicated that this finding was largely due to
baseline had higher rates of negative behavior at Time an increase in minor stereotypies (e.g., body rocking,
4, whereas those who were not reported to be aggres- hand flapping) over time. Analyses of observed nega-
sive at baseline had significantly less overall negative tive behaviors without minor stereotypies indicated no
behaviors at Time 4 (r ⫽ ⫺.31, p ⫽ .04). significant changes over time. There was no difference
When all subjects were grouped together and the in the observed frequency of these behaviors between
ERS subscales were treated as continuous variables, residential settings. None of the subject predictor vari-
there were significant relationships between the outcome ables were significantly related to the observed nega-
on the negative behavior index and the current environ- tive behaviors.
ment and the changes in the environment over time. Par-
ticipants who were currently being reported to exhibit
more behavior problems had environments that were DISCUSSION
being adapted to meet their communication needs (r ⫽
.20, p ⫽ .03). Participants who experienced an increase The results of this study supported the hypothesis
in adaptive communication programming over time were that participants who moved into the experimental treat-
more likely (r ⫽ ⫺.13, p ⫽ .07) to exhibit fewer nega- ment program based on the TEACCH philosophy ex-
tive behaviors over time as reported by caregivers. perienced a higher quality of treatment as compared to
There was a complex relationship between change the participants in the control settings. Compared to their
in visual structure and the negative behavior index (r ⫽ own baseline and compared to the control groups, the
⫺.22, p ⬍ .0005). If the individual’s program had participants in the CLLC experienced a significant in-
become less structured over time, then at Time 4 there crease in the presence of structure and individualized
was a relationship between higher levels of structure programming in the area of communication and social
currently being used with higher frequencies of nega- skill development, the use of visual systems to promote
tive behavior. For individuals who experienced an independence, the use of developmental planning, and
increase of visual structure over time, higher visual positive, preventive behavior management strategies. The
structure in the current environment (Time 4) was as- CLLC was also rated as a significantly more desirable
sociated with lower levels of current negative behaviors place to live.
(r ⫽ ⫺.22, p ⬍ .0005). Further evidence that these changes reflected a bet-
A similar relationship was found between changes ter quality of life were the significant differences be-
in behavior techniques over time, current use of be- tween the CLLC and the group home settings in the
havior techniques, and the negative behavior index (r ⫽ families’ satisfaction with the programs. These find-
⫺.4, p ⫽ .01). If the subject experienced a reduction ings, however, are limited by the small sample size and
in positive/preventive behavior planning over time, the relatively low return rate for the participants living
then there was a relationship at Time 4 between higher in institutional settings.
positive/preventive behavior programming and higher These statistically significant differences in treat-
levels of reported negative behavior. However, for in- ment environments were also very striking from a clin-
dividuals whose program changed in the direction of ical perspective. Based on the information obtained in
increased positive/preventive behavioral programming the ERS interviews, the CLLC provided significantly
over time, higher levels of behavior programming at more visual structure, a major component of the
Time 4 were associated with lower levels of current re- TEACCH method, to ensure that the residents were able
ported behavior problems, and higher levels of reported to use their skills independently of staff members’
behavior problems were associated with less preven- prompts, whereas the other programs did not empha-
tive behavioral approaches. size independence as a goal. As a result, the residents
in the control settings were highly dependent on the
presence of others and verbal prompting to understand
Behavior Observations
their world and to be able to use their skills. Another
Negative behaviors were also measured with di- major distinction between the programs was the em-
rect observation. Again, the direct observation results phasis at the CLLC on integrating communication, so-
were summarized into a single score of negative be- cialization, and other treatment goals throughout the
haviors. The results indicated that, regardless of living day in meaningful ways. The other settings tended to
Effects of a Model Treatment Approach on Adults with Autism 139
have more discrete teaching sessions with less empha- proaches to behavior problems over time experienced an
sis on functional or meaningful goals that could be gen- increase in the frequency of negative behaviors in the
eralized into the community. Finally, the behavior adults with autism they served. These results suggest that
management approach used at the specialized treatment the positive impact of these strategies is something that
setting (CLLC) emphasized a more preventive approach develops over time and that the changes in the environ-
to managing behavior using less restrictive or negative ment need to be maintained to continue the positive
consequence measures than the other settings. behavioral effects. If one thinks of these treatment strate-
The significant differences between the program- gies as prosthetic devices that help the individuals with
ming and desirability ratings of the CLLC versus fam- autism compensate for their deficits (similar to glasses
ily homes merits some discussion. The parents whose or hearing aids), it makes sense that their continued use
offspring were still at home frequently reported that is necessary to maintain the positive effects.
they no longer were able to provide the teaching, struc- A second area for future research that is suggested
ture, or life experiences that they knew their adult chil- by the behavior results relates to the impact of transi-
dren wanted and needed. By definition, these were tioning adults with autism to new living environments.
families of adults with severe disabilities who were Across all settings, the clinical reports indicated that
looking for out-of-home placement. It was obvious to when individuals with autism moved to new settings,
the interviewers and the parents that these adults were there was a tendency for behavior problems to become
not in optimal teaching settings despite the good care worse. There were 16 participants (including the 6
and attention of their parents. CLLC participants) who changed living environments
The results concerning comparison of participant in the course of the study. For analyses purposes, the
skills and behaviors were based on hierarchical linear control settings were averaged over time and the ob-
modeling and should be considered exploratory given servations made after any move in these groups was
the small number of participants and unequal group excluded, while by definition all of the CLLC partici-
sizes. Not surprisingly, the exploratory results of the pants moved. This factor may account for the Time 4
skill comparison using the AAPEP did not show either differences in reported negative behaviors between par-
statistically or clinically significant changes in the de- ticipants living at home and participants at the CLLC.
velopmental levels of participants over time, regardless A second study (Van Bourgondien & Reichle, AAMR
of settings. As evidenced by the description of the par- presentation), which examines the impact of moving
ticipants at baseline, the sample consisted of adults with into a new setting on the skills and behaviors of adults
multiple severe disabilities. Although these adults were with autism, supports this notion.
born at a time in history when early identification of The results of this study should be considered to
autism and early intervention were minimal, most had be preliminary findings and not conclusive. As with
been receiving some form of educational programming any treatment study there are real-life factors that need
for several years. Therefore, one would not expect to to be considered. First, the sample was selected from a
see significant changes in their overall development in group whose families were actively seeking admission
an 18-month period. Future studies need to employ in- to the specialized program. And although some of those
dividualized measures of skill acquisition that are more who were not admitted to the CLLC found an alterna-
sensitive to the type of growth one is likely to see in tive program for their adult children, it is not surpris-
adults with multiple severe handicaps. Measures in fu- ing that these families were not as satisfied with their
ture studies should also examine the degree to which childrens’ placements as were the families whose chil-
the individuals can use their skills independently in a dren entered the special program.
wide variety of settings including the community. Second, the sample size is small and unequal,
The exploratory analyses of the changes in nega- which makes the choice of appropriate statistical
tive behaviors over time provided some interesting hy- procedures difficult. The use of hierarchical linear
potheses for future studies. models to examine the trends over time should be
First, the impact of providing autism-specific treat- considered exploratory. Given the sample size and
ment in the form of using visual structure, adapted the exploratory nature of these analyses, the results
communication training, and preventive behavioral ap- should be interpreted as suggestive of areas for fur-
proaches across all groups over time was significantly ther evaluation.
related to a reduction in behavior problems over time. In summary, the results of this study supported the
Conversely, settings that reduced the use of visual sys- hypothesis that participants in the experimental treat-
tems, communication adaptations, or preventive ap- ment setting, Division TEACCH’s CLLC, experienced
140 Van Bourgondien, Reichle, and Schopler
an increase in structure and individualized programming LaVigna, G. W. (1983). The Jay Nolan Center: A community-based
in the areas of communication, independence through program. In E. Schopler & G. B. Mesibov (Eds.), Autism in
adolescents and adults (pp. 381–410). New York: Plenum
the use of visual systems, social skills, developmental Press.
planning, and positive, preventive behavior management Lettick, A. L. (1983). Benhaven. In E. Schopler & G. B. Mesibov
compared to participants in the control settings. The ex- (Eds.), Autism in adolescents and adults (pp. 355–379). New
York: Plenum Press.
perimental program was viewed subjectively by re- Mesibov, G. B., & Shea, V. (1980, March). Social and interpersonal
search staff members as a more desirable place to live problems of autistic adolescents and adults. Paper presented at
than the other settings; of the families who returned their the meeting of the Southeastern Psychological Association,
Washington, D. C.
surveys, these parents were significantly more satisfied Mesibov, G., Schopler, E., Schaffer, B., & Landrus, R. (1988). In-
with the treatment their adult children received. dividualized assessment and treatment for autistic and devel-
In this population of adults with multiple severe opmentally disabled children. Vol. IV: Adolescent and Adult
Psychoeducational Profile (AAPEP). Austin, TX: Pro-Ed.
disabilities, exploratory analyses revealed no signifi- Reese, R. M., Sherman, J. A., & Sheldon, J. B. (1998). Reducing dis-
cant changes in skills regardless of treatment program. ruptive behavior of a group home resident with autism and men-
The increased use of visual systems, adapted commu- tal retardation. Journal of Autism and Developmental Disorders,
28, 159–165.
nication techniques, and positive, preventive behavior Schalock, R. L., Keith, K. D., Hoffman, K., & Karan, O. C. (1989).
management strategies over time is significantly related Quality of life: Its measurement and use. Mental Retardation, 24,
to a decrease in behavior difficulties. 25–31.
Schopler, E., & Hennike, J. M. (1990). Past and present trends in res-
idential treatment. Journal of Autism and Developmental Dis-
order, 20, 291–298.
ACKNOWLEDGMENT Schopler, E., & Mesibov, G. B. (Eds.). (1995). Learning and Cogni-
tion. New York: Plenum Press.
Schopler, E., Reichler, R., & Renner, B. (1985). Childhood Autism
This study was supported by the National Institute Rating Scale (CARS). New York: Irvington.
of Mental Health Grant MH44626–01. Sherman, J., Barker, P., Lorimer, P., Swinson, R., & Factor, D. C.
(1988). Treatment of autistic children: Relative effectiveness of
residential, out-patient and home-based interventions. Journal
of Child Psychiatry and Human Development, 19, 109–125.
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