Professional Documents
Culture Documents
Gender Identity and Its Failure
Gender Identity and Its Failure
Gender Identity and Its Failure
MYRA J. HIRD
Has the modern elation about progress been eclipsed by a postmodern sense of
loss, melancholia and of things coming to an end? Within the field of identity,
contemporary theoretical debates seem drawn to ideas of loss and mourning as
the psychic ‘price’ of identification. The ambiguities at play within this field are
the subject of sustained analysis (Featherstone and Turner, 1995; Turner, 1992).
That our conscious self may be no more than a fairly superficial surface beneath
which a myriad of psychic forces effect a continual play of identifications and
resistances based on object attachments is simultaneously absent from lay under-
standings of self, and the major subject of Freudian psychoanalysis.
True of all theories pertaining to the human condition, psychoanalysis has
courted commingled favour. Feminist philosophical analyses have recently
returned to psychoanalytic theory, this time to bridle identification theory with
questions concerning the origins of gender. I am thinking here particularly of
Judith Butler’s developing interest in psychoanalytic analyses of the loss incurred
when infants attempt to incorporate objects during the process of identity
formation. In the Freudian account, the Oedipus complex and fear of castration
are the major structures that condition the direction of both identification and
desire. Butler draws upon Freud’s insights on mourning to argue that, like all
processes of identification, the acquisition of gender involves loss because the
actual ideal object cannot be fully incorporated into the subject. She is right to
point out that Freud’s dependence on the oedipal complex effects a hetero-
normative assumption of opposite-gender desire. Butler presses psychoanalytic
theory to argue radically that homosexuality, as same-gender identification,
precedes (and indeed produces) heterosexuality.
Body & Society © 2002 SAGE Publications (London, Thousand Oaks and New Delhi),
Vol. 8(2): 39–54
[1357–034X(200206)8:2;39–54;024321]
03hird 31/5/02 1:03 pm Page 40
The radical social constructionism of both Freud and Butler, albeit in distinct
ways, maintains gender as a matter of identification and desire, as opposed to an
ontological condition of being. Although Butler discusses identity at length, I will
suggest that a political commitment to subvert the heteronormative gender
system leads Butler to conflate identification with desire in the case of homo-
sexuality. I want to argue that all gender, not specifically heterosexuality or homo-
sexuality, is melancholic, as any restriction of pleasures entails loss. That is, if we
are, as Freud claimed, ‘polymorphously perverse’, then in acquiring our gender,
whether male or female, and our sexuality, whether homosexual, heterosexual or
bisexual, we necessarily forgo those elements of gender which precisely allow
such identifications to take place at all. As such, any gender identification simul-
taneously signals the failure of pleasures; but the closer to the dominant hetero-
normative system the greater that failure.
For such a claim to persuade, I will return to one of the most famous case
studies to interest the psychiatric community during the late 19th century. Judge
Daniel Paul Schreber was the subject of not only his own analysis (1998), but also
features in Freud’s case studies (1958) and Lacan’s notes on psychosis (1977), as
well as a host of more recent analyses (Macalpine and Hunter, 1998; Sass, 1994;
Schiesari, 1992; Zvi, 1992). Freud considered Schreber to be homosexual, and
analysed his case as a paranoiac reaction to a strong father identification and
severe fear of castration. We find in Schreber’s forthright memoirs of his identifi-
cation as a woman, a strong case not only for the crucial distinction between
identification and desire, but also evidence that the very process of gender
identification, to whatever end, involves loss and trauma. If Freud was correct in
asserting that identification precedes desire, then drawing upon contemporary
03hird 31/5/02 1:03 pm Page 41
Unidentified Pleasures 41
competes for the object-cathexis of his mother. Again, Freud emphasizes that
‘identification . . . is ambivalent from the very first’ (1959d [1921]: 37). It is here
also that Freud distinguishes between identification with a subject and for an
object, the former being the core of identification while the latter more correctly
concerning desire and sexual object-choice. In this way, initial identifications
precede desire (at least of the sexual kind). Identification is, therefore, a highly
emotive process and significant psychic energy is expended in substituting the
original subject through its introjection into the ego. Here Freud recalls his earlier
article on ‘Mourning and Melancholia’ as the quintessential illustration of the
process of object introjection.
Published in 1917, ‘Mourning and Melancholia’ draws an association
between the loss of a loved one and the symbolic loss of connection the infant
experiences during development. Freud begins by studying the processes
involved with mourning and then compares this with the ‘general state’ of
melancholia. Mourning is a reaction to the loss of things held dear, whether
individuals or countries. Mourning entails acute feelings of pain, loss of interest
in the outside world and an inability or unwillingness to replace the mourned
object with another, that is, a refusal to love again. Mourning of this kind
typically abates over time because the ego incorporates aspects of the lost
object. When a loved object dies, the ego is required to completely give up its
libidinal attachment to this object. This is experienced as so traumatic that the
ego attempts to retain the attachment temporarily by denying the reality of the
loss. The reality principle eventually renders this attempt unsustainable and,
bit by bit, the ego surrenders to the knowledge that the loss is permanent.
Recovery is made possible through the ego’s incorporation of aspects of the
loved object.
Key aspects of the psychical processes of mourning might be taken up in our
exploration of the origin of gender. Incorporation is largely accomplished at an
unconscious level. Mourning involves a certain degree of resistance as ‘people
never willingly abandon a libidinal position’ (Freud, 1959b [1917]: 154). The
incorporation never fully replaces the love-object, so the trauma of loss cannot
be fully removed. The experience of direct object-cathexis differs from that of the
pleasure experienced from identification in that the real object is inaccessible for
identification, and the interpretation or memory trace, as it were, of the object by
the ego must suffice. Absolute replacement is impossible and mourning accounts
for the trauma of this limited assimilation. From the ego’s perspective, there is no
moral value attached to the object of love and desire; that is, there are no ‘right’
or ‘wrong’ identifications. Finally, the motivating force of the ego towards
stability effects a colonizing persistence.
03hird 31/5/02 1:03 pm Page 43
Unidentified Pleasures 43
Yet identification is anything but whimsical: the object becomes part of the ego
and as such ‘makes an essential contribution towards building up what is called
its “character” ’ (Freud, 1947: 18). Indeed, identification implies the formation of
identity itself. An individual’s ‘character’, to use Freud’s phrase, is thus largely
determined by her/his history of incorporations.
Incorporating Gender
How does the process of identification relate to gender? For Freud, the active
process of identification is itself ‘typically masculine’ (1959d [1921]: 37). Freud
has now firmly overshadowed the maternal with paternal identification.1 Identifi-
cation becomes an essential part of the Oedipus complex as the boy ‘takes his
father as his ideal . . . he would like to grow like him and be like him, and take
his place everywhere’ (1959d [1921]: 37).
Judith Butler develops ideas about the origin of gender first through Gender
Trouble (1990) and Bodies That Matter (1993), but most importantly in The
Psychic Life of Power (1997). Butler recognizes that while psychoanalysis does
not overtly purport any notion of ‘gender’ (nor for that matter ‘identity’), we find
the sense of these concepts throughout Freud’s work.2 Butler’s developing
account of a radical construction of gender appears in her early work:
. . . we never experience or know ourselves as a body pure and simple, i.e. as our ‘sex’, because
we never know our sex outside of its expression of gender. We do not approach culture with
our gender already in place, but derive our gender from that very embodied life. (1986a: 39)
Butler argues that gender does not alter from some locatable starting point, but
is much more an activity, enactment or performance in constant movement.
Butler suggests that rather than an ontology, sex is no more than an ‘effect’. What
Gender Trouble is most often recognized for is its development of the notion of
‘performativity’ as the expression of gender. A less remarked upon aspect of this
text is Butler’s return to psychoanalysis to explore when and how gender first
begins to be incorporated on the body.3
When the infant reacts to the loss of objects (as s/he begins to understand
her/his own separateness) Butler contends that the ego incorporates gender as
part of an object’s ‘character’. Butler has two important insights here. First, Freud
focused on an identity developed in response to the ego’s negotiation of the
oedipal complex and fear of castration whereby the male child learns to identify
with (incorporate) the father. But the oedipal complex assumes that heterosexual
desire has already been accomplished, when in fact the complex itself is supposed
to effect this transition. Cognizant of this impossibility, Butler focuses instead on
the incest taboo and the infant’s incorporation of the lost object of desire (the
03hird 31/5/02 1:03 pm Page 44
same-gender parent). Thus it is not the fear of castration but the dominance of
heteronormativity that initiates the identification process. Second, if gender
identification is achieved by similar processes to those operating with other
identifications, gender identification must be incomplete: identification is not of
the object itself but a manipulation – a phantasmatic identification – and the ego
ideal assures the consolidation of heterosexual gender identification through the
sublimation of homosexual desire. Thus, because gender identification is a
reaction to loss, Butler is able to argue that gender is melancholic.
Butler is aware of the importance of gender stability. That the ego attempts to
maintain some permanence is reasonable, given the constant tension between the
psyche and the Real. This stability is chimerical, though, as her work on perfor-
mativity is at pains to demonstrate. Butler argues that gender is actually quite
‘incoherent’: the ego buys the guise of stability, as it were, at the price of melan-
choly.
Thus the most important insight Butler has here has to do with the relation-
ship between heterosexuality and homosexuality. Rather than homosexuality as
an aberration or something gone wrong, it must precede heterosexuality for the
latter to develop at all: ‘homosexuality creates the heterosexuality . . . required to
make the Oedipal conflicts possible’ (1990: 64). Because Butler shifts our atten-
tion from the oedipal complex to the incest taboo, she is able to argue that it is
society’s strictures against same-sex desire (homosexuality) that condition ego
development.
The political aim of Butler’s argument, to reverse the heterosexual matrix, is
laudable given current prohibitions against homosexuality, but its logic is prob-
lematic. In the following paragraphs, I will outline the major difficulties with
Butler’s use of psychoanalytic theory to make her claims about sexuality and
identification. First, it is clear from his work on melancholia that Freud distin-
guishes between the identification process for infants and adults. The adult’s fully
developed ego can effect the kind of identifications familiar in mourning. The
infant’s largely undeveloped and undifferentiated ego, on the other hand, makes
rather fumbling attempts to differentiate itself from objects. As Adam Phillips
remarks quoting Freud, ‘an object is soldered on to instinct’ (1997: 152). If the
ego is as unrefined as Freud suggests, then the characterization of homosexuality
and heterosexuality requires a degree of sophistication the ego cannot possibly
have achieved at this stage. It may indeed mean these initial primary gestures
towards identification may be the most powerful, precisely because of the depen-
dence of the infant and the imperative to achieve autonomy. Yet because the ego
itself has not yet formed, the identifications are also more precarious, incomplete
and ambivalent as we have seen.
03hird 31/5/02 1:03 pm Page 45
Unidentified Pleasures 45
Unidentified Pleasures 47
and desire that most problematizes Butler’s case for homosexuality as the origi-
nary signifier, and it is to this topic that we now turn.
Gender Failed
We are left with a number of unanswered questions. What exactly determines
what can and cannot be psychically incorporated? How can gender be incorpor-
ated when the infant has no knowledge of gender, and won’t for some time to
come? Can a subject refuse to incorporate gender and what are the consequences
for their identity?
In circumstances in which the intended meaning(s) of Freud’s work on the
origins of subjectivity are generous enough to afford several interpretations, and
given Butler’s highly imaginative and compelling use of Freudian theory to argue
for a particular ‘origin’ reading, it is of singular value to search Freud’s many
writings for clarification. Most feminists turn to the oft-traversed case studies of
‘Dora’ and ‘The Psychogenesis of a Case of Homosexuality in a Woman’ as illus-
trative of Freud’s emphasis on the importance of the Oedipus complex in male
and female identification.
A less remarked upon case analysis in feminist studies, and yet one which for
our purposes could not be more pertinent, is that of the ‘Psychoanalytic Notes
on an Autobiographical Account of a Case of Paranoia’ or the Schreber case as it
is more popularly known. One suspects that this case received public attention
primarily because of Schreber’s prominent position within the German judiciary.
Senatspräsident Schreber occupied a number of positions, his most prestigious as
the Presiding Judge over a Division of the Saxon Appeal Court in Dresden (1958:
135). Were it not for his wealth, social class background, education and member-
ship of the German ruling class, it is unlikely that Schreber’s case would have been
granted any of the acclaim that it has. It is for these reasons that Freud’s interest
in the case was clearly initiated; but as much because Schreber provided his own
detailed memoirs.
From Schreber’s Memoirs (1998), Freud is able to glean sufficient detail to
build a credible case of paranoia. Between his first two ‘illnesses’, Schreber reports
a dream in which he thought that ‘it really must be very nice to be a woman
submitting to the act of copulation’ (in Freud, 1958: 142). During his second
‘illness’ Schreber reports that his body is decomposing for a divine purpose which
the Court Judgment summarizes thus: ‘he believed that he had a mission to
redeem the world and to restore it to its lost state of bliss. This, however, he could
only bring about if he were first transformed from a man into a woman’ (1958:
146).
03hird 31/5/02 1:03 pm Page 48
If it were only a case of divine calling for some particular purpose, this case
might not have caught Freud’s attention. It is the specific requirement by God
that Schreber must be a woman in order to fulfil his ordained destiny that
intrigued Freud. As Freud recounts, ‘it is not to be supposed that he wishes to be
transformed into a woman; it is rather a question of a “must” based upon the
Order of Things’ (1958: 146, emphasis in original). Indeed, Schreber is convinced
that he is turning into a woman. Through a discharge of rays, God is transform-
ing Schreber’s body, replacing male with female nerves, causing his skin to become
soft, and to experience the same sense of ‘voluptuousness’ of women. His doctors
are concerned with Schreber’s ‘condition’ not least because he ‘shows no signs of
confusion or of psychical inhibition, nor is his intelligence noticeably impaired’
(1958: 144). Indeed, his doctors seem greatly agitated that Schreber insists,
‘exhaustively’ so, on his transformation into a woman above all other symptoms.
How could such an intelligent, educated, well-spoken, middle-class man desire
so strongly to be a woman? I think the reason Schreber’s case attracted so much
psychiatric interest was because, in so many ways, he exemplified the culture and
intellect of the class of which the psychiatric community was also a part. With the
sense that, but for his identification as a woman, Schreber was just like him, Freud
begins his interpretation. Freud focuses on Schreber’s dreams, which Freud inter-
prets thus: the ‘feminine attitude’ which Schreber reports is directed towards his
doctor, Flechsig. Thus the exciting cause is Schreber’s homosexual impulse
towards his doctor; the symptoms a product of the ego attempting to negotiate
this homosexual impulse. What now might be recognized as (pre-operative) trans-
sexualism, Freud defines within the available terms as homosexuality.6 We antici-
pate from Freud’s notes on homosexuality that he will not find Schreber’s latent
homosexuality problematic in itself, and indeed this is the case: ‘every human
being oscillates all through his life between heterosexual and homosexual feelings,
and any frustration or disappointment in the one direction is apt to drive him over
into the other’ (1958: 180). Schreber’s ego deals with the struggle between the
homosexual impulse and the resistance to it by developing intense feelings of
persecution, particularly from his doctors. Thus ‘his ego found compensation in
his megalomania, while his feminine wishful phantasy made its way through and
became acceptable’ (1958: 183). Freud further interprets Schreber’s constant focus
on the sun as an allusion to his father, to whom Schreber felt a very strong attach-
ment, and whose loss Schreber consequently felt deeply when he died. Thus the
threat of castration presented by the father to the son in the Oedipus complex
manifests as a literal castration that the transformation into a woman effects.
Rather than resolving the threat of castration by abandoning the mother as love-
object and identifying with the father, the homosexual alternative consists in the
03hird 31/5/02 1:03 pm Page 49
Unidentified Pleasures 49
boy desiring his father and taking on a feminine position in order to seek out
relationships with men.
Freud’s main axis of interpretation concerns the ‘mechanisms of paranoia’
(1958: 196), which, he argues, are a central theme in the homosexual’s life. In order
to defend his theory, Freud argues that the child’s disparate pleasures are attached
to a love object that is initially his own body. He then states that ‘what is of chief
importance . . . may already be the genitals’. This ‘normally’ leads the individual
to choose an outside object with genitals like his own. It thus appears that Freud
himself is arguing that homosexual object-choice precedes heterosexual object-
choice.7 But in order to confirm the centrality of the Oedipus complex, Freud
also claims that homosexuality is the result, not the cause, of the psychic process
initiated by the Oedipus complex. It seems homosexuality both precedes and
follows heterosexuality – Freud seems to be gerrymandering his theory to
account for homosexuality.
The most obvious and recurring theme of the Memoirs is Schreber’s identifi-
cation as a woman, and I think this case gives important insights into our ques-
tions about the origin of gender. I want to suggest a possible reconciliation
between Freud’s analysis of Schreber and Butler’s analysis of the formation of
heterosexuality.
Melanie Klein acknowledges that ‘we know little about the structure of the early
ego . . . the early ego largely lacks cohesion, and a tendency towards integration
alternates with a tendency towards disintegration, a falling into bits’ (Klein, 1986:
179). This ‘unfathomable’ area, eager to experience pleasure in all of its poly-
morphous possibility, resists any attempts by the ego to narrow its sources of
identification, and thus pleasure. Klein is particularly aware of the anxiety, frus-
tration and sense of loss incurred in the process of identification. She states ‘at a very
early age children become acquainted with reality through the deprivations which it
imposes on them. They try to defend themselves against it by repudiating it’ (Klein,
1986: 59). One sign of the ‘achievement’ of subjectivity is the child’s demonstration
of the ‘ability to sustain real deprivations’ (1986: 59). Klein says, further, that the
ego’s ‘attempts to save the loved object, to repair and restore it, attempts which in
the state of depression are coupled with despair . . . are determining factors for all
sublimations and the whole of . . . ego development’ (1986: 124).
Freud was cognizant that the ego’s struggle with the resistance of pleasures
was unresolvable. In ‘Analysis Terminable and Interminable’, he notes, ‘a perma-
nent settlement of an instinctual demand does not happen. The demand does not
disappear. It is tamed’ (1959e [1937]: 326). Butler, too, invokes this condition in
recognizing the necessary repetition of gender performativity. For Butler, as for
Freud, it is the need for constant repetition that acknowledges the precarious
03hird 31/5/02 1:03 pm Page 50
Unidentified Pleasures 51
Concluding Remarks
I think the spirit of Butler’s work is to challenge current notions of ‘normal’
gender development. This venture, drawing on Freud’s insights into the trauma,
violence, ambivalence and incomplete process of identification, invites an
interpretation of gender as precarious outcome, achieved at significant cost. What
is so appealing about the pleasures of which both Butler and Freud speak is that
they exist prior to their social construction as ‘sexual’ at all. Given Freud’s
emphasis on polymorphous pleasures, the reluctance of the body to allow its
03hird 31/5/02 1:03 pm Page 52
Notes
The author wishes to gratefully acknowledge the helpful comments received from the anonymous
reviewers and editors on an earlier version of this article.
1. In a footnote Freud states: ‘perhaps it would be safer to say “with the parents”; for before the
child has arrived at definite knowledge of the difference between the sexes, the missing penis, it does
not distinguish in value between its father and its mother . . . in order to simplify my presentment I
shall discuss only identification with the father’ (1947: 39). This shift initiated debates concerning
maternal identification (see Klein, 1986).
2. Freud does repeatedly refer to certain characteristics as masculine and others as feminine in order
to emphasize the salience of sexuality in human development. This is in contrast to much sociological
work which separates sexual and gender identity (see Butler, 1994).
3. Butler is cognizant of Foucault’s claim that psychoanalysis names sexuality as it purports to
explain it. However, Butler is interested in psychoanalysis as precisely a discourse of sexual develop-
ment.
4. Kessler and McKenna’s research (1978) found that children as old as 5 believe that if a dress is put
on a man, he changes into a woman.
5. Freud also speaks of our ‘psychical hermaphroditism’ (1920: 210) and our ‘predisposition towards
bisexuality’ (1905: 136).
6. Schiesari (1992), Macalpine and Hunter (1998), and Fuss (1995) all refer to Schreber as a
03hird 31/5/02 1:03 pm Page 53
Unidentified Pleasures 53
transvestite, probably because of the passages of his diary in which Schreber details the way he adorned
himself with female clothing. However, the overall purpose of Schreber’s will is not to wear women’s
clothing but to become a woman, which suggests his identity as transsexual.
7. Freud reinforces this point further along in the analysis: ‘we accept the popular distinction between
ego-instincts and a sexual instinct; for such a distinction seems to agree with the biological conception
that the individual has a double orientation, aiming on the one hand at self-preservation and on the other
at the preservation of the species’ (1958: 213). The orientation towards self-preservation equates with
homosexuality, while the preservation of the species initiates the later transition to heterosexuality.
8. In Soul Murder (1976), Schatzman compellingly argues that Schreber’s schizophrenia was the
result of the extreme physical and psychological child abuse he suffered. So Schreber’s ‘attachment’ to
his father, while intense, is not to be assumed to be positive.
9. The permanence of transsexual cross-identification makes its ‘performance’ much more enduring
than the occasional ‘performance’ of drag.
References
Bornstein, Kate (1994) Gender Outlaw: On Men, Women and the Rest of Us. New York: Routledge.
Butler, Judith (1986a) ‘Sex and Gender in Simone de Beauvoir’s Second Sex’, Yale French Studies 72:
35–49.
Butler, Judith (1986b) ‘Variations on Sex and Gender: Beauvoir, Wittig, and Foucault’, Praxis Inter-
national 5: 505–16.
Butler, Judith (1990) Gender Trouble. New York: Routledge.
Butler, Judith (1993) Bodies That Matter. New York: Routledge.
Butler, Judith (1994) ‘Sexual Traffic: An Interview with Gayle Rubin’, Differences 6(2–3): 62–99.
Butler, Judith (1997) The Psychic Life of Power: Theories of Subjection. Stanford, CA: Stanford
University Press.
Featherstone, Mike and Bryan Turner (1995) ‘Body and Society: An Introduction’, Body and Society
1(1): 1–12.
Freud, Sigmund (1905) ‘My Views on the Part Played by Sexuality in the Aetiology of the Neuroses’,
in E. Jones (ed.) Collected Papers, vol. 1, trans. J. Riviere. New York: Basic Books.
Freud, Sigmund (1920) ‘The Psychogenesis of a Case of Homosexuality in a Woman’, in E. Jones (ed.)
Collected Papers, vol. 2, trans. J. Riviere. New York: Basic Books.
Freud, Sigmund (1947) The Ego and the Id, trans. J. Riviere. London: Hogarth Press.
Freud, Sigmund (1950) Totem and Taboo. London: Routledge.
Freud, Sigmund (1958) Case Histories II, trans. J. Strachey, ed. A. Richards. London: Penguin Books
(The Penguin Freud Library).
Freud, Sigmund (1959a [1905]) ‘Fragment of an Analysis of a Case of Hysteria’, in Collected Papers,
vol. 3, trans. A. Strachey and J. Strachey. New York: Basic Books.
Freud, Sigmund (1959b [1917]) ‘Mourning and Melancholia’, in E. Jones (ed.) Collected Papers, vol. 4,
trans. J. Riviere. New York: Basic Books.
Freud, Sigmund (1959c [1919]) ‘A Child is Being Beaten: A Contribution to the Study of the Origin of
Sexual Perversions’, in E. Jones (ed.) Collected Papers, vol. 2, trans. J. Riviere. New York: Basic
Books.
Freud, Sigmund (1959d [1921]) Group Psychology and the Analysis of the Ego, trans. J. Strachey. New
York: W.W. Norton and Co.
Freud, Sigmund (1959e [1937]) ‘Analysis Terminable and Interminable’, in J. Strachey (ed.) Collected
Papers, vol. 5. New York: Basic Books.
Freud, Sigmund (1964) ‘Femininity’, Standard Edition of the Complete Psychological Works of Sigmund
Freud, vol. 22. London: Hogarth Press.
03hird 31/5/02 1:03 pm Page 54
Myra J. Hird is a lecturer in Sociology at Queen’s University, Belfast. She is the author of several
articles on materiality, sexual difference, intersex and transgender, including ‘Intersex: A Test-case for
Psycho-analytic Theory?’ in Signs: Journal of Women in Culture and Society; ‘Gender’s Nature: Inter-
sexuality, Transsexualism and the “Sex”/“Gender” Binary’ in Feminist Theory; ‘For a Sociology of
Transsexualism’ in Sociology; ‘Out/perfoming Our Selves – Invitation for Dialogue’ in Sexualities; and
is completing a sole-authored book on the relation of intersex and transsex with theories of sexual
difference.