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Inverse Flux Quantum Periodicity of Magnetoresistance Oscillations in Two-Dimensional Short-Period Surface Superlattices
Inverse Flux Quantum Periodicity of Magnetoresistance Oscillations in Two-Dimensional Short-Period Surface Superlattices
035331-2
INVERSE FLUX QUANTUM PERIODICITY OF . . . PHYSICAL REVIEW B 69, 035331 共2004兲
具 U 典 ⫽ 共 1/T 兲 冕
⫺T/2
T/2
dt 关 V x cos K x x 共 t 兲 ⫹V y cos K y y 共 t 兲兴
035331-3
X. F. WANG, P. VASILOPOULOS, AND F. M. PEETERS PHYSICAL REVIEW B 69, 035331 共2004兲
v x ⫽⫺ 共 V y ᐉ 2 K y /ប 兲 F n 共 4u y 兲 sin 2 ⫺ 共 V x ᐉ 2 K y /ប 兲
⫻F n 共 u x ⫹u y 兲 cos ␥ cos , 共11兲 FIG. 3. Density of states vs energy for V x ⫽V y ⫽0.5 meV, a x
⫽800 Å with a y ⫽800 Å and a y ⫽1600 Å for the solid and dotted
curves, respectively. The dash-dotted curve is the result for a 1D
v y ⫽⫺ 共 V x ᐉ 2 K x /ប 兲 F n 共 u x ⫹u y 兲 sin ␥ sin ; 共12兲
modulation along the x direction with the same period and modu-
this has important consequences for transport and will be lation strength as in the 2D case. The magnetic field is B
detailed in the next section. ⫽0.64 T.
C. The density of states and 共11兲. The DOS for the hexagonal modulation is not
shown since it is similar to the one shown in Fig. 3.
The energy spectra given by Eqs. 共3兲 and 共10兲 are quali- In Fig. 4 we compare the DOS obtained from the exact
tatively different from the unmodulated spectrum, given by energy spectrum with that obtained using Eq. 共3兲. In this
E n , and from the corresponding 1D modulation spectrum, comparison we include a level broadening by replacing ␦ (E)
given by E n ⫹F n (u x )cos Kxx0. These differences are also re- in the definition of D(E) by ⌫/(E 2 ⫹⌫ 2 ). In Fig. 4共a兲 we
flected in the density of states 共DOS兲 defined by D(E) show the influence of the level broadening on the DOS for
⫽2 兺 nk y ␦ (E⫺E nk y ). For a 2D modulation with rectangular ␣ ⫽2/3 and different values of ⌫ specified in the caption. As
symmetry, corresponding to Eq. 共3兲, the DOS becomes can be seen, the subband structure disappears with increasing
⌫ and the exact and approximate result approach each other.
兺 冕0
⬁
2 That is, the gaps between the minibands in each Landau level
D 共 E 兲 ⫽D 0 d 兵 关 V x F n 共 u x 兲兴 2 are closed with increasing level broadening. Notice that this
n⫽0
happens for quite small values of ⌫ compared to the cyclo-
⫺ 关 E⫺E n ⫺V y F n 共 u y 兲 cos 兴 2 其 ⫺1/2, 共13兲 tron energy which is about 1 meV in this example. As shown
in 共c兲, the same behavior of the DOS occurs for ␣ ⫽1/2.
while for the one with hexagonal symmetry, corresponding Notice also that this closeness between the exact and ap-
to Eq. 共10兲, the DOS is given by proximate DOS occurs despite the drastic difference in the
兺 冕0 再
⬁
2
D 共 E 兲 ⫽D 0 d 关 V x F n 共 u x ⫹u y 兲 cos 兴 2
n⫽0
冉
⫺ E⫺E n ⫺
Vy
2
关 1⫹F n 共 4u y 兲 cos 2 兴 冊冎
2 ⫺1/2
,
共14兲
where D 0 ⫽L y L x / 3 ᐉ 2 . The quantities within the curly
brackets in Eqs. 共13兲 and 共14兲 must be positive.
In Fig. 3 we plot the DOS, given by Eq. 共13兲, for various
values of the parameters a x , a y ,V x , and V y . For compari-
son we also show the DOS 共dash-dotted curve兲 correspond-
ing to the 1D modulation. The latter exhibits Van Hove sin-
gularities at the edges of each Landau level 共band兲 reflecting
the 1D nature of the electron motion in this band, since v x
⫽0 while v y ⫽0, cf. Refs. 2 and 3. This is not the case for
the 2D modulation: the electron motion is two dimensional, FIG. 4. 共a兲 Density of states vs energy for ␣ ⫽2/3 and energy
since both v x and v y are different from zero, cf. Eqs. 共5兲 and level width ⌫⫽0 共thin curves兲 and ⌫⫽1 K 共thick curves兲. The
共6兲. That is, in the 2D case the DOS is finite, see also Refs. solid and dotted curves are, respectively, the exact and approximate
4共b兲. As shown there, the DOS is qualitatively the same as results. The DOS for ␣ ⫽1 in 共b兲 and ␣ ⫽1/2 in 共c兲 is plotted,
the one shown in Fig. 3 if the periods are the same and the respectively, for ⌫⫽1.1 K and ⌫⫽1.5 K obtained from ⌫
strengths are varied. This can be immediately deduced from ⫽(eប/m * ) 冑B/ . The parameters used are the same as those in
the factors V x F n (u x ) and V y F n (u y ) that appear in Eqs. 共3兲 Fig. 2.
035331-4
INVERSE FLUX QUANTUM PERIODICITY OF . . . PHYSICAL REVIEW B 69, 035331 共2004兲
corresponding energy spectra shown in Fig. 2. In addition, as The resistivity tensor is given in terms of the conduc-
shown in 共b兲, for integer ␣ the exact and approximate results tivity tensor ⫽ ⫺1 . We will use the standard expressions
for the DOS are identical. xx ⫽ y y /S, y y ⫽ xx /S, and yx ⫽⫺ xy ⫽⫺ yx /S with S
⫽ xx y y ⫺ xy yx .
III. TRANSPORT COEFFICIENTS
B. Analytical evaluations
A. Basic expressions
The scattering mechanism enters the conductivity expres-
For weak electric fields E, i.e., for linear responses, and sions 共15兲 and 共16兲 through the relaxation time (E ) and the
weak scattering potentials the conductivity tensor ( ) in transition rate W ⬘ , respectively; in contrast, Eq. 共17兲 is
the one-electron approximation has been evaluated in detail independent of the scattering when the latter is weak.14
in Ref. 3: ( )⫽ d ( )⫹ nd ( ), , ⫽x,y. The con- We assume that the electrons are scattered elastically by
tribution d ( ) stems from the diagonal part of the density randomly distributed impurities. This type of scattering is
operator . In a suitable basis 具 J d 典 ⫽Tr( d J )⫽ d E , dominant at the low temperatures of the reported experi-
where J is the current density and nd ( ) comes from the ments. Further, we expand the impurity potential in Fourier
nondiagonal part of ( ⫽ d ⫹ nd ). In general d ( ) components, i.e., U(r⫺R)⫽ 兺 qU qexp关iq•(r⫺R) 兴 , with
⫽ dif ( )⫹ col ( ), where dif ( ) indicates diffusive con- U q⫽2 e 2 / ⑀ (q 2 ⫹k s2 ) 1/2 corresponding to the screened im-
tributions and col ( ) collisional contributions. For the dif- purity potential U(r)⫽(e 2 / ⑀ r)exp(⫺ksr); r and R are the
fusive contribution we have electron and impurity positions, respectively, q⫽q x x̂⫹q y ŷ,
⑀ is the dielectric constant, and k s the screening wave vector.
e2 Diffusive contribution. For weak modulation potentials V x
⍀ 兺
dif 共 0 兲 ⫽ f 共 1⫺ f 兲 共 E 兲v v , 共15兲 and V y , which is pertinent to most of the reported experi-
ments, we may use 兩 ⬎⫽ 兩 n,k y , 典 to evaluate the velocity
provided that the scattering is elastic or quasielastic, and for matrix elements appearing in Eq. 共15兲; the latter are given by
the collisional one Eqs. 共5兲 and 共6兲 for rectangular symmetry and by Eqs. 共11兲
and 共12兲 for hexagonal symmetry. As for the relaxation time
e2 (E ), it is defined by 1/ (E )⫽ 兺 ⬘ W ⬘ ( v ⫺ v ⬘ )/ v .
col 共 0 兲 ⫽ 兺
f 共 1⫺ f ⬘ 兲 W ⬘ 共 ␣ ⫺ ␣ ⬘ 兲 2 ,
2⍀ ⬘
共16兲 Though the Landau levels broaden into bands, this definition
fails at the flat-band conditions, when v ⫽ v ⬘ ⫽0. For this
for both elastic ( f ⫽ f ⬘ ) and inelastic ( f ⫽ f ⬘ ) scattering. reason we estimate it from the lifetime given by 1/ (E )
W ⬘ is the transition rate between the unperturbed one- ⫽ 兺 ⬘ W ⬘ . In the limit k s Ⰷq, we obtain ⫽ (E )
electron states 兩 典 and 兩 ⬘ 典 , ⍀ the volume of the system, e ⬇( ᐉ 2 ប 2 /N I U 20 ) 1/2, where N I is the 2D impurity density
the electron charge, (E ) the relaxation time, and ␣ and U 0 ⬇2 e 2 / ⑀ k s . However, at weak magnetic fields we
⫽ 具 兩 r 兩 典 the mean value of the component of the posi- may use as constant and estimate it from the zero-field
tion operator when the electron is in state 兩 ⬎ and has ve- mobility : ⫽ 0 ⫽ m * /e.
We now use Eqs. 共5兲, 共6兲, and 共15兲 with 兺 k
locity v ⫽⬍ 兩 v 兩 ⬎. Equation 共15兲 describes transport a /2ᐉ 2
through extended states whereas Eq. 共16兲 deals with trans- →(L y / ) 兰 0 x dk y and 兺 →(L x / a x ) 兰 20 d . The result
port through localized states and is absent in semiclassical for xx
di f
is
treatments.
The nondiagonal contribution nd ( ) to the conductivity e 2 
is given by
xx
di f
⬇ K 2 ᐉ 4 V 2y
h បax y 兺n e ⫺u 关 L n共 u y 兲兴 2
y
nd 共 兲 ⫽
2iបe 2
兺
f 共 1⫺ f ⬘ 兲 具 兩 v 兩 ⬘ 典
⍀ ⫽⬘
⫻ 冕 冕 2
0
d
0
ax /
ᐉ 2 dk y f nk y 共 1⫺ f nk y 兲 sin2 . 共18兲
035331-5
X. F. WANG, P. VASILOPOULOS, AND F. M. PEETERS PHYSICAL REVIEW B 69, 035331 共2004兲
for xx
di f
by ⫻sin c y 共 K x ⫺q x /2兲 sin c y 共 k x ⫹K x ⫺q x /2兲 …. 共25兲
xx
di f
⬇
e 2  2 2
h ប
K y V y 1⫹ 冉
V 2x
2V 2y
e ⫺u 冊 兺n 关 L n共 u 兲兴 2
f n 共 1⫺ f n 兲 ,
The shift by ᐉ 2 K x K y ⫽2 ␣ , ␣ integer, in Eq. 共25兲 and in the
factor f nk y (1⫺ f n ⬘ k ⬘ ⬘ ) was made to stress the formal valid-
y
ity of Eqs. 共24兲 and 共25兲 for ␣ integer. If we do not make it,
共20兲
we must put K x ⫽K y ⫽0 in the sine factors and change
where u⫽8 ᐉ /3a . 2 2 2
E n ⬘ ,k y ⫹K y ⫹q y , ⫺c y (K x ⫹q x ) to E n ⬘ ,k y ⫹q y , ⫺c y q x wherever it ap-
Collisional contribution. To evaluate this contribution to pears. For ␣ close to an integer though one can reinstate K x
order V 2 we must use the perturbed wave function to order and K y in Eqs. 共24兲 and 共25兲 as shown.
V . The procedure for evaluating Eq. 共16兲 is identical with We now remark that the largest contribution to the inte-
that corresponding to the 1D modulation detailed gral over u in Eq. 共24兲 comes from very small values of q x
previously.3 We have again 具 兩 x 兩 典 ⫺ 具 ⬘ 兩 x 兩 ⬘ 典 ⫽ᐉ 2 (k y and q y due to the factor exp(⫺u) or the factor 1/冑 2 nu in
⫺k ⬘y ); the only new ingredient are the following matrix ele- the asymptotic expression e ⫺u 关 L n (u) 兴 2 ⬇cos2(2冑nu
ments: ⫺ /4)/ 冑 2 nu. In addition, for the usual 2D systems we
have k s ⬇108 /m which is much larger than these small values
具 nk y 兩 y 兩 nk y 典 ⫽⫺ /K y 共21兲
of q x and q y . With that in mind and in order to reduce the
and numerical work, we replace the ␦ function 共25兲 by a Lorent-
zian of width ⌫ and neglect in it and in the factor f nk y (1
兩 具 nk y 兩 e iq•r兩 n ⬘ k ⬘y ⬘ 典 兩 2 ⫽ 共 n!/n ⬘ ! 兲 u n ⬘ ⫺n e ⫺u ⫺ f n ⬘ ,k y ⫹K y ⫹q y , ⫺c y (K x ⫹q x ) ) the terms ⬀q x or ⬀q y . Alterna-
tively, we may expand the ␦ function in powers of q x and
⫻ 关 L nn ⬘ ⫺n 共 u 兲兴 2 ␦ , ⬘ ⫹c y q x ␦ k y ,k ⬘ ⫺q y , q y ; then by far the leading contribution comes from the
y
共23兲
col
yy ⬇
e 2  N I U 20 ⌫
h 2 2a x 兺n 共 2n⫹1 兲 冕 冕 2
0
d
a x /ᐉ 2
0
dk y
We use the spectrum 共3兲 and shift the argument of the co-
sines by ᐉ 2 K x K y ⫽2 ␣ , ␣ integer, in the ␦ function as well
as in the factor f nk y (1⫺ f n ⬘ k ⬘ ⬘ ). Then Eq. 共16兲 takes the
y
⫻ 关 D n,n ⫹ 共 n⫹1 兲 D n,n⫹1 ⫹nD n,n⫺1 兴 , 冎 共26兲
form where
col
yy ⬇
e 2  N I U 20
h 4a x 兺
n,n ⬘
冕 0
⬁
due ⫺u u n ⬘ ⫺n⫹1 关 L nn ⬘ ⫺n 共 u 兲兴 2
D n,n ⬘ ⫽ f nk y 共 1⫺ f n ⬘ ,k y ⫹K y , ⫺c y K x 兲 / 关共 E nk y
⫺E n ⬘ ,k y ⫹K y , ⫺c y K x 兲 2 ⫹⌫ 2 兴 . 共27兲
⫻ 冕 冕
0
2
d
ax /
0
ᐉ 2 dk y f nk y As a result, when 2 ᐉ 2 /a x a y ⫽⌽ 0 /⌽ is an integer, the sec-
ond and third terms in the argument of the ␦ function in Eq.
⫻ 共 1⫺ f n ⬘ ,k y ⫹K y ⫹q y , ⫺c y (K x ⫹q x ) 兲 共25兲 vanish and entail n⫽n ⬘ , i.e., the response is strongest
when one flux quantum passes through an integral number of
⫻ ␦ 共 E nk y ⫺E n ⬘ ,k y ⫹K y ⫹q y , ⫺c y (K x ⫹q x ) 兲 . 共24兲 cells as observed.8,11 In this case the factor 关 (•••) 2 ⫹⌫ 2 兴 in
Eq. 共27兲 becomes ⌫ 2 .
We proceed as follows. For weak magnetic fields involved in A qualitative understanding of the enhancement of the
the problem the Landau-level index n is large and the major collisional conductivity for integer ␣ ⫽⌽ 0 /⌽ is as follows.
contributions to the sum over n ⬘ come from n ⬘ values close In this case only scattering between the states 兩 k y , 典 and
n. With the asymptotic expansion of the Laguerre polynomi- 兩 k y ⫹K y ⫹q y , ⫹cy(K x ,q x ) 典 is allowed, cf. Eq. 共24兲. These
als, e ⫺u/2L n (u)⬇( 2 nu) ⫺1/4cos(2冑nu⫺ /4), it is an excel- states correspond to cyclotron orbits separated by a distance
lent approximation to take F n (u )⬇F n ⬘ (u ). Then the ␦ ␣ a x which is a multiple of the lattice period. One example is
function becomes shown in Fig. 5 for two orbits that encircle a unit cell. As
035331-6
INVERSE FLUX QUANTUM PERIODICITY OF . . . PHYSICAL REVIEW B 69, 035331 共2004兲
shown, the orbits are in the same relative position with re-
spect to the modulation lattice and correspond to electron
states of the same energy. Since impurity scattering is an
elastic process that leads to hopping between states of the
same energy, the hopping between such cyclotron orbits for FIG. 6. Resistivity components xx and y y as a function of the
integer ␣ contributes the most to the conduction and en- magnetic field B for fixed V x ⫽0.5 meV and varying V y . The dotted
hances the collisional conductivity. On the other hand, for ␣ curve is the 1D limit obtained with V y ⫽0. The prominent peaks in
the 2D case are marked by the integral value of ␣ ⫽⌽ 0 /⌽.
not an integer the position of the two orbits involved in the
scattering process relative to the modulation lattice changes;
accordingly the enhancement mentioned above is weakened. a x →a, u x ⫽u y ⫽u⫽8 2 ᐉ 2 /3a 2 , and of course the different
For those values of the magnetic field for which F n (u x ) energy levels 关Eq. 共10兲兴 that enter the factor f nk y .
vanishes we use the same wave functions and the spectrum
共4兲. If the modulation periods are the same, we have IV. NUMERICAL RESULTS
F n (u x )⫽F n (u y )⫽0, n→n ⬘ , and Eq. 共26兲 holds with
D n,n⫾1 →0. If the modulation periods are not equal or if We now present results for the various resistivity compo-
⌽ 0 /⌽ is not an integer, Eqs. 共25兲 and 共26兲 hold only ap- nents using the standard expressions given at the end of
proximately. With all that in mind, the assumption that the Sec. III A, and evaluating numerically the conductivities
small gaps are closed due to disorder, and for computational given by Eqs. 共18兲, 共26兲, and 共27兲. For Figs. 3–7, and 10 we
convenience, we use Eq. 共26兲 as an approximation for all use the parameters of Ref. 11. They are electron density n s
fields. ⫽4.5⫻1015/m2 , temperature T⫽5.5 K or T⫽1.6 K, a x
For the hexagonal modulation we obtain again Eq. 共26兲 ⫽a y ⫽804 Å, and mobility ⫽70 m2 /V s. The correspond-
but now the energy spectrum is given by Eq. 共10兲. Further, ing parameters for Figs. 8 and 9, taken from Ref. 5, are n s
a x and u y are replaced by a and u⫽8n 2 ᐉ 2 /3a 2 , respectively.
For xxcol
the result is given by Eq. 共26兲 with a x replaced by a;
u remains the same.
The Hall conductivity. The evaluation of Eq. 共17兲 for
⫽0 is readily performed with the states 兩 nk y 典 and the en-
ergy levels given by Eq. 共3兲 or Eq. 共10兲. The only difference
with the previous3 calculation is that a factor exp关i(ky
⫺k⬘y )/Ky兴␦,⬘ appears on the right-hand side of Eq. 共17兲 of
Ref. 3 now written as 具 nk y 兩 V 兩 n ⬘ k ⬘y ⬘ 典 . For rectangular
symmetry we obtain 关 yx (0)⬅ yx 兴
兺n 共 2n⫹1 兲 冕0
e 2 2ᐉ 2 a x /2ᐉ 2
yx ⫽ dk y
h ax
035331-7
X. F. WANG, P. VASILOPOULOS, AND F. M. PEETERS PHYSICAL REVIEW B 69, 035331 共2004兲
FIG. 10. The same as in Fig. 9 but for temperature T⫽1.6. The
FIG. 8. The same as in Fig. 7 but for the resistivity component lower panel shows the collisional contribution 共solid curve兲 and the
yy . diffusive one 共dotted curve兲; the upper panel shows their sum.
035331-8
INVERSE FLUX QUANTUM PERIODICITY OF . . . PHYSICAL REVIEW B 69, 035331 共2004兲
FIG. 13. The same as in Fig. 9 with the parameters of Ref. 5 and
V x ⫽V y ⫽0.2 meV.
FIG. 11. Resistivity component xx as a function of inverse
agreement with the experimental 2D results of Ref. 5 is very
magnetic field 1/B. The curves are marked as in Fig. 10. The inset
good: below approximately B⫽0.5 T we have the Weiss os-
shows the peak position versus 1/B.
cillations and above it the Shubnikov–de Haas ones. One
noticeable feature here is the absence of the prominent peaks
otherwise the same parameters. We show the calculated xx
for integral values of ␣ . This is so because the much longer
for this case in Fig. 10. As can be seen, lowering the tem-
periods involved make ␣ ⫽2 ᐉ 2 /a x a y integer for much
perature makes visible all prominent peaks marked by ar-
smaller values of B. For instance, ␣ ⫽1 occurs at B
rows for ␣ ⫽1, . . . ,8. Their positions occur at fields B
⫽0.05 T and the corresponding peak is not resolved. The
⫽0.64, 0.32, 0.21, 0.16, 0.13, 0.11, 0.09, and 0.08 T and
agreement is also as good if we use a x ⫽a y ⫽3650 Å and
compare very well with the experimental ones, see Fig. 6 in
otherwise the same parameters pertaining to another sample.
the following paper.11 To see more clearly the oscillations we
Reference 5 reported results also for 1D modulations. As
replot, in Fig. 11, the resistivities in the low-field region of
mentioned earlier, we can obtain the 1D limit from the
Fig. 10 as a function of 1/B.
present 2D results by considering a vanishing V y . In Fig. 14
The temperature dependence of the oscillations is shown
we show the 1D limit of the total xx and y y for a x
in Fig. 12. The solid, dotted, and thin solid curves correspond
⫽2820 Å, V x ⫽0.5 meV, and V y ⫽0. Although the agree-
to T⫽5, 10, and 20 K, respectively. As can be seen, these
ment between theory and experiment is very good, it must be
new oscillations are more robust than the Weiss oscillations
noticed that it is obtained with V x ⫽0.5 meV and not V x
and persist at T⫽20 K. However, their damping with T is
weaker than the observed one.11 ⫽0.2 meV that we used in Fig. 13. Since the 1D or 2D
modulations are produced by illumination of the samples, we
In Fig. 13 we plot xx in the manner of Fig. 9 but for the
expect them to have the same strength. If we use V x
parameters of Ref. 5 involving the much longer periods a x
⫽0.2 meV we can obtain good agreement if we use a
⫽a y ⫽2820 Å. The modulation strengths are V x ⫽V y
smaller by about a factor of 2 in Eq. 共18兲. As stated in Refs.
⫽0.2 meV and very close to those used in Refs. 5 and 6. The
5 and 6, this may be an indication that in this very high
mobility samples the fine structure of the energy spectrum,
which the present theory neglects, is partially resolved. How-
ever, the experimental data were taken at T⫽4.2 K and, as
no such fine structure has been observed above millikelvin
temperatures, alternative explanations have been
proposed.4,11
FIG. 12. Resistivity component xx as a function of the mag- FIG. 14. The 1D resistivity component as a function of the
netic field B. The solid, dotted, and thin solid curves correspond to magnetic field B obtained with a x ⫽2820 Å, V x ⫽0.5 meV, and
T⫽5, 10, and 20 K, respectively. V y ⫽0.
035331-9
X. F. WANG, P. VASILOPOULOS, AND F. M. PEETERS PHYSICAL REVIEW B 69, 035331 共2004兲
1 6
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