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Built Environment Assessment Tool
Built Environment Assessment Tool
Published by Oxford University Press on behalf of the International Epidemiological Association International Journal of Epidemiology 2009;1–15
ß The Author 2009; all rights reserved. doi:10.1093/ije/dyn258
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over generations, adopted American values, diets, life- for quitters. The latter includes customs, peer pressure
style habits and ultimately disease rates.9 Yet the and role models.
persistence of large variations in risk factors and CVD
incidence and mortality both among countries and
Legislation and policy
between communities within a single country indicates
Tobacco price policy is effective in reducing tobacco
our failure to fully understand and therefore intention-
ally modify those factors that apply to ‘populations’. consumption, with a large body of research from
These observations have highlighted the influential many countries. The price elasticity of overall cigarette
role of population level determinants of health.10 demand ranges from –0.3 to –0.5, so that a 10%
We use the term ‘societal determinants’ in this article increase in cigarette prices would reduce smoking by
to describe these population health determinants as 3–5%.11 Price elasticity is greater among young
they relate to people living together in a more or less people,12 those on low-incomes13,14 and light smok-
ordered community and to distinguish the term from ers.15 However cigarette affordability, more than just
socio-economic status or class (which are individual price, is key.16 Guindon and colleagues17 compared
measures within a social context). They are some- minutes of labour to purchase a pack of cigarettes in
times expressed as ‘upstream’ determinants, such as 80 countries and found that trends between 1990 and
social norms, culture and geography, which shape 2000 in real prices and minutes of labour indicate,
behaviour, as well as the political, economic and legal with some exceptions, that cigarettes have become
factors that encourage or constrain the choices that more expensive in most developed countries but more
Domestic Product (GDP) ratio, so that countries with characterize these interacting factors is needed to
the highest price to GDP ratio score well. Hence, low- account for variation in smoking patterns between
income countries might score highly if cigarette prices communities (Table 1).
are high compared with GDP despite a lack of policies
to increase cigarette prices. Also, as both personal The ‘obesogenic environment’: the built and
incomes and economies grow, this ratio may stay the nutrition environments and their effects
same or cigarettes may become more affordable due on physical activity, diet and obesity
to economic forces, again not an indicator of policy
The ‘obesogenic’ environment,43 a concept linking a
change.
wide range of disciplinary perspectives from social
sciences, agricultural and food policy,44 urban plan-
Social norms ning45 and city and building architecture, is defined
Smoking rates are also shaped by prevailing as ‘the sum of influences that the surrounding
norms, with growing evidence that these norms opportunities or conditions of life have on promoting
change,34 and are responsive to specific interventions obesity in individuals or populations’.46 The many
(e.g. through mass-media campaigns).35 For example, methods used to assess the obesogenity of environ-
in parts of South Asia, smoking is less socially ments have been examined in a number of recent
acceptable among women in whom smoking rates reviews.45,47–53
are lower.36 In Turkey, however, smoking is socially
Table 1 Community level factors that may modulate policy and social environment influences on tobacco behaviour and
serve to illustrate the role of such factors in the evaluation of policy effects on individual smoking behaviours
(e.g. regional land use data, digital aerial photog- residential, commercial and institutional land uses are
raphy, street network data, census data) to give located close together), degree of centring (degree to
measures of residential density (households per which development is concentrated at the region’s
square kilometre), connectivity (intersections per core) and street accessibility (incorporating length
square kilometre) and land-use mix (a measure of and size of blocks) obtained from routine data
the distribution of different type of land use— sources. ‘Urban sprawl’ correlates with obesity and
commercial, residential, industrial, institutional, hypertension prevalence amongst adults70 and with
green space). weight amongst youth in the US71 Similarly, Frank
There are now composite indices that seek to and colleagues72 developed a walkability index in
capture multiple components of the built environment Atlanta, assessing land-use mix, residential density
identified as impacting on physical activity. They and street connectively from geographic information
include perception-based measures such as the Neigh- systems (GIS). Individuals living in areas in the
bourhood Walkability Scale58 (NEWS) and the Built highest walkability quartile were 2.4 times [95%
Environment Assessment Tool (BEAT).68 Both include confidence interval (CI) ¼ 1.18–4.88] more likely
similar parameters but use different methodologies than individuals in those in the lowest walkability
and differ in the weight placed on different param- quartile to meet the recommended 30 min or more of
eters to give a summary score.48,69 Other composite moderate physical activity per day (measured using
indices use objective measures such as the ‘urban accelerometers).
sprawl index’,70 which combines multiple measures of Other objective-measure composite tools are
residential density, land-use mix (degree to which more complex, including multiple measures obtained
CHOW: ENVIRONMENTAL INFLUENCES ON CARDIOVASCULAR RISK FACTORS 5
from detailed descriptions of neighbourhoods by communities in North America and their applicability
field workers or analysis of video material. Examples to other countries with differing social and economic
include the Systematic Pedestrian and Cycling structures is unclear.
Environmental Scan (SPACES),73 Senior Walking A number of other external influences may also
Environmental Assessment Tool (SWEAT),74 Irvine- influence physical activity, but are less intensively
Minnesota Scale75 and the Built Environment Site studied (Table 2). For example, socio-cultural beliefs
Survey Checklist (BESSC).76,77 Few of these measures may inhibit physical activity (e.g. it may be consid-
have been used outside a limited number of ered inappropriate for women in South Asia or in
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countries of the Middle East to go jogging on the a higher prevalence of obesity and overweight (obesity
streets). Also, environmental features such as tem- PR 1.16, 95% CI 1.05–1.27; overweight PR 1.06,
perature (extreme heat or cold), rainfall or pollution 95% CI 1.02–1.10).
may be important in certain locations. Individuals Other studies from the USA indicate how such
who report that weather does not inhibit their walk- factors may accentuate inequalities. ‘Healthier’
ing are much more likely to be physically active.55 foods are generally less readily available in poorer
However, while it is intuitive that physical activity communities84 and access to supermarkets is less in
will be lower in climatic extremes, there is little low-income, African-American and Hispanic neigh-
research on the association between climate and bourhoods compared with wealthy and white
physical activity in different populations. There is a neighbourhoods.85
general consensus that policy (e.g. zoning ordinances The picture outside the USA is, however, different
regarding parks, foot paths and cycle ways or policies and suggests a need for caution in extrapolating
to encourage use of public transit) are important research on environmental influences from one
indicators of healthy communities,78 but such initia- setting to another. Studies from the UK have found
tives are rarely evaluated. no independent association between neighbourhood
There are important methodological issues in quan- food retail provision, individual diet and fruit and
tifying the effects of the built environment on vegetable intake;52,86 no differences in food price,
physical activity. Perceptions of the built environment food availability and access to supermarkets between
are likely to differ across age and sex groups79 and deprived and affluent areas52,87 and minimal evidence
that differences in the food environment which may be as unpredictable health effects may result if cross-
less important in promoting obesity than factors elasticities of demand are ignored (e.g. fruit consump-
influencing physical activity. tion may fall if milk and cream are taxed, desserts of
Another factor that may explain differences between fruit served with yoghurt/custard/ice-cream may be
the USA and other countries is the lack of standard- replaced by more sugary desserts or salt consumption
ized comprehensive instruments for research on the may increase with taxation on sweet snacks and
determinants of diet. There are instruments that replacement with salty snacks).103 The situation is
describe restaurants97 (e.g. scoring restaurant menus clearer cut with salt, as policies that reduce its content
for the availability, pricing and promotion of healthy/ in processed food do substantially decrease dietary
unhealthy foods) and supermarket environments98 sodium and thus the prevalence of hypertension.104
(e.g. availability, price and quality of foods) but these Food affordability is an important consideration
have not been related to health outcomes. in any policy to raise food prices and this varies
There is considerably less work examining the substantially both across and within countries. The
relationship of food policies and the information United States Department of Agriculture (USDA)
environment with health outcomes. Promotion of reported <10% of disposable personal incomes were
unhealthy food products is almost always more spent on food in US households in 2006105 in contrast
extensive than of healthy products99 and unhealthy to surveys in low-income countries where some 50%
food promotion is more common in poorer neigh- of the household budget is spent on food.106
The challenge facing researchers is thus to develop
associated with a higher relative risk of death from etc.) and weather patterns.116 The accuracy of the
respiratory than cardiovascular causes, because of the models depends on the quality of data collection
size of the population at risk, the number of deaths is systems.
in fact greater for CVDs. The most recent atmospheric remote-sensing satel-
The American Heart Association has concluded that lites offer scope to assess air quality using a uni-
an increase in fine particulate pollution of 10 mg/m3 form method across multiple sites and link these to
over a 24-h period is associated with short term health.117,118 At present, the technology does not
increases of 0.21% in total mortality and 0.31% in offer the high spatial resolution necessary for detailed
cardiopulmonary mortality. An increase of 10 mg/m3 urban studies. However, it does offer hope for
in annual average exposure to PM2.5 was associated regional and intra-urban studies. Some studies have
with 4% increase in long-term all-cause mortality demonstrated the potential for using satellite-derived
and a 6% increase in long-term cardiopulmonary data as a surrogate for PM2.5.119,120 Other satellites
mortality.114 To put these measurements in perspec- such as the Ozone Monitoring Instrument can provide
tive, the US Environmental Protection Agency (EPA) estimates of gaseous species of pollutants such as O3,
reports maximum 24-h PM10 concentrations in cities NO2 and SO2, although the spatial resolution of
ranging from 26 to 534 mg/m3. Certain groups are the derived data is again suitable only for regional
more affected by air pollution than others, including studies. The US EPA is working to integrate satellite
communities at lower socio-economic status, of older data with local air quality monitoring systems, while
age and those suffering from other pre-existing health other researchers are adding data121 to provide more
Community/ Environment
Overweight/ obesity
CHD
CVD
Diabetes
Stress/ anxiety/ depression
Cholesterol Nutrition and diet
Psychosocial behavior
Food policy
Social networks Access/ availability of healthy vs
Social capital unhealthy choices
Advertising/ promotion of healthy vs
Other externalities unhealthy foods
Portion sizes
Air pollution Salt consumption
Access to health care
Poverty
Figure 1 Environmental factors that have been linked to human behaviours and established risk factors that cause
cardiovascular diseases
10 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY
interventions offer considerable promise for preven- (and in particular, across developing and developed
tion of CVD, they have received much less attention countries).
than individual determinants of disease. This reflects
the many challenges that need to be surmounted Aggregating measures into indices or
in population health research. First, until recently, keeping measures separate in profiles
there were few tools that could be operationalized in Continuing the analogy with individual measures of
large-scale epidemiological studies.122,123 Second, this health, measures of environmental health can be
research requires a multi-disciplinary approach, draw- applied as single indices or as profiles as exemplified
ing on diverse paradigms, many of which are outside by the ranking of the world’s health systems in
the domain of traditional biomedical research. Third, the 2000 World Health Report, where France came
such research is extremely complex, as some people top and Sierra Leone came bottom.125 Thus, a global
may move among communities frequently and are index of promotion of physical activity might place
exposed to a variety of influences in environments rural Nepal high and Los Angeles low on the ladder.
that are constantly changing. Thus, occasionally, the A key issue is the allocation of weights to each
community within which an individual is situated can component of an index. For example, for the ‘urban
be difficult to define. If a ‘community’ is defined as sprawl index’, correlates with obesity and hyperten-
‘‘a group of people who have common characteristics’’ sion prevalence amongst adults70 and with weight
then it can be defined by location, race, ethnicity, amongst youth in the USA71 However in different
age, occupation, interest in particular problems or
people, consumption of fruit and vegetables may It will often be necessary to combine routine data
be less sensitive to price. By contrast, in rural areas with direct observation and assessment of percep-
of poor countries widespread home cultivation tions. For example, Raudenbush and Sampson63
may mean that fruit and vegetable consumption is combined information from interviews, direct obser-
also much less price sensitive, but for very different vation (research assistants documenting detailed
reasons. In a survey of rural Uganda, 53% stated ‘own observations of the neighbourhood) and videotapes
production’ was the main source of food items.106 (of buildings on both sides facing the street in a
Characterizing the intake of fruit and vegetables, neighbourhood) to describe neighbourhood social
therefore, requires knowledge of price, acceptability, disorder (indicated by features such as graffiti, rub-
cultural practices, adaptive phenomena and other bish on streets, broken windows or derelict states
local circumstances (e.g. non-commercial sources of of buildings). This is, however, extremely resource
food). The situation is complicated further by differ- intensive, especially when undertaken in many
ent meanings of words. For example,’supermarkets’ communities. The advantages and disadvantages of
are markers for ‘access to healthy foods’ in the food various methods as well as examples of measures are
environment literature but they have different rela- summarized in the Web Appendix. The way forward
tionships with dietary behaviour in the USA and will require development of instruments using multi-
UK,52 two countries that differ in population density, ple methods of data collection.
cultural distance (a more distinct segregation of socio- In analysing the influence of environmental and
societal factors on individuals, it is necessary to take
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