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Landscape Ecol (2015) 30:1145–1164

DOI 10.1007/s10980-015-0200-x

PERSPECTIVE

The significance of geosystem and landscape concepts


for the assessment of ecosystem services: exemplified
in a case study in Russia
Olaf Bastian . Karsten Grunewald .
Alexander V. Khoroshev

Received: 27 August 2014 / Accepted: 10 April 2015 / Published online: 21 April 2015
 Springer Science+Business Media Dordrecht 2015

Abstract Europe, landscape genesis, landscape units, landscape


Context Recently, physical geography and land- hierarchy, the role of spatial scales, ecosystem patterns
scape ecology have attracted increasing attention, and relationships and natural potentials belong to the
due to the expectation that their theoretical and most promising ones. These approaches can improve
methodical concepts may improve the assessment of assessments of ES by strengthening their scientific
ecosystem services (ES). Examples of promising foundation, and elaborating them in a spatial context
approaches rooted in various scientific schools, espe- which might help to better influence land use policy
cially of Eastern Europe and Russia. and decision-making.
Objective The paper briefly describes these ap- Conclusions Integrated geosystem approaches may
proaches, particularly in terms of ES supply. This is provide a number of interesting theoretical and
deepened by way of a case study in Russia which methodological contributions and impulses to the
shows the crucial role of landscape patterns and study of ES, especially for the current national TEEB
landscape units in the assessment of ES with respect to initiatives in many countries. This provides significant
the relationship between forestry and runoff. perspectives for the application of geosystem-based
Methods For the selection of important geosystem- concepts in ecological planning.
based aspects we started from the ES approach and
reviewed the Eastern European (particularly Russian Keywords Landscape genesis  Landscape units 
and Eastern German) literature to identify aspects that River basins  Catena  Natural potentials  Spatial
might be suitable for incorporation into the ES scales  Forestry  Water runoff
concept.
Results Among the geosystem-based geographical
and landscape-ecological approaches which have been
addressed by scientific schools in Russia and Eastern Introduction

Recently, ecological planning has faced new chal-


O. Bastian  K. Grunewald (&)
Leibniz Institute of Ecological Urban and Regional lenges with respect to the ever more popular concept
Development, Weberplatz 1, 01217 Dresden, Germany of ecosystem services (ES), which is seen as a way to
e-mail: k.grunewald@ioer.de enhance consideration for biodiversity and ecosystems
in planning and decision-making processes, foster
A. V. Khoroshev
Faculty of Geography, Moscow State University, sustainable land use and avoid over-utilization and
Leninskie Gory 1, 119991 Moscow, Russia degradation of natural resources (e.g. Braat and de

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1146 Landscape Ecol (2015) 30:1145–1164

Groot 2012). The ES concept has achieved promi- 2010). The poor understanding of the process under-
nence particularly via the global The Economics of lying ES supply is one of the greatest barriers to
Ecosystems and Biodiversity study (TEEB), which is progress in quantifying and mapping ES (Tallis et al.
focused on ‘‘the global economic benefit of biological 2013). Hence, land use and land cover can be seen as
diversity, the costs of the loss of biodiversity and the helpful but simplistic proxies for ES supply and values
failure to take protective measures versus the costs of (Schägner et al. 2013). Such proxy methods have been
effective conservation’’ (TEEB 2010). very powerful in creating policy awareness at various
Since the release of TEEB’s suite of final reports at the levels, but they are insufficient when it comes to land
UN-CBD meeting in Nagoya, Japan in October 2010, use and policy planning for ES delivery, as they
numerous countries have begun or completed national disregard complex ecological reality. This scientific
TEEB studies, including Germany (Naturkapital uncertainty poses serious risks of adverse effects of
Deutschland-TEEB DE 2012); initial steps have also policies (van der Biest 2013). It is also problematical
been taken in Russia (Tishkov 2005; Bobylev and that the indicator ‘‘land cover’’ does not allow for any
Zakharov 2009). These country-level studies focus on clear differentiation between ES supply and demand
evaluating national policy priorities in terms of their ES (or present land use). Against this background,
dependencies and impacts, identify and value important landscape-ecological integrative approaches deserve
ES and natural areas that provide them, and propose more attention (Iverson et al. 2014).
changes in policies and mechanisms that address national Indeed, integrated approaches are attracting ever
priorities and ES losses. There is considerable need for greater attention; they encompass the complexity of
guidance for all these studies, in terms of process, ecosystems and landscapes with their abiotic, biotic
organization, scope, policy contexts, valuation frame- and socio-economic characteristics (Miklós 2010).
works, methodologies, and typical solutions (TEEB Among the landscape-ecological integrated approach-
2013). es rooted in various scientific schools in different parts
Brouwer et al. (2013) note that there exists a wide of the world, we will emphasize particularly the
variety of assessment approaches in practice at various Russian/Soviet (and Eastern European) biophysical
geographical and temporal scales. As recent surveys of approach based on the geosystem paradigm, on soil
ES mapping studies have shown, the most commonly science, physical geography, and geology, which is not
used sources of information include land cover variables, well known to the international readership, because
topographical information and spectral vegetation in- early papers that define and describe this perspective
dexes. Less common are mapping techniques basing on were published in Russian or German, and only in some
biological data, such as functional traits of plants (e.g. cases and much later translated into English—see the
vegetative height, leaf dry matter content, leaf nitrogen sample of key papers collected by Wiens et al. (2006).
and phosphorous concentration, flowering onset), or We argue that this approach may provide a number of
ecosystem structure and habitat data. There are also such interesting theoretical and methodological contribu-
models as the InVEST tool, which examine the under- tions and impulses to the study of ES delivery.
lying mechanisms which drive ES delivery and are thus The goal of this paper is to underpin this assumption
more likely to produce realistic information on ES from theoretical, methodological and practical points
supply, but they also require significant investment in of view. The paper presents several aspects of, or
data acquisition and expert knowledge (Maes et al. 2012). approaches to, the geosystem concept (some of them
By using topographical maps and land use maps, exemplified by way of a case study in Russia on the
and by relating landscape functions and ES to single relationship between forestry and runoff), and points
land cover types, the ES of large areas can be mapped out not only the opportunities and benefits it offers, but
at a rather low expense (e.g. Burkhard et al. 2012; also their constraints for the assessment of ES supply.
Maes et al. 2012). For instance, the Ecosystem
Assessment of Great Britain (UK NEA 2011) refers
to only nine ‘‘broad habitat types’’. Methodology
However, the relationships between land cover
variables and ES supply have not yet been thoroughly For the selection of important geosystem-based
understood (de Groot et al. 2010; Eigenbrod et al. aspects, our point of departure was our knowledge of

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Landscape Ecol (2015) 30:1145–1164 1147

the ES concept and ES models, particularly the ES are related to the geographical space and reflect the
cascade (Haines-Young and Potschin 2009, while structure, development and change of the earth’s crust.
taking into account criticism and advancements—e.g. Sochava’s geosystem term is basing on older funda-
Spangenberg et al. 2014, who introduce additional mentals, such as the biologically oriented ecosystem
elements, emphasize the societal dimensions more science, the general theory of hydrological systems, the
strongly and turn the cascade into so-called stairways) specific basics of geo-sciences (e.g. geomorphology,
and the EPPS framework (Bastian et al. 2012a, b, geochemistry, climatology) and landscape ecology
2013; Grunewald and Bastian 2015). We then re- (Blumenstein et al. 2000).
viewed the Russian literature to identify aspects that Geosystem research deals with the properties and
might be suitable for incorporation into the ES the internal energy, water and matter turnovers of
concept. The aspects selected are to some extent landscape systems. The biologically oriented ecosys-
closely interlinked. Neither do they make any claim to tem research does the same, however, while taking the
completeness, nor do we attempt to compare them connection between living beings and their environ-
comprehensively with land cover based assessment ment into special account. Despite different views of
approaches. the life and earth sciences, both approaches largely
There is no clear terminology concerning the overlap in practice (Leser 1997).
distinction between concepts, models, approaches The holistic paradigm ‘‘the whole is greater than the
and aspects. Both the geosystem and natural potentials sum of its parts’’ applies to the provision of ES, too.
can represent a concept. But the latter can also be seen The landscape matrix determines the role of the
as an approach or an aspect of the former. Here, we individual components, rather than simply adding up
prefer the terms ‘‘concept’’ (or paradigm) for geosys- the individual components (Vandewalle et al. 2008).
tem (or landscape) and ‘‘aspect/approach’’ for the Willemen (2010) stresses the argument that land-
issues described in the following sections. scapes are holistic spatial systems in which humans
We start from a short description of the geosystem interact with their environment. In particular, the
and (physical) landscape concepts, and briefly present geographical context and landscape character can be
and discuss the selected geosystem and landscape very important for ES.
based approaches. Then, we deepen the analysis with The definition of landscape as a geosystem or
reference to a case study as representative of the role an ecosystem complex is mainly held by physical
of landscape patterns and landscape units in the geographers and landscape ecologists. For exam-
assessment of service supply, with respect to relations ple, Nikolai Solntsev, founder of the landscape
between forestry and runoff in Russia. Finally, we take science school at Moscow State University, de-
a closer look at the perspectives for application in fined landscape as a ‘‘genetically uniform territory,
ecological planning, especially in Germany and with regular and typical repetition of some inter-
Russia. related combinations of geological structures,
landforms, surface and groundwater, microcli-
mates, soil types, phytocoenoses and zoocoenoses’’
Theoretical basis: aspects of geosystem (Solntsev 1948).
and landscape-based ecosystem service Ernst Neef (1967) included human creations, and
assessments described landscape as ‘‘a segment of the earth’s
surface characterized by the same structure and
The concepts of geosystem and landscape processes, of which the full integration of all geo-
factors (geological subsoil, relief, soil, climate, water
The geosystem concept appeared in the 1960s, when balance, flora, fauna, humankind and its works) of a
Viktor Sochava (1963) introduced this term into geo- site or a space consists’’.
graphical landscape research. At that time, the system Nevertheless, such physical landscapes, or geosys-
approach was being intensively implemented in geo- tem or ecosystem complexes, may provide a suitable
graphy (Chorley and Kennedy 1971). Today, the term basis for ES assessments, and in many cases they are
‘‘geosystem’’ is also widely used in the teaching of more appropriate than considering single components
physical geography (Christopherson 2014). Geosystems (e.g. land cover) in isolation.

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1148 Landscape Ecol (2015) 30:1145–1164

Landscape genesis units was emphasized by Minar and Tremboš (1997)


and Bailey (2005). The resulting maps in scales
The complex structure of (physical) landscapes ranging from global to local were successfully used for
emerged over long periods in complicated processes. ecological regionalization (Rowe 1996; Omernik
Especially the study of landscapes and their genesis 2004; Loveland and Merchant 2004; Bailey 2005),
may provide valuable insights into ecosystem struc- landscape planning (Hills 1961; Martin-Duque et al.
tures and processes, which may be important for the 2003), and forest planning (Beauchesne et al. 1996;
provision of ES, particularly with regard to the vast, Smith and Carpenter 1996).
rather undisturbed areas which are a general geo-
graphical peculiarity of the former Russian Empire Landscape units
and the USSR, as well as of present-day Russia,
particularly its Asian part. Russian geographers have For the assessment of ES, particularly for the supply
since the early twentieth century focused on landscape side, the potentials or the capacity of ecosystems to
genesis. Lev Berg created the basis for the ‘‘structural’’ deliver services, suitable units of reference are neces-
approach in landscape science, providing definitions sary. Such spatial reference units are needed for the
of landscapes and geography: ‘‘A natural landscape is sampling, analysis and assignment of data, as well as
a region in which the character of landforms, climate, for the assessment and modelling of ES themselves.
and plant and soil cover are integrated into a harmonic We can distinguish between regular geometrical units
whole, typically repeated within a certain zone of the such as grids, and irregular or non-geometrical units
earth. A study of the causes leads to the fact that relief, such as ecological units. Examples for ecological units
climate, and plant and soil cover form one unique are ecosystems, watersheds, bio-geographical units, or
landscape system or organism, resulting from interac- landscape units and geo-chores (Haase and Mannsfeld
tions of different factors that affect each other and that 2002; Blaschke 2006; Bastian et al. 2006; Ingegnoli
constitute the natural landscape. This is the task of 2014). The reference units should be related to scales
scientific geography… The task of great significance that are ecologically reasonable and policy relevant,
for geographers is the division of the earth’s entire and they should express the complexity of facts and
surface, or its parts, into regions based on their natural relationships.
attributes’’ (Berg 1915). Berg composed first small- Landscape units show a uniform or similar overall
scale landscape maps and regionally integrated de- character, which society must respect in order to
scriptions for the Asian part of Russia. achieve an effective and at the same time careful use.
In large parts of Russia, natural landscapes still Different types of landscape units have the advantage
dominate, and natural genesis-based classifications of suitability for
still have high validity. Physio(geo)graphy-based and
• Identifying landscape characteristics (all-encom-
genesis-based approaches to landscape research since
passing landscape character in the sense that
the 1940s have proven relevant in the exploration for
Alexander von Humboldt expressed in the early
natural resources and for planned economic activities
nineteenth century),
(Sochava 1963; Isachenko 1973). For instance,
• Defining leitbilder (visions for landscape devel-
morainic outwash and karst plains differ in the
opment), and
intensity of their matter flows, soil fertility, biological
• Transferring information/extrapolating results and
productivity, carrying capacity of deposits etc., so that
applying them to ecologically similar areas, in
different land use and settlement possibilities result
order to bridge data bottlenecks to a certain degree
(see ‘‘Ecosystem patterns’’ section). Similar approach-
(Bastian et al. 2006; Potschin et al. 2010).
es referring to the idea of strong interdependencies
between abiotic and biotic phenomena and physio- A special case of landscape units is the natural or
graphy as a binding factor were developed simultane- biophysical unit. According to Haase and Mannsfeld
ously or a bit later in Australia, western and central (2002) this ‘‘is an area of land (a section of the earth’s
Europe, and North America (Troll 1950; Christian terrestrial crust) characterized by a uniform physical
1958; Zonneveld 1989). The importance of the structure determined by natural laws and by a complex
genesis-based approach for the identification of spatial of abiotic and biotic components; it represents the

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Landscape Ecol (2015) 30:1145–1164 1149

relationship (in terms of processes) between the land use and force a change in the choice of
geosphere and the biosphere’’. In other words: The technology, e.g. on the manner of ploughing.
‘‘biophysical unit’’ is that part of a landscape which is With respect to ES, both ecological and socio-
determined by its natural components (geological and economic units (administrative units, land use units)
geomorphologic structure, soil, water, climate, flora are relevant. The overlap of these two types is a major
and vegetation, fauna). There are also several other problem, which needs special attention, as ecological
names for such entities, e.g. geo-complex, geochore, issues and institutional boundaries seldom coincide
physical region, natural complex, natural sphere, land (de Groot et al. 2010).
unit, land system, eco-region, or, in German, Natur-
raum (Bastian et al. 2006). Landscape hierarchy
In the former USSR, landscape mapping developed
since the 1940s, and served as a basis for the Landscape units can be seen as associations or mosaics
elaboration of the concept of morphological structure of basic topological elements, and they can be
of landscape as a genetic entity. The hierarchical aggregated at different levels of abstraction, resulting
organization of nested landscape units is the focus of in different sub-dimensions within the chorological
this concept. An elementary natural territorial com- dimension (nano-, micro-, meso-, macro-ecochores).
plex is referred to as facies. Normally, it lies within an At the chorological dimension, we leave behind the
element of the mesorelief (e.g. the concave portion of concept of homogeneity that has been used to define
a gully slope), and is absolutely uniform in lithology ecotopes (Neef 1963a). The internal heterogeneity of
and slope. This results in a uniform microclimate and such units is reduced to new information, which is
water regime. In such conditions only one soil and one defined as homogeneous at a higher level of abstrac-
biocoenosis can occur. Spatial arrangements of facies tion (Herz 1973). At a higher level of aggregation,
usually lead to the higher-level landscape units called geochores have new properties which are beyond the
podurochishchya in Russian (e.g. gully slopes). Lat- mere sum of their parts (Löffler 2002).
eral flows of matter and energy are well-manifested at Hierarchies play an implicit role in many ecological
this hierarchical level. A series of genetically and models (O’Neill 1989; Wu 1999), particularly in
dynamically linked facies and podurochishchya con- landscape ecology. The hierarchy concept developed
stitute an urochishche—a landscape unit within a in Russian physical geography has provided the
single mesorelief form (e.g. gully, hill, river terrace as methodological basis for the analysis and mapping
a whole). A geographical mestnost (locality) has been of landscape structures at various scales. In Russia,
defined as a part of a landscape with a certain relief and geology are traditionally considered of
combination of main urochishchya determined by crucial importance for generating landscape patterns.
the variability in geological structure (e.g. different In the hierarchy of natural units in Russia, landscape is
thickness of surface deposits), ratio of dominant, understood to be a large, genetically homogeneous
subdominant and rare urochishchya (Dyakonov 2007), unit (1000–10,000 km2) that can be subjected to
etc. typological classification, unlike such higher-order
Mapping units at the urochishche hierarchical level units as physical-geographical (eco)districts, (eco)-
(scale 1:10,000–1:50,000) are widely used for the provinces, or (eco)regions. The landscape consists of
purposes of local landscape planning and environ- so-called morphological units Solntsev (1948).
mental impact assessment in Russia. Higher level units Process-oriented research (particularly in land-
(mestnost, landscape) are more relevant for strategic scape geochemistry) has also elaborated hierarchical
planning at the regional level, e.g. in planning systems of units. Elementary landscape, catena, cas-
ecological networks, or priorities for economic devel- cade, landscape-geochemical system, and watersheds
opment. The landscape level is preferred for the of different ranks (Kasimov and Gennadiev 2007) are
drawing of landscape maps for regional atlases. Facies examples of process-oriented units relevant for assess-
are too small to have economic activity adapted to ing ES dependence in matter flows between landscape
them, but certain combinations of facies within elements. The list of such services includes runoff
urochishchya, e.g. a number of small waterlogged regulation, ability of soils to neutralize pollutant
depressions in a flat area, can impose restrictions on migration, the hydroelectric potentials of rivers, etc.

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Recently, researchers have started attempts to build applied and checked) to the supra-regional or even to
hierarchies based on the concept of the multi-struc- the global context—the ‘‘bottom-up’’ strategy. The
tural organization of landscapes. The point of depar- reverse ‘‘top-down’’ approach, too, is possible. Due to
ture for this is the multiplicity of mutually independent the fact that the combination and processing of data
ecological processes, each of which is responsible for from quite different temporal and spatial scales and the
a specific hierarchy of geosystems (Wu et al. 2000). transition from one scale to another can cause
Statistically significant interrelationships between problems involving the expressiveness and interpre-
landscape components are evaluated to reveal the tation of data and information (Neef 1963b), the
sensitivity of particular landscape properties to pro- choice of a suitable dimension or scale is essential for
cesses of various hierarchical orders (Khoroshev any conceptual and/or methodological ES framework.
2010). Wu and Li (2006) have provided a review on theories
and methods in scaling.
Spatial scales The spatial relations of ES are manifold. This
applies to the supply aspects (for the areas where ES
Ecosystems, their structures, processes and services, are supplied or maintained), but also for the areas
are related to specific spaces and manifest themselves where human needs or demands for ES arise, and
in several scales. The term ‘‘space’’ is considered very where they have to be satisfied. Some aspects are listed
important and constitutive in a wide range of scientific below (cp. Bastian et al. 2012b):
disciplines, not only in geography, but also in
• The supply of ES is tied to special area require-
philosophy, mathematics and physics, history, archae-
ments (minimum areas) of the ecosystems
ology and sociology. According to Blotevogel (1995)
concerned.
we understand space as a
• Frequently, a specific spatial composition or
• Tangible physical space (pattern of different areas pattern of several ecosystems is necessary to
and cubes), which can be described objectively, generate ES (see below). Composition aspects
• The natural human environment (e.g. landscape), are also manifested in the spatial congruence or
and divergence of ES, or in mutual effects (synergies
• Social space (the social construction of reality, or trade-offs).
spaces of collective actions, areas of spatial • Whether different ES co-vary positively or
allocations). negatively often depends on the configuration of
the ecosystems or landscape elements involved at a
Scale issues of ecosystems were already rooted in
specific scale.
the original definition of Tansley (1935), who stressed
• Spatial aspects are also relevant with respect to the
that ecosystems can be defined at a wide range of
differentiation between areas where ES are gener-
spatial scales, from the level of a small ephemeral
ated (service providing areas), and those where
sunlit spot on the forest floor up to that of a whole
they are used or demanded (service benefiting
forest ecosystem spanning several thousands of kilo-
areas).
metres and persisting for decades or centuries (Forman
and Godron 1986). The supply of ES depends on the
functioning of ecosystems, which is in turn driven by Ecosystem patterns
ecological processes operating across a range of scales
(Hein et al. 2006). Often, specific ES are generated and One of the most important tasks is to reveal and assess
supplied at particular scales (Hein et al. 2006; ES provided by particular combinations of ecosys-
Costanza 2008). tems, landscape elements and landscape units; the
Given various scale levels, scale-dependent process whole is more than the sum of its component elements.
variables and magnitudes require scale-adapted meth- The composition and patterns of ecosystem complexes
ods of analysis and evaluation, which have already and landscapes strongly influence fluxes and flows of
been addressed by the ‘‘dimension theory’’ (Neef water, nutrients, and biota. These in turn determine the
1963b). On this basis, the approaches developed at the quality and diversity of ES derived from a landscape,
local and regional scales can be transferred (adapted, catchment or river basin. The spatial properties of

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Landscape Ecol (2015) 30:1145–1164 1151

ecosystems and landscapes—size, orientation, shape, • Form mosaics that ensure the diversity and neigh-
core/edge ratio, mutual location, neighbourhood, bourhood of habitats, resource areas, snowmelt
proportion, distance to other elements, etc.—generate patterns, wind directions, recreation facilities, etc.
the diversity of potentials (service supply) and land Various spatial patterns of units result in different
use opportunities (cf. ‘‘Natural potentials’’ section). amounts of ES, unless area proportions are the
Spatial aspects and patterns take centre stage in same. For example, rugged terrain ensures high
landscape ecology (Forman and Godron 1986; Moss diversity of nutrients supply in soils, which in turn
2000). results in diversity of plant cover, animal popula-
Landscape structure has a principal significance in tions and game resources.
geographical approaches to ES assessment. Various
ES can depend either on the internal properties of a
Natural potentials
unit, or on the effects caused by the interactions of
units, i.e. on the landscape structure per se.
In European concepts and schools of landscape
In assessing pattern-dependent ES, it is necessary to
ecology, for example, in the German landscape
distinguish between the functional roles of units that
literature, natural potentials have been conceptualized
each contribute differently to the emergent effect of
(Bastian and Steinhardt 2002; Wiggering et al. 2003;
spatial patterns. It is useful to distinguish between
Burkhard et al. 2009; Bastian et al. 2012a). The
units which
concept of potentials assesses nature’s assets from the
• Dominate in an area, usually serve as a major point of view of the potential user and by means of a
source of matter flow, and provide a considerable primarily science driven mode of operation (explicitly
share of ES: Any part of such a unit can be including the natural and social sciences). The goal is
exploited without significant loss of ES in other to display the service capacities of an ecosystem (or of
parts: E.g. patch-wise logging in a large forest the bio-physical part of a landscape) as a field of
complex options available to society for usage. Hence, the
• Are rare or unique within a matrix, but extremely potentials approach also considers such categories as
significant and irreplaceable as providers of speci- risk, carrying capacity and the capacity to capture and
fic resources, habitats, recreation sites, etc.: E.g. balance environmental stress, which limit or may even
riparian forests in steppe zones exclude certain intended uses (Mannsfeld 1983); this
• Can stop undesirable flows and protect vulnerable is increasingly subsumed today under the term
neighbouring units, i.e. units with buffering func- ‘‘resilience’’.
tion: E.g. forest patches on slopes can protect water In addition to ‘‘potential’’, the term ‘‘capacity’’ can
bodies from nutrient inputs from adjoining also be found in literature as well as ‘‘natural
farmlands functions’’ (e.g. in the German Nature Conservation
• Can neutralize or compensate for the negative Act). Thus, de Groot et al. (2002) and Willemen
effects of neighbouring units and undesirable (2010) define ecosystem functions (and landscape
flows, e.g. patches with peat deposits in floodplains functions) as ‘‘the capacity of natural processes and
that can partially absorb and immobilize atmo- components to provide goods and services which
spheric pollutants directly and/or indirectly satisfy human needs’’. The
• Ensure connectivity between valuable territories Millennium Ecosystem Assessment (MEA 2005)
and support desirable migration routes for people, emphasizes ‘‘the capacity of the natural system to
animals, seeds, genetic exchange, flows of fresh air sustain the flow of economic, ecological, social, and
and water, etc.: E.g. forest corridors in agricultural cultural benefits in the future’’. Burkhard et al. (2012)
areas distinguish between the potential as the hypothetical
• Affect the directions of matter flows: E.g. mudflow maximal service supply under the given conditions,
cones that change their shapes frequently and and the capacity as the ability of a defined spatial unit
affect streams in mountain valleys, sometimes to supply specific ES which are used within a certain
resulting in the formation of dams and lakes period.

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1152 Landscape Ecol (2015) 30:1145–1164

In Russia, ‘‘natural landscape potentials’’ were first is shaped by Riss glaciation as well as by glacial lakes
mentioned by Solntsev (1948), who understood and their currents. It is almost flat in the inner
potential as the inherent natural capacities of a watershed areas, and in part consists of gently rolling
landscape, determined both by the geographical plain (Khoroshev and Koshcheeva 2009). Oligotroph-
heritage of former times (i.e. the effect of genesis) ic mires are rare and of small sizes. The dominant
and by the possibilities given by the present-day vegetation is forests of Norway spruce (Picea abies),
pattern of the geographical processes. He distin- Siberian fir (Abies sibirica) and small-leaved lime
guished natural and cultural–technical potentials. (Tilia cordata), as well as silver birch (Betula pendula)
Moreover, he recommended differentiating between and European aspen (Populus tremula) in widely-
groups of potentials according to the human point of spread secondary forests (Khoroshev et al. 2013).
view: positive (e.g. the provision of habitats for plants Marginal parts of watershed areas sloping toward the
introduced to decrease the groundwater level), nega- Unzha river valley are deeply dissected and well-
tive (e.g. irrigation-induced salinization), and neutral drained with exposures of Jurassic carbonate clays and
ones. marlstones. Soddy podzolic soils have formed on
Since the 1990s, Isachenko (2003) has developed loamy sands or loess-like loams covering morainic
the concept of the ecological potential of the landscape loams. Sandy river terraces with well-developed
based on such climatic parameters as input and aeolian landforms are occupied by forests with Scots
biological productivity as major output indicators. pine (Pinus sylvestris) on deep podzols. Timber
Landscape science in the former USSR since the harvesting is the main occupation of local communi-
1950s has focused heavily on the assessment of natural ties who face now the problem of the resource
potentials and their various applications in land use depletion. Agriculture (mainly cattle-breeding and
planning, for agriculture in particular. However, grain production) is concentrated in well-drained area
monetary valuation played no major role during the adjusting to the Unzha river valley and is in state of
Soviet era, due to absence of market mechanisms. decline.

Methods
Case study: the role of landscape patterns
for service supply in fragmented forest areas Assessments of ES may comprise both an inventory of
in Russia the present state and a prognosis of ES supply in the
future. Approaches to forecasting forest-dependent ES
Some of the approaches presented in the previous often include modelling the spatial distribution of age
sections (e.g. landscape genesis, spatial patterns, classes over a territory with regard to either nature-
scales and landscape units) will be illustrated by the oriented or economy-oriented management (Nabuurs
following case study. It will show that the assessment et al. 2007) as well as to the variety of successional
of different kinds of ES requires a multiplicity of trajectories and disturbance regimes (Kenkel et al.
approaches to the delineation of spatial units, each of 1998). To test the relevancy of several viewpoints on
which is based on particular theoretical concepts. We the delineation of spatial units for ES assessments we
also demonstrate that the application of each approach performed this case study using mapping and mod-
enables us to reveal functional roles of spatial units in elling techniques.
a landscape. Field research on the area of approx. 3500 km2
involved integrated descriptions of relief, sediments,
Study area soils, and plant cover in representative topographic
positions resulting in delineating natural spatial units.
The study area (Fig. 1) is located in the southern taiga Topographic and remote sensing Landsat and SPOT
at the north of the Kostroma administrative oblast data were used for landscape mapping and determi-
(region) in Kologriv district (centre: 59N 44E). The nation of typical and rare landscape elements. Data of
relief is shaped by Riss glaciation and glacial lakes and the State Forest Inventory were used as an additional
their currents. The landscapes are representative for source of information about boundaries of forest
that section of the East-European taiga where the relief management units, composition and age of forest

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Landscape Ecol (2015) 30:1145–1164 1153

Fig. 1 Location of the study area

stands and corresponding forestry measures. Space sources, reference units and other spatial aspects,
images from 1990, 2001, and 2008 were used to assess some of which are described below in details.
dynamics of timber harvesting. Interviews with local To illustrate the basin approach we performed a
forest managers provided valuable information con- modelling of the total annual runoff from the small
cerning forestry technologies, game resources, and river basin Varzenga (3494 ha) under various cutting
trends of economic development in the region. Table 1 scenarios. Our point of departure was that runoff from
summarizes important criteria (indicators), data the forest unit depends on stand age due to evaporation

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1154 Landscape Ecol (2015) 30:1145–1164

fluctuations. Recovery succession can be interrupted landscapes with a cover of fluvioglacial sands over
by cutting at various stages depending on the choice of morainic loams with poorer mineral nutrition and,
target species. In the study region cutting ages for hence, lower productivity and biodiversity. Such a
spruce and birch are established at 80 and 60 years, genesis-based division of landscapes ensures a correct
respectively. Therefore, we compared two scenarios: assessment of both provisioning (timber supply) and
one aimed at the undifferentiated choice of one or two supporting (biodiversity) ES for contrasting territories
target species for cutting in the whole basin versus the with areas of approx. several hundred square kilome-
scenario (no. 2) of a unit-related choice of target ters (landscape, mesogeochore) (Table 1). At the finer
species depending on landscape conditions. We used hierarchical level, the smallest units of forest man-
data from Krestovsky (1986) who assessed deviations agement (forest parcels) should ideally be related to
of total runoff from that of deforested areas depending landscape morphological units corresponding to indi-
on stand age. We assumed that just before cutting vidual landforms (urochishchya, nanogeochores), e.g.
initial value of total runoff accounts for 100 %. Within valley slopes, floodplains or river terraces. However,
a period of 5 years after cutting, runoff increases up to this conflicts with common practice in parcel delin-
165 % compared to the initial value. 25 years after eation, which prefers to rely on a uniformity of tree
cutting (succession stage with birch dominance), species composition and age class. The application of
runoff decreases to 100 % and further to 50 % from a genesis-based approach increases the opportunities
initial value by the age of 80 years (spruce dominance for the correct choice between forestry measures
stage). Later, runoff increases again and reaches (Table 1). For instance, at slope urochishchya (nano-
100 % at the age of 120. geochores), intact spruce and fir forests facilitate the
The dependence is approximated by the following partial transfer of surface runoff to subsurface flow. It
equation with r-square 0.98 (p = 0.0000): means that this forest parcel will contribute to runoff
regulation due to its own (i.e. neighbourhood-inde-
Y ¼ ð2:283  8:226ðt=100Þ þ 13:496ðt=100Þ2 pendent) properties. Hence, its preservation is prefer-
 9:125ðt=100Þ3 þ 2:759ðt=100Þ4 able to the adjustment of urochishchya on flat surfaces,
 0:4ðt=100Þ5 Þs=S which would contribute much less to runoff regula-
tion, and where the timber supply service could have
where Y is the total annual runoff, t is the time after
higher priority.
cutting, s is the forest unit area, S is the basin area.
Consideration of spatial patterns is the core idea of
The model evaluated the contribution of each
the Basin and Catena approaches. Both focus on
forest unit to the total runoff from the basin every
neighbourhood relations and spatial interactions be-
10 years. Each step of evaluation involves informa-
tween landscape morphological units linked by one-
tion about the age class which is characterized by a
way matter and energy flows, but at different scales.
specific dominant tree species—birch in young or
The main point of departure for applying the basin
middle-age stands and spruce in mature ones.
approach in the study area is the well-known effect of
Forecast of total runoff extends over the period
the contribution of forest stands to long-term and
between the years 2007 and 2197.
seasonal runoff regulation (Pobedinsky 1979; Bradley
and Hammond 1993). In the model the river basin is
Results characterized by dominance of young stands
(\20 years, 30 % of the total area) and premature or
The genesis of landscape and the hierarchy of spatial mature even-aged birch stands (40–60 years, 30 %)
units are the keystones of the geosystem concept. The while mature spruce forests rarely occur. Forestry
genesis-based, so-called ‘‘structural’’ approach to the strategy can be aimed at either cutting all the mature
delineation of landscapes is applicable for both the small-leaved stands or postponing cutting in selected
coarse and fine scales. At the coarse scale in the study (or all) units until the maturation of spruce. The model
area, we distinguished: (i) morainic gently rolling of long-term forestry described above showed evi-
landscapes with cover of nutrient-rich loess-like loams dence (Fig. 2) that the choice of birch as the target
which ensure the highest timber productivity and the species for cutting results in the largest range of total
highest level of biodiversity; and (ii), by contrast, flat runoff fluctuations for the next 200 years. An

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Table 1 Quantitative criteria (indicators), data sources, relevant units and significance of spatial patterns for ES assessment in the case study area
Ecosystem Quantitative criteria Semi-quantitative criteria Data sources Relevant Relevant Significance of spatial patterns
service economic unit natural unit

Provision of Timber volume (m3/ Distance/access time Forest inventory Forest Nanogeochore/ Underestimation of landscape diversity
timber ha) consumption to Field research at key management Urochishche results in non-compliance between
resources Basal areas (m2/ha) productive areas plots and unit natural units and forest parcels
extrapolation using Forest quarter (delineated in forest inventory)
Amount of harvested
timber space images Forest parcel Heterogeneity promotes wrong evaluation
classification of timber volume for parcel/quarter
Forest management unit
database
Landscape Ecol (2015) 30:1145–1164

Provision of Amount of Distance/access time to Interviews Forest quarter Nanogeochore/ Minimum effective size of harvesting area
non-timber berries/mushrooms productive areas Forest parcel Urochishche Forest/meadow adjacency
forest picked up Distance/access to
resources Number of involved abandoned field with
(wild fruits) citizens coppice
Proportion of profit Local prices for
in total income berries/mushrooms
(variable margins) depending on yield
Density of pathways
Game resources Patch density and Land cover neighborhood Space image Forest quarter Microgeochore/ Landscape diversity (patches and
(hunting) fragmentation Number of hunted animals Landscape map Field Mestnost landforms, cores and singularities)
indices Nanogeochore/ Proportion of mature/young stands/non-
Minimum distance to Interviews
Number of hunters game areas Urochishche forest land
Game inventory
Species richness and Valuable
Field observation
abundance ecotope
(winter trace
counting)
Provision of Height, number of Prevailing herbs group Yield (t/ha) Field Nanogeochore/ Drainage conditions depend on
agricultural plants at sample (valuable Graminae or Field research Agricultural urochishche neighboring landforms
products plot Leguminosae, weeds, enterprise Combination of landforms can be
Agricultural monitoring
(plants) Aboveground poisonous plants) characterized by morphometrical
Interviews with Land tenure
biomass parameters (relief ruggedness,
stakeholders
Proportion of herbs curvature)
and grasses
Yields (dt/ha)
1155

123
Table 1 continued
1156

Ecosystem Quantitative criteria Semi- Data sources Relevant Relevant Significance of spatial
service quantitative economic natural unit patterns

123
criteria unit

Soil fertility Depth of humus horizon (cm) Presence/ Sampling and chemical analysis Field Nanogeochore/ Morphometrically
N, P, K, C content (%) absence of Data of agrochemical monitoring urochishche measured (from DEM)
typical Catena combination of
Humus supply (t/ha) horizons landforms
Degree of Ruggedness indicates
erosion- erosion potential or
induced accumulation of
heterogeneity nutrients
Soil texture Deterioration of
Soil type waterbodies in lower
sections of a catena.
Runoff Evapotranspiration/ Number of Interviews (memories) River basin Forest/non-forest lands
regulation Precipitation ratio flood waves Calculation based on known land cover proportions for ratio
depending on age and type Flood intensity different periods (from historical maps and images) and Proportion of mature/
of forest stands forest age-dependent evapotranspiration intensity young stands
Degrees of
Duration and height of floods/ heterogeneity Space image classification Location of forest/non-
low water forest lands within a
Landscape maps
Patch density and basin
fragmentation indices Landscape diversity
Carbon NDVI Space images Forest
sequestration Forest inventory data management
unit Forest
Land inventory data quarter
Field observation Forest parcel
Field
Agricultural
enterprise
Land tenure
Recreation Income of hotels Number of Interviews District Mesogeochore/ Landscape diversity
services Proportion of area with photos in Statistical data Hotel cluster Landscape (patches and
recreation facilities Google Earth Nanogeochore/ landforms)
Field observation Settlement
Number of recreants/cars Distance/ Urochishche Uniqueness in
access time regional/national
to valuable context
sites
Density of
pathways
Landscape Ecol (2015) 30:1145–1164
Landscape Ecol (2015) 30:1145–1164 1157

Fig. 2 Forecast of deviation of total annual runoff from the Varzenga river basin for the period 2007–2197 under three forestry
scenarios. ‘‘1’’ runoff from hypothetical deforested basin

extremely high runoff peak is expected to repeat Simultaneous and rapid snowmelts across an entire
approximately every 70 years. Thus, this scenario deforested basin is typical where extensive cutting was
favours short-term water-protection ES during periods carried out during the 1980s and 1990s (Khoroshev
of birch maturity in most areas. However, long-term 2010). This has resulted in low summertime water
decrease of water-regulatory ES is unavoidable. If a levels which are harmful for fish and water mammal
planner makes a decision to ignore mature birch stands, populations. Longer and less intensive snowmelts
to enable further succession and to cut only mature occur in basins where the dominant forest units
spruce stands, runoff will be less variable and, in alternate with cut areas, e.g. as in the Varzenga river
general, smaller. Hence, long-term water-regulatory basin (Fig. 3). Mosaics of coniferous and deciduous
ES increases while water-protection ES decreases. The forests also affect the water regime positively, since
third scenario involves an adaptive choice of various they result in different snowmelt periods (Khoroshev
target species with regard to landscape structure. Birch and Koshcheeva 2009). To provide effective water-
stands are cut only partially; succession continues until regulatory ES, the optimum proportion of forested
spruce maturation; spruce stands are partially pre- lands within a river basin in the East-European taiga
served at slope positions to facilitate subsurface flow. would be 30–50 % (Pobedinsky 1979).
Under these conditions the model forecasts high level Basin lag is a property of basin geosystems that must
of both water-protection and water-regulation services. be considered for a rational allocation of clear-cuts. If
The seasonal aspect of water-regulatory ES within a the lower basin is already deforested (Fig. 3), it is
river basin depends greatly on: (i) the total forest recommended that logging be reduced, or forest cover in
percentage, (ii) the ratio of areas covered by various the upper basin preserved. This helps avoid the super-
forest types, (iii) the allocation of clear-cuts. In the position of floods, because snowmelts in the forested
study area, hydrography shows evidence of well- upper basin start later. Hence, the flood wave will reach
manifested spring maximums that can result in the lower basin by the time the flooding in the deforested
catastrophic floods, followed by low summer water section drains out, and the forest units in the upper
levels. To maximize the regulatory ES, the rational reaches will play a compensatory role (Khoroshev and
allocation of clear-cuts within a river basin should take Koshcheeva 2009) with respect to the negative effects of
into account the total proportions of forests, and the deforestation in the lower basin (Table 1). The need for
spatial ratios of various forest types (Table 1). basin-related planning aimed at maximizing runoff

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1158 Landscape Ecol (2015) 30:1145–1164

Fig. 3 Spatial distribution of forest stand age classes in the Varzenga river basin

regulatory ES increases greatly if bridges, roads, shape, width and orientation which should be project-
embankments, and recreational sites located at the ed in accordance with slope length and slope gradient,
floodplains in the lower reaches are susceptible to adjusted for the deforested area. This ES is especially
extreme spring flooding. Obviously, this can result in important in valley sectors with priority agricultural
significant losses of provisioning and cultural ES. use and high inputs of fertilizers and pesticides.
The scale of pattern-related planning decisions does In the area under study, an erosion-shaped morainic
matter if a planner intends to solve a problem of landscape, the allocation of necessary forest strips
maximizing regulatory or supporting ES. Some of the depends to a large extent on soil-forming deposits
latter require a finer scale than a river basin. The catena related to landscape genesis. Loess-like loams require
approach first introduced by Milne (1935) appears the widest protection strips, since they offer the least
relevant for decisions concerning the preservation or resistance to erosion (Fig. 4). At the same time,
restoration of forest units (urochishchya or facies) that nutrient-rich soils are favourable for communities
could stop or neutralize undesirable solid matter fluxes with numerous herb species typical of the broad-leafed
on their way from deforested watersheds to watercours- forest zone. Thus, buffer forest strips in such locations
es (Table 1). Unlike the genesis-based landscape can be treated as rare for taiga and highly vulnerable
approach, the Catena approach focuses on the functional landscape morphological units that also provide
role of a morphological unit in a sequence of units across supporting ES. A minimum buffer strip width is
a slope. The Catena approach requires a specific possible on sandy slopes where surface runoff risk and
perspective on landscape morphological units, namely biological diversity are very low (Fig. 4). Thus,
identification of autonomous, transitional and accumu- rational allocation of buffer strips assures a natural
lative categories (Kasimov and Gennadiev 2007). potential to capture and balance environmental stress
For example, protective forest strips act as buffers resulting from soil disturbance.
for local-scale ecological networks and prevent ex- Our results show that spatial planning of forest use
cessive input of matter to low-lying landscape units. (timber harvesting in the form of clear cutting) in the
Buffer forest strips should be located at the toe-slopes, study area should aim at runoff regulation and erosion
at the lines of slope curvature changes, and at the control. It is obvious that the three approaches
borders of valley slopes and flat interfluves. The described above, Landscape, Basin and Catena, can
amount of ES provided is a function of minimum area, effectively supplement each other to optimize ES, and

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Landscape Ecol (2015) 30:1145–1164 1159

Fig. 4 Allocation of necessary buffer forest strips on steep slopes with regard to soil texture (Map Koroshev 2015)

reflect the superposition of three types of geosystem Although ES are not addressed explicitly within this
models that require different management measures. or other planning and decision-making processes, the
instruments, goals and contents are similar. Both the
ES concept and landscape planning are based on the
Discussion: implications for planning analysis of ecosystem properties and land use, and
they aim at the maintenance and the development of
In addressing the implications for planning, we should natural assets by commonly accepted valuation rules
look first at ES in planning processes, and second at (e.g. Kienast 2010). Both concepts use environmental
the special role of the geosystem concept. information, which can be associated with a broad
Planning relevant for ES addresses especially the range of ES.
following issues (Grünwald and Wende 2015): Nevertheless, it has not become clear to date
how the ES concept could be integrated into the
• Which ES in the area are important for human
current landscape planning process, because there
well-being?
are significant differences in the scope of planning,
• Where do the ES originate from (inside or outside
in the methods applied, and especially in the role of
the planning area)?
quantification and economic valuation. The main
• Which actors/stakeholders need these ES?
constraints to the implementation of the ES concept
• Which values (and priorities) have the particular
are that landscape planning is already a very
ES?
complex process, and adding another layer of
• How can management and other measures im-
complexity by integrating ES assessments, anyway,
prove the ES (incl. trade-offs)?
seems to be feasible but expensive (Grünwald and
• Who are the addressees of measures?
Wende 2015). To achieve such a goal, regulatory
In Germany, landscape plans are prepared at frameworks provided by superordinate legislative
several spatial levels (von Haaren et al. 2008): levels, and higher remuneration for planners, are

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1160 Landscape Ecol (2015) 30:1145–1164

needed (von Haaren and Albert 2011; Albert et al. • Ecological data and analyses from a particular
2012). reference unit can to a certain degree be transferred
In Russia and such other post-Soviet countries as to ecologically similar and therefore comparable
Ukraine, Armenia, Azerbaijan and Georgia, landscape units, including the capacity to supply ES. Vast
plans or pilot studies and drafts were developed at areas of Russia need regionally specific models of
various scales, from the regional to the local levels; land use and landscape management, which is
though legally mandatory, they were not fully intro- impossible without careful regionalization based
duced in practice (Antipov and Mikhalkovsky 2006; on natural units, their properties and potentials.
Wojtkiewicz et al. 2010). The legal basis for landscape • The role of spatial aspects and scales is generally
planning per se has not yet been developed, which recognized and applied by ES experts and
results in insufficient coordination of various kinds of practitioners.
branch planning. However, legislation regulating • The understanding of spatial (and temporal)
territorial planning (Schemes of Territorial Planning aspects may enable manipulation of systems to
required for regions and districts, and General Plans decrease trade-offs, enhance synergisms and pro-
for cities and rural settlements) provides opportunities mote resilience and sustainable use of multiple ES
to introduce concepts of natural potential and ES, as (Bennett et al. 2009).
well as instruments of landscape planning (Wende • The theory of the hierarchical organization of
et al. 2013). Recent documents regulating territorial geosystems provides the opportunity to relate
planning require a set of procedures traditional in levels of land use decision-making to appropriate
landscape analysis, e.g. delineation of functional landscape unit levels. It is also important to pay
zones with different allowable anthropogenic loads more attention to the role of entire ecosystem
in accordance with ecosystem potentials; assessment complexes, rather than only to single ecosystems
and mapping of natural risks; identification of the most in isolation.
valuable spatial units; and analysis of the spatial • We consider the approach of natural potentials a
context and exterior factors affecting the territory. The very important foundation for land use and land-
most common spheres of application are planning in scape planning, to distinguish between the poten-
agriculture, recreation, urban development, protecting tial (i.e., capacity) to supply ES and the actual or
natural protected areas and ecological networks (Kol- demanded/needed use of these ES by humans. By
bovsky 2008). means of potentials, we address both the question
Landscape planning projects during the 1990s and of non-use or inadequate use of natural resources
2000s in various regions in Russia proposed the and the problems of overexploitation. Recently,
evaluation of landscape functions as an integral part of the approach of potentials has increasingly been
the bioproductive, biotopic, water-regulating, climate- addressed in ES frameworks, e.g. by Bastian et al.
regulating, soil-forming, sanitary, information and (2012a, b, 2013) or Spangenberg et al. (2014).
culture forming, economic-functional and other deci-
sion-making processes (Drozdov 2000; Antipov and Conclusions
Mikhalkovsky 2006; von Haaren et al. 2008).
Generally, it is clear that thorough knowledge and Geosystem-based approaches may improve ES supply
consideration of the ecological/physical fundamentals assessments by strengthening their scientific founda-
enables better results in spatial planning. tion, and elaborating ES in a spatial context, which
• Thus, the knowledge of landscape genesis helps to may help to better influence land use policy and
understand properties of ecosystems, their spatial decision-making. Some of the approaches described
arrangements and their development and change above, such as spatial relationships, scale, landscape
over time. units, or potentials, are already being widely applied.
• Landscape units are widely applied, e.g. for the On the other hand, several aspects, such as land-
assessment of landscape character (Wascher scape genesis or landscape hierarchy, have not played
2005), or for the definition of Leitbilder (models) any significant role in international ES debates. The
for planning (Potschin et al. 2010). question is: what are the reasons for this situation?

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Landscape Ecol (2015) 30:1145–1164 1161

We can identify in particular the following weakness- least to some extent. Since even the inclusion of ES in
es and gaps in the ‘‘classic Eastern European landscape ecological planning causes significant difficulties and
approaches’’: Some terms are complicated, still insuffi- requires adapted regulations or ordinances, this is even
ciently understood in the international scientific commu- more true for the application of several geosystem-
nity, difficult to communicate, and/or have not yet been based approaches, especially if they cause additional
adopted into the common international scientific lan- expenditure. But they can also facilitate the work and
guage (e.g. microchore). Also, some approaches are improve the results. Not only is further research on
complicated to handle, demanding and time consuming, geosystem-based concepts/approaches themselves
and are not interdisciplinary, but rather specific to a single needed, there is also a valuable potential and a need
scientific discipline (e.g. physical geography). Geosys- with regard to the exploration and communication of
tem or physical landscape concepts are very descriptive existing, but often hidden, knowledge.
and strongly focused on nature, and their relation to
humans and their benefits are not immediately evident. Acknowledgments The cooperation between the authors was
supported by the DFG-Deutsche Forschungsgemeinschaft
On the other hand, comprehensive analytical data on such
(German Science Foundation, BA 1214/8-1). We also thank
factors as elevation, soils, waters, biotopes or land cover the Federal Agency for Nature Conservation (BfN) in Germany
are increasingly available in many countries. GIS for the support of academic exchange between Germany and
applications make any processing and combination of Russia to ecosystem services. We thank Prof. W. Wende, IOER
Dresden, and two unknown reviewers for their advice, and Mr.
such data easy, so that more complex and ‘‘holistic’’
Phil Hill ( )/F. Pahl, Berlin, for polishing the language.
approaches seem to be becoming unnecessary. This is
also supported by specialized, unidimensional ways of
thinking in the sciences and in practice. Moreover,
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