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GSA For DOCR
GSA For DOCR
Astha Chawla, Bhavesh R. Bhalja, Bijaya Ketan Panigrahi & Manohar Singh
To cite this article: Astha Chawla, Bhavesh R. Bhalja, Bijaya Ketan Panigrahi & Manohar Singh
(2018): Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent
Relays Using User Defined Characteristic, Electric Power Components and Systems, DOI:
10.1080/15325008.2018.1431982
CONTENTS
Abstract—Due to dependency on Plug Setting (PS), Time Dial Set-
1. Introduction ting (TDS), size of the network, more than one back-up relays for one
2. Optimal Relay Coordination Problem primary relay and other technical constraints, coordination of Direc-
tional Overcurrent Relays (DOCRs) is an extremely constrained and
3. Gravitational Search Algorithm for Optimal Relay
nonlinear optimization problem. In this paper, a new Gravitational
Coordination Search (GS) based algorithm is presented for achieving optimal coor-
4. Results and Discussion dination of directional overcurrent relays. The proposed algorithm
5. Precautions for the Proposed Algorithm utilizes user defined characteristic for inverse time overcurrent relays
than the predefined standard curves. The user defined relay character-
6. Conclusion istic deals with constants that control the shape of the characteristics
References as variable adjustable values which are optimally chosen along with
TDS and Plug Setting Multiplier (PSM). The performance of the pro-
posed algorithm has been evaluated on 8-bus, 15-bus and IEEE 30-
bus distribution network at different fault locations (near-end, far-end
and middle point). In addition, the time of operation of some of the
primary relays at different fault locations on IEEE 30-bus distribu-
tion network is also presented. At the end, comparative evaluation
of the proposed algorithm with other optimization algorithms hav-
ing different relay characteristics presented in the literature clearly
indicates its effectiveness and superiority in terms of the sum of total
primary relays operating time.
1. INTRODUCTION
Directional overcurrent relays are widely used for the pro-
tection of radial feeder feed from two ends, ring/mesh net-
works and parallel/cascaded parallel feeders. These relays are
used as primary protective device at distribution and sub-
transmission level and as secondary protective device at trans-
mission level [1], [2]. Due to restructuring of electrical power
Keywords: Optimal coordination, directional overcurrent relay, utilities and increasing share of Distributed Energy Resources
Gravitational search algorithm, user defined characteristic
Received 5 July 2016; accepted 12 January 2018
(DERs), coordination of overcurrent relays is becoming quite
Address correspondence to Bhavesh R. Bhalja, Department of Electrical complex and requires sophisticated programming approach
Engineering, Indian Institute of Technology Roorkee, Roorkee, Uttarakhand [3]. The operating time of DOCRs depends on two settings
247667. E-mail: bhaveshbhalja@gmail.com
namely plug setting (PS) and time dial setting (TDS). Most
Color versions of one or more of the figures in the article can be found online
at www.tandfonline.com/uemp. of the conventional DOCRs utilize IEEE standard inverse
1
2 Electric Power Components and Systems, Vol. 0 (2018), No. 0
time current characteristic where the time of operation of AI techniques are more complex and require high CPU
relay is inversely proportional to the magnitude of current time.
[4]. The modeled equation for calculating time of opera- In this paper, GS based algorithm is presented for opti-
tion of overcurrent relay has two constants which control mum coordination of overcurrent relays using two different
the current-time relationship of the relay. The constant β relay characteristics (standard and user defined). The perfor-
and α represents the constant for relay characteristics and mance of the proposed algorithm has been evaluated on 8-
the inverse time type, respectively. In [5], set of eight dif- bus, 15-bus and IEEE 30-bus distribution network at differ-
ferent relay characteristics have been considered for over- ent fault locations (near-end, far-end and middle point). In
current relay and the best of them have been chosen by addition, the time of operation of some of the primary relays
Genetic Algorithm (GA) from the provided set of character- at different fault locations on IEEE 30-bus distribution net-
istics for each overcurrent relay to make the optimal coordi- work is also presented. The optimal coordination of DOCRs
nation easier. Conversely, the proposed GS based algorithm has been carried out by implementing the proposed GS based
utilizes a wide range of relay characteristics by continuously algorithm in MATLAB 2015 b software on Intel Core i3-2310
varying the values of alpha and beta within the provided M Processor. At the end, the results obtained by the proposed
bounds, making it more flexible. These values are adjusted GS based algorithm are compared with results claimed by the
and optimally chosen to achieve proper coordination among existing algorithms [16], [19], and [21] utilizing conventional
DOCRs [6]. as well as different relay characteristics incorporating some
In order to solve coordination problem of DOCRs, dif- new terms/constraints [22] and they are found to be superior
ferent approaches have been proposed by researchers. These to the results given by the said algorithms.
approaches are based on trial and error [7], topological anal-
ysis [8], [9] and optimization techniques. However, the first
2. OPTIMAL RELAY COORDINATION PROBLEM
approach has not been very popular due to requirement
of large number of iterations, huge computations and slow The directional overcurrent relay operates only when the cur-
convergence rate. The topological analysis based approach rent flowing through the relay is more than its plug setting and
requires less number of iterations and involves derivation of also the current flows through the relay in its correct (opera-
break points to initiate relay coordination. Nevertheless, the tive) direction. Most of the conventional DOCRs (electrome-
prime limitation of this approach is that it does not pro- chanical type) use standard inverse time current characteris-
duce global optimal value of TDS & PSM and is dependent tic. Different types of characteristics are obtained by changing
on selection of break points. An approach based on opti- constants of the characteristic equation. In this study, IEEE
mization technique can be classified as conventional opti- standard C37.112 inverse time current characteristic is used
mization and non-conventional optimization technique. In for conventional DOCRs [4]. In addition, digital/numerical
the conventional optimization method, linear programming based DOCRs are used which provide a chance to utilize user
(LP) techniques (such as simplex, two-phase simplex, and defined characteristic to change constants (α and β) of the
dual simplex) and non-linear programming (NLP) optimiz- characteristic equation as per user requirements. The optimal
ing techniques are very frequently used for coordination of coordination of DOCRs involves calculation of optimal relay
DOCRs [10], [11]. Though LP technique is fast and simple, settings. Here, LINKNET structure is used to store informa-
it can be trapped in local minima. On the other hand, per- tion of network configuration. Using this structure, primary-
formance of NLP techniques is better than LP techniques. backup pairs of the relay have been calculated [1]. After-
Afterwards, several Artificial Intelligence (AI)/nature inspired wards, user developed short-circuit analysis program is used
based algorithms such as genetic algorithm (GA), particle for calculation of three phase fault currents. Finally, settings
swarm optimization (PSO), teaching learning-based optimiza- of all the relays are calculated and optimized to avoid mis-
tion (TLBO), ant colony optimization (ACO), bee colony coordination.
optimization (BCO), differential evolution (DE), Seeker opti-
mization and biogeography-based optimization (BBO) have 2.1. Objective function
been successfully applied to solve the problem of opti- The goal of objective function is to minimize the sum of
mal coordination of DOCRs [12]–[20]. Though the above relays’ operating time. This is achieved by optimizing relay
approaches are able to provide global optimum, they require settings without violating the conditions of protection coordi-
more computational time and have slow convergence speed. nation with conventional/user defined characteristic using GS
Subsequently, algorithms based on integration of various algorithm. The objective function, as given in equation (1), is
Chawla et al.: Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent Relays 3
the summation of operating time of all the primary overcur- 2.2.1 Limits on Problem Variables. The relay manufac-
rent relays located at the end of different lines [17], [18]. turer provides bounds on TDS of each relay. This is given by
n equation (6).
Min (Z) = wi × ti,k (1)
i=1
T DSimin ≤ T DS ≤ T DSimax (6)
Where, n is the number of relays, ti,k is the operating time of
the ith relay for fault in zone k, and wi is the weight assigned Where, T DSimin and T DSimax are the minimum and the maxi-
for operating time of ith relay. It represents the probability of mum value of TDS of ith relay, respectively. The value of TDS
a given fault that may occur at each location of the protective varies from 0.1 to 1.0 [16].
zones (wi = 1 for distribution feeders having same length). For Moreover, bounds on pickup setting (PS) of each relay are
conventional standard inverse time-current characteristics, the given by equation (7). The value of PS depends on full load
operating time of DOCR is given by equation (2). current and short circuit level of the system.
β × T DSi PSimin ≤ PS ≤ PSimax (7)
ti,k = +L (2)
(Mi )α − 1
Where, PSi min and PSi max is the minimum and the maximum
Where, TDSi and Mi is the time dial setting and plug set- value of PS of the ith relay, respectively. It is taken as 0.5 and
ting multiplier for the ith relay, respectively. PSM indicates 2.5, respectively [16].
the severity of fault as seen by the relay in terms of multiple Furthermore, bounds on constants of the user defined relay
of pick-up current whereas TDS corresponds to the distance characteristic is given by equation (8).
travelled by the relay contacts for final closing. M depends on
the magnitude of fault current and pickup setting of the relay βimin ≤ βi ≤ βimax
(8)
and is given by equation (3). αimin ≤ α ≤ αimax
I f ault Where, β i min & β i max and α i min & α i max are taken as 0.14 &
M= (3)
Ipickup 13.5 and 0.02 & 1.0, respectively [4].
I f ault
M= (4)
PSi × Rated Secondary current o f CT 2.2.2 Limits on Primary Operation Time. It is worthwhile
to note that the primary operation time with reference to
Where, Ifault is the short-circuit current measured at the sec- each possible fault location should be less than the maximum
ondary winding of the current transformer (CT) while Ipickup allowed time delay. At the same time, it is also more than
is the minimum value of current above which the relay starts some minimum predefined time considering transient con-
to operate. PSi represents Plug Setting of the ith relay. As per ditions [11]. The minimum operation time depends on the
IEC and ANSI/IEEE Standards, β and α are two constants relay manufacturer while the critical clearing time is required
which control the time/current relation of the relay; β repre- to prevent equipment damage as well as to preserve system
sents the constant for relay characteristics and α represents stability.
the inverse time type. For standard Inverse Definite Minimum
Time (IDMT) characteristic, relay constant α, β and L are 2.2.3 Coordination Criteria (Selectivity Constraint). It is
taken as 0.02, 0.14 and 0, respectively [4]. User defined char- to be noted that the primary as well as the secondary relay
acteristic allows the relay to operate within different time- senses the fault at the same time. Therefore, it is universal
current characteristics (not limited to the standard ones) by practice to adjust operating time of backup relay such that
considering continuous variable values of β and α along with it operates only after primary relay fails to operate. If Rj is
TDS and PS. Thus, coordination problem now involves four the primary relay for fault at k, and Ri is backup relay for
settings to be optimized and the operating time of DOCR is the same fault, then the coordination constraint is given by
now given by equation (5). equation (9).
βi × T DSi
ti,k = +L (5) t j,k − ti,k = t (9)
(Mi )αi − 1
Where, tj,k and ti,k is the operating time of primary relay (Rj )
2.2. Normal Coordination Constraints and back relay (Ri ), respectively, for fault at k. t is the Coor-
The constraints of the said optimization problem are given as dination Time Interval (CTI). It is generally taken as 0.2 sec
under. to 0.3 sec [16].
4 Electric Power Components and Systems, Vol. 0 (2018), No. 0
TABLE 1. Optimal relay settings obtained from the proposed algorithm for 8-bus meshed distribution system.
4.2. Performance of Proposed Algorithm for 15-bus The synchronous reactance of each DER is 15% with 15 MVA
Network and 20 kV ratings whereas the short-circuit capacity of the
The performance of the proposed algorithm has been eval- external grid is 200 MVA [16]. The system parameters as well
uated on 15-bus meshed distribution network as shown as the short-circuit currents for near-end faults have been pre-
in Figure 4. This network contains 42 relays and 82 sented in [16]. These are considered as per IEC standards.
backup-primary relay pairs. In addition, it also includes many Moreover, appropriate CT ratio has been used for each relay.
synchronous based Distributed Energy Resources (DERs). The population size is taken as 120 and 200 for the proposed
TABLE 2. Comparison of the proposed algorithm with existing method involving new terms/constraints.
Chawla et al.: Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent Relays 7
Relay number PS TDS PS TDS PS TDS PS TDS Beta (β) Alpha (α)
TABLE 3. Optimal relay settings obtained from the proposed algorithm for 15-bus test network.
Chawla et al.: Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent Relays 9
TABLE 4. Performance of the proposed algorithm for IEEE 30-bus network at near-end fault location.
10 Electric Power Components and Systems, Vol. 0 (2018), No. 0
characteristics is 69.3512 sec & 39.2981 sec and 146.5081 sec will be reduced with time to control the search accuracy. It
& 82.5050 sec, respectively, for faults at middle-point and far- plays an important role in controlling the exploitation and
end. It is to be noted that though the sum of Relay’s operating exploration ability of the algorithm and computed as per
time is higher in case of middle-point fault location and the equation (10).
highest during far-end fault location as compared to near-end
G(t ) = Go e(−αt/T ) (10)
fault location, the proposed scheme works perfectly without
any mis-coordination between primary backup relay pair. It is
to be further noted that the time of operation of primary relays The experience values of three parameters i.e. G0 , α, and
increases as the location of fault moves from near- end to far- T are taken as 100, 20 and 2000, respectively. Fine tuning of
end of the distribution feeders. the above parameters plays a significant role in balancing the
These results clearly indicate that the proposed scheme is search time versus solution quality. In order to check effective-
superior to the existing algorithm in terms of estimating opti- ness of the proposed algorithm, the abrupt values of parame-
mal relay settings of DOCRs. This is also verified by observ- ters are taken for 15-bus test network using user defined char-
ing Figure 6 which shows the convergence curve of the pro- acteristic and their effect on the performance of the proposed
posed GS based algorithm utilizing user defined characteristic algorithm are discussed below.
for IEEE 30-bus system. It has been observed from Figure 6
that the convergence of the proposed algorithm is very fast. 5.1.1 Variation in the Value of Constant ‘α’. The perfor-
mance of the proposed algorithm for different values of ‘α’
for 2000 iterations is depicted in Figure 7. It is to be noted
5. PRECAUTIONS FOR THE PROPOSED from Figure 7 that though the solution quality of the algo-
ALGORITHM rithm is deteriorated due to abrupt selection of the value of ‘α’
5.1 Response of the Proposed Algorithm During Abrupt (between 0 to 1000), there would not be any mis-coordination
Selection of Parameters between primary and back-up relay pair. In the worst case,
when the value of ‘α’ is very high (ࣙ 5000), the search ability
The performance of the proposed algorithm depends on
of GSA is adversely affected and mis-coordination between
settings of the parameters which are selected based on
primary and back-up relay pair is also observed.
experience. All the settings are usually selected on the basis
of worst case and changed only when a major change in the 5.1.2 Variation in the Value of Constant ‘G0 ’. In order to
system configuration is made. This requires high degree of validate authenticity of the proposed algorithm, the value of
professionalism on the part of the user to decide as to when G0 is varied of the order of ± 50% with reference to its initial
and what changes to make in the settings. It is also true that value (G0 = 100) and the results are shown in Figure 8. It
the relay settings which are selected for the worst case would can be seen from Figure 8 that the most optimal solution is
generally give slow speed, low sensitivity or poor selectivity obtained for G0 = 100.
on other conditions in the protected system. For the proposed
algorithm, the parameters such as total number of iterations 5.1.3 Variation of Total Number of Iterations (T). The per-
(T) and constants (Go ) & (α) are extremely important for formance of the proposed algorithm has been evaluated by
calculation of Gravitational Constant (G) at iteration t. This varying total number of iterations and the results are pre-
constant is initialized at the beginning of the search and sented in Table 5. It has been observed from Table 5 that as
the total number of iterations increases, the value of sum of
FIGURE 6. Convergence curve of the IEEE 30-bus distribu- FIGURE 7. Performance of the proposed algorithm during
tion system with user defined characteristics. change in the value of ‘α’.
Chawla et al.: Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent Relays 11
6. CONCLUSION
In this paper, GS based algorithm is proposed for optimal
coordination of DOCRs which utilizes user defined charac-
teristic for inverse time overcurrent relays along with the
predefined standard characteristic. By utilizing variable val-
ues of constants, the shape of the relay characteristic has
FIGURE 8. Performance of the proposed algorithm during been controlled which yields optimal coordination of DOCRs.
change in the value of ‘G0 ’. The performance of the proposed algorithm has been eval-
uated by calculating optimal settings of DOCRs for 8-bus
& 15-bus test systems as well as IEEE 30-bus network.
time of operation of primary relays deceases. Hence, the solu-
The sum of primary relays’ operating time obtained from
tion quality is improved but at the cost of search time.
the user defined characteristic for 8-bus, 15-bus systems are
2.5718 sec and 8.4184 sec, respectively. Moreover, the sum
5.2 Disadvantages of the Proposed Algorithm
of primary relays’ operating time for IEEE 30-bus network
Though GSA shows satisfactory results for solving many is found to be 19.8098 sec, 39.2981 sec and 82.5050 sec
problems in a various application, it is well understood that for faults at near-end, middle point and far-end, respectively.
not a single method, developed so far in the past, is 100% Moreover, comparative evaluation of the proposed GS based
reliable in all conditions. Hence, there is always scope of fur- algorithm with the existing algorithms utilizing conventional
ther improvement. The same situation exists for the proposed as well as different relay characteristics incorporating some
method. Following are the main points which need to be con- new terms/constraints clearly indicates noticeable reduction
sidered during implementation of the proposed algorithm. in the sum of primary relays’ operating time. At the end,
The main apprehension for the proposed technique is the precautions, in terms of abrupt selection of settings of
its computational requirement. Each iteration requires sev- the parameters, are also discussed with appropriate simulation
eral computations compared to other evolutionary algorithms. results.
However, the effectiveness of this search and its balance
between exploration & exploitation can overcome the said
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Astha Chawla received Bachelor of Technology in Electrical
overcurrent relays using the hybrid GA-NLP approach,” IEEE
Transactions On Power Delivery, vol. 26, no. 1, pp. 109–119, and Electronics Engineering from Shri Ramswaroop Memo-
Jan. 2011. DOI: 10.1109/TPWRD.2010.2080289. rial College of Engineering and Management in 2012 and
[16] T. Amraee, “Coordination of directional overcurrent relays Master of Technology in Instrumentation and Signal Pro-
using seeker algorithm,” IEEE Transactions on Power Deliv- cessing from Indian Institute of Technology Roorkee, India
ery, vol. 27, no. 3, pp. 1415–1422, July 2012. DOI: in 2016. She has worked as guest faculty in Motilal Nehru
10.1109/TPWRD.2012.2190107.
[17] M. Singh, B. K. Panigrahi and A. R. Abhyankara,“Optimal
National Institute of Technology Allahabad after her Masters.
coordination of directional over-current relays using Teach- Currently, she is pursuing her PhD in Power Systems from
ing Learning-Based Optimization (TLBO) algorithm,” Int. J. of Indian Institute of Technology Delhi. Her research interests
Electrical Power and Energy Systems, vol. 50, no. 2, pp. 269– include power system protection and automation.
276, Sept. 2013.
[18] M. Singh, B. K. Panigrahi, A. R. Abhyankara and S. Das,
Bhavesh R. Bhalja received B.E. and M.E. degree in
“Optimal coordination of directional over-current relays using
informative differential evolution algorithm,” Journal of Com- power system engineering from B.V.M. Engineering Col-
putational Science, vol. 5, no. 2, pp. 269–276, March 2014. lege, Vallabh Vidyanagar, Gujarat, India in 1999 and 2001,
DOI: 10.1016/j.jocs.2013.05.010. respectively. He obtained Ph.D. from Indian Institute of
Chawla et al.: Gravitational Search Based Algorithm for Optimal Coordination of Directional Overcurrent Relays 13
Technology Roorkee in 2007. He had a teaching experience of is working as a Professor with the Department of Electrical
more than 15 years. Currently, he is working as an Associate Engineering, Indian Institute of Technology (IIT), New Delhi,
Professor, Department of Electrical Engineering, Indian Insti- India. He serves as Associate Editor of IEEE Systems Jour-
tute of Technology Roorkee, India. He has published more nal. His research interests include digital signal processing,
than 100 papers in journals at international and national levels. power quality assessment, and application of soft computing
He got Young Engineers Award and Merit Award by Institu- techniques to power system.
tion of Engineers, India in 2009 and 2007, respectively. He
has also written book on Protection and Switchgear published
by Oxford University Press, 2011, India. He is a senior mem- Manohar Singh received B.E. from Govt. College of
ber of IEEE. His research interests include smart grid tech- Engineering, Jammu and M.E. degree in power system
nologies, power system protection and automation, distributed engineering from IIT Roorkee, He obtained Ph.D. from
generation, power quality improvement, system modeling & Indian Institute of Technology Delhi. Currently, he is work-
simulation and artificial intelligence. ing with Central Power Research Institute, Bangalore. His
research interest includes distribution system protection,
Bijaya Ketan Panigrahi received the Ph.D. degree from Sam- application of Artificial Intelligence techniques to power
balpur University, Sambalpur, India, in 2004. Presently, he system.