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0 AFF Chapter3
0 AFF Chapter3
Quadric hypersurfaces
3.1.1 Definition .
where aij ∈ K are not all zeros and aij = aji , ∀i, j = 1, 2, . . . , n. This means that the matrix
a11 a12 . . . a1n
a21 a22 . . . a2n
A = ..
.. . . ..
. . . .
an1 an2 . . . ann
The equation (3.1) is called the equation of the quadric hypersurface in the given frame and can
be written in the matrix form
[x]t A[x] + 2 [a]t [x] + a0 = 0. (3.2)
Usually, a quadric hypersurface in A2 (K) is called a quadratic curve and a quadric hypersurface in
A3 (K) is called a quadric surface.
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Affine and Euclidean Geometry (version1)
Let
a0 a1 a2 . . . an
a1 a11 a12 . . . a1n
B = a2 a21 a22 . . . a2n
.
.. .. .. . . . ..
. . . .
an an1 an2 . . . ann
A quadric hypersurface is said to be nondegenerate (or nonsingular) if B is nondegenerate, i.e.
invertible (det B 6= 0) and is said to be degenerate (or singular) if B is degenerate, i.e. det B = 0.
For a degenerate quadric hypersurface, if rank A = rank B, then it is called a quadric hypercone
and if rank A 6= rank B, then it is called a quadric hypercylinder. The meaning of the definitions
can be seen in Exercises 3.19 and 3.20.
1. The definition of a quadric hypersurface is well-defined, i.e. does not depend on the given
frame. Indeed, suppose that we have a change of coordinates
Since [x0 ]t C t A[b] and [b]t AC[x0 ] are squared matrix of order 1,
[x0 ]t C t AC[x0 ] + 2([b]t AC + 2[a]t C)[x0 ] + [b]t A[b] + 2[a]t [b] + a0 = 0. (3.4)
2. It is easy to prove that rank A and rank B do not depend on the given frame.
Example 1. In A2 , the equation
x2 y2
+ 2 = 1, a > 0, b > 0;
a2 b
determines a quadratic curve called an ellipse.
Example 2. In A3 , the equation
x2 y2 z2
+ 2 + 2 = 1, a > 0, b > 0, c > 0;
a2 b c
determines a quadratic curve called an ellipsoid.
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Affine and Euclidean Geometry (version1)
Proof. Suppose that (3.1) is the equation of S in a given affine frame {O; →
−ei } and f : An −→ An
is an affine automorphism. Let {O0 ; →
−
wi } is the image of {O; → −
ei } under f, i.e. O0 = f (O) and
→
− →
−
wi = f (→−ei ); i = 1, 2, . . . , n.
Definition 2. The center of a quadric hypersurface S is a point I such that if I is chosen as the
origin, then the equation of S is of the simple form
A quadric hypersurface S is symmetric about its center. This means that the symmetry about I,
i.e. the dilation with center I, and ratio −1 of An maps S into itself.
Indeed, the coordinates (x1 , . . . , xn ) of a point M satisfy (3.5) if and only if the coordinates
(−x1 , . . . , −xn ) of M 0 , the symmetric point of M about I, satisfy the equation (3.5). That means
S is symmetric about I. The opposite is also true. If a quadric hypersurface S is symmetric about
a point I, then I is a center of S (see Exercise 3.18).
Theorem 3.1.2. In an affine space An , let S be a quadric hypersurface and (3.2) be its equation
in a given frame {O; →−
ei }. Then S has a unique center if and only if det A 6= 0. If det A = 0, then
S has infinitely centers or it has no center.
Proof. Suppose that equation of a quadric hypersurface S is (3.2) and I is a point whose coordinates
are (b1 , b2 , . . . , bn ) in the frame {O; →
−
ei }. The formula of the change of coordinates from {O; →
−
ei } to
→
−
{I; ei } is
[x] = [x0 ] + [b].
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Affine and Euclidean Geometry (version1)
Substitute [x] into Equation (3.2) we obtain an equation of S in new frame {I; →
−
ei } is
A[b] + [a] = 0.
In other words, I is a center of S if and only if its coordinates is a solution of the system of
equations
A[x] + [a] = 0. (3.6)
Thus, S has only one center if and only if Equation (3.6) has only one solution, i.e. det A 6= 0. If
det A = 0, then (3.6) has no solutions (S has no centers) or it has infinitely many solutions(S has
infinitely many centers).
Remark 1. 1. By the proof of Theorem 3.1.1, an affine automorphism f maps a quadric hy-
persurface S with a center I to a quadric hypersurface f (S) with a center f (I).
2. By the proof of Theorem 3.1.2, if rank A = r ≤ n and Equation (3.6) has at least one
solution, then the set of all solutions of (3.6) determined an (n − r)-plane in An .
3. By the proof of Theorem 3.1.2, for finding centers of a quadric hypersurface, we have to solve
the system (3.6).
4. For finding singular points we have to solve the system
(
A[x] + [a] =0
[x]t A[x] + 2[a]t [x] + a0 = 0
Definition 3. 1. Let S be a quadric hypersurface whose equation in a given frame {O; → −e1 , →−
e2 , . . . , →
−
en }
→
− →
−
is (3.1). A vector c 6= 0 is called an asymptotic vector if its coordinates (c1 , c2 , . . . , cn ) in
−
→
the basis {→
−e1 , →
−
e2 , . . . , →
−
en } of An satisfy the following condition
n
X
aij ci cj = 0,
i,j=1
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Affine and Euclidean Geometry (version1)
2. If S has only one center and has an asymptotic vector →−c , then the line passing through the
center with the directional vector →
−c is called an asymptote of the quadric hypersurface S.
Then the set of all asymptotes of S forms a hypercone called the asymptotic hypercone of S
(see Exercise 3.19).
4. A direction h→
−c i is called a special direction of S if →
−c is conjugate (w.r.t. S) to every non-zero
vector.
Remark 2. 1. By the definition and the proof of Theorem 3.1.1 we can see that an affine
→
−
automorphism f maps an asymptote to an asymptote and f maps an asymptotic vector
of S to a such one of f (S). Of course, two conjugate directions (of S) are mapped to two
conjugate directions (of f (S)).
−c is conjugate to →
2. If →
− →
−
d , then d is conjugate to →
−c (w.r.t. S).
→
−
3. A vector →
−c =
6 0 is an asymptotic vector of S if and only if →
−c is conjugate to itself (w.r.t.
S).
The intersection between a line and a quadric hypersurface. Let d be a line passing
through a point B(b1 , b2 , . . . , bn ) and having → −c (c , c , . . . , c ) as a directional vector. Then a
1 2 n
parametric equation of d is
xi = ci t + bi i = 1, 2, . . . , n; (3.7)
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Affine and Euclidean Geometry (version1)
1. Vector →−c is not an asymptotic vector, i.e. [c]t A[c] 6= 0. Then because (3.9) is a quadric
equation, it may have two distinct real roots; two complex roots which are complex conjugates
of each other or a double root. Correspondingly, the line intersects the quadric hypersurface
at two points, does not intersect the quadric hypersurface (in this case we can think that
the line intersects the quadric hypersurface at two imaginary points) or intersect the quadric
hypersurface at a double points M0 (in this case we say that the line is tangent to the quadric
hypersurface at M0 ).
2. Vector →
−c is an asymptotic vector, i.e. [c]t A[c] = 0. Equation (3.9) becomes
2P t + Q = 0, (3.10)
(a) If P 6= 0, then Equation (3.9) has only one root. The line intersect the quadric hyper-
surface at one point.
(b) If P = 0 and Q 6= 0, then Equation (3.9) has no roots. The line does not intersect the
quadric hypersurface.
(c) If P = Q = 0, then every value of t is a root of (3.9). Therefore, the line is a subset of
the quadric hypersurface.
Let d be a line in this set. Suppose that d intersects S at two real points that are distinct or
coincident M1 and M2 . Let B(b1 , b2 , . . . , bn ) be the midpoint of the segment M1 M2 . Then d has
Equation (3.8), and M1 , M2 corresponding to two values t1 , t2 , that are distinct or coincident.
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Affine and Euclidean Geometry (version1)
Their coordinates are two real roots of the equation (3.9) and can be written in the matrix form
[b] + [c]t1 and [b] + [c]t2 . The segment M1 M2 is called a chord of S.
−−−→ −−−→
Since B is the midpoint of the chord M1 M2 (i.e. BM1 = −BM2 ) we get
[c](t1 + t2 ) = 0.
Therefore, t1 = −t2 .
The condition for the sum of two roots of Equation (3.9) to be zero is
Thus, if B is the midpoint of M1 M2 , then it coordinates must satisfy the following equation
or
[c]t A[x] + [c]t [a] = 0. (3.11)
Since →
−c is not an asymptotic vector, [c]t A 6= 0. Equation (3.11) determines a hyperplane. Any
center of S (if exists) is on this hyperplane. The hyperplane defined by Equation (3.11) is called
the diametral hyperplane of S conjugate to the direction h→ −c i of the chords. Thus, we have the
following.
Theorem 3.1.3. The set of midpoints of parallel chords, whose directional direction is not asymp-
totic, of a quadric hypersurface S is a subset of a hyperplane.
2 2
−c (c , c )i, of the ellipse x + y = 1 is the
1. The diametral line conjugate to the direction h→ 1 2
a2 b2
line
c1 x c2 y
+ 2 = 0.
a2 b
→
− x2 y 2
2. The diametral line conjugate to the direction h c (c1 , c2 )i, of the hyperbola 2 − 2 = 1 is
a b
the line
c1 x c2 y
− 2 = 0.
a2 b
3. The diametral line conjugate to the direction h→ −c (c , c )i, of the parabola y 2 = 2px is the
1 2
line
c2 y = pc1 .
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Affine and Euclidean Geometry (version1)
1. either the direction of d is not an asymptotic one and d intersect S at a double point; in this
case, d is said to be tangent to S at that point
2. or the direction of d is not an asymptotic one and the line d containing in S, in this case, d
is said to be tangent to S at every point of d.
[c]t A[c]t2 + 2P t + Q = 0,
where n n
X X
t t
P = [b] A[c] + [a] [c] = aij bi cj + ai c i ,
i,j=1 i=1
n
X n
X
Q= aij bi bj + 2 ai b i + a0 .
i,j=1 i=1
[c]t A[c]t2 + 2P t = 0,
or
([c]t A[c]t + 2P )t = 0. (3.12)
If B is a singular point of S, then every line passing through B is a tangent line of S at B. Indeed,
if B is singular, then B is a center, therefore its coordinates satisfies the equation A[b] + [a] = 0,
i.e. its coordinates satisfies (3.13), too.
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Affine and Euclidean Geometry (version1)
−−→
Indeed, a point M (x1 , x2 , . . . , xn ) lying on a tangent line passing through B if and only if BM = λ→
−c
satisfies (3.13), i.e.
[b]t A([x] − [b]) + [a]t ([x] − [b]) = 0.
or
([b]t A + [a]t )([x] − [b]) = 0. (3.14)
Since B is not singular, [b]t A + [a]t = (A[b] + [a])t 6= 0. Equation (3.14) determines a hyperplane,
the tangent hyperplane of S at B. Since B ∈ S, −[b]t A[b] − [a]t [b] = [a]t [b] + a0 . Substitute this
into (3.14), the equation of the tangent hyperplane of S at B becomes
Example 5. In A2 ,
x2 y 2
1. an equation of the tangent line of the ellipse + 2 = 1 at M0 (x0 , y0 ) is
a2 b
x0 x y0 y
+ 2 = 1;
a2 b
x2 y 2
2. an equation of the tangent line of the hyperbola − 2 = 1 at M0 (x0 , y0 ) is
a2 b
x0 x y0 y
− 2 = 1;
a2 b
y0 y = p(x + x0 ).
Theorem 3.2.1. There exists a suitable affine frame such that a quadric hypersurface in An has
an equation of one of the following forms:
Equations of types I, II and III as above are called canonical equations of quadric hypersurfaces.
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Affine and Euclidean Geometry (version1)
Proof. Suppose that an equation of S is (3.1). Consider the corresponding quadratic form
n
H(→
−
X
x) = aij xi xj .
i,j=1
−
→
By results in Linear Algebra, we can find a change of coordinates in An such that H has a canonical
form.
k r
→
−
X X
0 02 2
H( x ) = x − x0 ; 0 ≤ k ≤ n; 1 ≤ r ≤ n.
i i
i=1 i=k+1
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Affine and Euclidean Geometry (version1)
Solution.
−
→
Consider the corresponding quadratic form in A3
H(→
−
x ) = x21 + 2x22 + x23 + 2x1 x2 + 2x1 x3 .
We have
H(→
−
x ) = (x1 + x2 + x3 )2 + (x2 − x3 )2 + x23 .
Under the change of coordinates
X 1 = x 1 + x 2 + x 3
X 2 = x2 − x3 , (3.17)
X 3 = x3
or equivalently,
x1 = X1 − X2 − 2X3
x2 = X 2 + X 3 , (3.18)
x3 = X 3
We can consider (3.18) as a change of coordinates in An . Then equation of S in the new frame
{O; −
→, −
w → − →
1 w2 , w3 } is
X12 + X22 − X32 + 2X1 + 4X2 + 2X3 + 2 = 0.
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Affine and Euclidean Geometry (version1)
Remark 3. 1. If a canonical equation of S is of type I, then S has centers and the centers are
not belonging to S. If a canonical equation of S is of type II, th S then S has centers and the
centers are belonging to S. If a canonical equation of S is of type III, then S has no centers.
2. Since r is the rank, while k and (r − k) are positive and negative indexies of the quadratic
form, they are invariant under a change of coordinates. This means that, two equations that
are of the same type but are different in r or k or r − k can not be a canonical equation of a
quadric hypersurface.
Definition 5. Two quadric hypersurfaces in An are called of the same kind if their canonical
equations are of the same type and are of the same values r, k. In other words, two quadric
hypersurfaces are of the sam kind if their canonical equations (in suitable frames) are the same.
Theorem 3.2.2. Two quadric hypersurfaces are affinely equivalent, i.e. there is an affine auto-
morphism that maps a quadric hypersurface to the other, if and only if they are of the same kind.
In other words, the classification in Definition 5 is the affine classification.
Conversely, suppose that f is an affine automorphism and f (S) = S 0 . Let {O; → −ei } be an affine
frame such that the equation of S in this frame is canonical and {O ; ei } is the image of {O; →
0 →
− 0 −ei }
0 0 →
− 0
under f . Then the canonical equation of S in the frame {O ; ei } is the same as that of S in the
frame {O; →−
ei }. Therefore, S and S 0 are of the same type.
By Theorems 3.2.1 and 3.2.2, based on the types of their canonical equations, we can arrange
quadratic curves together their names as follows
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Affine and Euclidean Geometry (version1)
By Theorems 3.2.1 and 3.2.2, based on the types of their canonical equations, we can arrange
quadric surfaces together their names as follows
1. x21 + x22 + x23 − 1 = elipsoid;
2. x21 + x22 − x23 − 1 = 0 hyperboloid of 1-sheet ;
3. x21 − x22 − x23 − 1 = 0 hyperoloid of 2-sheets;
4. −x21 − x22 − x23 − 1 = 0 imaginary ellipsoid;
5. x21 + x22 + x23 = 0 imaginary cone;
6. x21 + x22 − x23 = 0 cone;
7. x21 − x22 − 2x3 = 0 paraboloid elliptic;
8. x21 − x22 − 2x3 = 0 paraboloid hyperbolic;
9. x21 + x22 − 1 = 0 elliptical cylinder;
10. x21 − x22 − 1 = 0 hyperbolic cylinder;
11. −x21 − x22 − 1 = 0 imaginary elliptical cylinder;
12. x21 + x22 = 0 a pair of intersecting imaginary planes;
13. x21 − x22 = 0 a pair of intersecting planes;
14. x21 − 1 = 0 a pair of parallel planes;
15. −x21 − 1 = 0 a pair of parallel imaginary planes;
16. x21 = 0 a pair of coincident planes;
17. x21 − 2x2 = 0 parabolic cylinder.
EXERCISES
Exercise 3.1. In the table of the classification of quadratic curves in A2 , study the curves one by
one:
1. Is the curve singular or not? What is the rank of matrix A and B? Does it have centers?
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Affine and Euclidean Geometry (version1)
Exercise 3.3. Prove that in An , a nonsingular quadric hypersurface has no centers or has only
one center.
Exercise 3.4. Consider the relative position between a quadric hypersurface and an m-plane in
An . (Hint: Choose a suitable frame).
Exercise 3.5. Prove that, an asymptote (if there is) of a nonsingular quadric hypersurface never
intersect the quadric hypersurface.
Exercise 3.6. Prove that, if a quadric hypersurface S has a singular point, then S is singular.
Exercise 3.7. In A2 with a given frame, consider the following quadratic curves
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Affine and Euclidean Geometry (version1)
Find their centers, singular points, asymptotic directions and asymptotic cones (see Exercise 3.21).
Exercise 3.11. For quadric surfaces in Exercise 3.10, find their canonical equations and corre-
sponding affine frames. Which one is singular?
Exercise 3.12. 1. Let A( 43 , − 23 , − 13 ) ∈ S1 . Write an equation of the tangent hyperplane of S1
at A.
2. Choose a point B on each of the quadric surfaces in Exercises 3.10 and write an equation of
the tangent hyperplane of the surface at B.
→
− →
−
Exercise 3.13. Let d = (1, −2, 1). Find the diametral hyperplane conjugate to the direction h d i
of the quadric surfaces given in Exercises 3.10.
Exercise 3.14. In A2 let d be a line whose equation is 2x1 + 3x2 − 3 = 0. Consider the intersection
between d and quadratic curves in Exercises 3.7.
Exercise 3.15. In A3 with a given affine frame f{O; →−
e ,→−
e ,→
1
−e }, let S be a quadric surface whose
2 3
equation is
x21 − 2x22 + x23 + 4x1 x2 − 8x1 x3 − 14(x1 − x2 + x3 ) + 17 = 0.
1. Find centers of S.
3. Prove that M0 (1, −1, 2) ∈ S is not a singular point of S. Write an equation of the tangent
hyperplane of S at M0 .
Exercise 3.16. In A3 with a given frame {O; → −
e1 , →
−
e2 , →
−
e3 }, let S1 and S2 be quadric surfaces whose
equations, respectively, are:
and
x21 + 2x22 + 2x23 + 2x1 x2 + 2x1 x3 + 2(3x1 + 5x2 + x3 ) = 0.
Are S1 and S2 affinely equivalent?
Exercise 3.17. In A3 with a given frame {O; → −
e1 , →
−
e2 , →
−
e3 }, let S be a quadric surface whose equation
is
4x21 + 3x22 + x23 − 2x1 x2 + 2x1 x3 + 2x1 + 2x2 = 0.
2. Prove that the set of all tangent lines passing through I(1, 0, 1) is a quadric surface and write
an equation of that quadric surface.
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Affine and Euclidean Geometry (version1)
Exercise 3.19. Recall that, a singular quadric hypersurface in An with rank A = rank B is called
a hypercone. Then rank A(= rank B) is called the rank of hypercone.
2. Suppose that S is a hypercone of rank r. Prove that there exists an affine frame {O; →
−
ei } in
which the equation of S is
Xr
aij xi xj = 0, aij = aji ,
i,j=1
where rank(aij ) = r.
3. Let O be the origin of the frame in item 2, prove that if S is a hypercone and M ∈ S, then
the line OM is a subset of S. The line OM is called rullings of S.
4. Prove that, for a hypercone of rank r, the set of all singular points is an (n − r)-plane α.
Prove that for every M ∈ S \ α, M + α ⊂ S.
5. Classify hypercones in A2 , A3 .
Exercise 3.20. Recall that, a singular quadric hypersurface in An with rank A 6= rank B is called
a hypercylinder.
2. Suppose that S is a hypercylinder. Prove that there exists an affine frame {O; →
−
ei } in which
the equation of S is one of the followings:
r
X
aij xi xj + a = 0; a 6= 0; aij = aji ; i, j = 1, . . . , r; (3.21)
i,j=1
or r
X
aij xi xj + 2ar+1 xr+1 = 0; ar+1 6= 0, aij = aji ; i, j = 1, . . . , r. (3.22)
i,j=1
4. Let →
−α be a vector subspace generated by {−e−→ →
−
r+1 , . . . , en }. Prove that, if M ∈ S then the affine
set α passing through M and directional space → −α is a subset of S.
→
−
5. Let β be a vector subspace generated by {→ −
e1 , . . . , →
−
er }. Prove that the intersection between S
and r-plane β passing through O (where O is the origin of the frame in item 2) and directional
→
−
space β is a quadric hypersurface in β whose equation in the frame {O; → −ei } is just (3.21)
or (3.22), respectively. This quadric hypersurface (in β) is called the base of hypercylinder,
denoted by S 0 .
→
−
6. Prove that if ρ : A −→ β is the parallel projection onto β with direction β , then ρ(S) = S 0 .
7. Classify hypercylinders in A2 , A3 .
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Affine and Euclidean Geometry (version1)
Exercise 3.21. In An , let S be a nonsingular quadric hypersurface that has a center and an
asymptote. Prove that the set of all asymptotes of S passing through the center is a hypercone,
called the asymptotic hypercone. Find the rank and an equation of that hypercone.
Exercise 3.22. Let S be a quadric hypersurface that does not contain any line and d be the
tangent line of S at M ∈ S. Prove that
→
−
1. d is not an asymptotic vector,
→
−
2. M belongs to the diametral hyperplane conjugate to d .
Exercise 3.23. In A2 , given quadratic curves whose equations in a given frame are:
Exercise 3.24. For quadric curves given in Exercise 3.23, write canonical equations and corre-
sponding frame.
Exercise 3.25. In A3 given quadric surfaces whose equations in a given frame are:
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Affine and Euclidean Geometry (version1)
12. S12 : 4x21 − 4x1 x2 − 4x1 x3 − 8x22 − 10x2 x3 − 3x23 − 12x2 − 8x3 − 5 = 0.
Find their centers, singular points, asymptotic directions and asymptotic cones (if they exist).
Exercise 3.26. For quadric surfaces given in Exercises 3.25, write canonical equations and corre-
sponding frame. Which one is a cylinder? Which one is a cone?
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Affine and Euclidean Geometry (version1)
α1 :x1 + x2 + 3x3 = 0;
α2 :x2 + 2x3 − 1 = 0;
α3 :x1 + x2 + 4x3 − 1 = 0.
Prove that:
and
x1 + x2 + x3 − 3 = 0.
Let S1 = S ∩ α and lM be a line passing through M ∈ S1 with direction h→
−
e3 i. Let C be the union
of all lM , M ∈ S.
63