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Life Cycle Assessment of A Solar Thermal Collector: Sensitivity Analysis, Energy and Environmental Balances
Life Cycle Assessment of A Solar Thermal Collector: Sensitivity Analysis, Energy and Environmental Balances
www.elsevier.com/locate/renene
Abstract
Starting from the results of a life cycle assessment of solar thermal collector for sanitary
warm water, an energy balance between the employed energy during the collector life cycle
and the energy saved thanks to the collector use has been investigated. A sensitivity analysis
for estimating the effects of the chosen methods and data on the outcome of the study was
carried out. Uncertainties due to the eco-profile of input materials and the initial assump-
tions have been analysed.
Since the study is concerned with a renewable energy system, attention has been focused
on the energy indexes and in particular the ‘‘global energy consumption’’. Following the
principles of Kyoto Protocol, the variations of CO2 emissions have also been studied.
# 2004 Elsevier Ltd. All rights reserved.
Keywords: Life cycle assessment (LCA); Solar thermal collector; Energy payback time; Sensitivity
analysis
1. Introduction
The life cycle assessment (LCA) is a useful tool to estimate the effective energy
and environmental impacts related to products or services. However, the results of
LCA do not represent ‘‘exact’’ and ‘‘precise’’ data, but are affected by a multitude
of uncertainty sources.
Corresponding author. Tel.: +39-91-236-131; fax: +39-91-484-425.
E-mail address: mcellura@dream.unipa.it (M. Cellura).
0960-1481/$ - see front matter # 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.renene.2004.05.006
110 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
The reliability of LCAs strictly depends on complete and sharp data that unfor-
tunately are not always available [1]. ISO 14040 recommends to investigate all
those parameters that could heavily influence the final eco-profile [2]. Because Life
Cycle Inventory (LCI) results are generally used for comparative purposes, the
quality of data is essential to state whether results are valid or not [3–5]. Regarding
data quality, LCA studies should include: time-related coverage, geographical
coverage, technology coverage, precision, completeness and representativeness of
data consistency and reproducibility of methods used throughout the LCA, sources
of the data and their representativeness, uncertainty of the information [2].
The international standards give little practical guidance on how to manage such
information. In addition to previously listed parameters, other sources of uncer-
tainty are [6]:
Starting from the results of the LCA applied to a solar thermal collector [11–13],
a sensitivity analysis (SA) has been carried out. This is a systematic procedure for
estimating the effects on the outcome of a study of the chosen methods and data [14].
SA can be applied with either arbitrarily selected ranges of variation, or variations
that represent known ranges of uncertainty.
SA is an important element of judgement for the corroboration or the refutation
of the scientific hypotheses embedded into a model. This is particularly critical
when both model parameters and available data are affected by uncertainties (as
occurs in LCAs). However, SA can also be used to direct the research priorities by
focusing on the parameters which mostly determine the uncertainty of the model.
The results presented in this work are extracted from the case study ‘‘CS2’’ per-
formed within the works of Task 27—Subtask C of International Energy Agency
(IEA) about ‘‘Performance, durability and sustainability of advanced windows and
solar components for buildings’’. The study follows three main steps:
The energy and environmental analyses have been performed on the results of an
LCA applied to a passive1 solar collector for domestic warm water demand [11].
The studied functional unit (FU) includes: the absorbing collector, the water tank
(180 l capacity) and the support for the roof fastening. The following life-cycle
phases have been investigated:
1
Passive collectors are those whose thermal fluid circulation occurs naturally.
112 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
The analysis has shown a global primary energy consumption of about 11.5 GJ
mainly related to the manufacture of the absorbing collector (32.2%) and of the
water tank (38.7%). Other significant contributions are: maintenance (11.6%),
manufacture of the support (9.6%), and transport of raw materials (3%). The main
environmental impacts arise from air emissions. Details of the collector eco-profile
are shown in Fig. 1.
The energy saving referred to the use of solar collector has been calculated con-
sidering the average temperatures and solar inputs of the city of Palermo (Italy,
v
38 latitude) [12,15,16]. The yearly average energy harvest is close to 6.2 GJ per
F. Ardente et al. / Renewable Energy 30 (2005) 109–130 113
year. This is an end-energy quantity (meaning the energy effectively saved by the
final consumers) and it has to be converted into primary energy2. The useful pri-
mary energy saving ‘‘Euseful’’ is estimated to be 6.6 GJ per year [12].
3.1. The energy payback time
2
Supposing the renewable system supported by a conventional gas boiler, the conversion factor (from
the end energy to the primary one) has been assumed to be 1.06 MJPRIM/MJEND [12]. The conversion
factor includes every energy loss occurring during extraction, refining and distribution of gas to users.
The efficiency of the domestic gas boiler has been not considered.
114 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
The EMuse is caused by the use of the conventional energy that the plant needs
to work (mainly the electricity used by pumps).
The global warming potential (GWP) related to the collector life cycle is
721 kgeq CO2 [11]. Considering a domestic gas boiler, it is assumed a specific global
warming factor of 65:7 103 kgeq CO2 per MJ of useful heat [17]. The yearly
CO2 eq emission saving is estimated to be 407 kgeq CO2 [13]. Similar to the energy
payback time, even the CO2-payback time resulted lower than 2 years.
The sensitivity analysis (SA) was performed on the input data and assumptions
of LCA in order to estimate those responsible for the greatest eco-profile uncer-
tainties [18]. The calculation has been performed adopting a linear model and the
following elements were analysed:
The embodied energy of materials represented about 80% of the overall con-
sumption [11]. Consequently, the SA focused upon input materials. Table 1 lists
the percentage incidence3 of each material on the overall energy balance. We
choose to investigate those materials whose incidence on the total energy require-
ment is greater than 1%. The study refers to various environmental databases
[17,19,20]. When possible, data have been compared to a study performed by spe-
cialised companies (e.g. regarding aluminium, steel and plastic products).
Galvanised steel is the main constituent of the functional unit (FU), representing
more than half of the overall employed mass. Having also a great specific value of
embodied energy, galvanised steel is responsible for about 37% of the overall
energy consumption. In the collector LCA, it has been assumed that this material
involves the consumption of about 38 MJ/kg of embodied energy and the emission
of 2:4 kgCO2 =kg [19]. More detailed research of the scientific literature has shown a
great variability of these impacts depending on the production process. In parti-
cular, an overestimation of the embodied energy has been observed. The values cal-
culated for 11 different production sites have shown the variability of the embodied
energy from 27.3 to 37.9 MJ/kg and the variability of CO2 emission from 1.8 to
2.8 kgCO2 =kg [21]. Considering an average eco-profile of galvanised steel, it has
been calculated that galvanised steel causes primary energy consumption of
3.43 GJ (with a variation range from 2.67 to 4.27 GJ) and emission of 250 kgCO2
(with a variation range from 204 to 313 kgCO2 ).
3
The ‘‘incidence’’ percentage has been calculated as the ratio between the energy consumption related
to a material divided by the global energy consumption.
F. Ardente et al. / Renewable Energy 30 (2005) 109–130 115
Table 1
Incidence of embodied energy of materials on the global energy balance
Material Incidence (%)
Galvanised steel 37.2
Thermal fluid 12.6
Copper 9.8
Steel 9.3
Rigid PUR 7.6
Aluminium 5.0
Cardboard 2.0
Magnesium 1.6
Epoxy dust 1.4
Glass 1.3
HDPE 0.6
LDPE 0.6
Brass 0.1
Flexible PUR 0.03
PVC 0.02
Fig. 2. Embodied energy and CO2 emissions for variable percentages of glycol in the thermal fluid.
116 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
shown a great uncertainty and variability of the energy and environmental data
due to differences in the production process (ascribable to the use of heat for melt-
ing and electricity in the electrolysis) and to the ratio of reused copper scraps. An
average copper eco-profile has been calculated on the basis of various references
[17,20]. Under this hypothesis, copper parts involve the primary energy consump-
tion of 1 GJ (with an uncertainty of 0.23 GJ) and the emission of 62 kgCO2 (with
an uncertainty of 18 kgCO2 ).
Aluminium has a sensible incidence in the global energy balance mainly due to
the high specific energy consumption related to its production. The SA regarding
this material has been referred to data representative of the average production in
Europe [22]. A great variability has been detected depending on the percentage of
recycled material. Fig. 3 shows the variation of the aluminium sheet eco-profile
(calculated on the basis of Italian energy mix) related to the recycled fraction.
When using 30% recycled material, the embodied energy related to aluminium is
584 MJ (with a variation range from 111 to 787 MJ) and the CO2 emission is 33 kg
(with a variation range from 5 to 45 kgCO2 ).
A further detail is necessary for stainless steel parts. The production of the solar
collector implies the use of 29 kg of this material. Detailed research has shown a
shortage of environmental information concerning this material. Lacking infor-
mation regarding the Italian stainless steel eco-profile, it has been computed
as normal steel in the LCA [11]. It has also been assumed to refer to average
European data related to cold rolled austenitic (grade 304) stainless steel [23]. With
respect to normal steel, the production of stainless steel requires a larger amount of
energy (62 MJ/kg with an increase of about 75%) and larger environmental
impacts (emission of CO2 is more than doubled with a specific factor of
6:2 kgCO2 =kg). Assuming to refer to these new specific impact values, the initial
eco-profile has been sensibly modified. It has been estimated that stainless steel
causes the consumption of 1.8 GJ (causing the energy consumption to increase of
770 MJ) and the emission of 180 kgCO2 (causing the CO2 emissions to increase of
94 kgCO2 ). In contrast to other materials, it has not been possible to compare the
Fig. 3. Embodied energy and CO2 emissions for variable percentages of recycled aluminium.
F. Ardente et al. / Renewable Energy 30 (2005) 109–130 117
culated with
Italian
energy mix
Copper 1980– Estimation Copper with All the main Average 57–91 3.3–5.9 Low High Low [17,20]
1990 from other 40–50% of energy and value from
European stu- reused environmental two Eur-
dies adapted scraps impacts are opean stu-
to Italian case shown dies, but
study one is very
old and not
complete,
and the
other is not
transparent
Rigid PUR 1997 Average of Poly- All the main Representa- 105–118 3.4–3.8 High High Very [17,19]
European urethane energy and tive of the good
producers. foam used environmental European
Data adapted as thermal impacts are average.
to Italian case insulation shown Adapted
study with Italian
energy mix
Aluminium 2000 Average of Aluminium All the main Average 28–198 1.3–11.3 Very high High Very [22]
(data 70–90% of the cold rolled energy and European good
from European sheet environmental data about
1992 to producers impacts are primary alu-
1994) shown minium.
Estimation
of recycling
process.
From 30 to
F. Ardente et al. / Renewable Energy 30 (2005) 109–130
100% recy-
cled alu-
minium
119
120 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
762 kgCO2 . These results show that the impacts related to input materials could sen-
sibly change the FU eco-profile. It is possible to make the following considerations:
– The global energy consumption can vary by about 20% from its reference
value of 11.0 GJ;
– CO2 emission can vary by about 17% from the reference value of 700 kgCO2 ;
– The variation ranges are not symmetric and depend on asymmetric ranges of
input materials (Fig. 5);
– Galvanised steel, the dominant material, is also the component whose uncer-
tainty is greatest. It is responsible for 40% of the global uncertainty on the
energy consumption and for 50% of that related to the CO2 emission;
– PUR, magnesium and cardboard are responsible for a low incidence in the vari-
ation range (less than 5%). The great variability of the eco-profiles of aluminium,
copper and thermal fluid causes large variation ranges (from 10% to 20%).
The primary energy consumption and the main air emissions (CO2, CO, SOx,
NOx, dust) have been the two criteria to compare the different scenarios. It is poss-
ible to observe that (Fig. 6):
– The energy consumption could vary from 540 to 610 MJ while carbon dioxide
emission from 22 to 40 kgCO2 ;
– The incidence of the production process into the global energy consumption has
small variation (from 5% to 6%) while incidence into the CO2 emission may
change from 3% to 7%;
– The greatest energy and CO2 impacts are those related to scenario 4.
Regarding the emission values, in particular the carbon dioxide, the quality of
data used in scenario 4 is good. In fact, these values come from direct measure-
ments that the regional power company makes on the main power plants. We
could make the following comments:
– In general, the small variations affecting energy and CO2 values suppose a good
reliability of electrical eco-profiles.
– On the contrary, data regarding other pollutants have very large variations.
However, this does not necessarily mean low data reliability but could be related
to the different energy mix. For example, lower impacts affect the Scenario 5 that
supposes a greater percentage of renewable energy sources.
(Scenario 2). Both scenarios refer to average conditions of roads and traffic and a
50% load factor.
Scenarios 3 and 4 suppose that long distance transport occurs entirely or partially
by means of high capacity trucks. Regarding the other three scenarios, it has been
assumed they use low capacity trucks for the regional transports and extra-regional
transport with medium trucks (Scenario 5) or assuming to neglect extra-regional
transport (Scenario 6). In particular, the last scenario assumes all the supplies
within the regional context. Data concerning the fuel consumption come from the
Italian database [17]. From their comparison, it possible to observe that (Fig. 7):
– The lower the capacity of the trucks, the larger is the related impact. In parti-
cular, scenario 5 has the highest impact while scenario 3 has the lowest;
– The incidence of transport on the global energy and CO2 balances varies from
2.5% to 5%;
– Comparison between different databases (Scenarios 1 and 2) shows that emission
could have sensible variations;
– Extra-regional transport has a considerable weight on the global impacts of
transport. Their incidence varies from 50% (Scenario 1) to 25% (Scenario 3);
– The hypothesis of employing only regional purchasers would decrease the collec-
tor impacts by up to 1%.
Following the installation procedures carried out by the selling company, it has
been estimated that the global incidence of this life cycle step is less than 2% of the
global environmental impacts. In particular, the effective electricity necessary to
fasten the support to the roof is negligible. The only significant contributions are
those related to the transport of collectors from factory to selling point and,
finally, to the purchaser’s home. However, distance and transport conditions are
very changeable parameters. Transports from factory to selling points are supposed
to occur by 28,000 kg capacity trucks. About the final destination, it is assumed:
Data regarding 3.5 ton truck refer to Italian data [17], while data regarding
3000 kg truck refer to average European transports [20]. It is possible to observe
that (Table 3):
– Data regarding the two different trucks have the same order of magnitude. The
scenarios calculated referring to 3500 kg truck have larger impacts;
– The incidence of installation process on the collector eco-profile is generally low
(regarding the energy balance, it varies from 1% to 2%, while the regarding the
CO2 balance, it varies from 1% to 3%).
Table 3
Sensitivity analysis of transport conditions during installation phase
Environmental impact Scenario 1 Scenario 2 Scenario 3 Scenario 4
Energy consumption (MJ) 109 175 145 247
CO2 (kg) 6.3 10.2 10.9 19.4
CO (g) 26.6 46.2 13.8 20.7
NOx (g) 46.2 61.2 116.3 201.5
SOx (g) 3.2 4.4 36.4 70.7
Dust (g) 7.1 12.4 8.6 15.6
VOC (g) 8.1 12.8 3.3 3.3
F. Ardente et al. / Renewable Energy 30 (2005) 109–130 125
trical resistance (subjected to corrosion and fouling problems), sealing, gaskets and
thermal fluid.
Propylene glycol is the component responsible for the main environmental
impacts during the maintenance phases. The high temperatures reached during the
hot season can cause the fluid to evaporate. A security valve in the boiler is
designed to decrease the pressure into pipes and avoid damage to the collector.
Furthermore, during a long operational period, the thermal properties of the fluid
could be modified.
Following the previous consideration about products’ durability, a more detailed
study about the efficiency of the fluid over the years would be necessary. Actually,
the company does not have direct measurements, and consequently the problem
has been investigated supposing different scenarios:
Scenario 1 Two4 maintenance cycles with only 20% fluid refilling;
Scenario 2 Three maintenance cycles with only 20% fluid refilling;
Scenario 3 Two maintenance cycles with total fluid substitution;
Scenario 4 Three maintenance cycles with total fluid substitution.
Fig. 8 shows the results. From scenario 1 to scenario 4, CO2 emissions are dou-
bled while the energy consumption is trebled. This suggests that the incidence of
the maintenance on the global energy balance varies from 5% to 10% and incidence
on carbon dioxide balance varies from 4% to 8%. It is possible to observe that the
maintenance steps involve significant impacts even with the partial substitution of
the fluid (Scenarios 1 and 2). In every scenario, the contribution of maintenance to
LCA results is never negligible.
4.6. Sensitivity analysis of disposal and recycling
Regarding the FU disposal, no data are available. In fact, the firm started pro-
duction of solar collectors a few years ago and, consequently, the collectors sold
have not yet reached their ‘‘end-life’’. Data regarding disposal come from estima-
tions. Six different scenarios have been analysed (Fig. 9). It is important to under-
line that the disposal scenarios take into account only the impacts related to the
transport.
The first end-life scenario supposes the disposal to the nearest landfill (Scenario
1). The results show a negligible contribution of this hypothesised process to the
global eco-profile (less than 0.2%). This very low value could be related to the
neglected impacts regarding the landfill management and to the assumption that
transport occurs by large trucks (such those used for the normal waste collection).
The calculation has been repeated assuming to dispose of the collector by low
capacity truck (Scenario 2). This assumption will involve the energy consumption
of 250 MJ (2.2% of the global energy demand) and the release of 18 kgCO2 (2.4% of
the overall CO2 emission).
4
The number of maintenance cycles has been established considering that the technicians operate
every 4/5 years and supposing 15 years of collector service life [11].
126 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
The environmental impacts would rise further if the distance covered was
increased. In scenario 3, we suppose that the collector, after its service life, is
brought to the factory and disassembled before disposal. The global distance can
vary from 50 to 100 km and, consequently, the energy consumption could vary
from 250 to 500 MJ (till 5% of the global energy demand) and CO2 emission could
vary from 18 to 35 kgCO2 (5% of the overall CO2 emission).
Regarding the possible recycling scenarios, no data are available. Following the
principle of design for recycling, the possibility to recycle or reuse some collector
parts has been considered. The only recycling that sometimes occurs is concerned
with the use of steel scraps to produce smaller parts (as bolts or connections) and
their successive employment inside the collector or other products. However, it has
been not possible to precisely measure this recycled flow. In scenario 4, collector
bolts (0.6 kg of iron) have been supposed as produced from production steel
scraps. This assumption would involve negligible reduction of impacts (about 0.2%
Fig. 9. Effects on the collector eco-profile of different disposal and recycling scenarios.
F. Ardente et al. / Renewable Energy 30 (2005) 109–130 127
Considering the variability due to the eco-profiles of materials, it has been esti-
mated that:
– The global primary energy consumption can vary from 8.9 to 13.0 GJ, with a
variation range of about 20% from the referring value of 11.0 GJ;
– The CO2 emission can vary from 581 to 815 kgCO2 , with a variation range of
about 17% from the referring value of 700 kgCO2 .
Regarding the contribution of each life cycle step to the global energy consump-
tion and the CO2 emission, a scenario analysis has been employed, obtaining the
following results:
– The incidence of transport on the global energy and CO2 balances varies from
2.5% to 5%. A considerable incidence is related to extra-regional transport;
– The incidence of the production process on the global energy consumption has
small variation (from 5% to 6%), while incidence into CO2 emission varies from
3% to 7%;
– The incidence of installation process on the global energy balance varies from
1% to 2%. Regarding the CO2 balance, the incidence varies from 1% to 3%;
– The contribution of maintenance to LCA results is significant. Its incidence on
the global energy balance varies from 5% to 10%. On carbon dioxide balance,
128 F. Ardente et al. / Renewable Energy 30 (2005) 109–130
the incidence varies from 4% to 8%. It has been observed that even the partial
substitution of thermal fluid involves significant impacts;
– The analysis of disposal scenarios has shown that its incidence on the global
impacts could vary from 2% to 5%. Considerable reductions of impacts could be
obtained with the reuse of some parts (till 5% of energy consumption and 6% of
CO2 emissions).
Including the variability related to raw material eco-profiles and the uncertain-
ties due to the other life cycle steps, it has been estimated that the variation range
can be extended as following:
The previous sections have shown a great variability of the collector eco-profile.
However, these variations have a small influence on the energy and emission pay-
back times that in any case are enclosed within 1.2 and 2.3 years.
The payback times strictly depend on the yearly values of energy and emission
saving. The estimated values of Section 3 refer to local climate conditions and
assuming that the collector at the top of its efficiency. Actually, the analysis should
also involve the study of the energy performance decay. Complex phenomena,
involving many time dependent processes, can negatively influence the collected
useful energy (as fouling or obstruction problems in pipes and heat exchanger, the
corrosion of steel parts, the decay of coatings employed to improve the absorbing
properties of surfaces, the breaking up of polyurethane foam and generally the
reduction of insulating properties, presence of dirt on glass or other surfaces)
[10,25]. Supposing the energy performances decrease up to 40%, the payback times
have been calculated considering that primary energy saving could vary from 6.6 to
3.8 GJ and the CO2 emission saving from 400 to 250 kg (Fig. 10).
The upper curves of Fig. 10 refer to the highest eco-profile impacts while the
lower curves regard the lowest impacts. It is possible to observe that, even in pessi-
mistic scenarios, the payback times are always lower than 4 years. The environ-
mental convenience of a collector is strictly related to the above mentioned
concepts of durability and service life. However, a comparison between the life
cycle length and the payback time shows a great environmental convenience of this
renewable plant.
7. Conclusions
The LCA studies have generally an intrinsic uncertainty related to various fac-
tors (i.e. difficulty in the survey of data, lack of detailed information sources, data
quality, etc.). Consequently, it is more important for the experts to evaluate the
order of magnitude of input–output flows ascribable to the product than to trace
an ‘‘exact’’ eco-profile of products.
This problem, commonly noticed in every LCA, has been strongly noticed in our
case study. Regarding the solar thermal collector, we have observed a strong
dependence of the FU eco-profile on the input materials. They globally imply
about 70–80% of the environmental impacts. The environmental impacts of
material have been supposed to be enclosed within a variation range. These inter-
vals have been realised on the basis of data coming from environmental databases,
LCA tools and, in general, from European environmental studies. The analysis of
data quality has been based on many parameters such as geographical coverage,
technological level, representativeness, etc. Results have shown a great uncertainty
regarding aluminium, copper, thermal fluid and galvanized steel, the dominant
material.
Even the other life cycle steps (transports, installation and maintenance) cause
large impacts. The production process affects the eco-profile for about 5% of
impacts (excepting some air pollutants released during cutting and welding steps).
The LCA results have been synthesised into two indexes: the energy and environ-
mental payback times. The great energy and environmental convenience of this
equipment are shown by very low values of payback times (lower than 2 years).
Including the variability related to raw material eco-profiles and the uncertain-
ties due to the other life cycle steps, it has been estimated that the variation range
can be extended as following: energy consumption from 8 to 15 GJ, CO2 emission
from 500 to 900 kg. Joining concepts of durability and supposing a loss of
efficiency up to 40%, it has been estimated that, even in pessimistic scenarios, the
energy and emission payback times are lower than 4 years. These results permit to
state a positive qualitative judgement regarding the environmental performances of
the collector that is not sensibly influenced by all the study uncertainties.
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