This document summarizes a study examining metastasis of head and neck squamous cell carcinomas to the submandibular gland. The study reviewed pathology specimens from neck dissections in 169 patients and found that 9 glands showed direct involvement from the primary tumor or nearby lymph nodes, but no glands showed evidence of metastases. The document discusses how preserving the submandibular gland could help prevent radiation-induced xerostomia in head and neck cancer patients by transplanting the gland out of the radiation field. However, it would need to be determined whether transplanting the gland is oncologically safe given concerns about possible metastasis to the gland.
This document summarizes a study examining metastasis of head and neck squamous cell carcinomas to the submandibular gland. The study reviewed pathology specimens from neck dissections in 169 patients and found that 9 glands showed direct involvement from the primary tumor or nearby lymph nodes, but no glands showed evidence of metastases. The document discusses how preserving the submandibular gland could help prevent radiation-induced xerostomia in head and neck cancer patients by transplanting the gland out of the radiation field. However, it would need to be determined whether transplanting the gland is oncologically safe given concerns about possible metastasis to the gland.
This document summarizes a study examining metastasis of head and neck squamous cell carcinomas to the submandibular gland. The study reviewed pathology specimens from neck dissections in 169 patients and found that 9 glands showed direct involvement from the primary tumor or nearby lymph nodes, but no glands showed evidence of metastases. The document discusses how preserving the submandibular gland could help prevent radiation-induced xerostomia in head and neck cancer patients by transplanting the gland out of the radiation field. However, it would need to be determined whether transplanting the gland is oncologically safe given concerns about possible metastasis to the gland.
Jeffrey H. Spiegel, MD, FACS,1 Agata K. Brys, MD,1 Amol Bhakti, MD,2 Mark I. Singer, MD, FACS2 1 Department of Otolaryngology – Head and Neck Surgery, Boston University School of Medicine, 88 East Newton Street, D-616, Boston, MA 02118. E-mail: Jeffrey.Spiegel@bmc.org 2 Department of Otolaryngology – Head and Neck Surgery, University of California, San Francisco, California
Accepted 4 June 2004
Published online 30 September 2004 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/hed.20109
We demonstrated the submandibular gland to be involved only
Abstract: Background. The purpose of this retrospective in cases of ipsilateral oral cavity tumors or metastasis to ip- chart review was to determine whether and how the subman- silateral level I lymph nodes. We conclude that it is oncologically dibular gland is involved in metastases of squamous cell car- sound to consider transplantation and replantation of the con- cinoma of the head and neck. tralateral submandibular gland for patients with head and neck Methods. We reviewed the records of all patients for whom squamous cell carcinoma when level I lymph nodes are unlikely pathology specimens were available after neck dissection for to be involved. A 2004 Wiley Periodicals, Inc. Head Neck 26: primary head and neck cancers at two institutions. 1064 – 1068, 2004 Results. One hundred sixty-nine patients were included in the study, 27 underwent bilateral neck dissections, and 196 Keywords: submandibular gland; head and neck carcinoma; submandibular glands were resected and sent for pathology. metastasis; xerostomia One hundred forty-four glands had normal histologic findings. Normal or benign histologic changes were present in 187 glands. Three submandibular glands showed invasion from a locally in- Carcinomas of the head and neck affect 70,000 volved lymph node, and six had direct extension from a primary people every year in the United States. Treat- lesion. The primary lesions were all ipsilateral to the involved gland and originated from cancers of the floor of the mouth, al- ment often involves surgical excision of the af- veolar ridge, and tongue. No submandibular glands showed fected area followed by radiation therapy. Eighty pathologic evidence of metastases. percent of patients with head and neck cancer in Conclusions. Because the submandibular gland has no in- the United States receive at least one course of traparenchymal lymph nodes, its involvement in upper aerodi- radiation as a component of their therapy.1 Ra- gestive tract carcinomas must be through extension from a locally involved lymph node or the primary tumor. Previous work diation therapy of the head and neck has sig- has demonstrated that the submandibular gland can undergo nificant associated morbidity, including injury to transplantation out of the neck with subsequent reimplantation, the major and minor salivary glands resulting in as a possible means of protection from the effects of radiation. xerostomia. Xerostomia as a radiation-induced injury to the salivary glands was first described by the French radiobiologist Jean Bergonie in 1911.2 Radiation treatment with as little as 35 Gy Correspondence to: J. H. Spiegel causes permanent salivary dysfunction, and, de- B 2004 Wiley Periodicals, Inc. spite the availability of some newer pharmaceu-
1064 Submandibular Gland Metastasis HEAD & NECK December 2004
ticals that can maximize residual gland function, More recently, Jha and Seikaly12 have shown so far no true recovery of salivary gland function that submandibular gland transfer to the anterior after radiation exposure has been reported.3 submental region allows for shielding of the gland Saliva is important for everyday functions, during radiation therapy and preventing xerosto- and its absence causes significant discomfort to mia. In other words, Jha and Seikaly demonstra- those affected.4 Saliva enhances taste, speech and ted that a single submandibular gland prevented swallowing, facilitates irrigation and lubrication, symptomatic xerostomia and that their patients and protects the mucous membranes of the upper had a more mild radiotherapy course with less digestive tract.5 It also has antimicrobial and mucositis and weight loss. This provides support buffering properties that protect the teeth from that a single gland may be adequate to prevent dental caries and chronic fungal infections and xerostomia. Of course, by remaining pedicled, the enhances remineralization of tooth enamel.6 The authors needed to be very careful in modifying dental complications of radiation-induced xero- the radiation field to avoid the gland, and they stomia often lead patients to undergo complete therefore limit the situations in which this dental extractions. However, comfortable use of technique can be applied. Spiegel et al13 demon- prosthetic dentures or other dental appliances strated that it is possible to transplant the after total extractions is hindered by the persis- submandibular gland to the groin area in rabbits tent xerostomia. and to transfer it back to the neck area with the Current therapy for xerostomia includes syn- gland maintaining its integrity and function. thetic saliva, gustatory stimulants, autologous sa- They propose that this is a promising preventive liva storage, acupuncture, electrostimulation, and treatment for xerostomia in patients with head various medications, although most patients and neck cancers about to undergo radiation make do with frequent sips of water.7 – 9 None of therapy. Although this work by Spiegel et al is these treatments can adequately improve the pa- likely the first study to demonstrate that micro- tient’s quality of life, and some are associated with vascular transplantation and subsequent replan- significant side effects. For example, pilocarpine tation of the same organ is possible, certainly hydrochloride, a widely used cholinergic antag- many questions remain before this can be proven onist, stimulates residual salivary gland tissue as a successful technique in preventing postirra- not destroyed by radiation therapy, but its side diation xerostomia. In this work, the rabbits did effects, including sweating, headache, rhinitis, not receive radiation to the neck before replan- dizziness, and urinary frequency, make it an in- tation of the organ. Radiation treatments affect tolerable treatment for many patients. blood vessels and nerves. Although there is large Attention has turned to prevention of xero- clinical experience with successful microvascular stomia in patients undergoing radiation therapy. tissue reconstruction, including sensate flaps, Although shielding of the salivary glands is a into radiated head and neck tissue, the particular desirable method to preserve salivary function, effect this may have on salivary gland replanta- local shielding can compromise oncologic treat- tion can be reasonably expected to be minimal but ment and is usually not effective. Surgical is in reality unknown. options to preserve salivary gland function by Another important question is whether this preventing damage to the submandibular gland procedure is oncologically sound in a patient with during radiation are being considered. Preserva- a head and neck squamous cell carcinoma. That tion of one submandibular gland is adequate to is, does squamous cell carcinoma metastasize to prevent xerostomia.10 the submandibular gland? Clearly, it would be In 1982, Bourdin et al11 proposed that the unwise to transplant a potentially cancerous or- transposition of the contralateral submandibular gan. Metastatic spread of a neoplasm to the sal- gland to the submental region can prevent xe- ivary glands is unusual, and if it occurs, the rostomia after salivary gland irradiation during parotid gland is more likely to be affected.14 It radiotherapy for oropharyngeal cancer. The re- has been postulated that unlike the parotid gland, searchers obtained good results in most cases the submandibular gland is unlikely to be the treated, with conserved salivary secretion as con- host tissue for metastases because of its lack of firmed by scintigraphy, but they warn that this lymph nodes or vessels.15 When the submandib- method should be reserved for patients with oro- ular gland is involved in metastatic cancer, it is pharyngeal cancer without lymph node metasta- through hematogenous spread of cancers origi- ses to the contralateral side. nating outside the head and neck.
Submandibular Gland Metastasis HEAD & NECK December 2004 1065
This study aims to determine whether and normal histologic findings. Three submandibular how the submandibular gland is involved in glands showed local invasion from an involved metastases of squamous cell carcinoma of the lymph node, and six had direct extension from head and neck. the primary lesion. All of these were from ipsi- lateral cancers of the floor of the mouth, alveolar METHODS ridge, and tongue (Table 1). Histologic exami- This retrospective study reviewed the records of nation of the remaining glands revealed inflam- patients who underwent neck dissections for can- mation and changes consistent with radiation cer at the Boston University and the University therapy, chronic sialoadenitis, atrophy, sialometa- of California San Francisco medical centers from plasia, and oncocytosis. No submandibular glands 1996 to 2001. All patients who underwent dis- showed pathologic evidence of metastases. section for primary head and neck lesions and for whom pathology specimens were available were DISCUSSION included in the study. We reviewed the pathology reports of 169 Metastasis to the submandibular gland occurs patients, including 103 men and 66 women, with more commonly through hematogenous spread of mean age of 63 years (range, 21 – 91 years). Of cancers residing outside the head and neck. Ves- the 169 patients, 27 had bilateral neck dissec- secchia et al16 performed a review of the literature tions, thus 196 submandibular glands were that revealed more than 100 cases of metastases to available to examine. Primary tumors included the submandibular gland. Most metastases arose the tongue (n = 54), floor of the mouth (n = 25), from primary tumors at distant sites, such as the tonsillar fossa (n = 15), base of tongue (n = 15), breast, lungs, or the genitourinary system. There retromandibular trigone (n = 11), alveolar ridge have been case reports of metastases to the sub- (n = 11), palate (n = 6), buccal mucosa (n = 6), lip mandibular gland from uterus leiomyosarcoma.17 (n = 5), and the posterior pharynx (n = 2). Case reports of submandibular gland metastases Twelve patients had primary tumors involving from the breast have been described by several multiple structures. authors.18 – 21 Bilateral submandibular gland in- volvement in a patient with advanced breast can- cer has also been reported.22 RESULTS In the 1970s, Evans and Cruickshank23 ob- Of the 196 submandibular glands examined, served that even with advanced carcinoma pre- 144 had no tumor involvement with completely sent in the adjacent submandibular lymph areas, it is unusual for the submandibular gland to be involved. More recently, Junquera et al24 eval- uated the involvement of the submandibular Table 1. Pathology of submandibular glands (SMG). gland in 31 patients with squamous cell carcinoma Histology Number of SMG of the floor of the mouth. Histopathologic exami- nation identified cervical node metastasis in Normal 144 34.1% of the ipsilateral neck dissections. Cervical Malignant Changes: Direct extension from primary tumor (all glands ipsilateral) periglandular metastases were found in 31.7% of Floor of Mouth 4 neck dissections, but in no case was microscopic Floor of Mouth and Alveolar Ridge 1 affectation of the submandibular gland found. Floor of Mouth and Tongue 1 Although periglandular metastases in carcinoma Local invasion from involved (all glands ipsilateral) of the floor of mouth are frequent, submandibular lymph node Floor of Mouth 1 gland involvement is unusual. Contralateral sub- Tongue 1 mandibular gland involvement from head and Alveolar Ridge 1 neck carcinoma has not been reported. Benign Changes: Our own review of patients with head and Inflammation and changes consistent 6 neck cancer who underwent neck dissection de- with radiation therapy Chronic Sialadenitis 20 monstrated that in no case did a squamous cell Atrophy 14 carcinoma metastasize to the submandibular Sialometaplasia 1 gland. The submandibular gland was only in- Oncocytosis 2 volved in cases in which the primary tumor was Total 196 in close proximity to the gland, or when meta-
1066 Submandibular Gland Metastasis HEAD & NECK December 2004
stasis to level I of the neck had occurred with tion, a technique protecting the salivary tissue extension from a locally involved lymph node into from the effects of radiation. the submandibular gland. Clearly, it would be We demonstrated the submandibular gland to unwise to dissect out for transplantation a sub- be involved only in cases of ipsilateral oral cavity mandibular gland that is ipsilateral to a tumor tumors or metastasis to ipsilateral level I lymph of the floor of mouth or mandible, or one in nodes. We conclude that it is oncologically sound which metastasis to the submental region is to consider transplantation and replantation of likely. However, in cancers in which contralateral the contralateral submandibular gland in pa- neck disease is not suspected, the submandibular tients with head and neck squamous cell carci- gland is very unlikely to be involved with car- noma when level I lymph nodes are unlikely to cinoma and would seem to be available to use for be involved. a xerostomia prevention procedure. Spiegel et al25 have been successful in trans- planting the submandibular gland in rats and in transplanting and replanting the submandibular REFERENCES gland in rabbits.14 These methods can the- 1. Chambers MS. Clinical commentary on prophylactic treatment of radiation-induced xerostomia. Arch Otola- oretically be applied to patients with head and ryngol Head Neck Surg 2003;129:251 – 252. neck cancers who are going to undergo radiation 2. Bergonie J. Sur quelques formes de réactions précoces therapy. Removal of the submandibular gland après des irradiations. Arch Elect Med 1911;19:241 – 245. 3. Kuten A, Ben-Aryeh H, Berdicevsky I, et al. Oral side from the radiation field during treatment would effects of head and neck irradiation: correlation between protect the gland from harm, and subsequent clinical manifestations and laboratory data. Int J Radiat reimplantation into the neck region could resolve Oncol Bio Phys 1986;12:401 – 405. 4. Guggenheimer J, Moore PA. Xerostomia: etiology, recog- the patient’s xerostomia. Spiegel et al found that nition and treatment. J Am Dent Assoc 2003;134:61 – 69. the reimplanted rabbit gland both survived and 5. Fox PC, van der Ven PF, Sonies BC, Weiffenbach JM, Baum was functional; however, the volume of saliva from BJ. Xerostomia: evaluation of a symptom with increasing significance. J Am Dent Assoc 1985;110:519 – 525. the denervated gland was not calculated because 6. International Dental Federation. Working Group 10 of of limitations in the rabbit model. The size of the the Commission on Oral Health, Research and Epide- submandibular ganglion should allow for reinner- miology (CORE). Saliva: its role in health and disease. Int Dent J 1992;42(4 Suppl 2):287 – 304. vation of the submandibular gland on reimplan- 7. Blom M, Dawidson J, Fernberg JO, et al. Acupuncture tation in a human, although as with all neural treatment of patients with radiation-induced xerostomia. repairs, the degree to which this will be success- Eur J Cancer B Oral Oncol 1996;32:182 – 190. 8. Sreebny LM, Zhu WX, Schwartz SS, Meek AG. The ful or functional is not predictable. Before now, preparation of an autologous saliva for use with patients the transplantation and replantation method of undergoing therapeutic radiation for head and neck can- xerostomia prevention has not been attempted cer. J Oral Maxillofac Surg 1995;53:131 – 139. 9. Weiss WW Jr, Brenman HS, Katz P, and Bennett JA. in humans because of the fear of transplanting Use of an electronic stimulator for the treatment of dry cancerous tissue to the distant site that would mouth. J Oral Maxillofac Surg 1986;44:845 – 850. be temporarily hosting the gland. This study dem- 10. Jha N, Seikaly H, McGaw T, Coulter L. Submandibular salivary gland transfer prevents radiation-induced xero- onstrates that squamous cell carcinoma of the stomia. Int J Radiat Oncol Biol Phys 2000;46:7 – 11. head and neck is unlikely to metastasize to the 11. Bourdin S, Desson P, Leroy G, et al. Prevention of post- submandibular gland. Thus, we extrapolate that irradiation xerostomia by submaxillary gland transposi- tion. Ann Oto-Laryngol Chir Cervico-Faciale 1982;99: submandibular gland transfer is a promising and 265 – 268. oncologically sound treatment alternative for xe- 12. Jha N, Seikaly H, McGaw T, Coulter L. 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17. Burgos Sánchez AJ, Papi M, Talavera J, Trigueros M. Me- 22. Cain AJ, Goodlad J, Denholm SW. Metachronous bilateral tastasis in submandibular gland from a leiomyosarcoma of submandibular gland metastases from carcinoma of the the uterus. Acta Otorrinolaringol Esp 2002;53:67 – 70. breast. J Laryngol Otol 2001;115:683 – 684. 18. Grage TB, Lober PH. Malignant tumors of the major 23. Evans RW, Cruickshank AH. Carcinoma: epithelial tu- salivary glands. Surgery 1962;52:284 – 294. mors of the salivary glands, Philadelphia: W. B. Saunders; 19. Solomon MP, Rosen Y, Gardner B. Metastatic malignancy 1970. p 266 – 276. in the submandibular gland. Oral Surg Oral Med Oral 24. Junquera L, Albertos JM, Ascani G, Baladrón J, Vicente Pathol 1975;39:469 – 473. JC. Involvement of the submandibular region in epider- 20. Vessecchia G, Di Palma S, Giardini R. Submandibular moid carcinoma of the mouth floor. Prospective study of gland metastases of breast carcinoma; a case report and a 31 cases. Minerva Stomatol 2000;49:521 – 525. review of literature. Virchows Arch 1995;427:349 – 351. 25. Spiegel JH, Zhang F, Levin DE, Singer MI, Buncke HJ. 21. Abramson AL. The submaxillary gland as a site of distant Microvascular transplantation of the rat submandibular metastasis. Laryngoscope 1971;81:793 – 795. gland. Plast Reconstr Surg 2000;106:1326 – 1335.
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Individualized Prophylactic Neck Irradiation in Patients With cN0 Head and Neck Cancer Based On Sentinel Lymph Node(s) Identification: Definitive Results of A Prospective Phase 1-2 Study