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SUPPLEMENT ARTICLE

Nutrition Assessment, Counseling, and Support


Interventions to Improve Health-Related Outcomes in
People Living With HIV/AIDS: A Systematic Review
of the Literature
Alice M. Tang, PhD,* Timothy Quick, PhD,† Mei Chung, PhD,* and Christine A. Wanke, MD*

nutrition assessment and counseling alone, as well as studies to


Background: Although numerous studies have shown that severe understand better modalities of food support (targeting, timing,
to moderate wasting at the time of antiretroviral therapy initiation is composition, form, and duration) to improve both short- and long-
strongly predictive of mortality, it remains unclear whether nutritional term patient retention in care and treatment, and clinical outcomes.
interventions at or before antiretroviral therapy initiation will improve
outcomes. This review examines data on nutrition assessment, Key Words: nutrition, nutrition assessment, nutrition counseling,
counseling, and support interventions in resource-limited settings. food supplement, HIV, systematic review

Methods: We identified articles published between 2005 and 2014 (J Acquir Immune Defic Syndr 2015;68:S340–S349)
on the effectiveness of nutrition assessment, counseling, and support
interventions, particularly its impact on 5 outcomes: mortality,
morbidity, retention in care, quality of life, and/or prevention of INTRODUCTION
ongoing HIV transmission. We rated the overall quality of individual The care and support of people living with HIV (PLHIV)
articles and summarized the body of evidence and expected impact has evolved rapidly with the widespread introduction of
for each outcome. effective antiretroviral therapy (ART). Despite substantial
Results: Twenty-one articles met all inclusion criteria. The overall improvements in morbidity and mortality, ART alone has not
quality of evidence was weak, predominantly because of few studies eliminated the need to be concerned about the nutritional status
being designed to directly address the question of interest. Only 2 of PLHIV. Although uncontrolled or advanced HIV infection
studies were randomized trials with no food support control groups. is associated with weight loss and severe wasting, numerous
The remainder were randomized studies of one type of food support studies in low-resource settings have shown that clinical
versus another, cohort (nonrandomized) studies, or single-arm studies. undernutrition [as indicated by low body mass index (BMI)]
Ratings of individual study quality ranged from “medium” to “weak,” at the time of ART initiation is a strong and independent
and the quality of the overall body of evidence ranged from “fair” to predictor of mortality.1–11 In addition, HIV infection exists in
“poor.” We rated the expected impact on all outcomes as “uncertain.” geographical areas where there is high prevalence of non-
communicable diseases (diabetes, cancer, and cardiovascular
Conclusions: Rigorous better designed studies in resource-limited disease), food insecurity, and other endemic infections (e.g.,
settings are urgently needed to understand the effectiveness of malaria, TB, and diarrheal diseases). The overlap of these
conditions, which all have significant nutritional consequences
and often occur within the same patient, requires a comprehen-
From the *Nutrition/Infection Unit, Department of Public Health and
Community Medicine, School of Medicine, Tufts University, Boston, sive approach to nutritional assessment and care.
MA; and †USAID Office of HIV/AIDS, Washington, DC. Although ART initiation is associated with weight
Supported by the US President’s Emergency Plan for AIDS Relief (PEPFAR) gain12 and early weight gain on ART is associated with
through the United States Agency for International Development survival, particularly among those with low BMI at base-
(USAID), and supported by USAID/FANTA III (AID-OAA-A-12-
00005) and the National Institutes of Health (P30AI042853). line,11,12 it remains unclear whether nutritional interventions
The authors have no conflicts of interest to disclose. to improve weight/BMI before or at ART initiation will
Supplemental digital content is available for this article. Direct URL citations improve subsequent clinical outcomes. In 2003, the World
appear in the printed text and are provided in the HTML and PDF Health Organization (WHO) provided the following guidance
versions of this article on the journal’s Web site (www.jaids.com). on nutrient requirements for adults living with HIV/AIDS: (1)
The findings and conclusions of this article are those of the authors and do not
necessarily represent the official positions of the USAID Office of HIV/ adequate nutrition, which is best achieved through consump-
AIDS or the US Department of State’s Office of the US Global AIDS tion of a balanced healthy diet, is vital for health and survival
Coordinator and Health Diplomacy. for all individuals regardless of HIV status; (2) energy
Correspondence to: Alice M. Tang, PhD, Department of Public Health and requirements are likely to increase by 10% to maintain body
Community Medicine, Tufts University School of Medicine, 150
Harrison Avenue, Jaharis 265, Boston, MA 02111 (e-mail: alice.tang@ weight and physical activity in asymptomatic HIV-infected
tufts.edu). adults; and (3) during symptomatic HIV, and subsequently
Copyright © 2015 Wolters Kluwer Health, Inc. All rights reserved. during AIDS, energy requirements increase by approximately

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J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015 Nutrition Assessment, Counseling and Support

20%–30% to maintain adult body weight.13 However, this discussion and consensus. Reference lists of all full-text
guidance was largely based on evidence from studies articles were manually screened for additional publications.
conducted in resource-rich settings before the widespread We included studies in HIV-positive adolescents and
use of ART. adults (.14 years) in clinical care in low-resource settings.
In 2006, Kenya initiated a Food by Prescription (FBP) Included studies had to address a NACS intervention and
program in which eligible PLHIV (generally based on an report effects on at least 1 of the 5 designated outcomes
assessment of their nutritional status) were prescribed spe- (stated above). We operationalized the definition of nutrition
cialized food products to treat severe to moderate undernu- support as either conventional food or macronutrient supple-
trition. The specialized food products were provided to the ments. Macronutrient supplements included specialized food
individuals in fixed portions (to discourage household products such as ready-to-use supplementary or therapeutic
sharing) until they reached “nutritional recovery” based on foods (RUSF/RUTF) and fortified blended flours that require
another nutritional assessment. This FBP model was later cooking [e.g., corn soya blend (CSB), CSB+, or high-energy
scaled up nationally in Kenya and now has been adapted by protein supplements]. For the purpose of this review, we did
more than a dozen other countries supported by the US not include studies of livelihood or household food security
President’s Emergency Plan for AIDS Relief (PEPFAR). In interventions. In addition, given the recently updated Co-
2009, to limit the inclination of FBP programs to focus chrane review of micronutrient supplementation in children
mainly on the specialized food products, PEPFAR began and adults with HIV,16 we excluded micronutrient interven-
promoting the term “NACS” (nutrition assessment, counsel- tions from this review as well. Recognizing the ethical
ing, and support) to encompass the entire spectrum of complications of conducting randomized clinical trials
interventions needed to identify, prevent, and treat malnutri- (RCTs) of food support in malnourished populations living
tion (including both undernutrition and overnutrition). The in resource-limited settings, we included other study designs
extent of the implementation of NACS interventions and the such as cohort studies, quasi-experimental designs, and
impact on clinical outcomes remain unclear. single-arm studies.
The aim of this systematic review was to evaluate the For the morbidity outcome, we included effects on
body of evidence on the effectiveness of NACS interventions CD4+ cell counts, hemoglobin concentration, number of
among HIV-infected adolescents and adults in clinical care in severe clinical events (death or hospitalization), and WHO
low-resource settings. The review focuses on 5 outcomes, as stage. For the outcome of retention in HIV care, we included
mentioned in the introductory article14: mortality, morbidity, effects on ART adherence, and for quality of life outcomes,
retention in care, quality of life, and ongoing HIV trans- we included Karnofsky score, measures of functional ability
mission. This article is 1 of 13 articles in this supplement (physical, emotional, or social), and perceived health.
addressing specific HIV care and support interventions. Although some may consider HIV viral load as a morbidity
outcome, we considered effects on viral load as an indicator
of risk of HIV transmission given the importance of HIV
METHODS treatment and viral load suppression as a method of HIV
Literature searches were conducted in 6 medical literature prevention. Full-text articles from abstracts focusing only on
databases [MEDLINE, EMBASE, Global Health, Cumulative nutrition-related outcomes (e.g., change in weight or BMI)
Index to Nursing and Allied Health Literature (CINAHL), were also retrieved and reviewed for any relevant secondary
Sociological Abstracts (SOCA), and African Index Medicus outcomes analyzed that may not have been included in the
(AIM)] to identify articles relevant to NACS interventions from abstract. On full review, articles that did not meet these
January 1995 to May 2014. The overall search strategy is eligibility criteria were excluded from further analysis.
described in detail in the introduction to this supplement.14
Table 1 shows the lists of intervention-specific search terms
used for each database. Although unpublished studies, clinical Data Synthesis and Presentation
trial registries or grey literature (e.g., government or organiza- Study data from included articles were abstracted using
tion reports) were not searched, one relevant unpublished report a standardized data collection form to record key data
was identified by the United States Agency for International elements, including study design, study period, number of
Development (USAID) and was included in this review.15 participants, details of NACS intervention, and relevant
outcomes assessed. Standardized criteria were used to assess
internal validity of individual studies based on study design.
Study Selection and Eligibility Criteria For RCTs and cohort studies, the following criteria were
All abstracts identified through the literature search used: initial assembly of comparable groups; clear definition
were screened independently by at least 2 investigators on the of interventions; maintenance of comparable groups over
basis of predetermined eligibility criteria with a low threshold follow-up period (includes attrition, crossovers, adherence,
to exclude irrelevant abstracts. Full-text articles were and contamination); differential loss to follow-up or overall
retrieved for all abstracts that were deemed eligible by at loss to follow-up rate; measurements of outcomes being
least one investigator. Articles were then evaluated indepen- equal, reliable, and valid (includes masking of outcome
dently by teams of 2 investigators to determine whether they assessment); and appropriate statistical analysis (e.g., adjust-
met the criteria for inclusion. Cases in which there was ment for confounders in cohort studies or intention to treat
disagreement between the reviewers were resolved by analysis for RCTs). Single group designs (before and after

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Tang et al J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015

TABLE 1. Search Strategy and Keyword Terms Used for Each Database
African Index Medicus
MEDLINE EMBASE Global Health CINAHL SOCA (AIM)
MeSH terms, explode Emtree terms, explode Thesaurus terms, Textwords: Thesaurus terms, Thesaurus terms: HIV or
and focus: dietary and focus: explode and focus: Anthropometry, body explode: HIV OR AIDS AND Food or
services food, fortified anthropometry, body body mass index, mass index, fortified Acquired Immune food insecurity or
nutrition assessment, mass, nutrition nutrition assessment, food, Nutrition* Deficiency Syndrome malnutrition
nutrition policy, assessment, nutritional nutrition policy, assessment, Nutrition* AND Nutrition OR
nutritional status, support, starvation nutritional state, counseling, Nutrition* body mass index
nutritional support, nutritional support, support, Nutrition*
parenteral nutrition, starvation, thinness, status, Therapeutic
starvation, thinness wasting disease feeding
MeSH terms, Focus Emtree terms, focus — —
only: anthropometry, only: HIV wasting
body mass index, syndrome, nutritional
dietary supplements, status
HIV wasting
syndrome,
malnutrition, nutrition
disorders, nutrition
therapy, weight loss
Textwords: Textwords: Textwords: — —
anthropometry, anthropometry, Anthropometry, food
dietary assessment or dietary assessment or supplement*, fortified
dietary counseling, dietary counseling, blended foods or corn
dietary supplement* food supplement* or soya blend or rutf or
or food supplement* supplementary food*, ready-to-use
or supplementary fortified blended foods therapeutic food or
food*, fortified food*, or corn soya blend or plumpy nut, nutrition*
fortified blended foods rutf or ready-to-use assessment, nutrient
or corn soya blend or therapeutic food or replacement or “food
rutf or ready-to-use plumpy nut fortified by prescription” or
therapeutic food or food* or nutrient fortified food*,
plumpy nut replacement or “food nutrient deficienc* or
therapeutic food*, by prescription,” dietary deficienc*,
nutrient replacement nutrient deficienc* or starvation, therapeutic
or “food by dietary deficienc*, feeding or nutrition
prescription” nutrient nutrition* assessment, counseling or dietary
deficienc* or dietary starvation or assessment or dietary
deficienc*, nutrition* undernourished, counseling,
assessment, starvation therapeutic food*, therapeutic food*,
therapeutic feeding or therapeutic feeding or undernourished,
nutrition counseling, nutrition counseling, underweight
undernourished, underweight
underweight

comparisons, use of historical controls, implicit comparisons) group, and adequacy of reporting of data sources for historical
were also included in this review, and separate criteria were response rates.
used to assess internal validity for each single group design.17 Assessment of external validity was based on our
For before and after comparisons, the following criteria were judgment of how well the study population reflected the
used: intervention was the only change across the time period; target population of HIV-positive adolescents and adults in
influence of adjunctive therapies or interventions adminis- clinical care in low-resource settings and if the study results
tered concurrently; presence of carryover effects from could be generalized beyond each study’s specific eligibility
therapies administered before the intervention of interest; criteria. In addition, we abstracted information on the key
possibility of natural recovery, reduction, or disappearance of findings for the relevant outcomes, timing of the intervention
symptoms; patients selected into the study represented by WHO staging/CD4 count and ART status, and any
a relatively extreme subset of the patient population with information on cost effectiveness. For each individual study,
respect to disease severity and symptoms; and whether the overall quality of evidence was rated as strong, medium,
patients with more or less favorable outcomes were lost to or weak based on the criteria described above and as
follow-up. For single group studies that used historical described in the introductory article.14
controls, we judged internal validity based on the following Data from all eligible studies were then grouped
criteria: changes or differences in factors other than interven- according to outcome, and the quality of the entire body of
tion across time periods, availability of information on the evidence for that outcome was rated as good, fair, or poor,
variability of effect estimates from the historical control also as described in the introductory article.14 Finally, the

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J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015 Nutrition Assessment, Counseling and Support

expected impact of the intervention by outcome was rated as mortality rate for those on nutrition support (mortality ratio =
high, moderate, low, or uncertain based on the magnitude of 0.19, P , 0.05).24 Overall, we rated the body of evidence for
effect demonstrated in individual studies, the quality of the mortality outcomes as “fair” and concluded that rolling out
body of evidence, and consistency across the studies. NACS will have an uncertain impact on mortality (see Table S1,
Supplemental Digital Content, http://links.lww.com/QAI/A641).
RESULTS
Figure 1 displays the summary of our literature search Morbidity
and study selection process. The literature search yielded
2292 potentially relevant abstracts that were screened, result- Change in CD4+ Cell Counts
ing in a total of 60 studies that were considered for full-text We identified 12 studies that examined the impact of
retrieval. After reviewing the full texts, 39 were subsequently a NACS intervention on change in CD4+ cell count, which we
excluded because they did not meet the eligibility require- considered to be a surrogate outcome for morbidity. Four of
ments stated above. The remaining 21 studies are included in these studies were RCTs: 3 comparing one type of food
this systematic review. Table S1 (see Supplemental Digital supplement against another type of food supplement,18,25,26
Content, http://links.lww.com/QAI/A641) summarizes the and one unpublished report comparing 12 months of nutrition
study design, sample size, key findings, and quality of counseling alone to 12 months of nutrition counseling plus 6
evidence rating for each of these 21 studies. months of food support (300 g/d of fortified blended flour).15
The results from these 4 trials were mixed. In a small study
randomizing 26 PLHIV to spirulina (a blue-green alga with
Mortality a very high protein content) and 26 PLHIV to soya beans, the
There were 7 studies that examined the effect of an authors reported that, on average, the spirulina group had
NACS intervention on mortality. Only 1 used a randomized a statistically significant larger increase in CD4+ cell counts
design18; however, this trial did not have a control group. than the soya bean group (+99 vs. +46 cells per cubic
Instead, the comparison was between an RUSF and CSB. millimeter, P , 0.05).25 All participants initiated ART at the
Mortality rates were high in both groups (26%–27%), and there same time they were enrolled in the trial. In a Kenya Medical
was no difference in survival between the groups after 14 Research Institute (KEMRI) trial, participants were stratified
weeks. There were 2 cohort studies that compared mortality by ART (n = 626) or pre-ART (n = 432) status.15 Although
rates between PLHIV receiving a food supplement and PLHIV change in CD4+ counts did not differ between the food and no-
in communities that were not yet receiving food supplements food groups for those on ART, there was a small but
due to a phased rollout of the food supplementation program. statistically significant difference among those in the pre-
In one study, participants received a monthly ration of CSB, ART strata. CD4+ counts increased by 7 cells per cubic
vegetable oil, maize meal, and beans,19 whereas in the other millimeter in the food group, whereas it decreased by 33 cells
study, participants received an RUTF (Plumpy’Nut; Nutriset per cubic millimeter in the no-food group (P = 0.04). The
SAS, Malaunay, France).20 Neither study found a significant remaining 2 trials both found no difference in increase in CD4+
difference in mortality between those receiving food supple- count when comparing an RUSF with either CSB or CSB+.18,26
ments and those who did not. The remaining 4 studies all used There were 6 cohort studies examining the effect of
a single-arm design compared with historical controls. Three of a food supplement on change in CD4+ counts.19,20,27–30 Four
these studies observed no difference in mortality rates,21–23 of these found no effect.19,27,29,30 In a study conducted in
whereas the fourth study reported a significantly lower India, Nyamathi et al28 reported that high-protein supplements

FIGURE 1. Study flow diagram for


NACS review.

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Tang et al J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015

plus intense support from accredited social health activists Retention in Care
(ASHAs) resulted in significant improvements in CD4+ cell Seven studies examined the effect of food supplemen-
counts after 6 months compared with usual care. However, tation on adherence to ART, which was the only outcome
since the intervention group received weekly intense moni- related to retention in care that came up in the literature
toring of ART adherence from ASHAs along with the high- search. Most of these studies found that food supplementation
protein supplements, the larger increase in CD4+ cell counts had a positive impact on adherence as measured by medica-
cannot be directly attributed to the effect of the protein tion possession ratio,19,33 pill counts,24,28 or clinic visit
supplement alone. In Ethiopia, Sadler et al20 found that attendance.26 There were 2 RCTs in this group but neither
participants at sites offering a food support program and found an effect on adherence.18,34 However, both trials were
prescribed Plumpy Nut showed an increase in CD4+ count of comparing RUSF versus CSB/CSB+ (i.e., neither trial had
75 cells per cubic millimeter more than participants at sites a no-food control group); therefore, it is not surprising that
that did not offer the food support program, and this no differences in ART adherence were observed between
difference was most significant for those who were not on the 2 trial arms. Overall, we rated the body of evidence for
ART. However, pre- and post-CD4 data were only available adherence outcomes as “fair” and concluded that rolling
for a small subset of participants in this study (21% of FBP out NACS will have an uncertain impact on ART
group and 8% of control group). Overall, we rated the body of adherence (see Table S1, Supplemental Digital Content,
evidence for change in CD4 outcomes as “poor” and http://links.lww.com/QAI/A641).
concluded that rolling out NACS will have an uncertain
impact on CD4+ cell counts (see Table S1, Supplemental
Digital Content, http://links.lww.com/QAI/A641). Quality of Life
Seven studies examined the effect of food supplemen-
Other Morbidity Outcomes tation on quality of life. Two of these were single-arm studies
Five studies included results on morbidity outcomes with a before–after design,35,36 and both reported improve-
other than change in CD4+ counts. These outcomes included ments in quality of life measures (ability to walk, Karnofsky
effects on hemoglobin concentrations,29,31 number of severe score, and proportion “fully active”) from pre-RUTF to post-
clinical events (including hospitalizations and death),23 RUTF. The 2 RCTs of RUSF versus CSB/CSB+ also found
change in WHO stage,24,32 and number of self-reported improvements in quality of life in both study arms given food
HIV-related symptoms.29 One of these studies was an RCT support.18,34 The RCT of 12 months of nutrition counseling
in Nigeria comparing 6 months of nutrition counseling with plus food supplementation versus nutrition counseling alone
a control group who were not provided nutrition counseling. in Kenya found a greater improvement in perceived health
The authors reported a significantly higher hemoglobin after 1 month of food supplementation in those who were pre-
concentration in participants who were assigned to monthly, ART.15 However, this effect did not persist at later time
individualized dietary and food hygiene counseling sessions points, nor was any effect observed among those on ART.
compared with controls (12.1 vs. 11.2 mg/dL, P = 0.0015),31 The results from the 2 cohort studies were mixed. In Haiti,
suggesting that individualized counseling to improve intake there was no effect of a food support program on quality of
of iron-rich foods that are locally available and affordable life after 12 months.26 In contrast, the cohort study in Ethiopia
can help to improve or prevent HIV-related anemia. In found that the food support group showed greater improve-
Uganda, Rawat et al29 found no effect of food supplemen- ments in functional status compared with controls, although
tation on hemoglobin concentrations in the overall cohort but only a very small number of the original participants had
reported a more significant impact among the subset of this outcome assessed.20 Overall, we rated the body of
individuals with CD4 counts .350 cells per cubic millime- evidence for this outcome as “fair” and concluded that
ter. In the same study, Rawat et al found a significant rolling out NACS will have an uncertain impact on quality
reduction in the number of reported HIV-related symptoms in of life (see Table S1, Supplemental Digital Content,
those receiving a food supplement compared with propensity http://links.lww.com/QAI/A641).
score matched controls. In an earlier cohort, Rawat et al32
reported that participants not on ART and given household
food rations were slightly less likely to progress to a worse Prevention of HIV Transmission
WHO stage than propensity score matched controls, whereas Only 3 studies assessed the impact of food supplemen-
there was no impact of food on WHO stage among those on tation on the outcome of ongoing transmission, which we
ART. In the 2 single-arm studies, one found higher rates of operationalized as HIV viral load levels. Two were RCTs
clinical events (hospitalization or death) in those given an comparing 2 types of food supplements,18,25 and the third was
RUSF or CSB compared with historical controls,23 whereas a single-arm before–after study.37 In all studies, ART was
the other found no difference in improvement in WHO stage initiated at the same time as the food supplements so changes
among those given a family food ration compared with in viral load are difficult to interpret. Azabji-Kenfack et al
historical controls.24 Overall, we rated the body of evidence found that participants randomized to a spirulina supplement
for other morbidity outcomes as “poor” and concluded that had a significantly larger decrease in log viral load after 12
rolling out NACS will have an uncertain impact on weeks compared with those randomized to soya beans. This
morbidity (see Table S1, Supplemental Digital Content, was a small trial (n = 52) and therefore results should be
http://links.lww.com/QAI/A641). replicated in a larger trial before firm conclusions can be made.

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Overall, we rated the body of evidence for this outcome as not distribute food support.30,33 This type of study assumes
“poor” and concluded that rolling out NACS will have an that clinics providing food support are similar to clinics not
uncertain impact on HIV viral load (see Table S1, Supple- providing food support, an assumption that is oftentimes not
mental Digital Content, http://links.lww.com/QAI/A641). met. The third type of cohort study design compared
individuals within the same clinic or district who were
eligible for food support to those who were not eligible for
DISCUSSION food support.26,27,32 This type of design, however, is some-
A 2007 Cochrane review examined the effects of what weaker as those who are eligible for food support are
macronutrient supplementation on morbidity and mortality likely to be sicker, more food insecure, and/or more
in PLHIV and found no relevant clinical trials in low-resource nutritionally compromised at baseline compared to those
settings.38 Our article updates this review of clinical trials and who are not eligible for food support. Two of these studies
expands the scope to include other study designs that could accounted for this noncomparability of study groups by using
inform our research question (e.g., cohort studies, propensity score matching, a method of statistical analysis
quasi-experimental designs, and single-arm studies). We that compares food support recipients with nonrecipients who
identified 21 articles, published between 2005 and 2014, most closely match their (measured) baseline character-
reporting data on the clinical impact of a NACS intervention istics,27,32 whereas the third study used traditional multivariate
among PLHIV in resource-limited settings. Based on our techniques to adjust for baseline differences. All of these
review of the literature, we conclude that the data are designs and analytic strategies circumvent the ethical consid-
inconclusive regarding the impact of NACS programming erations of randomizing individuals to food versus no food, but
on all 5 outcomes of interest and that significant knowledge they are still limited by their inability to adjust and control for
and research gaps remain. unmeasured differences that are likely to exist between groups.
The third type of study design we encountered were
those that used a single-arm design, either comparing out-
Limitations comes before and after food intervention35–37 or comparing
Our review highlights the fact that the overall quality of results with historical controls.21–23,37 Again, these types of
evidence for the impact of NACS on clinical outcomes is study designs are far from ideal in that changes other than the
extremely weak, predominantly due to the fact that very few intervention may occur during the intervention period (before/
studies were designed to directly address our questions of after design) or across time periods (historical controls). This
interest (Table 2). Although NACS encompasses the entire makes it impossible to attribute findings to the effect of the
spectrum of nutritional interventions, all but one of the studies intervention alone. However, these types of studies can be
we reviewed evaluated only a single component of NACS, useful for generating hypotheses or demonstrating the
i.e., providing therapeutic and/or supplementary foods to feasibility and acceptability of an intervention.
those with severe to moderate undernutrition. Furthermore, In addition to study design, many of the studies we
within the realm of food support programs, very few of the reviewed were further limited by the choice of populations in
studies were adequately designed to evaluate the effectiveness terms of disease stage and timing of intervention with respect to
of food support on clinical outcomes in PLHIV. ART. For example, our review suggests that giving food to
Although RCTs would be the ideal study design to test PLHIV is unlikely to have an impact on mortality. However, the
the effectiveness of food support, they are difficult to conduct studies evaluating mortality as an outcome enrolled populations
in resource-limited settings given the ethical considerations of that were either extremely advanced in their disease at the time
randomizing nutritionally compromised individuals to a study of ART initiation or were stable on ART with therefore already
arm that does not provide optimal nutrition services. Only 1 of low mortality rates. It would be difficult to expect NACS to
the 4 studies we identified with randomized food support could provide a significant short-term survival advantage in either of
directly address our questions of interest. This was the study by these extreme circumstances. It may be more realistic to expect
KEMRI, which compared nutrition counseling plus food a survival advantage for PLHIV given food support at earlier
support to nutrition counseling alone.15 The other RCTs stages of disease (before severe wasting) or to follow partic-
compared one type of food support to another,18,25,34 and ipants for a longer period after ART initiation.
although most were well-conducted studies, the lack of a proper In terms of morbidity, our review suggests no benefit of
control group (one without food support) limits the ability to food supplementation on CD4 levels; however, many of the
attribute any effects on outcomes to food support in general. studies evaluated the effects of food support on changes in
Several studies used a quasi-experimental (nonrandom- CD4 counts at the time of ART initiation or among subjects
ized) prospective (cohort) study design, taking advantage of who were on ART for varying lengths of time. Since ART has
the common programmatic context in which food support such a strong and direct effect on CD4 counts at initiation, it
programs are rolled out across a country in phases. These is not surprising that additional benefits of food support are
researchers were able to compare individuals living in not observed during this stage of clinical care.
districts/villages receiving food support with individuals There is evidence from our review that food rations
living in districts/villages not yet receiving food sup- may help to improve ART adherence, although most of the
port.19,20,29 Similarly, others conducted cohort studies com- studies used indirect measures of ART adherence such as
paring patients from clinics that distributed food support with clinic or pharmacy visits; therefore, it is not surprising that the
patients from clinics (some within the same district) that did promise of food motivated patients to attend their scheduled

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TABLE 2. Summary of Evidence


Impact of the
Overall Quality of Evidence Intervention Evidence From Economic Evaluation
Expected Impact of
the Intervention*
Overall Quality of (Based on the Main
the Body of Findings From
Evidence (for All Good Quality
Studies Addressing Studies Addressing Studies (No. Studies Quality of Evidence
Studies (No. Studies Each Outcome) (1 = the Intervention) With Cost From Economic
Addressing Each Good; 2 = Fair; 3 = (1 = High; 2 = Effectiveness Data Evaluation
Outcome and Poor) (Score and Moderate; 3 = Low; Addressing Each (Summary
References) Narrative) 4 = Uncertain) Outcome) Assessment) Comments
Mortality 1 RCT,18 2 Fair Uncertain None — Evidence suggests
cohorts,19,20 and 4 that giving food to
single-arm PLHIV with
studies21–24 advanced disease is
involving 4855 unlikely to provide
PLHIV (3 studies a mortality benefit.
from the same In populations with
research group) low rates of
mortality, food
supplementation is
unlikely to reduce
mortality rates
further19,20
Morbidity 4 RCT,15,18,25,34 6 Poor Uncertain None — Evidence suggests no
cohorts,19,20,27–30 benefit of food
and 2 single-arm supplementation on
studies24,37 CD4 levels.
involving 6322 However, the effect
PLHIV for the of NACS on the
outcome of CD4 outcome of CD4
change change can be
confounded by the
effect of ART
initiation if NACS
and ART are
initiated
concurrently
1 RCT,31 2 Poor — Evidence from one
cohorts,29,32 and 2 study32 suggests
single-arm that among those
studies23,24 not on ART, those
involving 15,956 receiving food
PLHIV for the were slightly less
outcomes of likely to progress
number of severe to worse WHO
clinical events, stage, relative to
change in WHO matched controls
stage, Hgb levels,
and HIV-related
symptoms
Retention in 2 RCTs,18,34 4 Fair Uncertain None Evidence suggests
care cohorts,19,26,28,33 that food rations
and 1 single-arm can help to
study24 involving improve various
2429 PLHIV for measures of ART
the outcome of adherence,
ART adherence including pill
counts, MPR, and
self-report

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J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015 Nutrition Assessment, Counseling and Support

TABLE 2. (Continued ) Summary of Evidence


Impact of the
Overall Quality of Evidence Intervention Evidence From Economic Evaluation
Expected Impact of
the Intervention*
Overall Quality of (Based on the Main
the Body of Findings From
Evidence (for All Good Quality
Studies Addressing Studies Addressing Studies (No. Studies Quality of Evidence
Studies (No. Studies Each Outcome) (1 = the Intervention) With Cost From Economic
Addressing Each Good; 2 = Fair; 3 = (1 = High; 2 = Effectiveness Data Evaluation
Outcome and Poor) (Score and Moderate; 3 = Low; Addressing Each (Summary
References) Narrative) 4 = Uncertain) Outcome) Assessment) Comments
Quality of life 3 RCTs,15,18,34 2 Fair Uncertain None — Evidence suggests
cohorts,20,26 and 2 that food support
single-arm can improve
studies35,36 various quality of
involving 3062 life outcomes,
PLHIV for various including mobility,
quality of life Karnofsky score,
outcomes perceived health,
and functional
status
HIV 2 RCTs18,25 and 1 Poor Uncertain None — Evidence shows an
transmission single-arm study37 unclear effect of
involving 649 food
PLHIV were supplementation on
included in this viral load. Effects
review for the observed are likely
outcome of viral due to ART and
load not food in these
studies
*Nutrition assessment, counseling and support.

visits. What remains unknown is what happens to adherence lifestyles to tolerate and adhere to their medications, restore their
between clinic visits, how long the promise of food will immune response and health, and prevent the early onset of
continue to be a motivating factor, and whether different noncommunicable diseases. As stated earlier, none of the studies
types of food support could make a difference in adherence we reviewed evaluated a comprehensive NACS program. Given
rates (i.e., whether a less palatable food supplement would the expansion of ART eligibility criteria and the expected
have less effect on adherence). decline in proportions of adult PLHIV who will present with
Limited data are available examining the effect of food clinical wasting, the longer term effectiveness of nutrition
rations on ART adherence using the best measure of assessment, counseling and other types of support, including
adherence, namely HIV viral load. Furthermore, the 3 studies economic strengthening, livelihood and food security support
examining the effect of food support on HIV viral load were linked to adherence to clinical care and treatment, remains an
difficult to interpret. In all 3, participants initiated ART at the important research gap. Although ART leads to initial weight
same time they were given food support so it is impossible to recovery among those who are undernourished, many PLHIV
distinguish the effects of ART versus food. Food support on ART continue to gain weight with the belief that being
could provide PLHIV with nutrients essential for mounting an heavier is healthier; but obesity can further elevate their risk for
immune response to retard viral replication, but none of the cardiovascular disease, stroke, and diabetes associated with HIV
studies were designed to determine the effects of food support infection and chronic use of ARVs. Nutrition assessment and
on viral replication beyond the effects of ART. counseling could play an important role in the chronic care and
treatment of PLHIV who now have life expectancies of decades,
rather than months or years. Although nutrition assessment and
Knowledge Gaps counseling can be effective in improving energy intake, weight,
Typically, approximately 10%–15% of adult patients and body composition,39 there is no evidence yet that it has any
entering clinical care and treatment require food support for an effect on long-term survival or other clinical/functional out-
average of 3–5 months to achieve a BMI .18.5. Although comes in PLHIV in resource-limited settings. Additional studies
providing FBP to these clinically undernourished patients are needed to assess the effects of nutrition assessment and
remains a medical need per WHO guidance (irrespective of counseling over the short and longer term.
HIV status), the far greater scope of NACS lies in the long-term We identified only 1 study that focused on nutrition
assessment and counseling of patients to manage their diets and counseling as an intervention. This was the trial by Alo et al,

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Tang et al J Acquir Immune Defic Syndr  Volume 68, Supplement 3, April 15, 2015

which tested the effectiveness of monthly, individualized clinically malnourished adults and children. In addition,
nutrition counseling in Nigeria. The authors found that health systems are challenged to routinely and consistently
hemoglobin concentrations, the only outcome of this study that provide micronutrient supplements for PLHIV whose diets
was relevant to our review, were significantly higher among are likely inadequate to meet vitamin and mineral require-
those who were counseled versus controls. While promising, ments. Continued focus on quality improvement and strength-
this was a relatively small study (n = 84); therefore, results need ening procurement and supply chain systems will be key to
to be replicated to include other clinical outcomes in larger assuring availability of necessary equipment and supplies.
populations before any firm conclusions can be drawn.
A scientific and data-driven approach to improve coun-
seling techniques and modalities (e.g., individual vs group, CONCLUSIONS
frequency and duration of counseling, as well as the potential The variable and largely poor quality of the studies we
roles of different counselors including physicians, nurses, reviewed should not diminish concerns about nutrition status
auxiliary and community health workers, and expert patients) or the importance of NACS for PLHIV. There is an
is urgently needed to strengthen NACS, both at the level of the abundance of evidence that poor nutritional status at ART
clinic and in the community. This would also include studies to initiation is associated with increased mortality and other
develop and test nontraditional approaches to nutrition coun- adverse outcomes. WHO, providing guidance on nutrition for
seling that are less resource-intensive and replicable. adult PLHIV, underscores the importance of adequate
nutrition, best achieved through consumption of a balanced
healthy diet, as vital for health and survival for all individuals
Programmatic Considerations regardless of HIV status.13 By definition, essential nutrients
for Implementation are essential because of their established requirements for
NACS is a multisectoral, systems approach to integrating health, including immune function, which is significantly
nutrition care within health services, linking clinics and commu- compromised by HIV infection. Studies addressing the need
nities, and embracing interventions that are nutrition-specific for food support among PLHIV should be appropriately
(those that address the immediate determinants of malnutrition) designed to answer the questions of who should be prioritized
and nutrition-sensitive (those that address the underlying and to get the food, what the composition of the food should be,
systemic causes of malnutrition). NACS is a framework that when they should get it, and for how long, particularly
provides opportunities to not only treat malnutrition but to regarding early infection or as a long-term adjunct to ART to
prevent malnutrition across the continuum of care. maintain nutritional status and improve clinical outcomes. In
NACS also provides an important opportunity to addition, as PLHIV are surviving longer, the impact of
connect patients in clinical care to economic strengthening nutrition and the effectiveness of counseling to prevent or
and livelihood support to improve individual and household ameliorate noncommunicable diseases (heart disease, stroke,
food security and resilience, which is a major concern among diabetes, osteoporosis, etc.) in resource-limited settings
populations affected by HIV, particularly in low-resource should also be at the forefront of research efforts.
settings. Thus, a successful model for nutrition counseling
and other support in resource-limited settings could be more
cost-effective, equitable, and sustainable in the long-term than
traditional food support programs that focus solely on ACKNOWLEDGMENTS
provision of specialized food products at the severe wasting The authors would like to thank Gail Bang and Emily
end of the spectrum. Weyant for conducting the literature search for this review.
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