Professional Documents
Culture Documents
Georg Lukács, Hindi Critical Thought and View of Form
Georg Lukács, Hindi Critical Thought and View of Form
Georg Lukács, Hindi Critical Thought and View of Form in "The Theory of the Novel"
Author(s): Anand Prakash
Source: Social Scientist, Vol. 45, No. 11/12 (November–December 2017), pp. 73-83
Published by: Social Scientist
Stable URL: https://www.jstor.org/stable/26405283
Accessed: 05-12-2019 15:32 UTC
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms
Social Scientist is collaborating with JSTOR to digitize, preserve and extend access to Social
Scientist
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought and
View of Form in The Theory of the Novel
Anand Prakash
Georg Lukâcs places the issue of form at the centre of his early book The
Theory of the Novel, and views form as integral to the humanist approach.
In this context, he suggests categories such as nature, human consciousness
and history for serious consideration. At the same time, for him an ade
quate theorisation of form requires a strong reference to socio-philosophi
cal dimensions of transcendence, substance and essence. According to him,
these relate to concreteness of human experience outside the scope of felt
reality somewhat differently though vitally.
In Lukâcs' scheme of things, abstractions hold a great value; with their
help we can go into factors unavailable to the supposedly realistic and veri
fiable methods of present-day investigation. He is impatient with the posi
tivism of early twentieth-century analysts where, as he sees it, there is need
to question the limiting consideration of individual phenomena and their
particular reach in experience. He thinks this to be the case when early years
of the twentieth century confront a scene of unprecedented gravity and
unpredictability - the First World War. The unfolding spectacle, believes
Lukâcs, has thrown open new possibilities of exploration when 'we are also
in a position to appreciate the features which, to a certain extent, justified it
historically as against the petty two-dimensionality of neo-Kantian (or any
other) positivism in the treatment both of historical characters or relations
and of intellectual realities (logic, aesthetics, etc.).' In the situation, Lukâcs
insists that methods of approach as such, since they are methods, may be
altogether discarded and attention given instead to what is sensed and
apprehended in the direct sense. At the time of articulating aspects of form,
Lukâcs found fresh insights that were more reliable than established point
ers. On this he observes: 'At that time it escaped the notice of the younger
ones among us that men of talent were arriving at their genuinely sound
conclusions in spite of the method rather than by means of it' (p. 13).1
This was possible since new experiences knocked at the door of rationality
and compelled not just reconsideration but inventive ways of seeing which
Lukâcs gave greater credence to.
Lukâcs' Relevance to Us
It may be useful to briefly evoke the Hindi literary scene in the later years
of the twentieth century for making the point regarding Lukâcs' relevance
73
to us today. The reference specifically is to the early 1970s that could boast
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Social Scientist
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Social Scientist
authors and the values cherished. Imagine the vast contours of such an
ο
<Ν exercise that brings together on one end the geographical and historical
ί
ο; conditions of mankind and on the other the mysterious, never-ending
-Ο
ε flow of life through nature, as also tribes and communities down the ages.
ν
υ Negotiating this vastness critically, Lukâcs interprets the series of events
α>
Û and human responses in their mutuality and togetherness. He observes in
ι them many a social truth that flashes from within a narrative, and informs
ω
-Q the dynamic working inside it. Let us not forget that Lukâcs' writings raised
Ε
ω a furore in the western literary world as it questioned the very parameters
>
ο on which its aesthetic appeal was founded - he created through his works
Ζ
an atmosphere of deep ideological churning. He could do this for the rea
<Ν son that he was a genuine elabourator of socialist ideas working in direct
opposition to the bourgeois literary practices of the day.1
(Λ
Ο Lukâcs and the Phase of Crisis-ridden Capitalism
Ζ Western bourgeois thinkers and litterateurs had remained in a state of
LO anxiety ever since capitalism entered the phase of crisis in the latter half
of the nineteenth century. They took it on themselves to defend the status
£ quo and the literary trends deriving strength from it. Interestingly, with the
presence of critics like Lukâcs on the scene, they became yet more vocif
erous in their attack on values of equality, debate and mutual exchange.
The large segment of bourgeois thinkers and analysts ventured to define
tradition as the bedrock of existence with concepts of change, progressive
time, purposive writing, commitment, and humanist emphases being their
prime targets. In the process, they disapproved of Lukâcs' changing strate
gies as socialism unfolded on the world scale. Lukâcs' approach to literary
works being the point at issue, we witness that his theory of realism makes
us better equipped to decipher historical incongruities and divergences as
also identify valuable aspects of writers and texts.
The period spanning the First World War constitutes Lukâcs' first
phase of critical writing. From then on till the last phase in the 1970s,
Lukâcs thought deeply on subjects of culture, creativity and aesthetic prin
ciples. He left a considerable impact on the literary scene and earned the
reputation of being an acclaimed analyst speaking from the perspective of
socialist thought. With his elaborate discussions about literary texts and
trends premised on realism, Lukâcs established a link between history, liter
ature and culture. Indeed, such assessments carried a deeper understanding
of the phenomenon at work in the surrounding world. On many an occa
sion, Lukâcs' assessments and conclusions became a hot topic of debate
among critics.2 Within Marxist criticism, too, questions have been raised
about the efficacy of his approach. Some thinkers of the socialist orienta
tion blame him for being narrow in his concerns. Conversely, he has been
targeted for being soft towards bourgeois writers. All in all, when we take
76 into account the comprehensive work he has done in the domain of critical
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought
kept his criticism freed from determinism, enabling him to grasp the dia
lectical nature of participation in a given situation. He recognised the path
to partisanship through negotiation of unanticipated hurdles in his way and
his thinking reflects the broader movements of history. More, Lukâcs has
remained uninfluenced by academicism that most of his contemporaries
can be faulted for; for him interpreting literature as an exercise in selfhood
or a personal voyage is counter-productive. It would take one on the path of
what can be termed 'mythicism' - an act likely to stir the writer into believ
ing s/he is part of the cosmic world outside the fold of rational thought.
For Lukâcs, the philosophical bent is an empowering factor; capacity
for abstraction assists him to capture the dynamics operating between
truth and vision. From here, he takes the venture ahead towards specific
and general structures involved in constantly making-unmaking them
selves. Imagine how challenging would be the task for Lukâcs to view a
writer's social sense in totality and linking it with the truth that emerges
from his creative work to enter the aesthetic process. The last in turn bears
the brunt of historical contradictions active at the time. The critic makes
it his business to see how far the creative work under analysis succeeds in
maintaining reflective capability. It is assumed that the writer may become
conscious about the class hierarchy under which he and the creative prod
uct earn a bonding with each other. Such a critical enterprise comes to
the fore in its best form in Lukâcs' analyses that investigate the nature and
character of European fiction.
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Social Scientist
GO
the soul rests within itself from it and, having become itself, finds a centre of its
Ο
own and draws a closed circumference round itself, (p. 29)
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought
ing humanity was its tenant. It was a mode of being that would inspire >
=J
ρ
future forms of expression. In such a state, the epic is observed as having =>
Ο.
seeds of awareness but it does not know where it is heading, perhaps the -σ
mind as we understand the word is yet to form itself while the epic carries Ρ
on along its path of progress. Even as bereft of the mind, the epic has a soul. ïï
(/)
'And the soul,' says Lukâcs, 'goes out to seek adventure, it lives through
adventures, but it does not know the real torment of seeking and the real
danger of finding; such a soul never stakes itself; it does not yet know that
it can lose itself, it never thinks of having to look for itself. Such an age is
the age of the epic. (p. 30)
Mark that Lukâcs has kept clear of the divisions in society early on
in human existence. Epic was the natural way in which the old existence
expressed itself. This for Lukâcs was the beginning of the journey and the
urge to move rested in the potentiality to be, to look around, to celebrate,
to 'seek', and observe 'the real danger of finding.' The inner impulse of
embracing danger may have finally become the cause of social stirrings,
signs of externalised life that pushed the integrated communal living for
ward. The first chapter of the book is aptly named 'Integrated Civilisations';
it gives the oudine of the journey towards its end in the novel form later.
Again, since 'the home' where the journey is supposed to begin is a philo
sophical assumption, Lukâcs calls it (admitting the flaw) the 'problem of
philosophy of forms.' Under a materialist paradigm, we cannot assume
that something begins or ends at a particular time in the history of human
existence. For this reason, the epic as a form cannot be grasped as rooted in
the concept of 'home.' Then where is the epic rooted in human existence?
For Lukâcs, the answer is that real or actual human endeavour produces
conditions impelling an experience to form itself and play a role unique to
it in an emerging scenario. To quote:
The totality of life resists any attempt to find a transcendental centre within it,
and refuses any of its constituent cells the right to dominate it. Only when a
subject, far removed from all life and from the empirical which is necessarily
posited together with life, becomes enthroned in the pure heights of essence,
when it has become nothing but the carrier of the transcendental synthesis,
can it contain all conditions for totality within its own structure and transform
its own limitations into the frontiers of the world, (p. 54)
The crucial word in the quotation is totality that changes to the rhythms
of work the classless integrated community takes up for realising itself in
human terms; this for Lukâcs is the basis and source of the narrative, in
verse since that alone is the mode of collective expression, called epic.
In the argument about the form that Lukâcs evolves as he considers the
long phenomenon of complex problematic history post class division, the
novel, a form born in the modern phase, is closer to epic than such pow
erful other forms such as tragedy, and lyric poetry. Indeed, the novel has 79
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Social Scientist
alliance with the epic at the generic level. Thus, in The Theory of the Novel
ο
<Ν it is stated incontestably that, 'The novel is the epic of an age in which the
ί
α) extensive totality of life is no longer directly given, in which the immanence
-Ω
£ of meaning in life has become a problem, yet which still thinks in terms of
ω
υ totality.' (p. 56) The point made is that whereas totality in the epic age is a
QJ
β such as verse and prose that set parameters of literary modes we have in our
midst. Lukâcs clarifies: 'It would be superficial - a matter of a mere artistic
technicality - to look for the only and decisive genre-defining criterion in
the question of whether a work is written in verse or prose.' (p. 56) The
insight is valuable. There is a fundamental difference between form and
genre, the first related closely and deeply with historical time and ethos and
the second with narrow aspects of literature being composed by individuals
within requirements and conventions of imaginative expression.
For Lukâcs, the novel has another important dimension - of the
modern individual who would occupy centre-stage in this art form. This
dimension is of the range and depth enjoyed by totality that pertains to life
as it has come up in times we belong to. Both totality and the individual
have their distinct value as well as relation that may bind them in the limits
of the novel. The totality is to be achieved within the art form by human
endeavour on broader lines of dictates emanating from contemporary life.
It is stated that such an individual did not exist in the pre-modern age and,
therefore, the novel is possible in the manner of a modern epic only in our
period. There may have been great works of literature in the distant or
relatively recent past that fulfilled certain requirements of the epic writing
that was aware of its world and had capability of serving its cause. Yet, the
individual needed to give the art form its necessary contours was missing.
For this reason, the novel would have difficulty appearing on the scene.
Lukâcs makes the point effectively:
The novel comprises the essence of its totality between the beginning and the
end, and thereby raises an individual to the infinite heights of one who must
80
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought
create an entire world through his experience and who must maintain that >
D
ft)
world in equilibrium - heights which no epic individual, not even Dante's, D
CL
could reach, because the epic individual owed his significance to the grace
accorded him, not to his pure individuality. But just because the novel can ft)
7Γ
only comprise the individual in this way, he becomes a mere instrument, and ft)
ΙΛ
his central position in the work means only that he is particularly well suited to
reveal a certain problematic of life. (p. 83)
We may note here that Lukâcs draws clear lines for distinguishing the
modern day individual captured in the novel mode. He also underlines
the worth of such an individual by assigning to him uniqueness. At the
same time though, he indicates a fundamental limitation, that of being
functional in the novel to 'reveal a certain problematic of life.' Also, in the
novel, he 'becomes a mere instrument' whose 'central position' does not
mean anything 'heroic', laudable and eye-catching. Consider that Lukâcs
has in the discussion stressed the 'problematic of life' as central to our age
of great upheavals and change.
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Social Scientist
Yet, what if the earlier works (Jameson is referring in particular to The Theory
of the Novel - A.P.) proved to be fully comprehensible only in the light of the
later ones? What if, far from being a series of self-betrayals, Lukâcs' successive
positions proved to be a progressive exploration and enlargement of a single
complex of problems?... Lukâcs' work may be seen as a continuous and life
long meditation on narrative, on its basic structures, its relationship to the
reality it expresses, and its epistemological value when compared with other,
more abstract and philosophical modes of understanding, (p. 163)
82
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms
Georg Lukâcs, Hindi Critical Thought
Notes >
Γ3
Ronald Aronson has appreciatively remarked about the objective and creative Ρ
3
character of discussions in the Marxist framework, saying: 'Indeed, the various Q.
See Jameson, quoted p. 160. Susan Sontag wrote: Ί, too, am inclined to give Lukâcs
all the benefit of the doubt, if only in protest against the sterilities of the Cold War
which have made it impossible to discuss Marxism seriously for the last decade or
more. But we may be generous toward the 'late' Lukâcs only at the price of not
taking him altogether seriously, of subtly patronising him by treating his moral
fervour aesthetically, as style rather than an idea' (Against Interpretation, New
York, 1966, p. 87). This went along with Adorno saying, 'Lukâcs' person is above
suspicion. But the conceptual framework to which he sacrifices the intellect is so
narrow as to smother everything that needs to draw free breath to live...' (Noten
zu Literatur, 3 vols., Frankfurt, 1958-65, vol. II, p. 154)
References
Lukâcs, Georg, 1971, The Theory of the Novel, London: The Merlin Press.
Aronson, Ronald, 1995, After Marxism, New York: Guilford Press.
Jameson, Frederic, 1971, Marxism and Form: Twentieth-Century Dialectical Theories of
Literature, Princeton, NJ: Princeton University Press.
Muktibodh, Gajanan Madhav, [1950] 1997, Kamayani: Ek Punarvichar (Kamayani: A
Reconsideration), New Delhi: Rajkamal.
83
This content downloaded from 141.70.80.5 on Thu, 05 Dec 2019 15:32:26 UTC
All use subject to https://about.jstor.org/terms