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Contact Lens & Anterior Eye 35 (2012) 247–259

Contents lists available at SciVerse ScienceDirect

Contact Lens & Anterior Eye


journal homepage: www.elsevier.com/locate/clae

Review

Transport and interaction of cosmetic product material within the ocular surface:
Beauty and the beastly symptoms of toxic tears
Adeela Malik ∗ , Charles Claoué
Barking, Havering and Redbridge University Hospitals NHS Trust, Ophthalmology Department, Queen’s Hospital, Rom Valley Road, Romford, Essex RM7 0AG, United Kingdom

a r t i c l e i n f o a b s t r a c t

Article history: Eye cosmetics such as mascara, eye shadow and eyeliner are used extensively to highlight the eyes, and
Received 10 January 2012 are normally applied external to the ocular surface. Adverse reactions of cosmetics within the ocular
Received in revised form 23 July 2012 surface include mild discomfort, eyelid dermatitis, pre-corneal tear film instability, and keratitis. These
Accepted 24 July 2012
are attributed mainly to the preservative (benzalkonium chloride (BAC)) constituent of cosmetic product
material (CPM).
Keywords:
Transport of CPM from an external environment to any location on the ocular surface, essentially
Eye cosmetics
precedes the adverse interactions occurring at the location, and the control of these transport modes is
Dry eyes
Preservatives
therefore of clinical relevance.
Ocular surface The inter-transport of CPM across the TF occurs due to both diffusion and drift processes. Diffusion of
Adverse ocular effects neutral species is driven by concentration gradients, and the drift of cationic BAC is influenced by the
inherent electric field; determined by the distribution of the various ions secreted into the aqueous layer,
and the negative glycocalyx charge at the mucin layer.
In the presence of mucin deficiency, the corneal epithelium is exposed to invasion by both incident BAC
and lipophilic species. The transport of cationic BAC across the TF may be controlled by regulating the
secretion of various electrolytes at the lacrimal gland. This is of clinical significance in reducing corneal
epithelial adverse effects. However, the risks of adverse effects at the corneal surface due to invasion by
the lipophilic species remain. Patients with mucin deficiency, and especially those on eye ointment/drops
medication, should be discouraged from using cosmetics in a way likely to contaminate the TF.
© 2012 British Contact Lens Association. Published by Elsevier Ltd. All rights reserved.

1. Introduction The chemical composition of eye cosmetics is complex, but is


well documented [1–9]. Additives such as fragrance and preserva-
Cosmetics [1–9] such as mascara, eye shadow and eyeliner are tives in cosmetics are well known to give rise to toxic and allergic
used extensively world-wide to highlight and emphasise the eyes. reactions [11,19]. The current manufacturing trend is to avoid the
Most of these are applied away from the ocular surface (Fig. 1) but use of fragrance, but the inclusion of preservatives is necessary
some may exist precariously close to the eyelash margin. How- in order to prevent growth of bacteria during storage and con-
ever adverse reactions [10–15] to these eye cosmetics, ranging from trol of infection. Benzalkonium chloride (BAC) is the most common
simple irritation, keratitis, corneal epithelium inflammation, eye- preservative used in eye cosmetics [11,19–23].
lid dermatitis and dry eye [16–18] symptoms have been reported. Significant observed deterioration [24,25] in contact lenses dur-
This suggests migration of cosmetic product material (CPM) from ing wearing has also been attributed to the use of ocular cosmetics.
an external environment onto the ocular surface including the Mascara pigmentation of the bulbar conjunctiva is associated with
pre-corneal tear film (TF). It is also obvious that adverse reac- rigid gas permeable lens wear [26].
tions at any distal location on the ocular surface essentially occur In this review, the expected CPM transport modes within the
due to the transport of CPM from an external environment to this various regions of the ocular surface will be discussed. Transport
location and the resulting chemical/biological interactions at the driving factors and the resulting adverse effects are identified. For
location determine the nature of the adverse activity. Thus the con- completeness, the properties of popular eye cosmetics i.e. eyeliner,
trol/suppression of CPM transport modes within the ocular surface mascara and eye shadow are also summarised.
is of relevance in the prevention of adverse effects of eye cosmetics. The initial migration of CPM from the external environment
onto the immediate ocular surface i.e. adjacent to the eyelash mar-
gin, occurs [27,28] due to mechanical push, suction due to tear
∗ Corresponding author. Tel.: +44 01708 435 000. surface tension or wrapping/blinking of the eyelids. Conjunctival
E-mail addresses: adeela15malik@gmail.com, adeelam@gmail.com (A. Malik). absorption, epithelial pigmentation and posterior blepharitis are

1367-0484/$ – see front matter © 2012 British Contact Lens Association. Published by Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.clae.2012.07.005
248 A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259

Fig. 1. Interrelationship between various cosmetic product material (CPM), transport modes, driving factors/mechanisms, and the resulting adverse effects of eye cosmetics
within the ocular surface.

the typical expected adverse effects during this phase of transporta- Both neutral and cationic BAC species thus exist within the aque-
tion. ous layer beneath the lipid layer, and directly affect the osmolarity
The subsequent interaction and transport of CPM across vari- and viscoelasticity of the TF, leading to dry eye symptoms.
ous layers of the TF are largely determined by the characteristic Within the aqueous layer, the drift of the cationic BAC species
properties of its constituents, the chemistry of the individual TF is dictated by the prevailing electric field, and the neutral species
layer and the driving forces such as an electric field or concentra- diffuse according to the laws of passive diffusion governed by
tion gradient. The distribution of +ve and −ve ions (electrolytes concentration gradient. Net excess −ve charge within the TF
secreted by the lacrimal gland) within the aqueous layer, in con- gives rise to a negative field that promotes drift of cationic BAC
junction with the −ve glycocalyx at the mucin, give rise to the towards the mucin layer, whereas net +ve charge leads to posi-
electric field, leading to drift of the charged species within the TF. tive field that retards the drift of charged BAC towards the mucin
Due to the constant scavenging effect of the mucin (removal of layer. Neutral BAC complexes after aggregation within the aque-
incident debris and pathogens), the net charge in the region at any ous phase beneath the lipid layer move according to the laws of
time and hence the electric field is difficult to predict. Concentra- diffusion.
tion gradients, leading to diffusion processes, arise mainly due to Lipophilic species of CPM initially diffuse through the lipid
the aggregation of the neutral species within the medium. For the bilayer according to the laws of simple diffusion [32]. Thereafter
purpose of the present work, CPM is considered as a mixture of BAC the diffusing neutral lipophilic species are insoluble within the
(cationic polar molecules) and neutral lipophilic species. host aqueous layer and tend to aggregate beneath the lipid layer,
The initial penetration of BAC across the lipid layer of the TF, in leading to passive diffusion within the aqueous phase, driven by
the absence of an electric field, is concentration dependent. In vitro concentration gradient.
experimental study [29] concerning interaction of BAC with lipids, Further along the aqueous layer, the deep interposing mucin
suggests that at low concentration <0.01%, adsorbed BAC within the layer acts as a barrier, and under normal circumstances the corneal
lipid layer exists as individual monomers and as micelles at higher surface is protected from invasion by incident BAC and lipophilic
concentration >0.01%. Monomers are generally unable to penetrate species.
the lipid layer, but the few that do penetrate, alter its structure and However, in the presence of mucin deficiency, both BAC and
are trapped within the layer. lipophilic species are able to interact with the corneal epithelium.
We suggest that cationic polar BAC, because of its affinity for The interaction of the cationic BAC with the epithelium may
water/aqueous; preferentially align along the lower polar lipid be reduced by creating net +ve charge within the aqueous layer
layer arrangement adjacent to the aqueous layer. Thereafter, the by enhancing the secretion of positive electrolytes at the lacrimal
majority of charged BAC species drift into the aqueous phase due to gland, and this is of clinical significance particularly during mucin
the force of the electric field. Others, form neutral complexes with deficiency.
polar lipids and are displaced as neutral species into the aqueous However, in patients with mucin deficiency, adverse effects at
phase. This process is probable, as charged cationic BAC is deficient the corneal epithelium can occur due to lipophilic species alone i.e.
in electron and the polar lipid bilayer is ready to be ionised. It is even with preservative-free cosmetics. These patients and espe-
similar to ionisation of polar lipids in the presence of an ion that cially those on eye ointment/drops medication should be informed
facilitates the transfer of electrons leading to formation of free rad- of the beastly aspects of cosmetics and discouraged from using
icals [30,31]. However due to the weak forces involved, complete cosmetics in a way likely to contaminate the TF.
transfer of an electron does not occur, rather an electron is shared Fig. 1 illustrates the interrelationship between the various CPM
between electron-deficient BAC and polar lipid to form neutral BAC transport modes, the driving factors/mechanisms and the resulting
complex. adverse effects of eye cosmetics within the ocular surface.
A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259 249

Fig. 2. Ocular surface and typical areas of application of popular eye cosmetics.

2. Eye cosmetics 2.5. Eye makeup remover/solvent

Eye-mascara, eye-liner and eye-shadow are the three most pop- Most eye makeup remover/solvents consist [13] of methyl
ular types of eye cosmetics used predominantly by the human hydroxy cellulose, propylene glycol, sodium ether myristyl sul-
female population worldwide. These products are normally applied phate, hydrogenated castor, water and preservatives. These are not
external to the ocular surface and are available in different forms normally allergenic, but could be a source of irritation and direct
such as liquid, paste or powder to suit various skin conditions and toxicity to the tear film.
climatic environment. Fig. 2 illustrates the typical regions of appli-
cation of the various eye cosmetics in relation to the ocular surface. 3. Preservatives used in eye cosmetic products

2.1. Mascara Benzalkonium chloride (BAC), thimerosol, chlorhexidine and


colophony are used [11] as preservatives in eye cosmetics and all
Mascara [6,33] is commonly used to enhance lashes. It may are capable of causing contact allergy. Thimerosol is used [9] pri-
darken, thicken, lengthen or define eyelashes. The main properties marily in mascaras. Colophony or rosin (an extract derived from
and chemical composition of mascara are summarised in Table 1. pine) is occasionally used [6] in eye shadow and mascara. BAC or
chlorhexidine preservatives are used in sensitive-skin contact lens
2.2. Eye shadow products and eye cosmetics. It fulfils the European Pharmacopoeia
challenge test for inhibition of bacteria growth during storage of
Eye shadow [6,34] is applied on the eyelids and under the eye- ophthalmic formulations.
brows, to make a person’s eyes stand out while adding depth and BAC is a quaternary ammonium salt with surfactant properties
dimension. The main properties of eye shadow are summarised in and its molecules are charged (cationic) and polar. At water/air
Table 2. surface and at low concentration (<0.01%) BAC molecules exist as
monomers and as micelles at high concentration (>0.01%) [29]. BAC
2.3. Eyeliner also causes cell hyperpermeabilty and in cell cultures, it induces
apoptosis at low concentrations and necrosis at high concentra-
Eyeliner [6,35] enhances the eyelashes on the upper and the tions.
lower lids, and its main properties are summarised in Table 3. Formaldehyde releasing preservatives are also effective addi-
tives to counter [11] contamination ‘on the shelf’ in cosmetics,
2.4. Dyes for tinting of lashes and brows especially in preventing the growth of Gram-negative bacterial
organisms [14]. Under certain conditions, cosmetics can cause aller-
Eyelash and eyebrow dyes are used to match the eyelash and gic contact or irritant contact dermatitis [10–15,37].
eyebrow colour with the hair colour. The procedure is illegal and
not approved by the FDA in the USA because of the risks involved 4. Safety and regulation of cosmetic products
[6]. The dyes comprise toluenediamine and paraphenylenediamine
to provide a dark pigment [10]. The metallic dyes such as lead In the USA the production and safety of the cosmetics falls under
acetate, silver acetate and sulphur are the safest and are gradual the Federal Food, Drugs and Cosmetic (FDA) Act 1938. FDA classi-
in achieving colouring [36]. fies the cosmetics without actually regulating them. This allows a
250 A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259

Table 1
Composition and properties of mascara.

Type Application Composition Remarks/disadvantages

Mascara is available as cake or Applied to eyelashes to: darken, Cake preparation: Liquid mascara is produced as water resistant
liquid thicken or define eyelashes Pressed together soap and waxes or non water resistant product.
(paraffin, carnauba or bees wax) Water washable mascara is easy to wash away
Liquid preparation: with soap and water. Water resistant mascara
Non water resistant: need special eye make-up remover (Section
Preservatives, waxes, resins, pigments 2.5) and this could be hazardous especially
(oil in water emulsion), thickening with sparse lashes.
additives (nylon, rayon fibres, Excessive use of particles in the mascara
hydrolysed animal protein) and composition, poses a risk to contact lens
polyvinylpyrrolidone (to resist wearers.
smudging). Mascara is dispensed in a tube with a
Mascaras designed to lengthen or curl dispenser brush.
the eyelashes contain nylon/rayon It is advisable not to share mascara with
micro fibres with ceresin and others;
methylcellulose as stiffeners. Pseudomonas aeruginosa infections have been
Water resistant preparation: reported [3] from contaminated mascaras,
As above plus water resistant agent: trauma to the eye or bad hygiene.
dodecane

Table 2
Composition and properties of eye shadow.

Type Application Composition Remarks/disadvantages


Available as: powder, cream, stick, Applied on the eyelids and under Powder: Powder:
and pencil. It comes in many the eyebrows to make eyes stand It consists of pressed powder on cake Typical chalk like appearance of the
colours and textures. Choice of out. It provides depth and (hydrated magnesium silicate) as a base. shadow is now out of fashion. Bismuth
colours allowed [24], regulated dimension Kaolin (hydrated aluminium silicate, oxychloride and mica are added for a
[23] by Food, Drug and Cosmetic titanium dioxide and calcium carbonate) frosted or sparkling appearance, and fish
Act 1938 and potato starch are added to cake to scale essence for a pearly or shinny look.
attain coverage and absorption of oil from Addition of copper, brass, gold or silver
the skin of the eye. powders provide iridescent finish, but
Zinc stearate is used to attain [6] these ingredients may leach out and pose
smoothness and adhesion to the eyelid. problems for contact lens wearers.
Micronized titanium dioxide, zinc oxide Preservatives and rubber tipped applicator
and silicone derivatives are used as can cause adverse reactions. Thus these
pigments. Binders (lanolin, mineral oils, products are not suitable for dermatitic
isopropyl stearate) are added to the cake to skin. Patients with seborrheic blepharitis
avoid flaking and also to aid dispersion of or otopic dermatitis are vulnerable to
pigmenting agents. contact or irritant dermatitis.
Cream: Cream:
Water resistant product and contains Suitable for dry or wrinkled skin.
anhydrous formulations of pigments in Unsuitable for oily skin. Hypoallergenic
petrolatum, cocoa butter or lanolin. formulations of this product contain no
lanolin or its derivatives.
Pencil: Pencil:
Consists of talc (as filler), mica, sericite The product is stiff and inappropriate for
(fine grained mica), magnesium stearate, recent eye surgery patients, but suitable
colourants, preservatives, and magnesium for oily skins.
stearate (dry binder). Ingredients pressed
together at high pressure.

Table 3
Composition and properties of eyeliner.

Type Application Composition Remarks/disadvantages

Liquid: Liquid:
Available as: liquid pencil and Enhances the eyelashes on the
Comprises pigments, water, cellulose gum, The product contains a brush inside a
cake upper and lower lids
thickeners (magnesium and aluminium cylindrical container. As water soluble latex
silicate), and water soluble styrenebutadiene needs preservative, thus liquid liners can cause
latex or a polymer ammonium acrylate. dermatitis.
Pencil: Pencil:
Consists of natural and synthetic waxes As there is no fragrance or preservative in this
combined with oils and pigments type of liner, there is no risk of contact
dermatitis.
Cake:
Same as eye shadow, but includes surfactants
to promote the formation of paste when
powder is mixed with water
A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259 251

Table 4 The pre-corneal tear film is also a part of an elaborate ocu-


Typical concentration of benzalkonium chloride (BAK) preservative in various
lar surface defence mechanism [43]. Lysozyme [44] is a natural
products/applications.
form of protection against Gram-positive pathogens like Bacillus,
Application BAK concentration (%) Staphylococcus and Streptococcus, and the conjunctiva is protected
As a preservative for eye drops intended to 0.01 by secreted lysozyme and defensins. Failure of these protective
combat corneal dryness [86] barriers can lead to conjunctivitis.
Contact wetting solutions [86] 0.002–0.005
Cosmetics safe concentration [82,83] 0.1
Antibiotic fluoroquinolones (catifloxacin) 0.005 (50 ␮g/ml) 5.1. Mucin layer
ophthalmic solution 0.3% [81]
Clinical range 0.001–0.02
The inner mucin layer has a role in tear film spreading, ocular
surface wetting and it also prevents invasion of corneal epithelium
from foreign debris and pathogens. Mucins are heavily glycosylated
high molecular weight glycopropteins, where heavy glycosylation
imparts an overall negative charge to the glycoprotein [45–48].
Mucin is classified as either secretary or membrane-associated.
The former is produced by conjunctival goblet cells and the lat-
ter by conjunctival and corneal epithelial cells [49]. New evidence
suggests that mucin is also produced by the lacrimal gland [50–52].
Membrane-associated mucins form the glycocalyx (a dense
barrier to pathogen penetrance) at the epithelial cell-tear film inter-
face [46]. It contains a hydrophobic transmembrane domain that
anchors to the mucin on the apical surface of the epithelial cells
(a short cytoplasmic tail that extends into the cytoplasm) and an
extracellular domain that reaches into the tear film [53]. This hold-
ing of mucin to the ocular surface, creates water attraction, as
corneal surface is naturally water repellent.
Secreted mucins move easily over the membrane-associated
mucins (comprising glycocalyx), due to the repulsive forces result-
ing from their anionic character [54]. Secretary mucins moving
through the tear fluid collect debris that is removed via the naso-
lacrimal duct during blinking.

5.2. Aqueous layer

The aqueous layer creates a suitable environment for the epithe-


lial cells of the ocular surface and transport of essential nutrients
and oxygen to the cornea. It also provides support for the cell
movement over the ocular surface including washing away of the
Fig. 3. Tear film models.
epithelial debris, toxic elements and foreign bodies. It is produced
by primary and accessory lacrimal glands activated by hormonal,
sympathetic and parasympathetic stimuli.
manufacturer to use ingredients or raw materials and market the
Aqueous layer consists of water, electrolytes, proteins, peptide
final product without the government approval.
growth factors, immunoglobulins, cytokines, vitamins, antimi-
In Europe, the text of European Pharmacopoeia for inhibition of
crobials, and hormones secreted by the lacrimal glands [55,56].
bacteria growth during storage of ophthalmic formulations is fol-
Reduced aqueous tear production leads to a decreased growth fac-
lowed. Table 4 summarises the recommended safe concentrations
tor concentration in the tears.
of BAC preservative in various cosmetic preparations and proce-
Electrolytes comprise positively charged sodium, potassium,
dures.
magnesium and calcium ions, and negatively charged chloride,
The cosmetic industry utilises the Draize eye irritation test
bicarbonate and phosphate ions. The electrolytes determine the
[38–40] using animals (rabbits). These tests are highly subjective,
osmolarity of tears, act as a buffer in maintaining a constant pH
and different laboratories often yield different results. There are
and also contribute in maintaining epithelial integrity of the ocu-
also ethical concerns about the relevance of this test.
lar surface [57,58]. An increase in osmolarity of the aqueous layer
is a global feature of dry eye syndrome and leads to damage to
5. Pre-corneal tear film (TF) the ocular surface directly or indirectly by triggering inflammation
[56–59].
Tears [41,42] are a complex solution of water, enzymes, proteins, Proteins in human tears are species-specific [60]. The pri-
immunoglobulins, lipids, metabolites and exfoliated epithelial mary defense system of the ocular surface is composed of the
and polymorphonuclear cells. The pre-corneal tear film (TF) is non-specific immunity conferred by lysozyme, lactoferrin, ␤-
composed of three main layers: mucin (inner layer), aqueous lysin, defensins and the specific immunity of antibodies [56].
(intermediate layer) and a lipid (outer oily layer). The current In aqueous-deficient dry eye syndrome, the concentration of
understanding is that instead of the traditional three separate lay- lysozyme, lactoferrin and lipocalin are reduced, compromising the
ers (Fig. 3A), tear film comprises two layers consisting of a lipid layer integrity of the defense system [61,62]. Evidence suggests that
supported by an aqueous-mucin gel layer [42], where the concen- lipocalin when complexed with other tear components may be
tration gradient of the mucin decreases away from the epithelium responsible for the high viscosity and low surface tension of tears
(Fig. 3B). [63–65].
252 A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259

5.3. Meibomian lipids

Meibum, the anterior layer of the tear film, is a complex mixture


[66–72] of lipids of various classes (phospholipids, sphingolipids,
triglycerides, wax esters, cholesterol esters, free fatty acid and
hydrocarbons). It is produced by the meibomian glands located
within the tarsal plates. It is the main barrier to evaporation from
the ocular surface [73]. A smooth lipid layer is also essential for
refraction of light into the eye and the formation of sharp retinal
image. Fig. 4. Dry spot: aqueous diffuses away from corneal surface.
The anterior lipid layer (meibum) of the tear film consists
[66,67] of two sub-layers: non-polar lipids and amphiphillic lipids.
A polar phase composed of mainly phospholipid and glycol-
ipids acts as a surfactant between the hydrophilic aqueous-mucin Invoking surface chemistry analysis, a recent in vitro study [29]
layer and the thick nonpolar lipid layer [73,74]. The non-polar has reported impaired lipid spread and formation of non-uniform
phase comprising mainly wax, cholesterol esters and triglycerides, surface layer. The results are shown to correlate well with in vivo
provide the air-tear film interface and also retards evaporation findings [71] that a significant decrease of TF non-invasive break-up
[73]. Recent research [72] suggests that phospholipids (the polar time occurs in eyes treated with BAC-preserved timolol.
constituents) hitherto considered as an important stabilising com- A significant hastening of corneal drying due to the effect of BAC,
pound for the entire film structure, are absent in meibum, and in both man and rabbit has been reported [80]. It is suggested that
instead an alternative group of very long chain amphiphilic com- BAC being a cationic and polar detergent, probably solubilises the
pounds: (O-acyl)-omega-hydroxy fatty acids stabilises the film lipid layer, promoting free evaporation of water vapour and thereby
structure. hasten drying.
Normally polar lipids are short chain, capable of ionisation Corneal surface desiccation leads to tear film instability. Here,
and/or formation of hydrogen bonds with molecules of water. In a any damage to corneal epithelial cells leads to loss of production of
two phase water/oil mixture they tend to accumulate in the aque- delicate glycocalyx that binds mucin (wetting agent) to the corneal
ous phase. Non-polar lipids are poorly soluble in water and in a epithelial surface. In the absence of mucin the naturally water
water/oil biphase mixture congregate in the oil. Amphiphillic lipids repellent corneal surface (hydrophobic) is exposed and the aque-
consist of both polar and non-polar groups and tend to accumulate ous compounds of TF are forced away from the damaged area of
at oil/water interface, with their polar group facing aqueous layer corneal surface, leading to dry-spots [Fig. 4].
and the non-polar group submerged in the oil. In vivo [88] and in vitro [29,89] studies have reported barrier
dysfunction of the corneal epithelium after treatment of human
eyes with BAC preserved timolol.
6. Adverse reactions of eye cosmetics It is also suggested that BAC may encourage dissolution of the
mucin layer adsorbed on the corneal epithelium surface, increasing
Presence of cosmetic product material (CPM) within and along the surface tension at the epithelial surface and thus cause the tear
the ocular surface can lead to adverse effects [10] ranging from mild film to retreat from the affected areas, which then appear as dry
discomfort (stinging, itching or burning without visible skin lesion) spots [90,91]. The water repellent corneal surface is exposed, when
to eyelid dermatitis, tear film instability, corneal epithelium inflam- mucins cannot attach, and the aqueous components of the tear film
mation, severe corneal keratitis and posterior blepharitis [74,75]. are thus forced away from the damaged area leading to dry spots.
Allergy, allergic contact dermatitis and toxicity are known Another study [92] has reported that apart from straight inter-
adverse effects of fragrance and preservatives used in cosmetic action with TF compounds, BAC can exert toxicity by inducing
materials. Accordingly, the use of fragrance (a collection of many inflammation at the ocular surface, and once damaged, the corneal
ingredients and the most common cause of allergy [16] in cos- surface loses its wettability leading to destabilisation of the tear
metics) is now avoided in CPM, but preservatives are retained to film.
prolong shelf life and inhibit infection. Accumulation of mascara on the ocular surface can cause simple
Ocular toxicology due to various drugs, chemicals and herbs is pigmentation, involving the tarsal conjunctiva at the lower edge of
well recognised [76], as is necrosis and cellular apoptosis due to the upper lid [26], and can also involve uncommonly the bulbar
preservatives in topical ophthalmic medications [22,23]. surface.
BAC preservative is used widely in CPM and eye drop prepa- Allergic responses to mascara include an asymptomatic follic-
rations, and depending on the concentration, can lead to various ular response of the tarsal conjunctiva [10]. Contact dermatitis of
adverse effects. Table 4 illustrates the typical safe concentrations the eyelid can also result from mascara use, precipitated by various
recommended for use in various ocular preparations/applications components of the mascara such as black iron oxide [93], colophony
[77–81]. The cosmetic ingredient review (CIR) Expert Panel Reports [94] and nickel [95]. Thimerasol used in mascaras [6,11] also causes
in USA and EU have been published [82,83]. Toxic effects of BAC on contact allergy. Survival and growth of microorganisms in mascara
the corneal epithelium [77] and conjunctival cells [78,79] can lead during use has also been reported [96,97].
to ocular disturbance. Mascara applicators can cause mechanical corneal abrasion,
Dry eye [17,18] is a very common disorder of the tear film. which may become secondarily infected by contaminated mascara,
Sufferers can experience watering of the eyes, which is in fact a particularly with Pseudomonas aeruginosa [98].
response to irritation caused by the destabilisation of the tear film. A major adverse reaction from the use of eyeliner is the risk [99]
Destabilisation of the tear film can arise due to the interaction of of developing conjunctival pigmentation. It occurs when lacrimal
the cosmetic product material (CPM), either with any one layer of fluid causes the eyeliner applied to the lower lid margin to wash
the tear film individually or collectively with the whole film. into the conjunctival sac [13]. Eyeliner can also be a source of bac-
In vivo studies [84–88] have reported that BAC adversely terial and fungal contamination especially with the use of liquid
decreases non-invasive tear break-up time and induces dry eye products. Toxicity and lead poisoning due to use of some cosmetics
symptoms. has been documented [100,101].
A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259 253

Fig. 5. Distribution and alignment of various charged species within the tear film [BAC+ : cationic benzalkonium chloride (micelles) preservative; Lp : neutral lipophilic
constituent of CPM].

Resulting hypersensitivity reactions due to eyelash and eye-


brow dyes such as toluenediamine and paraphenylenediamine,
may cause contact dermatitis, keratoconjunctivitis and blephari-
tis [74,75,102]. Severe allergic blepharoconjunctivitis induced by
dye for eyelashes has also been reported [74].
Stearamide DIBA (dihydroxyisobutylamine) stearate is used in
cosmetic formulations as a surfactant and opacifying agent. A report
[103] concerning the safety assessment of these products con-
cluded that stearamide DEA (35–40%), and stearamide MEA (5.27%)
are not ocular irritant, but 17% stearamide MEA was observed to
cause moderate ocular irritation. Another study [104] concerning
rabbit eye irritation due to several fatty acid esters, concluded that Fig. 6. Electric field (E) convention and the drift of mobile charges. (a) Net excess
in pure form all isopropyl and butyl esters caused some adverse +ve charge at the mucin layer leads to +ve electric field (E) and (b) net −ve charge at
reactions, but the activity reduced considerably with 10% aque- the mucin layer leads to −ve electric field (E). Large arrowheads represent the field
ous dispersion. Another study [105] concerning the effects of free direction. Small arrowheads represent the drift direction of various mobile charges
within the field: [+ve charges drift along the direction of the field, −ve charges drift
fatty acids (FFA) on meibomian lipid film (MLF), concludes that FFA, against the arrow-head representing the field].
namely oleic (OA) and linoleic (LA), disrupt and/or prevent the for-
mation of human MLF, and could contribute to the onset of dry eye
diseases associated with enhanced lipolytic enzyme activity such
as chronic blepharitis.
Electrical charges inevitably lead to electric field and for a distri-
In general the complications with coloured contact lenses (gain-
bution/collection of various charges the effective field is essentially
ing increased popularity as cosmetics) are the same as those
due to the net excess charge of the distribution.
encountered with general contact lens wear i.e. superior limbic ker-
In TF and in the presence of relatively immobile negative gly-
atoconjunctivitis [106–111], lens deposition, allergic conjunctivitis,
cocalyx charges at the mucin layer, the relatively mobile +ve and
peripheral infiltrates, microbial keratitis and neovascularisation. In
−ve ions secreted by the lacrimal gland into the aqueous phase,
particular P. keratitis, iridocyclitis, contact lens overwear syndrome
form a bilayer as illustrated in Fig. 5. Refs. [114,115] discuss the
and tight lens syndrome have been reported [112] with coloured
general phenomena of electrical charge bilayer or double layers at
cosmetic contact lens wear.
liquid/solid interfaces.
The phenomenon of TF degradation and corneal epithelium
As most of the inherent charges within the TF are located in the
inflammation is intimately related to the migration and transport
vicinity of mucin layer, it is therefore reasonable to assume that
of CPM across the ocular surface, as discussed in Section 7.
mucin is the centre of net charge concentration and also the origin
of the associated electric field.
Fig. 6 illustrates the electric field convention adopted in
7. Inherent charges and electric field within TF the present study and the resulting motion/drift of the various
free/mobile charges. According to this convention, +ve charges drift
Inherent charge distribution within the TF comprises mainly along the direction of the field (i.e. along the arrow representing the
negatively charged glycocalyx (the anionic polysaccharide moi- field) and −ve charges move against the direction of the field. This
eties of the glycocalyx) at the mucin layer, positively charged convention is consistent with two plate electrode arrangement,
ions (sodium, potassium magnesium and calcium) and negatively where the electric field direction points from anode to cathode, and
charged ions (chloride, bicarbonate and phosphate) secreted into positive mobile charges move in the direction anode to cathode and
the aqueous layer [55,56,113] by the lacrimal glands. the transition of negative charges is in the reverse direction.
254 A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259

Negative electric field within TF (Fig. 6b) would arise due to and polar, while the incident lipophilic species are neutral and apo-
net negative excess charge in the vicinity of the mucin layer, lar.
and positive cationic BAC species would thereby drift towards The interaction of CPM with various layers of the TF is
the mucin layer/corneal epithelium. On the other hand; positive largely determined by the CPM characteristics and the chem-
field (Fig. 6a) arising due to net positive excess charge, would istry/composition of the individual layer concerned [116–120]. The
impede transport of cationic BAC towards the mucin layer/corneal dynamic aspects of TF and the role of lipid layer in tear evapora-
epithelium. tion is well recognised [121,122] and more recently the interaction
However, due to constant scavenging effect of the mucin (i.e. between meibomian gland secretions with polar lipids [123] has
the removal of incident debris, particles and pathogens), the real been clarified.
situation is dynamic, and the net charge within TF at any time is In vitro experimental studies [29] concerning the interaction
determined by the net rates of production and removal of various of BAC with meibum lipid layer, show that at lower concentra-
charge species and is difficult to predict. tion (<0.01%) BAC exists as individual monomers and micelles are
However the inherent −ve charges (that in part determine formed at concentrations exceeding 0.01%. The study also con-
the electric field) within the TF, are being produced at more cluded that at high concentration, BAC micelles penetrate the lipid
than one source (glycocalyx and lacrimal glands), whereas +ve layer, whereas at low concentrations, the individual monomers of
charges are produced only at lacrimal glands. Thus it is reason- BAC are unable to penetrate and are trapped within the lipid layer.
able to assume that most of the time −ve charges predominate, Explanation is that the cationic polar BAC molecules adsorb like
leading to −ve field (Fig. 6b) and this assists transition of any individual monomers within the meibum lipid (hydrophobic) sur-
migrating/drifting +ve species within TF towards the mucin/corneal face, and spontaneously separate out into heterogeneous structure
epithelium. of BAC-enriched fluid and thick lipid islands. The in vitro experi-
It is also obvious that deliberate enhanced secretion of +ve ions mental setup used in this study (i.e. interaction between BAC and
(sodium, potassium, magnesium and calcium) at the lacrimal gland human tears, meibum and rabbit corneal cell lipid extract at the
would result in +ve electric field to impede inter-transport of any air/water interface) was however free from any electric field, and
cationic BAC towards the mucin layer/corneal epithelium within it appears that in the presence of negative electric field (Fig. 7b)
the TF (Fig. 6a) and is of clinical relevance in reducing BAC adverse low concentration cationic BAC monomers would drift and pen-
interactions at the corneal epithelium. etrate the lipid layer. Ref. [88] suggests that in vivo, trapping of
BAC molecules within the lipid layer would be effectively screened
from the rapid aqueous tear turnover and consequently leads to
long-term adverse effects.
8. Transport of cosmetic product material (CPM) across Fig. 7 illustrates the transport and interaction of cationic BAC
ocular surface including tear film preservative and lipophilic components of CPM across the lipid
layer of the TF, assuming −ve electric field across the tear film.
As eye cosmetics are invariably applied external to the ocular We suggest that initially, polar BAC species because of their
surface (Fig. 2), thus any interaction between the two must involve affinity for water/aqueous pass through the top non-polar layer
migration of CPM from an external environment onto the ocular of the lipid arrangement and align along the lower polar bilayer of
surface. the arrangement. In the presence of negative electric field (Fig. 6b),
A randomised study [27] designed to monitor the initial migra- the majority of the cationic BAC species drift out into the aqueous
tion of CPM into the anterior of the ocular surface in the close layer beneath the lipid layer in a process akin to electrophoresis
vicinity of the lid-margin, concluded that CPM can migrate easily [114,115,124–128]; and the others form neutral complexes with
onto the ocular surface when applied close to the eyelash mar- the polar bilayer of the lipid arrangement. The cellular origin and
gin. Wrapping of the eyelids (extreme forced eyelid closure or role of mucin in tear films is discussed in Ref. [129,50,130–137]. The
excessive blinking), or drawing-in of the CPM due to the sur- requisite electric field arises due to the inherent charge distribution
face tension effect of the tear meniscus, have been suggested within TF as discussed in Section 7. Relatively the electric charge
as possible mechanisms. The study also showed that the CPM on BAC monomers (i.e. BAC at low concentration) is less compared
migration increased with time and was exacerbated by eye drop to that on BAC micelles (i.e. BAC at high concentration), and con-
instillation. sequently the electric driving force on BAC monomers is also less
This initial encounter of the migrated CPM with the imme- compared to that on micelles. Consequently, the intertransport of
diate conjunctiva in the proximity of the eyelash, can lead BAC monomers across the lipid layer is a weak process compared
to tarsal conjunctiva pigmentation and posterior blepharitis to that of BAC micelles.
[74,75]. During transition through the lipid layer, some of the charged
A further spread of CPM into the distal regions of the conjuncti- cationic BAC species may also form neutral complexes with the
val epithelium, and inter-transport across the tear film culminating polar sub-layer of the lipid arrangement. This is probable, as
in interaction with the corneal epithelium is expected. The for- the charged cationic BAC is deficient in electron and polar lipid
mer is essentially a surface transport phenomenon along the upper bilayer is ready to be ionised. The process is similar to ionisa-
layer of TF, driven by hydrodynamic forces generated by blinking tion of polar lipids in the presence of an ion that facilitates the
or wrapping of the eyelid. The latter is essentially a diffusion and transfer of electron leading to formation of free radicals [30,31].
drift transport phenomena of CPM leading to adverse effects such However due to weak forces involved, complete transfer of an
as lipid layer destabilisation, dry eye syndrome, corneal epithelium electron does not occur, but an electron is shared between electron-
inflammation and keratoconjunctivitis [10–18]. deficient BAC and polar lipid to form a neutral complex. It is
CPM consists of a variety of species such as pigments, oils, waxes, also expected that during this process, local rearrangement of the
preservatives (BAC is the most widely used preservative), microfi- pre-existing weak coupling between the polar lipids and the aque-
bres, powder, mica, stearates, lipophilics and lubricants/diluents. In ous phase also takes place. However, the heterogeneous neutral
this review, the transport of BAC type preservative and lipophilic complexes so formed, are displaced into the adjacent aqueous
(i.e. oils, fatty acids, stearates) constituents of CPM, in the pres- layer.
ence of inherent charged particles within TF, has been considered in Consequently, both charged BAC and neutral complexes of BAC
detail. BAC molecules incident at the upper layer of TF, are cationic exist within the aqueous phase beneath the lipid layer.
A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259 255

Fig. 7. Transport of cosmetic product material (CPM) across the meibum lipid layer, assuming −ve electric field (E) across the tear film (TF) BAC+ : cationic preservative and
LP : neutral lipophilic species of CPM.

Fig. 8. Transport of cosmetic product material (CPM) within the aqueous layer in the presence of −ve glycocalyx and the secreted ions by the lacrimal gland into the aqueous
layer (assuming negative field due to net excess resulting negative charge at the mucin layer). [All species move towards corneal epithelium, but are screened by the mucin.
BAC+ : high cationic benzalkonium chloride preservative; LP : neutral Lipophilic species of CPM and E: electric field].

Lipophilic species of CPM penetrate the lipid layer accord- Fig. 8 illustrates the transport modes of BAC and lipophilic
ing to the laws of simple diffusion. Simple diffusion of lipophilic species within the aqueous layer in the presence of negative elec-
or hydrophilic solutes through a lipid membrane is determined tric field. Here, the negative field could arise due to excess negative
by the partition coefficient and permeability coefficient of the charge at the mucin layer due to either predominance of glycoca-
solute, whereas the passive diffusion of particles in a medium lyx or reduced secretion of +ve electrolytes. In this configuration all
is determined by the diffusion coefficient and the concentration incident positively charged particles drift under the action of the
gradient of the particles within the medium [138,139]. Gen- electric field towards the mucin layer, and the neutral species of
eral aspects of transport, diffusion and permeation of water and CPM (i.e. lipophilic and neutral complexes of BAC) diffuse passively
electrolytes through lipid bilayer have also been discussed in towards the mucin layer, driven by the concentration gradient.
Refs. [140–145]. However, all these particles/species are prevented from reaching
The relative penetration rates of BAC and lipophilic species the corneal epithelium surface, as the main function [132] of the
through the lipid layer is determined by the relative permeability mucin is to prevent adhesion of debris and pathogens to the ocular
of the lipid layer. Structurally, the lipophilic constituents of CPM surface.
(oils, stearates and solvents) are neutral apolar molecules, whereas Fig. 9 illustrates the motion of various CPM constituents within
BAC preservatives are cationic polar molecules [29], and the per- the aqueous layer post dry-spot formation i.e. in the absence of Gly-
meability of neutral apolar molecules in lipids is several orders of cocalyx and receding aqueous phase, with no electric field within
magnitude higher than that of cationic polar molecules [142–145]. the hot-spot region. Here, the charged BAC species lying at the outer
256 A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259

Fig. 9. Inter-transport of cosmetic product material (CPM) within the tear film (TF) during dry-spot activity (i.e. dissolution of mucin or damaged epithelial surface cells)
[preferentially lipophilic species (LP ) and BAC neutral complexes reach and interact with corneal epithelium]. BAC+ cationic benzalkonium chloride preservative.

periphery of reduced space-charge accumulation may still be influ- Fig. 1 summarises the various CPM transport modes expected
enced by the electric field generated within the adjoining normal within the ocular surface due to the use of eye cosmetics, includ-
regions (with normal distribution of mucin and glycocalyx), and the ing the underlying driving forces/mechanisms and the resulting
trajectory of the charged BAC bends towards the normal glycocalyx adverse effects within the ocular surface.
region. Charged BAC lying within the central core of the dry-spot
region drifts randomly within the aqueous phase in the absence of
any electrical force. 9. Conclusion
In the absence of an electric-field, the intertransport of charged
BAC species across the lipid layer of the TF is reduced and pos- The majority of adverse effects due to the use of eye cosmetics,
sibly occurs according to the processes suggested by in vitro stem from the transport of CPM within the ocular surface, and the
experimental studies of Ref. [29]. The formation of neutral BAC control of CPM transport in this region is of relevance in preventa-
complexes and the penetration of the lipophilic species through tive therapy.
the lipid layer is however unaffected by the lack of electric Initial migration of CPM from the external environment, onto
field. the ocular surface adjacent to the lash line, can give rise to simple
The lipophilic species that have initially penetrated through the tarsal conjunctival pigmentation and posterior blepharitis. Inter-
lipid layer are poorly soluble in the host aqueous layer, and are transport of BAC and lipophilic constituents of CPM across the TF,
subject to partitioning at local pH, between the complex mix of can lead to dry eye symptoms, corneal epithelial inflammation and
aqueous layer comprising electrolytes, proteins and metabolites. keratconjuntivitis.
However, the aggregation of these species, including that of neu- The motion/drift of charged cationic BAC species across the TF
tral BAC species beneath the lipid layer within the aqueous phase, is influenced by the presence of an electric field, determined by the
gives rise to passive diffusion driven by concentration gradient. distribution of inherent charges within the TF, comprising mainly
Thus, in the presence of mucin deficiency (vitamin A deficiency) a −ve glycocalyx at the mucin layer, and electrolytes secreted into
[146] or dry spots [54,55], diffusing lipophilic species and neutral the aqueous phase by the lacrimal gland. A negative electric field
complexes of BAC preservative reach the corneal epithelial sur- (due to excess negative charge at the mucin layer) assists drift of
face leading to adverse reactions. This suggests that the integrity of cationic BAC towards mucin/corneal epithelium, whereas a positive
mucin layer/gradient is crucial. In the presence of mucin deficiency, field (due to excess positive charge at the mucin layer) impedes
even preservative-free cosmetics can lead to adverse effects at the such motion.
corneal epithelium. In vitro experimental studies suggest that in the absence of an
Other species such as lipocalin, a lipid binding protein [147,148], electric field, the inter-transport of BAC preservative across the
is also capable of adsorbing to and penetrating into the meibomian lipid layer of TF is concentration dependent. At low concentration
lipid layer. (<0.01%) the individual monomers are absorbed within the lipid
Some antibiotics and chemotherapeutic agents diffuse layer, and at high concentration (>0.01%) BAC micelles penetrate
[149] through the lipid bilayer, where the functional group(s) the lipid layer
become charged by protonation or deprotonation at physiological The transport of lipophilic constituents of CPM across the lipid
pH. layer of the TF is dictated by the processes of simple diffusion. The
The accumulation or influx of particulate matter within the transport of both lipophilic and neutral species across the aqueous
aqueous layer directly affects the osmolarity, and viscoelasticity of phase is largely due to passive diffusion determined by concentra-
the tear film [150,151], leading to TF instability. Besides determin- tion gradients.
ing the osmolarity of tears, electrolytes such as sodium, potassium, Inter-transport of cationic BAC across the TF may be impeded by
magnesium, calcium, chloride, bicarbonate, and phosphate, also act enhancing the secretion of +ve ions at the lacrimal gland to achieve
as a buffer to maintain a constant pH and contribute in maintain- retarding electric field across TF, and this is of clinical significance.
ing epithelial integrity of the ocular surface [57,58]. An increase in The roll of mucin layer/gradient is crucial in the prevention of
osmolarity of the aqueous layer is a global feature of dry eye syn- adverse effects at the corneal epithelium. During mucin deficiency,
drome and damages the ocular surface directly and indirectly by all incident constituents of CPM are able to interact with the corneal
triggering inflammation [56,59]. epithelium. Thus during mucin deficiency, even preservative-free
A. Malik, C. Claoué / Contact Lens & Anterior Eye 35 (2012) 247–259 257

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