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Evaluation of Carbon Footprint of Pipeline Materials During Installation, Operation, and Disposal Phases
Evaluation of Carbon Footprint of Pipeline Materials During Installation, Operation, and Disposal Phases
Evaluation of Carbon Footprint of Pipeline Materials During Installation, Operation, and Disposal Phases
Abstract: Most of the pipelines in the US are rapidly reaching the end of their useful service life. Now they need replacing or rehabilitating.
In general, selection of a pipeline installation method is solved by selecting the lowest cost method; however, with an increase in public
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concerns about reducing emissions to the environment generated by human activities, other factors should be considered while choosing
the pipe material and the installation method for a new pipeline: direct cost, social cost, and environmental impact. This study focuses on
the environmental impact during installation, operation, and disposal phases of the pipeline life cycle. The life cycle of a pipeline can be
categorized into four phases: fabrication, installation, operation, and disposal. The fabrication stage, which is the first phase of the pipeline life
cycle, was examined in a previous study, and the results showed that prestressed concrete cylinder pipes (PCCPs) are the most environ-
mentally friendly compared with polyvinylchloride (PVC), high-density polyethylene (HDPE) pipes, and cured-in-place pipes (CIPPs). This
study includes the pipeline installation phase, operation phase, and disposal phase. The major construction activities in the installation stage
are transporting pipes and equipment to the job site, excavation, loading, backfilling, compaction, and repaving. The energy consumed in the
operation phase includes pumping energy and pipe cleaning. For the disposal phase, the study will consist of the energy consumed for
disposal of the material of the pipes, which cannot be recycled. The objective of this study is to quantify the carbon footprint and to analyze
the environmental sustainability of 30 m (100 ft) of pipeline during the installation, operation, and disposal phases. For the study, a pipeline
installation analysis and consideration of CO2 emissions was conducted for three different installation methods: open cut, pipe bursting, and
CIPP. The study focuses on a large-diameter 90 cm (36-in.) sewer pressure pipe operating at 690 kPa (100 psi) internal pressure for 100 years
of operation. The pipeline materials included in this study are PCCP, PVC, HDPE, and CIPP. The results show that PVC pipe has a lower
environmental impact than PCCP, HDPE, or CIPP. DOI: 10.1061/(ASCE)PS.1949-1204.0000422. © 2020 American Society of Civil
Engineers.
Author keywords: Life cycle analysis; Carbon footprint; Embodied energy; Open cut; Pipe bursting; Cured-in-place pipe; Trenchless
technology; Installation stage; Operation stage; Disposal stage.
and repaving. The operation phase includes pumping energy and (PCCP, PVC, HDPE, and CIPP) with three different types of pipeline
pipeline cleaning. The disposal phase includes energy during pipe- installation method (open cut, pipe bursting, and CIPP) during in-
line material recycling and material disposal. stallation, operation, and disposal. This paper focuses on a large-
diameter 90 cm (36-in.) sewer pressure pipe at 690 kpa (100 psi)
internal pressure, and the pipeline section is 30 m (100 ft) long. The
Emission Calculator Tools Used in Study study is divided into three phases for greater accuracy and
ease of understanding. First is the pipeline installation phase, which
In this study, three methods are used to quantify and analyze includes CO2 emissions from transporting pipe and equipment to
carbon: emission calculator (e-calc) software, the Inventory of the job site, CO2 emissions from construction equipment during
Carbon and Energy (ICE) database, and carbon dioxide emis- installation and repaving activities, and CO2 emissions from back-
sions resulting from diesel and gasoline fuel. The e-calc was fill material production. Second is the operation phase and includes
published by the University of Arizona in 2009. The software is the energy for pumping wastewater and pipeline cleaning. The third
used to determine emissions from construction activities. The is the disposal phase, which includes the energy consumed for
user is required to input equipment and project data to calculate material disposal. Finally, by adding all the phases together to get
the emissions for a specific project. The data for the project can the total CO2 emissions, one can see which pipe material and
be obtained from the daily project progress reports or productiv- installation method are more environmentally friendly than the
ity estimates, while equipment-specific information should be others.
acquired from company records (Ariaratnam and Sihabuddin
2009). The ICE database was published by the University of
Bath in the UK in 2011. The ICE database provides an embodied Installation Phase
energy (EE) value for each material. The EE can be defined as
the total primary energy consumed during direct and indirect The second phase of the pipeline life cycle is installation. The en-
processes associated with a material within the cradle-to-gate ergy consumed in this phase varies from one method to another
boundaries (Hammond and Jones 2011). The data used for carbon depending on several factors, for example, the amount of equip-
dioxide emissions resulting from diesel and gasoline fuel were ment, the time required to finish the project, and the location of the
based on data from the USEPA Office of Transportation and Air project. In this study, three installation methods are used: open cut,
Quality (USEPA 2005). pipe bursting, and cured-in-place pipe.
Open cut is the most common method used for underground
utility construction because of the basic approach of excavating soil
Methodology and laying the pipeline, as shown in Fig. 2(a). The open cut method
consists of excavating a trench for manual pipeline installation.
It is necessary to have similar project specifications in order to com- The open cut method requires more equipment and time to remove
pare four pipeline materials; however, the objective of this study the large volume of soil during pipeline installation compared to
is to estimate CO2 emissions for four types of pipeline materials trenchless technology. Tavakoli and Najafi did a study to compare
Fig. 2. (a) Open cut; and (b) CIPP installation methods. (Images by John C. Matthews.)
open cut and tunneling methods with respect to carbon emissions (Simicevic and Sterling 2001). Ariaratnam and Sihabuddin com-
during installation for a 40.2 km (25-mi) pipeline. The results pared open cut and pipe bursting and found that emissions gener-
showed that the total CO2 produced using the open cut method is ated from the open cut construction method were about 77% higher
approximately six times more than the CO2 produced using the in GHGs and approximately 80% greater in criteria pollutant
tunneling method (Tavakoli et al. 2017). emissions compared to the pipe bursting construction method
Cured-in-place pipe is a common technology used to repair (Ariaratnam and Sihabuddin 2009). Joshi compared open cut and
existing pipeline. It is an economical trenchless technology method pipe bursting in terms of CO2 emissions. A gravity sewer pipeline
compared to the open cut method. CIPP has been in use since the with a 1,554-m-long, 20.3 cm (5,100-ft-long, 8-in.) diameter was
1970s in London (Najafi 2005). A CIPP liner typically consists of a considered at a depth of 3.04 m (10 ft). The outcome of the study
lining tube saturated with resin, which is installed in the existing indicated that pipe bursting resulted in approximately 73.4% less
pipeline. Also, the tube should be fabricated to fit and take the CO2 emissions in connection with construction machinery (Joshi
shape of the existing pipeline. CIPP can be installed by pulling the 2012).
liner into the existing pipe. CIPP can be cured with hot water,
steam, or ultraviolet light (Matthews 2014). Fig. 2(b) shows a sche- Transporting Pipe and Equipment to Job Site
matic for CIPP installation.
Pipe bursting is a trenchless technology method that is widely The first step of a pipeline installation project is to transport equip-
ment and pipes to the job site. The transport is based on the distance
used for the rehabilitation of deteriorated pipelines when the new
from the manufacturing site or company to the job site. In this
pipeline is the same size or larger and in the same location (Simicevic
study, 32.1 km (20-mi) is the distance between job site and manu-
and Sterling 2001). Pipe bursting is an economical method compared
facturing. To quantify the carbon emissions for the transport stage,
to open cut because it uses less equipment and time and reduces
it is required to count the trucks and the number of trips for each
disturbance to nearby residents. Fig. 3 shows the pipe bursting
truck. By knowing the truck fuel consumption rate per kilometer
operation layout. Pipe bursting was first developed in the UK
(mile) and CO2 emission rate from each liter (gallon), the total
in the late 1970s by D. J. Ryan and Sons. The method was patented CO2 emissions can be calculated, as shown in Table 1.
in the UK in 1981 and in the US in 1986. There are three methods The following considerations are used at this stage:
of pipe bursting: hydraulic, pneumatic, and static pull. The dif- • Flat-bed trucks from the year 2010 are used to transport pipe and
ference between the three pipe bursting methods is the way in equipment to the job site.
which the old pipe is broken, the source of energy, and operation. • The distance between the job site and pipe and equipment
Selection of the pipe bursting method is dependent on the soil storage is 32 km (20 mi).
condition, upsizing required, type of new pipeline, depth of the • Diesel fuel consumption is 5.9 mi=gal. for each truck (Williams
existing pipeline, and the availability of experienced contractors et al. 2017).
• CO2 emissions from 1 gal. diesel fuel is 22.2 lb=gal. (USEPA
2005).
Fig. 4. e-calc software used to evaluate carbon emissions of open cut construction method during installation phase.
operator efficiency, and equipment efficiency. At the job site, the 1. Considerations:
CO2 emissions depend on the location, trench cross section, volume • Emission calculation (e-calc) software is used to estimate
of earthwork, type of soil, hauling distance, water table, and and quantify carbon emissions.
weather conditions (Chilana et al. 2016). Emission calculation • All equipment and trucks are assumed to be manufactured in
(e-calc) software is used to estimate and quantify the carbon emis- 2010, which mean they are 8 years old.
sions during installation. Fig. 4 shows an example of e-calc soft- • For open cut, the trench length is 36.5 m (120 ft), the trench
ware used to calculate the carbon emissions during pipe installation width is 3.0 m (10 ft), and the trench depth is 3.0 m (10 ft).
for the open cut construction method. • For pipe bursting, the size of the two pits are 12 ft long, 3.0 m
As shown in Tables 2–4, the open cut construction method in- (10 ft) wide, and 3.0 m (10 ft) deep.
cludes digging the trench, hauling the spoil, and laying the pipe. • For CIPP, the size of the two pits are 2.4 m long, 2.4 m wide
The pipe busting method entails digging the entry and exit pits, (8 ft long, 8 ft wide), and 3.0 m (10 ft) deep.
hauling the spoil, and breaking the old pipe. The CIPP method • The capacity of the dump truck used to haul the spoil is
includes digging the entry and exit pits, hauling the spoil, pulling 11.5 m3 (15 cubic yards).
the liner inside the host pipe, and curing the new pipe. • The swell factor is assumed to be 40% for hauling spoil.
Pickup truck Ford 250 (4 × 4) 3,037 kg (6,695 lb) Diesel Transport workers and materials 24 trips
Water truck CAT CT 660 27,216 kg (>60,000 lb) Diesel Dust control 1 trip
Note: Total CO2 emissions = 9,974 kg (21,990 lb).
Table 3. CO2 emissions during pipeline installation for pipe bursting method
Use/number
Equipment Type/model Power/weight Fuel General use of trips
Equipment details
Backhoe CAT 415F2 50,708 W (68 hp) Diesel Excavate access pits and backfill 4h
Tension winch TT Technologies RW20 35,794 W (48 hp) Diesel Pull new pipe into host pipe 2h
Air compressor Ingersoll rand 10T3NLH200 14,914 W (20 hp) Diesel Power pneumatic tools 10 h
Fusion machine Ritmo Delta 1,000 Trailer 24,981 W (33.5 hp) Electricity Connect PVC pipes 2h
Generator Kohler 40REOZK4 46,979 W (63 hp) Diesel Provide electricity to power equipment 10 h
Chainsaw ICS 680PG 10 3,728 W (5 hp) Gas Clean and cut extra PVC pipe 1h
Pavement saw Husqvarna Fs 3500 E 22,371 W (30 hp) Gas Cut pavement 2h
Wastewater pump Honda GX 270 11,185 W (15 hp) Gas Bypass for existing pipeline 48 h
Water pump Honda GX 270 11,185 W (15 hp) Gas Dewatering 48 h
Truck Details
Dump truck CAT CT 660 27,216 kg (>60,000 lb) Diesel Haul spoil 11 trips
Pickup truck Ford 250 (4 × 4) 3,037 kg (6,695 lb) Diesel Transport workers and materials 8 trips
Note: Total CO2 emissions = 2,300 kg (5,071 lb).
Carbon Emissions from Backfill Materials and Backfill should not contain debris, big stones, or unstable material.
Repaving As shown in Fig. 5, the depth of the trench for the three methods is
3.04 m (10 ft): the first 0.6 m (2 ft) is gravel as foundation, 1.21 m
Backfilling refers to refilling the trench with the same material or (4 ft) of sand surrounds the pipe, and the last 1.21 m (4 ft) is dirt.
new material. In this study, new backfilling materials are used. The thickness of the pavement is assumed to be 10.16 cm (4 in.).
© ASCE
20000
12298
6552
0
Pipe
Open-cut CIPP
of the pipeline during cleaning using the pigging method. Access Bursting
Backfill 73134 12298 6552
to a pipeline is required for pig insertion, so this may be a Installation and Repaving 23270 5171 3801
significant problem when using the pigging method for a pressure Transport Pipe and Equipment to
1053 453 302
Jobsite
pipeline, unless access can be provided at the pump station
Installation Methods
(Morrison 2010).
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The processes of pumping and water treatment are the largest Fig. 6. CO2 emissions during installation phase.
consumers of energy in water use and recycling (EPA 2013).
For pipeline cleaning, in this study, two things are taken into
consideration: the amount of water that will be used to clean the
pipeline and the amount of fuel that will be consumed by the to dispose of the rest of the materials. Recycling consumes energy,
pumper truck to transport water to the job site. The water that will but the recycling energy is generally small compared to the initial
be used to clean the pipeline will go in the system and to the plant embodied energy. Total energy use throughout the life cycle of a
for treatment. Thus, this research will focus on how much energy pipeline is high and impacts the environment through CO2 emis-
will be used to treat the water used for cleaning. According to EPA sions. Recycling makes it possible to reduce the energy consumed
(2013) (energy efficiency in water and wastewater facilities), the in the fabrication phase by using recyclable/reusable materials.
energy used for water treatment is 100–16,000 kWh=MG. For fuel Recycling is the reprocessing of recovered materials at the end of
consumption, this study will determine how many trucks will be the product life so they can be reused. This study assumes that a
needed to clean the pipeline and, based on the distance and number new pipeline is used at the end of the useful service life of the old
of trucks, will determine how much CO2 will be emitted. Table 9 pipe. Considering each type of pipe material, determining what
shows the total CO2 emissions during the pipeline cleaning stage. content can be recycled and how much embodied energy will be
The following considerations were made: used in recycling, and adding the energy consumption for each
1. The pigging method is used for pipeline cleaning every 10 years, material in the pipe makes it possible to obtain the total energy used
which means it will be used 10 times over the life of the to recycle the pipe (Table 10).
pipeline. The use of environmentally friendly and recyclable materials is
2. The distance between the job site and truck storage is the key to reducing CO2 emissions and improving environmental
32.1 km (20 mi). impacts. Many materials have significant environmental impacts
3. Fuel consumption is 5.9 mi=gal. of diesel fuel (Williams et al. from CO2 emissions. The use of recyclable materials can reduce
2017). CO2 emissions by more than half. Table 11 shows the differences
4. CO2 emissions from diesel are 22.2 lb=gal. (USEPA 2005). between fabricating pipes from virgin materials (previous study)
5. The energy used for water treatment is 0.002502 kWh=gal. versus using recycled material. CIPP cannot be recycled because
(EPA 2013). of the epoxy resin.
6. Owing to interior roughness in PCCP, the amount of water used This study shows that most of the energy consumed to fabricate
for cleaning is assumed to be 1.2 times the volume of the pipe. PCCP comes from steel, and a small amount of energy comes from
7. The CO2 emission rate used in this study is 1.2038 lb=kWh concrete. The concrete in PCCP is assumed to recyclable into ag-
[eGRID2014 (EPA 2014)]. gregate, assumed to be 80% steel and 20% concrete here. Aggre-
gate can be used again for pipeline bedding or in the concrete
core of PCCP. Half of PVC and HDPE pipe is considered to be
Disposal recyclable into the same material again. Because CIPP cannot
be recycled, it requires 100% virgin materials. The energy con-
At the end of the useful service life of a pipeline, the pipe is dis- sumed to dispose of the material that cannot be recycled is consid-
posed of, recycled, or abandoned. This part of the study focuses on ered to be 3.5% of the fabrication energy (Table 12) (ImpEE
recycling material and EE for recycling and the energy required Project 2005).
Re 1,096,774 — Re ¼
v
Friction factor (f) 0.0225 — From Moody diagram for frication factor for
pipes
fL V 2
Friction head loss 0.07 (0.23) m (ft) hf ¼
d 2g
Pump head (Hp) 0.37 (1.23) m (ft) hp ¼ ΔZ þ hloss ΔZ ¼ 1 ft
Pump efficiency 70% — Assumption
Specific weight (γ) 999.84 (62.418) kg=m3 ðlb=ft3 Þ Gupta (2008)
γQHp
Pump brake power 2,983 (4) W (hp) BHP ¼
550η
Working hours/day 6 h Assumption
Energy consumed/year 6,535 kWh 1 hp = 0.746 kW
CO2 emission rate 0.546 (1.2038) kg=kWh ðlb=kWhÞ eGRID2014
CO2 emissions for 100 years 356,841 (786,700) kg (lb) Total energy for 100 years × CO2 emission rate
Polyvinylchloride (PVC) pipe
Wall thickness 2.22 (0.875) cm (in.) AWWA C905
Inside diameter 87 (34.25) cm (in.) Outside diameter—2 × wallthickness
Flow rate 0.57 (20) m3 =s ðft3 =sÞ Assumption
Hazen–Williams coefficient (C) 140 — Gupta (2008)
π
Cross-sectional area (A) 0.59 (6.38) m2 ðft2 Þ A ¼ ðdÞ2
4
Q
Velocity of flow 0.96 (3.14) m=s ðft=sÞ V¼
A
Equivalent roughness of PVC (ε) 5× 10−6 — Gupta (2008)
Kinematic viscosity (v) 0.93 × 10−5 ft2 =s Gupta (2008)
Vd
Re 962,258 — Re ¼
v
Friction factor (f) 0.0118 — From Moody diagram for frication factor for
pipes
fL V 2
Friction head loss 0.019 (0.063) m (ft) hf ¼
d 2g
Pump head Hp 0.32 (1.063) m (ft) Hp ¼ ΔZ þ hloss ΔZ ¼ 1 ft
Pump efficiency 70% — Assumption
Specific weight (γ) 999.84 (62.418) kg/m3 (lb=ft3 ) Gupta (2008)
γQHp
Pump brake power 2,573 (3.45) W (hp) BHP ¼
550η
Working hours/day 6 h Assumption
Energy consumed/year 5,636 kWh 1 hp = 0.746 kW
CO2 emission rate 0.546 (1.2038) kg/kWh (lb=kWh) eGRID2014
CO2 emissions for 100 years 307,762 (678,500) kg (lb) Total energy for 100 years × CO2 emission rate
High-density polyethylene (HDPE)
Wall thickness 5.4 (2.12) cm (in.) AWWA C906
Inside diameter 80.7 (31.76) cm (in.) Outside diameter—2 × wall thickness
Flow rate 0.57 (20) m3/s (ft3 =s) Assumption
Hazen–Williams coefficient (C) 140 Gupta (2008)
π
Cross-sectional area (A) 0.51 (5.52) m2 (ft2 ) A ¼ ðdÞ2
4
Q
Velocity of flow 1.1 (3.62) m/s (ft=s) V¼
A
Equivalent roughness of PVC (ε) 5× 10−6 Gupta (2008)
Kinematic viscosity (v) 0.93 × 10−5 ft2 =s Gupta (2008)
and disposal phases of a pipeline’s life cycle (Table 13 and Fig. 8).
The installation phase includes transporting the pipeline and con-
struction equipment to the job site, pipeline installation, backfilling,
and repaving. The operation phase includes pumping energy and
pipeline cleaning, and the disposal phase includes the energy for
disposal of the nonrecyclable materials of the pipeline. Four pipe-
line materials are used in this study: PCCP, PVC, HDPE, and CIPP.
However, three installation methods are used to install the pipeline:
the open cut method is used to install PCCP, the pipe bursting
method is used to install PVC and HDPE, and the CIPP method.
The first phase of the pipeline life cycle (fabrication) was examined
in a previous study (Alsadi et al. 2019), whose results found that
CIPP had the highest CO2 emissions during fabrication due to the
high embodied energy in epoxy resin and because the pipe must be
relined after 50 years, its lifetime. This study aimed to evaluate the
Fig. 7. Polyurethane pigs. (Reprinted with permission from Morrison
environmental impact over the course of 100 years. It was found
and Wang 2010.)
that PCCP had the lowest CO2 emissions. This study looked at the
0
installation, operation, and disposal phases. The installation phase PCCP PVC HDPE CIPP
Disposal 279 1061 2245 6971
in this study was divided into three parts (Fig. 6): energy consumed Operation 793251 686604 700303 742967
during pipe and equipment transport, energy consumed from equip- Installation 97457 17922 17922 21310
Fabrication 23326 56492 106557 199183
ment operation, and, finally, energy consumed from the production
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Pipe Materials
of material used for backfilling. Because open cut requires more
Fabrication Installation Operation Disposal
construction equipment at the job site to dig trenches and more
backfill material to fill up the trenches compared with the pipe Fig. 8. CO2 emissions during life cycle of pipe materials.
bursting and CIPP methods, open cut consumes the most energy
during the installation phase, while CIPP is the most environmen-
tally friendly method because it requires less equipment at the job
site, smaller entry and exit pits, and curing the pipe on the job site. emissions are 23,942 kg (52,784 lb). With the pipe bursting
Pipe bursting methods create more carbon emissions compared to method when using asphalt, CO2 emissions are 3,990 kg
the CIPP method due to the need for more equipment at the job site, (8,797 lb), but they are 619.15 kg (1,365 lb) when using reinforced
the bigger entry and exit pits, and the requirement to transport pipe concrete. In the CIPP method, when asphalt is used to repave, CO2
to the job site compared to the CIPP method. To install a 30.4 m emissions are 2,128 kg (4,692 lb) but 330 kg (728 lb) for concrete
(100-ft) pipeline section with a 91.44 cm (36-in.) diameter, the pavement. Choosing the right material will result in significant re-
open cut method requires an excavation trench 36.5 m (120 ft) duction in carbon use, which will help mitigate GHG emissions.
long by 3.67 m (12 ft) wide. In this study, the size of the pits for For the operation phase, PCCP has the highest energy consump-
the pipe bursting method was 12 × 10 ft, and for the CIPP method tion compared to CIPP, PVC, and HDPE due to the inside pipe
it was 10 × 8 ft. diameter and the roughness of the pipe interior surface. A small
In this study, asphalt is used to repave the trench surface. diameter requires a stronger pump to pump the wastewater at a cer-
Asphalt has a higher EE (0.63 kWh=lb) compared to reinforced tain pressure to keep the same flow rate. A smoother interior pipe
concrete (0.0945 kWh=lb). (ICE database). For the open cut method, surface requires less pump energy compared to a rougher interior
when using concrete pavement, CO2 emissions are 3,096 kg pipe. For pipeline cleaning, the energy consumed in this part is too
(6,826 lb), but when using asphalt to repave a surface, CO2 small and could be negligible. The only energy considered in this
This study focuses only on the environmental impact (carbon developing and implementing greenhouse gas reduction programs.
footprint) of pipeline materials during life cycle phases; regarding Washington, DC: EPA.
social and direct costs, an earlier study on the social costs of EPA. 2014. eGRID2014 US grid intensity. Washington, DC: EPA.
pipeline infrastructure projects could be used to evaluate social and Gupta, R. S. 2008. Hydrology and hydraulic systems. Long Grove, IL:
direct costs. Waveland Press.
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• The embodied energy database used in this study represents the
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• All construction equipment was made in 2010, and the ImpEE Project. 2005. Recycling of plastics. Cambridge, UK: Univ. of
dump truck used was of medium size [11.5 m3 (15 cubic Cambridge.
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• Maintenance and repair are not included in the operation phase bursting.” M.S. thesis, College of Technology, Architecture and
and assumed to be negligible. Applied Engineering, Bowling Green State Univ.
• The design life of PCCP, PVC, and HDPE is 100 years, while Khan, L. R., and K. F. Tee. 2015. “Quantification and comparison of
that of CIPP is 50 years. In reality no pipeline remains in service carbon emissions for flexible underground pipelines.” Can. J. Civ. Eng.
for 100 years because most fail before reaching the 100-year 42 (10): 728–736.
Matthews, J. 2014. Demonstration and evaluation of innovative waste-
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material generated the lowest amount of CO2 . The study found that rehabilitation. EPA Rep. 2010. Cincinnati: USEPA, National Risk
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footprint compared to PCCP, HDPE, and CIPP. The CIPP method Division.
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and environmental impact) be considered to help decision makers Piratla, K., S. Ariaratnam, and A. Cohen. 2012. “Estimation of CO2
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method. This study can be used as a reference for any pipe length,
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