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a r t i c l e i n f o a b s t r a c t
Article history: The manufacturing sector was an early promoter of CO2 mitigation and low-carbon development stra-
Received 13 February 2015 tegies in many countries. The basic unit for these development strategies is enterprises. In order to
Received in revised form quantify their performance on resource saving and emission reduction, this study proposed a carbon
22 August 2015
flow analysis (CFA) approach based on substance flow analysis (SFA). Four special evaluation indicators
Accepted 17 October 2015
Available online 26 October 2015
including the percentage of carbon stored in the product (RC-P), the percentage of carbon as CO2 (RCCO2 ),
the percentage of carbon in solid waste (RC-SW), and the percentage of carbon in COD (RC-COD) were
developed. A case study was conducted in an herbal medicine plant, which consumes huge amounts of
Keywords:
Low-carbon economy
fossil fuel and discharges 255 tons of biomass waste per year. Cleaner production (CP) technologies were
Bioenergy introduced to achieve low-carbon transformation and the CFA approach was used to evaluate the
Cleaner production effectiveness. After implementing CP technologies, RC-P was 4.23%, 1.65 times higher than before,
Carbon flow analysis meaning that the carbon utilization efficiency of the firm increased by 65%. The RCCO2 was 62.70%,
Technology assessment meaning that an 11.13% reduction was obtained. The RC-SW increased by 23.05%, and the absolute amount
Industrial biomass waste of carbon in solid waste was reduced by 45.35 tons. If the whole Chinese herbal medicine industry
implemented this CP technology integration, it would save 914,622 tce of fossil fuels, reduce herb residue
discharge by 1.14 million tons and reduce CO2 emissions by 1.72 million tons per year. This research
provided a model and an effective assessment tool for low-carbon transformation of industries that
produce large amounts of biomass waste.
© 2015 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jclepro.2015.10.067
0959-6526/© 2015 Elsevier Ltd. All rights reserved.
50 X. Meng et al. / Journal of Cleaner Production 163 (2017) 49e57
example, the Mediterranean region has a high concentration of the flow analysis at enterprise level is still limited. It is widely
world's wine, olive oil, canned fruits and vegetables industries acknowledged that there has been little quantitative research that
(Benavente et al., 2014). Brazil is the world's largest producer of evaluates CP technologies using carbon flow analysis at the enter-
bioethanol using sugarcane (Petruccioli et al., 2011). Enterprises in prise level.
these industries often face similar challenges: a surprising number Based on previous studies, as well as the analysis above, it is
of wastes take up a lot of land. These wastes often have high water necessary to develop a low-carbon technology evaluation approach
content and spoils easily, causing environmental pollution. which is easy to operate and can assess resource utilization effi-
The herbal medicine industry is a typical example of these in- ciency and carbon emissions for industries that produce large
dustries, as it produces huge amounts of biomass waste, called herb amounts of biomass waste. Given its carbon-orientation and the
residue. How to reuse this biomass industrial waste is a very urgent, limitations of the above evaluation methods, a carbon flow analysis
yet difficult-to-solve problem for enterprises. In order to solve this approach based on substance flow analysis (SFA) for low-carbon
problem, pyrolysis liquefaction technology is used in this study to assessment of CP technology integration at company level is pro-
convert the industrial biomass waste (herb residue) to bio-oil that posed in this study. In order to understand the carbon flow more
can be used in the production process to replace fossil energy. In clearly, four special indicators have been developed: the percentage
addition, other efficient CP technologies such as Ethanol recycling of carbon stored in the product (RC-P) (This shows the carbon uti-
for the low-carbon development of the herbal medicine industry lization efficiency of a system); the percentage of carbon emitted as
have been introduced. Finally, the results of the CP technology CO2 into the atmosphere (RCCO2 ), the percentage of carbon in COD
integration have been evaluated in this study. (Chemical Oxygen Demand) (RC-COD) and the percentage of carbon
To date, there are several publications about the quantitative in solid waste (RC-SR); the last three indicators show the carbon
assessment of CP technology. Fijał (2007) presented a set of profile emissions in the environment.
indices including raw material, energy, waste, products and The purpose of this research is to investigate the low-carbon
packaging profiles. These indices are used to determine an inte- development model for industries which produce large amounts
grated environmental assessment index of cleaner production of biomass waste. A suitable tool to evaluate the energy and
technologies. Tseng et al. (2009) used the fuzzy analytic hierarchy emission benefits of CP technologies will be developed. This will aid
process (AHP) methodology to discuss the different decision the decision-making for further technology selection, especially for
criteria (e.g., organizing, systems and technologies, measurement industries that produce large amounts of biomass waste like the
and feedback) for effective CP implementation in PWB herbal medicine industry. The results can help organizations
manufacturing in Taiwan. Jia et al. (2014) established a compre- identify the differences between the desired and current situation,
hensive indicator framework and also used a fuzzy AHP model to whether they need to implement CP strategies, and which tech-
evaluate cleaner production in the vanadium extraction industry. nologies to promote. Furthermore, it can help managers find for
Basappaji and Nagesha (2014) presented a fuzzy logic approach to improvement, and exploit potential energy savings and pollutant
estimate the CP level. A benchmarking approach using two-stage reduction opportunities.
super-efficient data envelopment analysis (DEA) was used to
assess the cleaner production performance in coal-fired power
2. Integration of CP technologies in herbal medicine industry
plants (Zeng and Ren, 2010). In general, the above methods based
on an integrated index have useful policy implications. But the
2.1. The herbal medicine industry in China
index system is rather complex as it contains many numerical
indicators. In addition, it is an empirical model, so if indices or
The herbal medicine industry is a typical industry that produces
indices' weights are altered, the assessment results change
large amounts of biomass waste. China is the birthplace of Chinese
significantly. As a result, the evaluation requires a lot of time and
medicine, at present there are nearly 2000 herbal medicine en-
the results were unreliable.
terprises. It produces about 1.5 million tons of solid waste annually
Life cycle assessment (LCA) is a widely used method for eval-
after the extraction of medical active components from natural
uating the overall environmental impacts of technology
plants (Wang et al., 2010). Solid waste, called “herb residue”, spoils
(Medeiros et al., 2015; Bouvart and Prieur, 2009; Hermann et al.,
easily and has a powerful stench. It can also be washed into the
2007). It focuses on complete life cycle stages and provides
surrounding environment via rainfall. Almost all the Chinese herbal
comprehensive evaluations. But there were also some limitations
medicine enterprises use fossil fuels directly or indirectly as their
of LCA in China. For example, it usually needs large amounts of
main source of power, which are typical “high carbon” energy
data which are not easy to obtain. In addition, it evaluates a broad
consumption structures and produce large amounts of greenhouse
range of environmental impacts, even though some are unrelated
gases.
to the study. It is also unable to assess a system's resource utili-
Herb residue is the solid that is left over after extracting trace
zation efficiency.
biological molecules from plants, whose main ingredients are cel-
Although there have been studies on the quantitative evaluation
lulose, hemicellulose and lignin. Therefore it is a common industrial
of CP technology, there are few studies conducted from the low-
waste biomass and can be employed as a renewable energy source.
carbon perspective. Substance flow analysis (SFA) is a branch of
material flow analysis. It is an important tool to present the
metabolism of typical resources or elements at global, national, 2.2. Basic case enterprise information
regional, industrial park and firm levels (Brunner and Rechberger,
2004). Up to now, SFA studies are concentrated at the national, The case enterprise is a famous Chinese medicine pharmaceu-
regional and industrial park level (Mao et al., 2006; Graedel et al., tical enterprise founded in 1944, and located in Tianjin city, in the
2004; Wen and Meng, 2015). SFA is an effective method to iden- northeast of China near the Bohai Bay. It is the largest domestic
tify the carbon footprint of industrial processes. The SFA results can manufacturer of dripping pills, and Composite Salvia Dropping Pill
provide evidence for carbon emission management decisions (Yu (CSDP) is one of its most important products. The main production
et al., 2015). Zhang et al. (2013) presented an analysis of low- process of CSDP is shown in Fig. 1. Most of the domestic TCM en-
carbon industrial symbiosis (IS) technology for carbon mitigation terprises use concentrated leach processing for mass production.
in a Chinese iron/steel industrial park. But the research on carbon This involves extraction, concentration and alcohol precipitation.
X. Meng et al. / Journal of Cleaner Production 163 (2017) 49e57 51
Condenser
Incondensable gas
Steam filtration waste stream Residue
collector collection bag
255 tons of herb residues are produced per year, which takes up 3.1. Carbon flow analysis system boundary
a lot of land and spoils easily.
The production consumes a huge amount of electricity, which is Based on the material flow analysis method, the main produc-
generated from the coal and is a “high carbon” energy user. tion process in the herbal medicine enterprise and the
Ethanol recovery efficiency needs to be improved inputeoutput analysis were combined. The system boundary
Other problems, for example, cleaning water is not recycled studied is shown in Fig. 3. The research boundary for carbon flow
analysis contains three main parts: the main raw materials from the
The corresponding CP technologies are used to solve the above natural systems into the enterprise, the products produced in the
problems in CDSP production. The details of each technology are enterprise and the solid, liquid and gas waste discharged into the
presented here (see Table 1). environment.
Table 1
Cleaner production technology integration for low-carbon orientated CSDP production.
1 Herb residue pyrolysis and utilization HRPU Through pyrolysis, herb residue is converted to bio-oil, then the bio-oil replaces fossil fuels
in the extraction and concentration process.
2 Key equipment automatic control KEAC Automatic cooling control of the circulating water temperature can be implemented by increasing
technology the temperature sensors, variable frequency drive system, PID regulator, etc.
3 Ethanol recovery technology ER Changed the condenser in the extraction plant to a spiral plate heat exchanger.
4 Cleaning waste water recycling CWWR Recycling clean waste water in the production process.
technology
5 Steam condensation water recycling SCWR Closed condensate recovery technology is used to recycle the steam condensation water
in the extraction plant, then the recycled water is used in the boiler room.
52 X. Meng et al. / Journal of Cleaner Production 163 (2017) 49e57
Inputs Stock Outputs inputs and outputs, measured in tons and percent. For non-
carbonaceous raw materials, energy, products and waste, the car-
Electricity bon contents are recorded as zero. For example, the carbon content
(EC) of water and steam are both zero.
Steam
Extraction, enrichment,
alcohol sinking process
Salvia Products
Flue gas 3.3.1. Carbon from fossil fuels
The main carbon input for fossil fuel is carbon from electricity
Panax Liquid waste
and steam input. The method used to calculate carbon from fossil
notoginseng fuels is based on IPCC 2006 (IPCC, 2006). It is assumed that the
carbon from electricity is equal to carbon (C) emissions in the
(MC)
Ethanol Solid residue thermal power generation process using feed coal. Steam is pro-
duced by a coal-fired boiler, therefore, the carbon from steam is
Water equal to the carbon (C) emission in the steam production using feed
coal.
Note: EC denotes the consumptions of energy, and MC denotes the consumptions of various The formula for converting fossil fuels to carbon is:
materials.
CEC ¼ MCoal WCoal
Fig. 3. The system boundary of carbon flow analysis for the CSDP production process.
¼ ðMEleCoal þ MSteCoal Þ EFCoal CVCoal 12=44 (5)
3.2. Carbon flow analysis of the whole production MEleCoal ¼ QEle K (6)
In Equations (8) and (9), P is the quantity of wastewater generated considered the input, stock and output of carbon before the
in the production process. Coout denotes the concentration of COD at implementation of CP technologies. It is called this “BAU Scenario”
the outlet; Coin denotes the concentration of COD at the inlet. (S0). The second scenario considered the production process after
implementing CP technologies in Table 1. It is called this the “CP
3.4. Data collection and processing Scenario” (S1).
Based on the data collected in Section 3.3, the calculation pro-
3.4.1. Elemental analysis cess is shown in Table 6. In addition, Fig. 4 shows further analysis of
The medicinal herbs (salvia or panax notoginseng) extract and the carbon flow in the production process, and presents a com-
herb residue investigated in this study were obtained from the parison of the two scenarios.
pharmaceutical enterprise. After being dried in an oven at 80 C, From the carbon flow charts, we can see that the CP technologies
these samples were ground using a high-speed rotary cutting mill changed the carbon flow. Fig. 4 compares the carbon flow under S0
and screened to obtain a particle size of 0.15e0.85 mm. Then, and S1. The primary changes were: carbon from electricity, carbon
elemental analysis of these samples was performed using a Flash from steam, carbon as CO2, carbon in herb residue and carbon in
EA1112 elemental analyzer (Thermo Electron). The carbon- ethanol. Under S1 these were reduced by 53.63%, 24.21%, 46.01%,
containing fractions (Wi) of various materials were obtained 75.93% and 55.55% respectively. The carbon in medical herbs put
through this elemental analysis. The test results are displayed in into the production process and the carbon stored in the product
Table 2. The carbon elemental composition of medicinal herbs, were the same in S0 and S1. The carbon utilization efficiency was
extract and herb residue are 43.29 wt.%, 53.35 wt.% and 43.31 wt.% improved by the implementation of CP technology integration.
respectively. Therefore, to implement low-carbon development in the herbal
medical industry, technologies that reduce fossil fuel consumption
3.4.2. Environmental benefit analysis of CP technologies and herb residue discharge should be selected.
After the implementation of CP technologies, a large amount of
material/energy was saved. Based on the investigation of the main
4.2. Low-carbon assessment results using indicators under two
low fossil-carbon transformation projects, the related environ-
scenarios
mental benefit is quantified in Table 3. To calculate total fossil fuels
saved, the quantity of electricity and feed coal is converted into
According to the calculation method in Section 3.4 and 3.5, the
standard coal equivalent according to their heating value, which is
final low-carbon assessment results of different parts and in-
measured in tce (ton of standard coal equivalent). 1 tce is equal to
dicators can be obtained (see Table 7, Fig. 5).
7000 kcal. In total, more than 190 tce of fossil energy and 92 tons of
The results show that: after the implementation of CP technol-
ethanol were saved. CO2 emissions and herb residue were reduced
ogies e when producing the same amount of product e the amount
by 350 tons and 193 tons respectively.
of total carbon put into the production system is 406.91 tons, which
is 39.24% lower than S0. The amount of resources conserved is
3.4.3. Basic input/output data collection
remarkable.
A field investigation was conducted to obtain the quantity of
Fig. 5 is a comparison of low-carbon evaluation indicators be-
various inputs (salvia or panax notoginseng, energy sources),
tween the two scenarios. After implementing CP technologies, the
products (CSDP) and outputs (herb residue and wastewater) in the
percentage of carbon stored in the product (RC-P) was 4.23%, which
CSDP production process in 2013 (see Table 4).
is 1.65 times higher than S0. This means that carbon utilization
efficiency increased by 65.00%. In addition, the percentage of car-
3.5. Low-carbon evaluation indicators
bon as CO2 emitted into the atmosphere (RCCO2 ) was 62.70%,
which is 11.14% lower than S0. The percentage of carbon in solid
In order to more clearly understand the flow of carbon in
waste (RC-SW) increased by 23.05%, because the total amount of
different parts and assess the low-carbon benefits of CP technology
carbon put into the system as the denominator decreased. How-
integration scenario, this study introduced four indicators: RC-P,
ever, the absolute amount of carbon in solid waste was reduced by
RCCO2 , RC-SR and RC-COD. The descriptions and calculation formulas
45.35 tons. The percentage of carbon in herb residue (RC-HR) was
of these indicators are shown in Table 5.
reduced by 60.40%. This shows that the CP Scenario was effective in
the reduction and reuse of the herb residue.
4. Results and discussion
4.1. Carbon flow analysis under two scenarios 4.3. Low-carbon orientated development of the herbal medicine
industry by integrating CP technologies
The most important aspect of this paper is the carbon content
calculation of each part. The calculation was carried out based on Cleaner production is a strategy for achieving sustainable pro-
Section 3.4, and divided into two scenarios. The first scenario duction, saving resources and energy, as well as reducing waste and
emissions at the source, which is distinct from end-of-pipe tech-
Table 2
nologies (Basappaji and Nagesha, 2014; Hong and Li, 2013).
The composition of medicinal herbs, CSDP and herb residue determined by Implementing CP has also become an effective strategy to promote
elemental analysis. industrial low carbon development.
Sample Item
Based on the results above, the implementation of CP technol-
ogy integration can bring significant environmental and economic
Elemental analysis (wt. %)
benefits for enterprises. It can also effectively promote enterprise's
[C] [H] [N] [O]a energy conservation and low fossil-carbon development. Ethanol
Medicinal herbs 43.29 5.52 2.10 49.09 recovery technology can only reduce ethanol consumption, and
CSDP 53.35 8.23 0 38.42 cannot reduce CO2 emissions. However, Ethanol recovery technol-
Herb residue 43.31 5.84 1.78 44.15 ogy reduced the percentage of carbon as raw carbon put into the
a
Calculated by difference. production system which caused RC-P to increase. Therefore, it can
54 X. Meng et al. / Journal of Cleaner Production 163 (2017) 49e57
Table 3
Main environmental benefits of the CP technology integration.
1 HRPUa Reduced herb residue discharge by 193.62 ton/a, saved 63.62 tce/a of fossil energy, reduced CO2 emissions by 158.42 ton/a.
2 KEAC Reduced electricity consumption by 53.98 tce/a, and reduced CO2 emission by 134.41 ton/a.
3 ER The recovery percentage of ethanol can be increased by 10%, and its recycling percentage can be increased to 90%, 92.55 tons
of alcohol can be saved annually.
4 CWWR Reduced wastewater discharge 3000 ton/a.
5 SCWR Saved 24% of boiler fuel, which is 37.89 tce/a.
6 Total Saved fossil energy consumption by 155.49 tce/a, reduced CO2 emissions by 292.83 ton/a, 92.55 t/a of ethanol, reduced herb residue
discharge by 193.62 ton/a, and wastewater discharge by 3000 ton/a.
a
Note concerning the benefit calculation for HRPU technology. The results in Section 2.2 show that the highest oil yield was 34.26% with a heating value of 24.91 MJ/kg. The
environmental benefit of this technology is quantified, and details are shown in Annex A. In addition, the environmental benefits of other technologies in Table 3 are quantified
by referring to their feasibility study reports in the enterprise.
Table 4
Basic input/output data in the CSDP production process in 2013.
Table 5
Low-carbon evaluation indicators.
Note: RC-P shows the carbon utilization efficiency of the system. The higher the RC-P, the higher a firm's carbon utilization efficiency. RCCO2 , RC-COD and RC-SW can show the
environmental impact of the system, the lower indicators the better situation.
be concluded that saving raw materials can also reduce carbon recycling. This can be achieved by substituting biomass energy for
emissions from the perspective of the whole life cycle. electricity, saving technical reconstruction, and reuse of industrial
The low-carbon development for herbal medicine industry wastes, particularly herb residue. Based on these criteria, we
should focus on reducing fossil fuel consumption and waste designed a low-carbon development framework based on CP
technological transformation for the herbal medicine industry, see
Fig. 6.
Table 6 According to statistics, the herbal medicine industry in China
Carbon content calculation of main input, stock and output under the two scenarios. produced about 1.5 million tons of herb residues annually (Wang
Item Mi (tons) Wi (%) Ci (tons) et al., 2010). If all the enterprises of Chinese herbal medicine in-
dustry implement the CP technology recommended in this
S0 S1 S0 S1
research, it will save 914,622 tce of fossil fuels, reduce herb residue
Input 1 Electricity 478.13 221.68 73.44 351.14 162.80
discharge by 1.14 million tons and reduce CO2 emissions by 1.72
2 Steam 161.09 122.09 73.44 118.30 89.66
3 Medical herbs 272.0 272.0 43.29 117.75 117.75 million tons per year. At the same time, the carbon utilization ef-
4 Ethanol 166.58 74.03 49.57 82.57 36.70 ficiency of the whole herbal medicine industry will increase by 65%.
Stock 4 CSDP 32.28 32.28 53.35 17.22 17.22
Output 5 Herb residue 255.0 61.38 43.31 110.44 26.58
5. Conclusion
6 CO2 1732.88 935.55 27.27 472.60 255.15
7 COD 1.00 0.85 37.45 0.37 0.32
8 Othersa / / / 69.13 107.64 In this paper, the cleaner production integration, including herb
Note: Ci, Mi and Wi denote the carbon contents, weights and carbon-containing
residue pyrolysis and utilization, ethanol recovery, key equipment
fractions of various inputs and outputs. automatic control, etc., are introduced to achieve the low-carbon
a
Calculated by difference. transformation for Chinese herbal medicine industry. Then, this
X. Meng et al. / Journal of Cleaner Production 163 (2017) 49e57 55
Fig. 4. Carbon flow chart of the production process under two scenarios.
research developed carbon flow analysis (CFA) combined with four material, because this index can directly display the carbon utili-
special indicators (RC-P, RCCO2 , RC-SW and RC-COD) as a new quanti- zation efficiency of the system. The indicators of RCCO2 , RC-SW and
tative method to evaluate the effectiveness of low-carbon CP RC-COD are also useful for the evaluation of carbon emissions. These
technology integration for the industry. The results showed that the can effectively reflect the level of low-carbon development. This
amount of total carbon put into the production system after research provides an effective tool which is easy to operate and can
implementing CP technologies was 39.25% lower than before when reflect both the resource utilization efficiency and carbon emissions
producing the same amount of CSDP, and the percentage of carbon for industries that produce large amounts of biomass waste. It is
as CO2 emitted into the atmosphere (RCCO2 ) was also 11.14% lower useful for the governments to assess and compare the low-carbon
than before. This low-carbon orientated development model by benefits of these industries.
integrating CP technologies could bring remarkable benefits on Pyrolysis liquefaction technology can convert the industrial
fossil fuel saving and emission reduction for Chinese herbal med- biomass waste to bio-oil, then, the bio-oil can be used in the pro-
icine industry. duction process to replace fossil fuel. Biofuel production is a new
For most enterprises implementing carbon flow analysis is easy, economic opportunity to reduce greenhouse gas (GHG) emissions
because of its similarity to material balance accounting, and the
indicators developed in our research are easily calculated. Carbon
utilization efficiency (RC-P) is a suitable indicator for low-carbon
assessment of enterprises that use biomass as the main raw
Table 7
Results of carbon flow analysis in different parts.
S0 S1 S0 S1
Inputs Energy saving and Outputs LHV e Low Calorific Value of bio-oil, which is 2.4913 104 MJ/t
Ethanol emission reduction
recovery, etc.
Carbonaceous raw
as determined in a laboratory;
Products
material
Coe e Coefficient of converting into standard coal equivalent,
Cleaner production
production process
Recycled after
Herbal medicine
Automatic
Flue gas
Plant carbon conversion of standards coal;
fixation, etc.
Renewable energy
(biomass, etc.)
C e Specific heat capacity of herb residue, which is 1.7 MJ/t K;
Solid residue
Technological
DT e Temperature difference between before and after pyroly-
transformation sis, which is 430 K as determined by pyrolysis experiments;
biomass pyrolysis
for producing
h e Thermal efficiency of the pyrolysis furnace, which is 60%;
liquid fuel, etc. EFst-coal e CO2 emission factor of standards coal, which is 2.49;
Existing process Added process ε e The remaining residue after pyrolysis as a percentage of the
original herb residue, which is 24.07%.
Fig. 6. A low-carbon development framework for herbal medicine industry.
In total, 63.62 tce of fossil fuels is saved, and 158.42 tons of CO2
and improve sustainable energy production. Moreover, the possi- and 193.62 tons of herb residues are reduced.
bility of bioenergy production from agro-industrial lignocellulosic
biomass may reduce the dependency on fossil fuels, and it can also
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