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Unpacking Self Control
Unpacking Self Control
Unpacking Self-Control
Angela L. Duckworth1 and Laurence Steinberg2,3
1
University of Pennsylvania, 2Temple University, and 3King Abdulaziz University
(e.g., practicing piano rather than watching television; 12). Indi- right away (9, 15). Such a procedure cannot guarantee that the
viduals can regulate their own emotions, thoughts, or physical impulse to indulge in immediate gratification is equivalent across
actions. In every case, the alternative to self-controlled behavior children, but it is more consistent than if only one kind of treat
—impulsivity—typically brings about short-term gratification at were made available—or if intentions to wait were not verified.
the expense of longer term goals. In summary, the failure to assess or control for the strength of a
To conclude that a child is exercising self-control, one must child’s desire to satisfy a short-term impulse, as well as the sub-
be confident that his or her personally valued long-term goals jective importance of a conflicting long-term goal, may lead to
are in conflict with competing, short-term desires. This ambiva- erroneous conclusions about that child’s capacity for self-control.
lence features an essential asymmetry: The child acutely wants
the short-term desires (e.g., to check my Instagram feed), but WHAT CONTRIBUTES TO SELF-CONTROLLED
upon reflection, the long-term goals (e.g., to do well on tomor- BEHAVIOR?
row’s algebra test) are more valuable. As the philosopher Harry
Frankfurt (13) might put it, what the child wants in the moment Self-controlled behavior is an emergent phenomenon. Research-
may not be what the child wants to want beforehand or after- ers have proposed a variety of taxonomies for organizing the
wards. Therefore, self-controlled behavior is distinct from com- diverse contributing processes (e.g., 16). We suggest that a dual
pliant behavior, which a child enacts in response to an external influence framework helps illuminate developmental trajectories.
authority figure. Self-controlled behavior also differs from Specifically, we find it useful to distinguish processes that
actions taken in the absence of internal conflict between mutu- encourage the pursuit of immediately gratifying urges from those
ally exclusive actions. that encourage actions aligned with more distal goals. Similar
Developmental research often overlooks these distinctions. models have a long history in the study of self-control (17–21).
Instead, behaviors that may represent compliance with authority The dual influence framework we propose here is functional, not
or just the absence of competing inclinations are interpreted as neuro-anatomical. Our framework (see Figure 1) groups pro-
exemplifying self-control. For example, to assess whether a stu- cesses according to whether they facilitate actions aligned with
dious child has prodigious self-control, one would need to deter- longer term goals (volitional processes) or encourage actions that
mine how important academic goals are for that child as well as bring about immediate gratification (impulsigenic processes).
how comparatively enjoyable he or she finds nonacademic pas- If, as we argue, observed self-control is the product of the
times like playing video games or texting friends. While not a interplay between impulsigenic and volitional processes, distin-
substitute for such ancillary measurement, studies tell us that guishing between these two countervailing forces is essential to
most school-age children and adolescents consider schoolwork understanding developmental and individual differences in self-
the most important thing they do for the sake of their own control. In particular, although lapses in observed self-control
futures, but experience studying and homework as less pleasur- are usually attributed to deficiencies in the realm of volitional
able than almost any other waking activity (14). processes, they may have more to do with the relative strength
Relatedly, when implemented correctly, the preschool delay of of an individual’s impulsigenic tendencies. For example, indi-
gratification task (colloquially referred to as the marshmallow viduals with comparable volitional capacity demonstrate differ-
test) begins with a child choosing from a selection of treats the ent levels of self-controlled behavior if they differ in sensitivity
one he or she likes best, then confirming that he or she prefers to rewards, either in general or with respect to particular types
waiting for more of this treat to indulging in a smaller amount of temptations (22–24).
Figure 1. A dual influence framework distinguishes between the oppositional forces of impulsigenic and volitional processes.
Among the psychological processes that facilitate goal-direc- Our dual influence framework is functional rather than neuro-
ted action are executive functions. Executive functions include anatomical. We do not claim that passion and reason have dis-
working memory, response inhibition, and task switching, and crete cortical versus subcortical neuro-anatomical substrates.
are supported by prefrontal and related brain areas (4, 25). Indeed, overlapping and highly interconnected regions might
These basic processes enable individuals to suppress an unde- subserve impulsigenic and volitional processes. Nevertheless,
sirable urge or strengthen a desirable one. Collectively, execu- prefrontal and associated areas (e.g., dorsolateral prefrontal cor-
tive functions facilitate self-controlled behavior in the presence tex, anterior cingulate gyrus) have been associated reliably with
of temptations, allowing individuals to keep abstract goals as self-control across domains (e.g., not just for emotion regulation
active mental representations, voluntarily suppress undesired but also for delaying gratification and suppressing thoughts),
impulses, and switch from one schema to another in accor- whereas midbrain and subcortical areas have been associated
dance with goal-related objectives. At all stages of life, execu- with impulsigenic processes (4, 25).
tive functions as measured by performance tasks like the
Stroop, dimensional card sort, and go/no-go tasks correlate DISTINCT DEVELOPMENTAL TRAJECTORIES
reliably with ratings of self-controlled behavior by informants
(5, 16). However, these associations are small, suggesting that The distinction between volitional and impulsigenic processes
exercising self-control in the real world, on time scales, and in has only begun to influence developmental research on self-con-
contexts that are not easily tested in the laboratory depends on trol. We know much more about the development of the former
more than executive function. These findings also suggest than the latter, with countless studies tracking the growth of
that we need more research into executive function in the con- aspects of executive control during early childhood, middle
text of more affectively laden stimuli than those used tradition- childhood, and adolescence, and showing gradual improvement
ally (26). across an array of capacities (4, 25). Indeed, the implicit model
Self-controlled behavior is also facilitated by diverse metacog- of self-control that guides most developmental research wrongly
nitive strategies (27). For example, in the delay of gratification assumes that individuals’ impulsigenic tendencies remain con-
paradigm, wait time increases dramatically when children men- stant across development, and that what changes with matura-
tally transform the tempting stimulus into something less entic- tion is not the strength of our impulses but our ability to
ing (e.g., thinking of marshmallows as fluffy white clouds; 1,9). exercise control over them. Not surprisingly, then, accounts of
Children can also wait longer when they direct their attention improvement in self-control over the course of childhood focus
away from the treats in view (28). Other tactics take aim at the almost exclusively on volitional processes, leaving open the pos-
physical situation: For instance, by age 6, most children know sibility that increases in self-controlled behavior may be due to
that waiting is easier if you cover the treats, putting them out of decreases in reward seeking or other forces that prompt impul-
sight and mind (29). More recently, taking a psychologically sive acts. Similarly, differences among children of the same age
self-distanced (as opposed to self-immersed, egocentric) per- in displayed self-control are invariably attributed to differences
spective facilitated diligence on tedious work tasks (30) and per- in their regulatory competence rather than differences in the
formance on executive function tasks in young children (31). strength of their urges or their need for immediate gratification.
The same approach facilitated emotion regulation in school-age The distinction between processes that support self-control
children (32). and those that favor sensitivity to immediate stimuli has proven
In contrast, impulsigenic forces incline individuals to seize useful in studying adolescent risk taking. Because volitional
short-term rewards rather than act in their long-term interests. capacity, as reflected in performance on measures of executive
These impulsions can be domain-general (e.g., sensitivity to function, increases linearly between childhood and late adoles-
rewards of any kind, sensation seeking, anxiety) or domain-spe- cence (35), it is difficult to explain why reckless behavior, which
cific (e.g., a craving for sugar, a desire to check Facebook or text often reflects lapses in self-control, apparently increases tempo-
friends). Regardless, unlike volitional processes, impulsigenic rarily during adolescence. If overt self-control were merely a
forces are automatic and involuntary—they are spontaneously function of volitional capability, reckless behavior should
activated in the absence of any conscious desire to do so. Since decline gradually over time. However, this is not the case: Many
so many acts of self-control entail restraining a harmful behavior forms of reckless behavior increase between preadolescence and
rather than initiating a positive one (33), the most obvious late adolescence, and then decline between late adolescence
impulsigenic forces are approach-oriented as opposed to avoid- and adulthood (36).
ance-oriented. However, both reactive undercontrol tendencies This apparent paradox can be explained by examining the tra-
(e.g., restlessness) and reactive overcontrol tendencies (e.g., fear- jectory of reward sensitivity rather than the trajectory of voli-
ful responses to novelty) are evident in children as young as tional capacity. In several studies using a variety of self-report
2 years (6, 34). In either case, volitional processes are required and experimentally derived measures (37), reward sensitivity
to override impulsigenic tendencies that are essentially reactive and sensation seeking follow an inverted U-shaped function,
rather than reflective. increasing between preadolescence and midadolescence,
Figure 2. Different developmental trajectories characterize the growth of sensation-seeking and impulse control during adolescence (37).
peaking in either mid- or late adolescence (depending on the self-control is a tug-of-war between mutually incompatible
measure and sample), and declining thereafter. In contrast, in desires. Advances have been made in training executive func-
the same studies, cognitive control improves linearly during this tion (25) and in teaching children specific metacognitive strate-
same developmental period (as expected). These processes gies (27). Much less is known about how to weaken immediately
apparently follow similarly shaped trajectories among both gratifying impulses, including whether it is possible to do so.
males and females (38) and in different parts of the world (39), Mindfulness practices, which encourage full attention to the
are influenced by different forces—changes in reward sensitivity present moment without judgment, may strengthen volitional
are apparently affected more directly by puberty than are processes and attenuate impulsigenic ones (44). Mindfulness
changes in cognitive control (40), and develop independently of interventions have targeted adults primarily, but interventions
one another (41). are now being adapted for adolescents and even young children
Mid-adolescence is characterized by what has been described (44; see additional publications in the same special issue).
as a maturational imbalance (35) between reward sensitivity and Another promising area of inquiry is redirecting sensation-seek-
impulse control (see Figure 2), which is thought to account for ing tendencies from harmful to more benign ends—perhaps a
the rise in reckless behavior during this time. Although some fast-paced game of pickup basketball can fulfill the same needs
have pointed out that many forms of risky behavior, such as as joy riding or binge drinking (39).
binge drinking, peak later (i.e., in the late teens; 42), this may Second, we need novel measures to distinguish the strength
be due to differential opportunity to engage in certain forms of of an individual’s desires from the power of his or her ability
reckless activity. If the legal drinking age in the United States to keep them in check. Many commonly used questionnaires
were 15 rather than 21, binge drinking would likely peak much assessing self-controlled behaviors are blunt instruments ill
earlier than the early 20s. suited to distinguishing volitional from impulsigenic processes.
However, researchers can ask individuals to introspect, parsing
CONCLUSION their desire to do something from their desire not to do it,
either in retrospect (24) or in real time using experience sam-
The study of self-control has become a vibrant area of inquiry pling methods (45). Of course, the applicability of such self-
within the field of child development. As research on the devel- report methods for young children is questionable, and so we
opment of self-control proceeds, studies will need to distinguish need to create methods that apply across development. Neuro-
between the observed manifestation of self-controlled behavior imaging (e.g., functional magnetic resonance imaging) or
and the two classes of psychological processes that underlie it. event-related potential may be the ultimate tools for parsing
Apparent lapses in self-control may be due to deficiencies in the psychological processes underlying self-control, and collab-
volitional processes, but they may also be due to excessively orations between neuroscientists and psychologists will be nec-
powerful impulsigenic processes. For example, overweight chil- essary to learn more about how these processes interact
dren eat too much. But they eat too much both because they (cf. 35).
cannot control their appetitive impulses (43) and because they
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