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  • Repeat of TC 4

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    imaarha
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    The document appears to be a log of test cases run for the DR (Depositary Receipt) lifecycle. It contains 30 test cases with descriptions like "Upgrade DR from Level I to Level II". Each test case has details of the test run flag, menu path taken, security, issuer, and DR properties modified and whether documentation was required. The log tracks properties before and after running the test cases to test different DR level upgrades, delistings, and data fixes.

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    Original Title

    DRLifeCycle

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    The document appears to be a log of test cases run for the DR (Depositary Receipt) lifecycle. It contains 30 test cases with descriptions like "Upgrade DR from Level I to Level II". Each test case has details of the test run flag, menu path taken, security, issuer, and DR properties modified and whether documentation was required. The log tracks properties before and after running the test cases to test different DR level upgrades, delistings, and data fixes.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as XLS, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as xls, pdf, or txt
    37 views32 pages

    Repeat of TC 4

    Uploaded by

    imaarha
    The document appears to be a log of test cases run for the DR (Depositary Receipt) lifecycle. It contains 30 test cases with descriptions like "Upgrade DR from Level I to Level II". Each test case has details of the test run flag, menu path taken, security, issuer, and DR properties modified and whether documentation was required. The log tracks properties before and after running the test cases to test different DR level upgrades, delistings, and data fixes.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as XLS, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as xls, pdf, or txt
    of 32

    DRLifeCycle

    TestRunFlag TestRunFlag1 TestCaseID


    Y TestCase 1
    Y TestCase 2
    Y TestCase 3
    Y TestCase 4
    Y TestCase 5
    Y TestCase 6
    Y TestCase 7
    Y TestCase 8
    Repeat of TC 4 TestCase 9
    Y TestCase 10
    Y Y TestCase 11
    Y Y TestCase 12
    Y Y TestCase 13
    Y Y TestCase 14
    Y Y TestCase 15
    Y Y TestCase 16
    Y Y TestCase 17
    Y Y TestCase 18
    Y TestCase 18
    Y TestCase 18

    Y Y TestCase 19
    Y TestCase 19

    Y TestCase 19
    Y Y TestCase 20
    Y TestCase 20
    Y Y TestCase 21
    Y TestCase 21
    Y TestCase 21
    Y Y TestCase 22
    Y TestCase 22

    Y Y TestCase 23
    Y Y TestCase 24
    Y TestCase 24
    Y Y TestCase 25
    Y Y TestCase 26
    Y Y TestCase 27
    Y Y TestCase 28
    Y Y TestCase 29

    Page 1
    DRLifeCycle

    TestCaseDesc
    Upgrade DR from Level I to Level II
    Upgrade DR from Level I to Level III
    PPC DR from RegS Only to Level I
    PPC DR from 144A Only to Level Il
    PPC DR from Bifurcated to Level IlI
    Delisting DR from Level III to Level I
    Delisting DR from Level II to Level I
    PPC DR from 144A Only to Level I
    PPC DR from 144A Only to Level II
    PPC DR from 144A Only to Level III
    Select DR Level I Un sponsored and Covert to DR Sponsored.
    Select DR Level II Un sponsored and Covert to DR Sponsored.
    Select DR Level III Un sponsored and Covert to DR Sponsored.
    Conversion of Bifurcated DR from Unsponsored DR to sponsored.
    PPC for Bifurcated Reg.S DR to any Level say Level II
    Warrant Level Il DRs
    Warrant Level IIl DRs
    Corporate Action on Level I \Level II\Level III\RegS\144A Sponsored Competitor DRs .

    Corporate Action on Level I \Level II\Level III\RegS\144A Unsponsored Competitor DRs. (Non BNYM Depository)

    Corporate Action on Level I \Level II\Level III\RegS\144A Unsponsored Competitor DRs. (Non BNYM Depository)

    Corporate Action on Bifurcated Sponsored Competitor DRs. (JPM)


    Corporate Action on Bifurcated Sponsored Competitor DRs. (JPM)
    Data Fixes on Level I \Level II\Level III\RegS\144A Competitor DRs (Non BNYM depositories)

    Data Fixes on Level I \Level II\Level III\RegS\144A Competitor DRs (Non BNYM depositories)
    Data Fixes on Bifurcated Competitor DRs (Competitor DRs are DRs with any Non BNYM depositories)
    Data Fixes on Bifurcated Competitor DRs (Competitor DRs are DRs with any Non BNYM depositories)
    Data Fixes on Level I \Level II\Level III\RegS\144A on Issuer, DR, CUSIP, and Underlying Security for BNY DRs

    Data Fixes on Bifurcated BNY DRs on Issuer, DR, CUSIP, and Underlying Security.
    Data Fixes on Bifurcated BNY DRs on Issuer, DR, CUSIP, and Underlying Security.
    Test the Functionality of Buttons in various DR screens .
    Test the Functionality of Search.
    Combination of Search Criteria
    Depository Conversion of Level II DR of Non - BNY to BNY Sponsored
    Sponsored Depository Conversion of Bifurcated Sponsored DR from NON BNYM to BNYM

    Page 2
    DRLifeCycle

    MenuPath Sponsored NewDRType NewDRDepositary NewDREffectiveDate


    PROFILE;DR S Level I BNY 21;Apr;2008
    PROFILE;DR S Level I BNY 21;Apr;2008
    PROFILE;DR S Reg. S BNY 21;Apr;2008
    PROFILE;DR S 144A BNY 21;Apr;2008
    PROFILE;DR S Reg. S JPM 21;Apr;2008
    PROFILE;DR S Level III BNY 21;Apr;2008
    PROFILE;DR S Level II BNY 21;Apr;2008
    PROFILE;DR S 144A BNY 21;Apr;2008
    PROFILE;DR S 144A BNY 21;Apr;2008
    PROFILE;DR S 144A BNY 21;Apr;2008
    PROFILE;DR U Level I BNY 21;Apr;2008
    PROFILE;DR U Level II BNY 21;Apr;2008
    PROFILE;DR U Level III BNY 21;Apr;2008
    PROFILE;DR U 144A BNY 21;Apr;2008
    PROFILE;DR S Reg. S BNY 21;Apr;2008
    PROFILE;DR S Level II BNY 21;Apr;2008
    PROFILE;DR S Level III CIT 21;Apr;2008
    PROFILE;DR S Level I CIT 21;Apr;2008
    PROFILE;DR S Level II JPM 21;Apr;2008
    PROFILE;DR S Level III DB 21;Apr;2008

    PROFILE;DR U Level I CIT 21;Apr;2008


    PROFILE;DR U Level II JPM 21;Apr;2008

    PROFILE;DR U Level III DB 21;Apr;2008


    PROFILE;DR S 144A JPM 21;Apr;2008
    PROFILE;DR S Reg. S JPM 21;Apr;2008
    PROFILE;DR U Level I CIT 21;Apr;2008
    PROFILE;DR U Level II JPM 21;Apr;2008
    PROFILE;DR U Level III DB 21;Apr;2008
    PROFILE;DR U 144A JPM 21;Apr;2008
    PROFILE;DR U Reg. S DB 21;Apr;2008

    PROFILE;DR S Level II BNY 21;Apr;2008


    PROFILE;DR S 144A BNY 21;Apr;2008
    PROFILE;DR S Reg. S BNY 21;Apr;2008
    PROFILE;DR
    PROFILE;DR
    PROFILE;DR
    PROFILE;DR U Level II CIT 21;Apr;2008
    PROFILE;DR S Reg. S CIT 21;Apr;2008

    Page 3
    DRLifeCycle

    SecurityDescription IssuerName BifurcatedDR DRName


    ADR Test Sham 2 QTPDR_61334PM
    ADR Test Sham 2 QTPDR_64104PM
    ADR Test Sham 2 QTPDR_70715PM
    ADR Test Sham 2 QTPDR_73842PM
    ADR Test Sham 2 Y QTPDR_80552PM_RegS
    ADR Test Sham 2 QTPDR_122414PM
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2 QTPDR_82646PM
    ADR Test Sham 2 QTPDR_85647PM
    ADR Test Sham 2 QTPDR_92642PM
    ADR Test Sham 2 Y
    ADR Test Sham 2 Y
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2 QTPDR_121901PM
    ADR Test Sham 2
    ADR Test Sham 2

    ADR Test Sham 2


    ADR Test Sham 2

    ADR Test Sham 2


    ADR Test Sham 2 Y
    ADR Test Sham 2 Y
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2
    ADR Test Sham 2 Y
    ADR Test Sham 2 Y

    ADR Test Sham 2


    ADR TestCase23_1 Y
    ADR TestCase24_1 Y
    TestCase24_2
    TestCase24_2
    TestCase24_2
    ADR TestCase24_2
    ADR TestCase24_2 Y

    Page 4
    DRLifeCycle

    ModifiedDRName ModifiedCUSIPName DRDocumentationRequired


    QTPDR_61334PM_Modified Y
    QTPDR_64104PM_Modified Y
    QTPDR_70715PM_Modified Y
    QTPDR_73842PM_Modified Y
    QTPDR_80552PM_RegS_Modified
    QTPDR_122414PM_Modified Y
    Y
    Y
    Y
    Y
    QTPDR_82646PM_Modified Y
    QTPDR_85647PM_Modified Y
    Y
    Y
    Y
    Y

    QTPDR_121901PM_Modified ^QTPCUSIP_152009121928PM_1

    Y
    Y

    Page 5
    DRLifeCycle

    IssuerDocumentation CheckCorporateActionIssuerFlag CountryofManagement SubStatus

    Y
    Y
    Y

    India Active
    India

    Page 6
    DRLifeCycle

    DRType1 SU1 DRStatus DRLifeCycleType RadioGroupValue TerminationReason


    Level I S Effective Upgrade upg Upgraded
    Level I S Effective Upgrade upg Upgraded
    Reg. S S Effective PPC ppc Private Placement Conversion
    144A S Effective PPC ppc Private Placement Conversion
    Reg. S S Effective PPC ppc Private Placement Conversion
    Level III S Effective Delisting del Delisting
    Level II S Effective Delisting del Delisting
    144A S Effective PPC ppc Private Placement Conversion
    144A S Effective PPC ppc Private Placement Conversion
    144A S Effective PPC ppc Private Placement Conversion
    Level I U Effective depChange Unsponsored Conversion
    Level II U Effective depChange Unsponsored Conversion
    Level III U Effective depChange Unsponsored Conversion
    144A U Effective depChange Unsponsored Conversion
    Reg. S U Effective PPC ppc Private Placement Conversion
    Level II S Effective war
    Level III S Effective war
    Level I S Effective
    Level II S Effective
    Level I S Effective

    Level I U Effective
    Level I U Effective

    Level I U Effective
    144A S Effective
    Reg. S S Effective
    Level I U Effective
    Level I U Effective
    Level I U Effective
    144A U Effective
    Reg. S U Effective

    Level II S Effective
    144A S Effective
    Reg. S S Effective

    144A
    144A
    Level II U Effective depChange Switch to BNY
    S Effective depChange Switch to BNY

    Page 7
    DRLifeCycle

    Depositary ModifiedSU UpgradeLevel Origin Status WarrentRequired WarrentAgent


    Level II Upgrade Committed
    Level III Upgrade Committed
    Level I PPC Committed
    Level II PPC Committed
    Level III PPC Committed
    Level I Delisting Committed
    Level I Delisting Committed
    Level I PPC Committed
    Level II PPC Committed
    Level III PPC Committed
    BNY S Committed
    BNY S Committed
    BNY S Committed
    BNY S Committed
    Level II PPC Committed
    Warrant Committed Y Citibank
    Warrant Committed Y Citibank

    Delisting

    BNY S Committed
    BNY S Committed

    Page 8
    DRLifeCycle

    DistributionDate ExpirationDate CreateCUSIP Details_Name


    QTPDR_61334PM_Modified
    QTPDR_64104PM_Modified
    QTPDR_70715PM_Modified
    QTPDR_73842PM_Modified
    QTPDR_80552PM_RegS_Modified
    QTPDR_122414PM_Modified

    QTPDR_82646PM_Modified
    QTPDR_85647PM_Modified

    1;Dec;2008 1;Dec;2008 Y
    1;Dec;2008 1;Dec;2008 Y

    Page 9
    DRLifeCycle

    Details_SecurityDescription Details_EffectiveDate Details_Status CUSIP_Type


    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary
    ADR 21;May;2008 Effective Primary
    ADR 21;May;2008 Effective Primary
    Primary
    Primary
    Primary

    Primary
    Primary

    Primary
    Primary
    Primary
    Primary
    Primary
    Primary
    Primary
    Primary

    Primary
    Primary
    Primary
    Primary
    Primary
    Primary
    21;May;2008 Effective Primary
    21;May;2008 Effective Primary

    Page 10
    DRLifeCycle

    SelectCUSIPName CUSIPName BriefName RatioDRs


    QTPCUSIP_18200961401PM QTPCUSIP_18200961401PM 1
    QTPCUSIP_18200964130PM QTPCUSIP_18200964130PM 1
    QTPCUSIP_18200970742PM QTPCUSIP_18200970742PM 1
    QTPCUSIP_18200973911PM QTPCUSIP_18200973911PM 1
    \^\QTPCUSIP_18200981117PM ^QTPCUSIP_18200981117PM 1
    QTPCUSIP_192009122440PM QTPCUSIP_192009122440PM 1
    1
    1
    1
    1
    QTPCUSIP_19200982712PM QTPCUSIP_19200982712PM 1
    QTPCUSIP_19200985714PM QTPCUSIP_19200985714PM 1
    1
    1
    1
    1
    1
    \^\QTPCUSIP_152009121928PM ^QTPCUSIP_152009121928PM 1
    1
    1

    \^\QTP_CUSIP_1227200832059PM ^QTP_CUSIP_1227200832059PM 1
    1

    1
    1
    1
    1
    1
    1
    1
    1

    1
    1
    1
    1
    1
    1
    1
    1

    Page 11
    DRLifeCycle

    RatioUnderlyingShares DRExchange DRType11 DRTickerSymbol DRISIN


    1 American Stock Exchange Level I BNYM US0254085576
    2 American Stock Exchange Level I BNYM US0254085576
    3 London Stock Exchange Reg. S BNYM US0254085576
    4 American Stock Exchange 144A BNYM US0254085576
    5 London Stock Exchange Reg. S BNYM US0254085576
    6 American Stock Exchange Level III BNYM US0254085577
    7 American Stock Exchange Level II BNYM US0254085578
    8 American Stock Exchange 144A BNYM US0254085578
    9 American Stock Exchange 144A BNYM US0254085578
    10 American Stock Exchange 144A BNYM US0254085578
    11 American Stock Exchange Level I BNYM US0254085578
    12 American Stock Exchange Level II BNYM US0254085578
    13 American Stock Exchange Level III BNYM US0254085578
    14 American Stock Exchange 144A BNYM US0254085578
    15 London Stock Exchange Reg. S BNYM US0254085578
    16 American Stock Exchange Level II BNYM US0254085578
    17 American Stock Exchange Level III BNYM US0254085578
    18 American Stock Exchange Level I BNYM US0254085578
    18 American Stock Exchange Level II BNYM US0254085579
    18 American Stock Exchange Level I BNYM US0254085580

    19 American Stock Exchange Level I BNYM US0254085581


    19 American Stock Exchange Level I BNYM US0254085582

    19 American Stock Exchange Level I BNYM US0254085583


    20 American Stock Exchange 144A BNYM US0254085584
    20 American Stock Exchange Reg. S BNYM US0254085585
    21 American Stock Exchange Level I BNYM US0254085586
    21 American Stock Exchange Level I BNYM US0254085587
    21 American Stock Exchange Level I BNYM US0254085588
    22 American Stock Exchange 144A BNYM US0254085589
    22 American Stock Exchange Reg. S BNYM US0254085590

    23 None Level II BNYM US0254085591


    24 American Stock Exchange 144A BNYM US0254085592
    24 American Stock Exchange Reg. S BNYM US0254085593
    25 American Stock Exchange BNYM US0254085594
    26 American Stock Exchange 144A BNYM US0254085595
    27 American Stock Exchange 144A BNYM US0254085596
    28 American Stock Exchange Level II BNYM US0254085597
    29 American Stock Exchange BNYM US0254085529

    Page 12
    DRLifeCycle

    CUSIP CH_Exchange LawGoverningDepositAgreement DepositAgreementDate


    061334PM0 American Stock Exchange United States Y
    064104PM0 American Stock Exchange United States Y
    070715PM0 American Stock Exchange United States Y
    073842PM0 American Stock Exchange United States Y
    American Stock Exchange United States Y
    0122414PM American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    082646PM0 American Stock Exchange United States Y
    085647PM0 American Stock Exchange United States Y
    092642PM0 American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    American Stock Exchange United States Y
    0121901PM American Stock Exchange United States
    American Stock Exchange
    American Stock Exchange

    032040PM American Stock Exchange


    American Stock Exchange

    American Stock Exchange


    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange

    American Stock Exchange


    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange
    American Stock Exchange United States Y
    American Stock Exchange United States Y

    Page 13
    DRLifeCycle

    DepositAgreementAmendedDate VotingType LawFirmBNY LawFirmIssuer


    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy
    Y Discretionary Allen & Overy Allen & Overy

    Y Discretionary Allen & Overy Allen & Overy


    Y Discretionary Allen & Overy Allen & Overy

    Page 14
    DRLifeCycle

    LawFirmInvestmentBank InvestmentBank PreReleaseSideLetter OperationalChecklist


    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes
    Allen & Overy Arkios Limited No Yes

    Allen & Overy Arkios Limited No Yes


    Allen & Overy Arkios Limited No Yes

    Page 15
    DRLifeCycle

    TerminationPeriod BlockingType LetterAgreementDate LetterAgreementExpiration


    90 days None 15;Aug;2008 No
    90 days None 17;Aug;2008 No
    90 days None 17;Aug;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No
    90 days None 5;Jun;2008 No

    90 days None 5;Jun;08 No


    90 days None 5;Jun;08 No

    Page 16
    DRLifeCycle

    LetterReimbursementExpiration Issuer_MAL Issuer_OnWebsite Issuer_20FFiler Issuer_12g3Filer


    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes
    No No Yes No Yes

    No No Yes Yes No
    No No Yes Yes No

    Page 17
    DRLifeCycle

    NonUSGovernment CCCCode CIKCode BCPPAF_Approval BCPPAF_ApprovalDate


    A78839272 a3432434 1234567890 Yes 15;May;2008
    A78839272 a3432434 1234567890 Yes 17;May;2008
    A78839272 a3432434 1234567890 Yes 17;May;2008
    A78839272 a3432434 1234565789 Yes 21;Jun;2008
    A78839272 a3432434 1234565789 Yes 21;Jun;2008
    A78839272 a3432434 1248763247 Yes 21;Jun;2008
    A78839272 a3432434 1234565789 Yes 21;Jun;2008
    A78839272 a3432434 1239503235 Yes 21;Jun;2008
    A78839272 a3432434 1239503235 Yes 21;Jun;2008
    A78839272 a3432434 1239503235 Yes 21;Jun;2008
    A78839272 a3432434 1242347896 Yes 21;Jun;2008
    A78839272 a3432434 1242347896 Yes 21;Jun;2008
    A78839272 a3432434 1242347896 Yes 21;Jun;2008
    A78839272 a3432434 1242347896 Yes 21;Jun;2008
    A78839272 a3432434 1242347896 Yes 21;Jun;2008
    A78839272 a3432434 1247986324 Yes 21;Jun;2008
    A78839272 a3432434 1247986324 Yes 21;Jun;2008

    A78839228 a3432434 1242347828 Yes 21;Jun;2008


    A78839229 a3432434 1242347829 Yes 21;Jun;2008

    Page 18
    DRLifeCycle

    BCPPAF_Required BCPPAF_DivisionApproved CurrentF6ADS CurrentF6Number


    No ADR 11111111111111 1111111111
    No ADR 22222222222222 1111111111
    No ADR 33333333333333 1111111111
    No ADR 44444444444444 1111111111
    No ADR 12549876321457 1111111111
    No ADR 12549876321457 1245444444
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111
    No ADR 11111111111111 1111111111

    No ADR 11111111111111 1111111111


    No ADR 11111111111111 1111111111

    Page 19
    DRLifeCycle

    CurrentF6FileDate BU NameChange NewValue CA_EffectiveDate


    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    30;Jun;2008
    CA Corporate Action QTPDR_121901PM_Modified 13;Jun;2008
    CA Corporate Action ADR_Test 13;Jun;2008
    CA Corporate Action ADR_Test 13;Jun;2008

    CA Corporate Action ADR_Test 13;Jun;2008


    CA Corporate Action ADR_Test 13;Jun;2008

    CA Corporate Action ADR_Test 13;Jun;2008


    CA Corporate Action ADR_Test 13;Jun;2008
    CA Corporate Action ADR_Test 13;Jun;2008
    CA Data Fix ADR_Test 13;Jun;2008
    CA Data Fix ADR_Test 13;Jun;2008
    CA Data Fix ADR_Test 13;Jun;2008
    Data Fix ADR_Test 13;Jun;2008
    Data Fix ADR_Test 13;Jun;2008

    Data Fix ADR_Test 13;Jun;2008


    Data Fix ADR_Test 13;Jun;2008
    Data Fix ADR_Test 13;Jun;2008

    30;Jun;2008 Corporate Action ADR_Test 13;Jun;2008


    30;Jun;2008 Corporate Action ADR_Test 13;Jun;2008

    Page 20
    DRLifeCycle

    CA_Comments CUSIPChange NewValue_CUSIP NewValue_DRISIN

    Testing ADR Corporate Action 0123021PM USDRTC181009


    Testing ADR Corporate Action 15246181 USDRTC182000
    Testing ADR Corporate Action 15246182 USDRTC183000

    Testing ADR Corporate Action 15246190 USDRTC191001


    Testing ADR Corporate Action 15246191 USDRTC192000

    Testing ADR Corporate Action 15246192 USDRTC193000


    Testing ADR Corporate Action 15246200 USDRTC201001
    Testing ADR Corporate Action 15246201 USDRTC202000
    Testing ADR Data Fix 15246210 USDRTC211001
    Testing ADR Data Fix 15246211 USDRTC212000
    Testing ADR Data Fix 15246212 USDRTC213000
    Testing ADR Data Fix 15246220 USDRTC221001
    Testing ADR Data Fix 15246221 USDRTC222000

    Testing ADR Data Fix 15246230 USDRTC231001


    Testing ADR Data Fix 15246240 USDRTC241001
    Testing ADR Data Fix 15246241 USDRTC242000

    Testing ADR Corporate Action 15246201 USDRTC281001


    Testing ADR Corporate Action 15246201 USDRTC292000

    Page 21
    DRLifeCycle

    NewValue_DRTickerSymbol NewValue_RatioDRs1 NewValue_RatioUnderlyingShares1

    TC18_0 1 18
    TC18_1 1 18
    TC18_2 1 18

    TC19_0 1 19
    TC19_1 1 19

    TC19_2 1 19
    TC20_0 1 20
    TC20_1 1 20
    TC21_0 1 21
    TC21_1 1 21
    TC21_2 1 21
    TC22_0 1 22
    TC22_1 1 22

    TC23_1 1 23
    TC24_0 1 24
    TC24_1 1 24

    TC28_1 1 28
    TC29_1 1 29

    Page 22
    DRLifeCycle

    NewValue_DRExchange CUSIP_EffectiveDate Comments_CUSIPChange Name_NameChange

    NASDAQ Stock Market 21;Jun;2008 Testing ADR Functionality Corporate Action


    None 21;Jun;2008 Testing ADR Functionality Corporate Action
    None 21;Jun;2008 Testing ADR Functionality Corporate Action

    None 21;Jun;2008 Testing ADR Functionality Corporate Action


    None 21;Jun;2008 Testing ADR Functionality Corporate Action

    None 21;Jun;2008 Testing ADR Functionality Corporate Action


    None 21;Jun;2008 Testing ADR Functionality Corporate Action
    None 21;Jun;2008 Testing ADR Functionality Corporate Action
    None 21;Jun;2008 Testing ADR Functionality Data Fix
    None 21;Jun;2008 Testing ADR Functionality Data Fix
    None 21;Jun;2008 Testing ADR Functionality Data Fix
    None 21;Jun;2008 Testing ADR Functionality Data Fix
    None 21;Jun;2008 Testing ADR Functionality Data Fix

    None 21;Jun;2008 Testing ADR Functionality Data Fix


    None 21;Jun;2008 Testing ADR Functionality Data Fix
    None 21;Jun;2008 Testing ADR Functionality Data Fix

    None 21;Jun;2008 Testing ADR Functionality Corporate Action


    None 21;Jun;2008 Testing ADR Functionality Corporate Action

    Page 23
    DRLifeCycle

    Name_EffectiveDate Name_NewName Name_NewBriefName Name_Comments

    21;Jun;2008 ^QTPCUSIP_152009121928PM_1 ADR_Test Test Name Tab


    21;Jun;2008 ADR_18_2 ADR_Test Test Name Tab
    21;Jun;2008 ADR_18_3 ADR_Test Test Name Tab

    21;Jun;2008 ADR_19_1 ADR_Test Test Name Tab


    21;Jun;2008 ADR_19_2 ADR_Test Test Name Tab

    21;Jun;2008 ADR_19_3 ADR_Test Test Name Tab


    21;Jun;2008 ADR_20_0 ADR_Test Test Name Tab
    21;Jun;2008 ADR_20_1 ADR_Test Test Name Tab
    21;Jun;2008 ADR_21_1 ADR_Test Test Name Tab
    21;Jun;2008 ADR_21_2 ADR_Test Test Name Tab
    21;Jun;2008 ADR_21_3 ADR_Test Test Name Tab
    21;Jun;2008 ADR_22_0 ADR_Test Test Name Tab
    21;Jun;2008 ADR_22_1 ADR_Test Test Name Tab

    21;Jun;2008 ADR_23_0 ADR_Test Test Name Tab


    21;Jun;2008 ADR_24_0 ADR_Test Test Name Tab
    21;Jun;2008 ADR_24_1 ADR_Test Test Name Tab

    21;Jun;2008 ADR_28_1 ADR_Test Test Name Tab


    21;Jun;2008 ADR_29_1 ADR_Test Test Name Tab

    Page 24
    DRLifeCycle

    DRISINName DREffectiveDate DRISINNewValue RatioName RatioEffectiveDate

    Corporate Action 12;Jun;2008 USDRTC181001 Corporate Action 17;Jun;2008


    Corporate Action 12;Jun;2008 USDRTC182000 Corporate Action 17;Jun;2008
    Corporate Action 12;Jun;2008 USDRTC183000 Corporate Action 17;Jun;2008

    Corporate Action 12;Jun;2008 USDRTC191001 Corporate Action 17;Jun;2008


    Corporate Action 12;Jun;2008 USDRTC192000 Corporate Action 17;Jun;2008

    Corporate Action 12;Jun;2008 USDRTC193000 Corporate Action 17;Jun;2008


    Corporate Action 12;Jun;2008 USDRTC201001 Corporate Action 17;Jun;2008
    Corporate Action 12;Jun;2008 USDRTC202000 Corporate Action 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC211001 Data Fix 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC212000 Data Fix 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC213000 Data Fix 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC221001 Data Fix 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC222000 Data Fix 17;Jun;2008

    Data Fix 12;Jun;2008 USDRTC231001 Data Fix 17;Jun;2008


    Data Fix 12;Jun;2008 USDRTC241001 Data Fix 17;Jun;2008
    Data Fix 12;Jun;2008 USDRTC242000 Data Fix 17;Jun;2008

    Corporate Action 12;Jun;2008 USDRTC281001 Corporate Action 17;Jun;2008


    Corporate Action 12;Jun;2008 USDRTC291001 Corporate Action 17;Jun;2008

    Page 25
    DRLifeCycle

    NewRatioDRs1 NewRatioUnderlyingShares1 RatioComments ExchangeName

    1 18 Test Corporate Action


    1 18 Test Corporate Action
    1 18 Test Corporate Action

    1 19 Test Corporate Action


    1 19 Test Corporate Action

    1 19 Test Corporate Action


    1 20 Test Corporate Action
    1 20 Test Corporate Action
    1 21 Test Data Fix
    1 21 Test Data Fix
    1 21 Test Data Fix
    1 22 Test Data Fix
    1 22 Test Data Fix

    1 23 Test Data Fix


    1 24 Test Data Fix
    1 24 Test Data Fix

    1 28 Test Corporate Action


    1 29 Test Corporate Action

    Page 26
    DRLifeCycle

    ExchangeEffectiveDate Exchange_DRExchange Exchange_DRTickerSymbol

    15;Jun;2008 NASDAQ Stock Market ABC


    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC

    15;Jun;2008 American Stock Exchange ABC


    15;Jun;2008 American Stock Exchange ABC

    15;Jun;2008 American Stock Exchange ABC


    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC

    15;Jun;2008 American Stock Exchange ABC


    15;Jun;2008 American Stock Exchange ABC
    15;Jun;2008 American Stock Exchange ABC

    15;Jun;2008 American Stock Exchange ABC


    15;Jun;2008 American Stock Exchange ABC

    Page 27
    DRLifeCycle

    Exchange_Comments IssuerName_Name IssuerName_EffectiveDate IssuerName_NewValue

    Test Exchange Corporate Action 15;Jun;2008 TestCase18_1


    Test Exchange Corporate Action 15;Jun;2008 TestCase18_2
    Test Exchange Corporate Action 15;Jun;2008 TestCase18_3

    Test Exchange Corporate Action 15;Jun;2008 TestCase19_1


    Test Exchange Corporate Action 15;Jun;2008 TestCase19_2

    Test Exchange Corporate Action 15;Jun;2008 TestCase19_3


    Test Exchange Corporate Action 15;Jun;2008 TestCase20_1
    Test Exchange Corporate Action 15;Jun;2008 TestCase20_2
    Test Exchange Data Fix 15;Jun;2008 TestCase21_1
    Test Exchange Data Fix 15;Jun;2008 TestCase21_2
    Test Exchange Data Fix 15;Jun;2008 TestCase21_3
    Test Exchange Data Fix 15;Jun;2008 TestCase22_1
    Test Exchange Data Fix 15;Jun;2008 TestCase22_2

    Test Exchange Data Fix 15;Jun;2008 TestCase23_1


    Test Exchange Data Fix 15;Jun;2008 TestCase23_1
    Test Exchange Data Fix 15;Jun;2008 TestCase24_2

    Test Exchange Corporate Action 15;Jun;2008 TestCase28_1


    Test Exchange Corporate Action 15;Jun;2008 TestCase29_1

    Page 28
    DRLifeCycle

    IssuerName_Comments MarketName MarketEffectiveDate MarketNewValue

    Testing Name Tab Corporate Action 14;Jun;2008 TestCase18_1_Market


    Testing Name Tab Corporate Action 14;Jun;2008 TestCase18_2_Market
    Testing Name Tab Corporate Action 14;Jun;2008 TestCase18_3_Market

    Testing Name Tab Corporate Action 14;Jun;2008 TestCase19_1_Market


    Testing Name Tab Corporate Action 14;Jun;2008 TestCase19_2_Market

    Testing Name Tab Corporate Action 14;Jun;2008 TestCase19_3_Market


    Testing Name Tab Corporate Action 14;Jun;2008 TestCase20_1_Market
    Testing Name Tab Corporate Action 14;Jun;2008 TestCase20_2_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase21_1_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase21_2_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase21_3_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase22_1_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase22_2_Market

    Testing Name Tab Data Fix 14;Jun;2008 TestCase23_1_Market


    Testing Name Tab Data Fix 14;Jun;2008 TestCase24_1_Market
    Testing Name Tab Data Fix 14;Jun;2008 TestCase24_2_Market

    Testing Name Tab Corporate Action 14;Jun;2008 TestCase28_1_Market


    Testing Name Tab Corporate Action 14;Jun;2008 TestCase29_1_Market

    Page 29
    DRLifeCycle

    MarketComments SEDOLName SEDOLEffectiveDate SEDOLNewValue1 SEDOLComments

    Testing market tab Corporate Action 10;Apr;2008 ASD2312 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1182 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1183 Test SEDOL Tab

    Testing market tab Corporate Action 10;Apr;2008 ASD1190 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1191 Test SEDOL Tab

    Testing market tab Corporate Action 10;Apr;2008 ASD1192 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1200 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1201 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1210 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1211 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1212 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1220 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1221 Test SEDOL Tab

    Testing market tab Data Fix 10;Apr;2008 ASD1230 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1240 Test SEDOL Tab
    Testing market tab Data Fix 10;Apr;2008 ASD1241 Test SEDOL Tab

    Testing market tab Corporate Action 10;Apr;2008 ASD1201 Test SEDOL Tab
    Testing market tab Corporate Action 10;Apr;2008 ASD1201 Test SEDOL Tab

    Page 30
    DRLifeCycle

    ISINName ISINEffectiveDate ISINNewValue ISINComments ParValueName

    Corporate Action 10;Apr;2008 USDRTC181001 Test ISIN Tab Corporate Action


    Corporate Action 10;Apr;2008 USDRTC182000 Test ISIN Tab Corporate Action
    Corporate Action 10;Apr;2008 USDRTC183000 Test ISIN Tab Corporate Action

    Corporate Action 10;Apr;2008 USDRTC191001 Test ISIN Tab Corporate Action


    Corporate Action 10;Apr;2008 USDRTC192000 Test ISIN Tab Corporate Action

    Corporate Action 10;Apr;2008 USDRTC193000 Test ISIN Tab Corporate Action


    Corporate Action 10;Apr;2008 USDRTC201001 Test ISIN Tab Corporate Action
    Corporate Action 10;Apr;2008 USDRTC202000 Test ISIN Tab Corporate Action
    Data Fix 10;Apr;2008 USDRTC211001 Test ISIN Tab Data Fix
    Data Fix 10;Apr;2008 USDRTC212000 Test ISIN Tab Data Fix
    Data Fix 10;Apr;2008 USDRTC213000 Test ISIN Tab Data Fix
    Data Fix 10;Apr;2008 USDRTC221001 Test ISIN Tab Data Fix
    Data Fix 10;Apr;2008 USDRTC222000 Test ISIN Tab Data Fix

    Data Fix 10;Apr;2008 USDRTC231001 Test ISIN Tab Data Fix


    Data Fix 10;Apr;2008 USDRTC241001 Test ISIN Tab Data Fix
    Data Fix 10;Apr;2008 USDRTC242000 Test ISIN Tab Data Fix

    Corporate Action 10;Apr;2008 US4561542201 Test ISIN Tab Corporate Action


    Corporate Action 10;Apr;2008 US4561542201 Test ISIN Tab Corporate Action

    Page 31
    DRLifeCycle

    ParValueEffectiveDate ParValueNewValue ParValueCurrencyNewValue ParValueComments

    12;Apr;2008 156464180 ARGENTINE PESO Test Par Value Tab


    12;Apr;2008 156464181 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464182 AUSTRALIAN DOLLAR Test Par Value Tab

    12;Apr;2008 156464190 AUSTRALIAN DOLLAR Test Par Value Tab


    12;Apr;2008 156464191 AUSTRALIAN DOLLAR Test Par Value Tab

    12;Apr;2008 156464192 AUSTRALIAN DOLLAR Test Par Value Tab


    12;Apr;2008 156464200 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464201 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464210 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464211 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464212 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464220 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464221 AUSTRALIAN DOLLAR Test Par Value Tab

    12;Apr;2008 156464230 AUSTRALIAN DOLLAR Test Par Value Tab


    12;Apr;2008 156464240 AUSTRALIAN DOLLAR Test Par Value Tab
    12;Apr;2008 156464241 AUSTRALIAN DOLLAR Test Par Value Tab

    12;Apr;2008 156464201 AUSTRALIAN DOLLAR Test Par Value Tab


    12;Apr;2008 156464201 AUSTRALIAN DOLLAR Test Par Value Tab

    Page 32

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