Michael Reich. Politics - of - Reforming Health Policies

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Michael R. Reich

The politics of reforming


health policies
❚ Three main questions were raised at States in 1994 (Skocpol, 1995). The failure Some analysts of policy reform continue
the IUHPE conference in June 2002 on of the Clinton reform plan highlights the to use the concept of political will to
“new dimensions in promoting health,” importance of the political process for explain inaction. For example, a recent
with a particular focus on the process of promoting policy change, and the risks of report on world hunger is titled,
policy change: underestimating political challenges. This “Fostering the Political Will to Fight
article first reviews three political themes Hunger” (Committee on World Food
• How should people with an interest in about the policy reform process, and Security, 2001). This report seeks to
promoting health across sectors, then presents a systematic approach to promote implementation of national
approach the policy change process? the development of political strategies for pledges agreed to at the World Food
reform, using examples of health policy. Summit in 1996. The Food and
• What skills are needed to engage in the Agriculture Organization decided that the
policy change process? problem is “political determination.” The
1. Political will
FAO concluded, “To the extent that the
• How do we build collaborations across The concept of political will persists in means exist to eradicate hunger … its
the policy arenas? statements and commentaries about continued existence on a vast scale is a
public policy. It is most frequently consequence of either deliberate political
In short, the answer to all three of these invoked to explain lack of action. choice … or incompetence in applying
questions is “politics.” First, the policy Frequently one hears about the lack of possible solutions.” The FAO’s calls for
change process needs to be approached public action on some dire problem due more political will, however, did not
through politics. Second, engagement in to “the lack of political will.” Usually this succeed in generating much political
policy change requires political skills. means that some politician has not interest or determination, as shown by
And third, collaboration across policy shown sufficient personal courage or the poor attendance of national leaders
arenas requires management of the good sense. at the conference on hunger, which was
political process. held in Rome in early June 2002
One interesting example of resorting to (Reuters, 2002).
A decade ago, in his election campaign political will as an explanation is the 1993
for President of the United States, Bill World Development Report, published This focus on political will has a number
Clinton made famous the slogan, “It’s the by the World Bank, on how to reform of problems for understanding the
economy, stupid!” He plastered those health systems in developing countries. process of policy reform. It personalises
words on the wall of his campaign The report recognised some difficulties policy change and emphasises individual
headquarters in Little Rock, Arkansas—to in promoting health reform, but asserted, leaders. It suggests that all you need is
remind him and his supporters that “Broad reforms in the health sector are political will by leaders for policy to
winning the election required a focus on possible when there is sufficient political change. The leader makes a decision and
economic promises (Broder, 2000). will and when changes to the health makes it happen, implicitly assuming a
sector are designed and implemented by strong state, good institutional capacity,
But the policy change process is driven capable planners and managers” (World and adequate political capital. The focus
itself by politics. Indeed, more attention Bank, 1993, p.15). on political will, moreover, tends to
by Bill and Hillary Clinton to the politics ignore the political constraints and the
of health care - from “it’s the economy, Unfortunately, the World Bank authors political risks to policy reform. In this
stupid”, to “it’s the politics, stupid!” - did not provide any evidence to support viewpoint, policy reform occurs when
might have improved their chances of the assertion that “sufficient political political leaders simply exercise their
passing health reform in the United will” is a necessary condition for health “will.” If reform does not occur, then
reform; nor did the report define the there is a lack of political will.
concept of political will in a succinct or Recognising these problems, policy
explicit manner—a pattern criticised analysts typically consider political will
Michael R. Reich
elsewhere (Reich, 1994b). It might have to be a flawed concept. Grindle and
Director, Harvard Center for Population
and Development Studies been helpful if the report had included Thomas called the term a “catch-all
9 Bow Street this political concept in the introductory culprit” that has “little analytic content,”
Cambridge, MA 02138, USA section on “definitions and data notes”, adding that “its very vagueness
Tel : +1 617-495-2021 along with explanations of such expresses the lack of knowledge of
Fax : +1 617-495-5418 economic concepts as cost-effectiveness, specific detail” (Grindle and Thomas,
Email : michael_reich@harvard.edu allocative efficiency, and disability- 1991, pp. 122-124).
adjusted life year.

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Policies

On other hand, political leaders do need toes will be stepped on, who expects analyse the stakeholders, even under
to exercise their will-power to enact their toes to be stepped on, and how marshal law (Reich, 1994a). He needed to
public policy. Robert Coles wrote about different groups are likely to react when consider the position and the power of
this process in his book on Lives of their toes are stepped on, or when they the Bangladesh Medical Association, the
Moral Leadership: Men and Women Who think their toes will be stepped on. Teachers Union, the Bangladesh
Have Made a Difference. He described domestic pharmaceutical industry, the
how Robert Kennedy, as the junior The distribution of political costs and multinational pharmaceutical companies,
Senator from New York in 1967, helped a benefits among stakeholders is a critical the governments of major donor
group of doctors present their findings question for political analysis. Often, countries, the World Health Organization,
about hunger among America’s poor health policy reforms confront a and international consumer groups. In
children (Coles, 2000). Coles stressed particular kind of distribution, with short, he needed a political analysis of
how the personal choices of leaders can concentrated costs falling on well-organised the major stakeholders involved.
make a difference in public policy by groups and dispersed benefits intended
selecting problems for public for non-organised groups: Unfortunately, public health
consideration. He quoted Kennedy, professionals tend not to be well trained
“There are a lot of issues out there, but • Costs: Health policy reform efforts in political analysis. More often, they are
it’s our job to decide which ones matter commonly place concentrated new trained to believe that finding the right
most” (Coles, 2000, p.27). costs on well-organised, powerful technical answer (in epidemiology or
groups, for example, on physicians economics) is sufficient. Anyone with
But Kennedy did more than just speak (often well-organised in a national real-world policy experience knows the
up; he knew how to transform the medical association), or on the limits of this approach.
doctors’ moral outrage and scientific pharmaceutical industry (often
report into a public issue. He had well-organised in an industry Bill Clinton learned this point the hard
political skill as well as political will. This association). This problem of way. He confronted an array of
example emphasises the point that data concentrated costs can create stakeholders when he sought to reform
alone are rarely enough to promote significant political obstacles to reform, the health system in the United States in
policy reform. Often, policy advocates since the high-power groups tend to 1993. Enormous pressure emerged from
need to create incentives for political become mobilised to oppose the interest groups. At that time, the health
leaders to engage in reform, which reform, to protect their interests. care industry involved one-seventh of the
involves creating and managing the US economy—and these stakeholders
political benefits of change. To do this, • Benefits: Health policy reform often worked to shape the legislative debate in
they need political skills in two key seeks to make new benefits available to ways that would protect their interests.
areas—political analysis and political non-organised groups, for example, the According to the Center for Public
strategies. These factors, which will be poor, marginalised or rural residents. Integrity, the debate over health reform
considered next, help create the political Such groups often are not well-organised was “the most heavily lobbied legislative
feasibility that is needed for policy or politically well connected. In initiative in recent U.S. history,” involving
reform to succeed. addition, these changes may only hundreds of lobbying organisations and a
result in modest future benefits for total of more than $100 million (1994).
each individual. Dispersed benefits Although a number of key interest groups
2. Political analysis
among low-power groups make it more (including the American Medical
The first skill is to assess the political difficult to mobilise significant political Association, and the three main business
intentions and actions of stakeholders. support for reform. lobbies in Washington) initially supported
Stakeholders include individuals, groups the idea of health reform, these groups
and organisations who have an interest The combination of concentrated costs eventually shifted to a position of
in a policy and the potential to influence on well-organised groups and dispersed absolute opposition (Judis, 1995).
related decisions. Political science has a benefits on non-organised groups According to one observer, “one of the
long history of studies concerned with constitutes what Mancur Olson called a main reasons the reform plan failed was
the role of groups in governmental collective action dilemma (1965). This that it did not enlist the cooperation of
decisions (Truman, 1951). Recently, distribution of costs and benefits creates the medical profession” (Relman, 1996).
health policy analysts concerned with disincentives for collective action to
developing countries have given promote policy change. Overcoming the Good politicians know how to analyse
increasing attention to the importance of politics of this collective action dilemma the players in a policy arena—through
stakeholder analysis (Brugha and is a major challenge for health reform repeated practice, experience, and
Varvasovsky, 2000). advocates. learning. But sometimes even good
politicians need assistance with political
Political analysis of stakeholders needs to Even dictators, however, need political analysis. Those of us who are not born
consider all the individuals and groups analysis to assess the stakeholders politicians need training and help,
that could be affected by policy reform. involved in policy reform. In 1982, when especially in public health. This training
The list should include interests who will Bangladesh’s new military dictator, H.M. can be obtained through a tool for applied
be helped and hurt, as well as interests Ershad, decided to introduce a new political analysis: a Windows-based
perceived as being helped and hurt. national policy for medicines, to give computer software programme that
Political analysis should identify whose priority to essential drugs, he needed to provides a step-by-step method for

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analysing stakeholders, developing and the decision to leave political advocates who want the political system
political strategies, and assessing political bargaining over the plan until after the to decide in favour of reform need to
feasibility (Reich and Cooper, 1995-2000). entire package was presented to consider all such options—in order to
Congress. Their strategies influence the political feasibility of
Political analysis, thus, needs to be unintentionally mobilised opponents reforming health policy.
accompanied by strategies for policy into an effective coalition, and failed to
reform, which will be considered next. mobilise supporters into anything Mobilising groups requires convincing
approaching an effective coalition. This people that they should pay the costs of
combination helped kill the chances for getting involved in an issue they have so
3. Political strategies
reform. far ignored, or the substantial costs of
Political strategies are causal predictions organising a new group. Sometimes,
about the future. Strategies are In general, political strategies are needed mobilising an existing group may require
formulated in the structure of, “If I do x, to address four factors that determine the simply bringing the issue to the group’s
then I expect y to happen.” Good political feasibility of policy change attention. Once the group knows what is
politicians have an intuitive sense about (Roberts et al., in press). going on, it may decide to take a position.
the strategies that are likely to work in a The four factors are:
particular situation, based on their The case of national policy for safe
accumulated experience with political • Players: The set of individuals and motherhood in Indonesia shows how a
life. Inexperienced politicians need to groups who are involved in the reform skilled policy entrepreneur can mobilise
develop these skills, if they are to process, and might enter the debate key players and shape the policy agenda
survive and succeed in policy reform. over the policy’s fate. (Shiffman, in press). In this instance, a
bureaucrat moved from the national
The literature on agenda-setting for • Power: The relative power of each family planning agency to the Ministry of
public policy shows that the decisions player in the political game (based on Women’s Roles and developed an
on policy priorities can be the political resources available to effective campaign to raise attention to
unpredictable. But a determined and each player). the persistent high rate of maternal
skilled policy entrepreneur can make mortality (390 deaths per 100,000 births
the unthinkable become thinkable. A • Position: The position taken by each in the Indonesian Demographic and
crisis can focus attention and alter player, including whether the player Health Survey published in 1994). This
political calculations about a problem, supports or opposes the policy, and individual succeeded in mobilising the
creating an unanticipated window of the intensity of commitment toward president, the Ministry for Home Affairs,
opportunity for policy change. Political the policy for each player (i.e., the provincial bureaucracies, and donor
scientist John Kingdon (1995) has argued proportion of resources that the player agencies, by defining the problem as a
that the best chances for successful is willing to expend on the policy). broad issue involving the well-being of
policy change occur when three streams pregnant women and the low status of
of events come together: 1) the objective • Perception: The public perception of women in society.
situation - the problem stream, 2) the the policy, including the definition of
availability of a possible solution - the the problem and the solution, and the Another example of creating a new
policy stream, and 3) the flow of political material and symbolic consequences organisation and mobilising a broad
events - the political stream. When these for particular players. coalition of groups for policy reform is
three streams converge, according to the successful campaign to introduce a
Kingdon’s theory of agenda-setting, some Next we consider political strategies for 25-cent tax on each pack of cigarettes in
policy response is likely to result, these four factors. California, in November 1988, through a
although the response may not resolve state-wide initiative (Meyers, 1992). This
the problem. Within these streams, the initiative succeeded after many failed
Strategy #1: Players
political strategies adopted by policy efforts to introduce legislation, reflecting
advocates can make a critical difference. Reform advocates can consider political the tobacco industry’s enormous
strategies that try to change the set of lobbying power (Field, 1996). Supporters
President Clinton and his advisers, for players, by creating new friends and for this policy called themselves “the
example, recognised a window of discouraging foes. These strategies seek Coalition for a Healthy California,” and
opportunity to reform the U.S. health to mobilise players who are not yet they involved the American Cancer
system in 1993, but they incorrectly organised and demobilise players who Society, the state hospital association and
assessed how wide the opening was and are already organised. It means changing medical association, as well as a major
how long the window would stay open the number of mobilised players, as environmental group and the firefighters’
(Skocpol, 1995). They also adopted some supporters and opponents, by recruiting union. By defining the issue as a health
strategies that created political problems. political leaders to the health policy issue and an environmental issue
These decisions included: the decision cause, and away from the side of the (because of forest fires from cigarettes),
to appoint a technocrat with limited opponents. New players can be the policy advocates formed a broad
Washington political experience as head persuaded to enter the game and take coalition that helped create the
of the health reform task force; the controlling positions, and current players conditions for successful reform.
decision to give overall responsibility for can be influenced to leave, become
health reform to Hillary Rodham Clinton; inactive, or wait on the sidelines. Policy

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Policies

distribution of power, to change the are acceptable. At the center of the


Strategy #2: Power
position of players. This can involve political debate is a contest over image
A second set of political strategies is threats, promises, trades, and deals. and language, over the symbols for
designed to change the distribution of Interest groups sometimes use public health reform (Edelman, 1977). How is
power among key players, strengthening threats to protect their policy positions. the problem characterised, how are the
power among friends and weakening For example, strikes by physicians in choices described, and how is the issue
power among enemies. Since a group’s Korea forced government to make major framed?
impact on the policy process depends changes in health policy reforms, in
partly on its resources, reform advocates order to protect physician incomes and In the Dominican Republic, efforts to
can adopt strategies to enhance the interests. Physicians in Korea forced the reform the health system in 1996 were
political resources of supporters and government to delay its implementation designed to transform the state’s role
decrease those resources of opponents. of the Diagnosis-Related-Group-based from direct service provider to financer
Here are some examples: payment system, and compelled the and regulator. Similar approaches were
1. Give or lend money, staff, or facilities government to raise the reimbursement adopted at the time in many Latin
to groups that support the reform; fees to physicians substantially in one American countries, with financial
year (Kwon, in press). support from the multilateral
2. Provide information and education to development banks. In the Dominican
supporters to increase their expertise; Consumers can also use boycotts to Republic, however, the press interpreted
promote their policies and compel others these efforts as “privatisation” of health
3. Give allies expanded access to lobby to change their positions. A famous services, and the supporters of health
key decision makers; international example is the consumer reform were unable to create an
boycott of Nestle products to protest alternative public perception of the plan
4. Provide allies with media time and corporate policies on infant formula (Glassman et al., 1999). This perception
attention to enhance their legitimacy. marketing in developing countries. This of the proposed policy created a strong
Focus attention on their expertise, boycott helped force Nestle to change its reluctance among both politicians and
impartiality, national loyalty, and other marketing policies for infant formula and bureaucrats to support the reform—
positive social values. helped create an environment for the especially when opposition arose from
World Health Organization to pass the the powerful medical association and
A tough political strategist can do the same “International Code of Marketing Breast- from non-governmental organisations
in reverse to opponents, seeking to reduce Milk Substitutes” in 1981 (Sethi, 1994). active in the health field.
their access to political resources.
In the failed Clinton health reform, the
Strategy #4: Perception
One example where power-based opposition won the public perception
strategies contributed to policy reform is A public appeal to change perception of battle, hands down. Certain health
the introduction of health insurance for an issue can be an effective political industry interest groups engineered a
school children in Egypt in 1992 strategy, especially in political systems public relations campaign and organised
(Nandakumar et al., 2000). In this that are open and competitive. This a grassroots opposition movement that
instance, the minister’s personal approach can be effective in influencing transformed the political environment of
commitment to reform made a significant bureaucratic and political leaders as well health reform. A classic example was the
difference in passing a new law through as the public. Political strategies for television commercials of Harry and
Egypt’s parliament. The minister used perceptions seek to change how people Louise, a middle-class married couple,
various political strategies to confront think and talk about policy reform, how who presented the Clinton plan as
opposition from within the government the issue is characterised, and which undermining their lives. Sponsored by
bureaucracy and from opposition values are at stake. The perception of an the health insurance industry, these ads
politicians: he removed a high-ranking issue also affects how it is connected (or raised deep fears that the Clinton plan
bureaucrat from office; he negotiated not) to important national symbols or would limit the freedom of choice for
with politicians to agree on a financing values. Is this reform going to advance existing health insurance and would
source for the programme; and he the nation’s identity in some fundamental produce a “government-run” health
appealed to the highest levels of political way? system (Johnson and Broder, 1996). The
support when progress slowed. Once the campaign connected to deeply felt social
law was passed, the minister accelerated Perception strategies relate to how the values in the American middle-class
implementation of the programme, to human mind works. Human beings often today: the growing sentiments against
cover all school children with the new have trouble grasping complex fact government bureaucracy, and the fears
health insurance programme within one patterns and seek ways to make sense of of an eroding standard of living. In
year. The case shows that how policy a confusing reality. This is especially true contrast, the proponents of the Clinton
reform can become politically feasible in situations where reality is complex, health reform failed in the arena of
when driven by a high-ranking politician. outcomes are uncertain, and conflicting public perceptions. They created a
goals are involved—all of which occur for complicated package that defied simple
health policy reform. In such cases, explanation. The reform proponents
Strategy #3: Position
policy advocates need to manage public failed to find effective symbols to explain
The third set of political strategies perceptions, because these change how how the Clinton plan would work, what
involves bargaining within the existing problems are defined and which answers the plan would do, or how it would

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connect to core social values. As one key References


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Acknowledgments
Promotion & Education’s editorial team is
This article is based on a Keynote Address to the very pleased to announce that following the
5th International Union for Health Promotion and publication of each issue of the journal, the
Education European Conference on the Effectiveness editorial and abstracts will be available in
and Quality of Health Promotion, held in London, the publications section of the IUHPE website (www.iuhpe.org) in English, French
11-13 June 2002. The article’s ideas are developed and Spanish. This service was effective as of the previous issue (Volume IX/3.2002).
and applied to health sector reform in a forthcoming The IUHPE is delighted to offer this service within the framework of a continued
book (Roberts et al., in press, Chapter 4). improvement of the journal’s quality and service.

142 IUHPE – PROMOTION & EDUCATION VOL. IX/4. 2002

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