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Lands Under State Cultivation Under The T'ang
Lands Under State Cultivation Under The T'ang
Lands Under State Cultivation Under The T'ang
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DENIS TWITCHETT
(Cambridge)
During the T'ang dynasty, very large areas of land in China were held
by the government. Lands were set aside specifically to provide incomes
for officials, to produce the income necessary for the upkeep of official
buildings and to provide for the expenses of the postal system and to
give pasture for its horses. Extensive areas of northern China were
designated "Pastures" and used by the state for horse breeding. Further-
more large estates of every type were administered on behalf of the
Imperial household by the eunuch Commissioners for Estates.
With the exception of the pastures all these lands were rented to
tenants, and the income which they provided derived from the collec-
tion of these rents. Besides these lands, however, there were further
categories of state lands in the exploitation of which the government
was more directly concerned. These, known as T'un-t'ien 4j , Ying-
t'ien and Chiin-t'ien $ B1 are the subject of the present study.
,
The system of T'un-t'ien originated under the Former Han with the
military settlements established on the north-western frontiers.1) These
settlements were self-supporting, the troops and the subordinates of the
officers and officials working the lands alloted to them. The term has
therefore come to be translated as "military colony". During the Nan-
pei ch'ao period, such frontier colonies continued to be formed, but in
addition T'un-t'ien were established within metropolitan China.2) These
latter were distinguished from the frontier colonies in that they were
frequentlyworked not by troops but by civilian labour, and were under
the controlnot of the militaryadministration,
but of the civil financial
organisation.1)The T'ang employed the term to cover both types of
institutionindiscriminately.
The term Ying-t'ienalso appearsduring the Nan-pei ch'ao. It is
sometimesfoundusedin conjunctionwithT'un-t'ien2)
butseemsgenerally
to have been used for lands developed by the stateandfarmedby civilian
labour.3)Under the T'ang the term usuallyhadthe meaningof statelands
farmedby civilians,but it is frequentlyfoundas a generaltermfor any
landexploitedby the state.This is especiallycommonwhereit formsa
componentin officialtitles.4)
Thus the two termst'un-t'ien andying-t'ien
referin theirnarrowsense
to two separateinstitutions,respectivelythe militarycolony exploited
by the localgarrisonto provideitselfwith suppliesandrations,andthe
stateownedlandsexploitedby civilianlaboureitherto producerentsin
grainor to providegrainrationsfor local needs.But both termswere
appliedmore or less indiscriminately to anylandsexploitedunderthe
directcontrolof the state.5)
tokuni sonohaishimondai
womegutte Q rh Jj ~
f Z0)
) .
IL
i • (" '5 . Tjyjbunka kenkyujo X
kiyi (1956) pp. 1-84.
i) SeeOkazakiFumio •j1i1t GinoTondensaku Q)
• 0 4 I J$.
Shinagaku V/2 (I939) p. 311-9.
z) Wei shu 79 p. 8a. tells how the Later Wei establishedt'un-t'ienunder the
control of a Ying-t'ienta-shihalong their southern borders.
3) The clearestcase of the distinction of the two terms is to be found in a
passagein Sui shu24, p. i ia-b, where militarycolonies (t'un-t'ien)were ordered
to be set up beyond the GreatWall, while the common people of Ho-hsi were
orderedto set up forts and accumulatesupplies of grain by means ofying-t'ien.
(cf. Balazs,Le Trait e'conomique du Souei-chou,T'oungPao XL1I/3-4, pp. I 5-6.)
4) In for example the titles Chihying-t'ienshih -kH.* [ $ and Ying-t'ien
shih , where usedin a non-specialised
is mostprobably
ying-t'ien
sense "In charge of mattersconcerningthe exploitationof lands"; "Commis-
sioner for the exploitation of [state]lands."
5) For a full discussion of these terms see Aoyama Sadao [I] ]
TjdainoTonden to Eiden) I 4 Q) ( f ,
ZasshiLXIII/i
Shigaku
During the early part of the T'ang dynasty both types of land were
known most commonly as t'un-t'ien,and this term is found almost every-
where in legal texts. However, the distinction between the two types
of colony is reflected in their administrative position.
The true military colonies were administered by a sub-department of
the Board of Works, the T'un-t'ienpu. This office was solely responsible
for military colonies according to the T'ang liu-tien 7, which reads1)
"The Chief Secretary (T'un-t'ienlang-chung)and Under Secretary (Y1ian-
areto controlthe militarycoloniesof theEmpire.Underallthe
wai-lang)
armies,prefecturesand garrisonsprotectingthe frontiersto which
cannotcarrysupplies,militarycolonies(t'un-t'ien)
transportation should
be established to improve the supplies of the armies. They shall decide
whetherthe landshouldbe irrigatedor dry-farmed, whetherit is fertile
or barren,what cropsits soil is suitablefor, how muchlabourwill be
needed, and the estimated crop and its quality. The land and labour for
all colonies should be standard amounts."
According to Hsin T'ang shu 462) their responsibilities were also ex-
tended to the "Lands appertaining to posts" (Chih-fen t'ien) and "Lands
of the public administration" t'ien) belongingto various
(Kung-chieh
public offices.3)
(1954) pp. i8-zo. This excellent article is far the best general discussion of the
whole topic, and I wish to acknowledge the use which I have made of it in
preparingthis study.
i) TLT 7 (Konoe edit) p. zob-z2ib. The text of all the currenteditions of TLT
is defective at this point, and lacks the second half of the entry on the Depart-
ment of MilitaryColonies. Konoe (pp. zza-23b) attempted to reconstructthe
missing passage from CTS and TT. As Ch'ti Ch'ing-ytian(T'ang-taitsai-cheng
shih (1940) pp. 87-8) and others have noticed, part of the missing passageis
quoted in YRi-hai 177 pp. 23a-24b.However, it has escapedthe attention of all
the scholars dealing with this question that the Sung print of TLT preserves
the sectionin full, showing that Yii-haigives only a rathercarelessr6sume.For a
convenient reprint of this "lost" passage,see Tamai Zehaku E I R 4
Shinashakai-keizai-shi kenkyj(1941) pp. 511-4, and plate 6. 3 ••S g
,
Chih-fen-t'ienandKung-chieh-t'ien
are addedto those on militarycolonies. This is
confirmedby TT 23 p. 138c,which also adds officiallands used for rents (kuan-
t'ien, kuan-yfzanchai).
I) TT. 2, p. i9b-c; TPYL 333, P. 5a. The lattertext gives as the source of its
quotation T'angshu,on the basis of which Ts'en Chien-kung gjf accep-
ted this as a lost passage from CTS 48 (See his Chin T'ang-shui-wen 1872).
However, the work cited by TPYL was almost certainlynot the Chiu T'ang-
shu, but one of the lost National Histories (Kuo-shih)or Veritable Records
(Shih-lu)compiled during the dynasty. The text from the Statutesis included
in NiidaNoboru ji
[4 j Tjrydshzi f -1A (1933) pp. 655-7.
2) TLT, 7 (Sung print). Tamai, loc. cit, p. 513.
l (I i
75p.I6.)
(CTS
7) In particularthe position of the t'un-chuis very obscure unless we assume
the existence of a centralDirectorate with overall powers.
8) HTS 48, loc. cit. (des Rotours, p. 434)
"In Kan-chou the lands are broad and rations plentiful, and it is
menacedfrom both sides.Yet the civilianhouseholdsunderits controlare
less than 3,000 in number,and they are capableof maintainingno more
than something over a hundred soldiers. But the colonies are broadly
scattered and far distant while the granariesand stories are dispersed,
so that if ever a barbarianturnsrebelI fearit could causemajortrouble...
I have also received a deposition from Kan-chou which says that of
recent years the harvest of the colonies has ripened well, but because
the garrison troops are few in number and the common people not
numerous, while the colonies are broad scattered,gatheringthe harvest
has been difficult to complete. Once the correct season has passed the
grain withers, and thus not more than two thirds of the crop is gathered.
Since labour is scarceit is not yet put into the granariesand stored, and
even of what has alreadybeen reaped,much is still left in the fields ....
I am foolish and inexperienced in the affairsof the frontiers, but I
ventureto suggest thatadditionaltroops should be quarteredthere, who
could exploit agriculturewithin, and ward off bandits without. Then
the stores accumulatedin Kan-chou would certainlybe doubled. Why
do I say this? The militarycolonies of Kan-chou are all irrigated, and
being watered by heavily sedimented rivers their fertility does not
depend on the weather. These 40 andmore colonies togetherform a rich
region, and hence every harvest is never less than 200,000 tan. But
because labour is not available, there is still some idle land. If additional
troops were now (stationed here) and made responsible for exploiting
the resources of the land to the utmost limit, it will not be difficultto
obtainan annualharvestof 300,000 tan.1)'"
Furthercolonies were establishedin Kan-chou by its prefect Li Han-
t'ung ~ • • in 701.2) Even more difficult a supply problem was
posed by the armies quartered in the mountain valleys around the
Kdk6nor and the headwatersof the Huang-ho, to contain the Tibetan
border tribes. In 678, afterthe defeatof the T'ao-ho Army, the establish-
ment of colonies in the area was suggested as a means of preventing
furthertroubles.3)Furthernorth we hear of colonies establishedat Ho-
of the Ho-
choul) and Shan-chou.2)The latterwas the headquarters
ytian army Wiij ~W. When Hei-ch'ih Ch'ang-chih X-~ '9 Z
" of this
becamecommander armyin 680 he establishedcoloniestotalling
5,000 ch'ingwhicharesaidto haveproduceda milliontanannually,so as
to be ableto increasethegarrisonwithoutresourceto Jocalprocurement
(whichmust have been all but impossiblein the sparselypeopledand
inhospitableregion)and withoutstraininghis transportfacilities.3)To
-
assistin this veryimportanttask,a Censor,Lou Shih-te, NAi*i had
alreadybeen appointedin 678 as Administrator (Ssu-ma)of the Ho-
of lands
ytian army, with specialresponsibilityfor the exploitation
(chihying-t'ienshih).4)Later,under the EmpressWu, 690 became
in he
Governorof Feng-chou,in the northernsweepof the Huang-ho,and
was againgiven responsibility for colonies.5)In 693 he becamea Chief
Minister,but the next year was sent out again to the north-westas
Acting GeneralCommissionerfor MilitaryColoniesto the Ho-ytian,
Chi-shih,and Huai-ytianarrmesand the Prefecturesof Ho-chou,Lan-
chou,Shan-chou,andKuo-chou.6)Laterstillin 698,he becameGeneral
Commissionerto the Armiesof Lung-yuconcurrently responsiblefor
colonies.7)Thistypeof generalprovincialcontrolover colonieswasnot
confinedto Lou Shih-te,for afterhim ChangAn • held similar
responsibilityfor all coloniesin Lung-yu.8)
The generalapplicationof this type of regionalcontrolfollowedthe
establishmentof Provincial Governors (Chieh-tushih) exercising
regionalcommandovertheprefectures andarmieson the borders.Most
of the ProvincialGovernorsbore the concurrenttitle of Commissio-
ner for PublicRevenueand MilitaryColonies(Chih-tuying-t'ienshih)
I) Figures given in TT 6, p. 34a The total of grain from the land levy (ti-
shui) was something over 12,400,000 tan, that from the grain tax (tsu) over
7,400,000 tanin the south and 5,200,000tanin the north The total grainincome
disposable by the Department of Public Revenue was over 25,000,000 tan.
2) This gives an averageyield per colony of 2,054 tan.The average yield per
mou in T'ang times seems to have been between I tan and 1.5 tan. Hence
the average colony was probablyabout zo ch'ingin size, or else the yield was
well below half of the average. Since most colonies were in areas of marginal
cultivation,low yields might be expected.
consumed 700,000 tan per annum, and as they numbered only 30,900
men must have been almost entirely dependant on such supplies.1)
In the north-west and to some extent in Ho-tung, the principle
supplementarysourceof grainwas compulsorypurchase(ho-ti).The allot-
ments of silk cloth for the purchaseof grain by Ho-ti were as follows
Lung-yu lengths
1,000,ooo000
Ho-hsi 8oo,ooo lengths
Kuan-nei 8oo,ooo lengths
Ho-tung 400,000 lengths
a further200,000 lengths were allowed to the centralAsian dependencies
of Ho-hsi, and 400,000 lengths to the Commissionersfor Pastures.2)
The quotas of purchasedgrain to be retainedin the differentprovinces
were also recordedonly for the four north-westernprovinces, and show
that large reserves were expected to be built up in Ho-hsi and Kuan-
nei, and rathersmallerones in Lung-yu and Ho-tung.3)
To sum up, supply of troops in the north-east was dependant first
upon transported rations, and secondly on colonies. In Ho-tung
transportedrationsproducedrelativelymorethancolonies,but both were
supplementedby local purchase.In Kuan-neithe garrisonsseem to have
been very well supplied with very heavy production from colonies and
a large income from local purchase. In Ho-hsi and Lung-yu colonies
and local purchase were again the main sources of rations, with local
purchase relatively more important in Ho-hsi, and colonies more im-
portant in Lung-yu.
I) b"
TT 6, p. 34b,wheretheyarecalledk'uei-chfin-shih
z) TT6, p. 34a.TheCommissioners for Pasturesneededto buyin largequan-
tities of grainfor stockfeed.
3) WHTK2i, p. oo. The figuresare
Kuan-nei 510,000 tan 7.9 tan
Ho-tung 110,000tan 2 tan
Ho-hsi 370,000tan 5 tan
Lung-yu 150,000 tan 2.I tan
The second column gives the averagequota in store per man in the provin-
cial forces. Thus in Kuan-neiand Ho-hsi therewas practicallya year'sconsump-
tion kept in store, while in Ho-tung and Lung-yu, there was only about 3
months' rations kept in reserve.
While the system of colonies had thus been growing into a most impor-
tant means of supporting the frontier garrisons, some further colonies had
been developed in central China either purely as a means of raising reve-
nue or as a device to bring new lands into cultivation. For the latter
purpose this type of exploitation was ideal, since it could afford to be
prodigal with labour to an extent quite uneconomic to the private
citizen.') These developments began on a large scale in the early years of
Hstian-tsung' reign, and were closely connected with the financial and
land crisis which then brought about a spate of suggested reforms.2)
In 718 ChiangShih-tu]-itj )IO becamegovernorof Ho-chung,3)apre-
fecturecontainingextremelyvaluablesalt depositswhichhadfalleninto
partialdisuseandneglect.In orderto bringthembackinto production
he establishedsalt"colonies"(yen-t'un)
employingtroopsto dredgeand
clear the waterwaysand to performother labour.4)In 7zo Chiang
Shih-tu was transferred to T'ung-chou in the lower Wei valley.5) Here
again he established a number of colonies (t'un-t'ien) in order to open
up some 2,000 ch'ingof paddy fields.6) These lands were placed under
specialofficialsknown as Ch'ang-ch'un for the
kungshihCommissioners
Ch'ang-ch'un Palace.7)
In 726 the Lands appertainingto office (Chih-fent'ien) of officials in
the Capitalwereabolished,in an effortto relievethe landshortage,and
AFTER
COLONIES THEANLU-SHAN
REBELLION
With the rebellion of the frontier generalAn Lu-shan, and the years
of near disasterthat followed, the situation was entirely changed. The
previous pattern of frontier colonies was destroyed, for almost all of
Lung-yu and Ho-hsi were lost to the Tibetans and elsewhere the fron-
tiers receded. Beside the colonies, the great horse-breedinggrounds of
the north-west were lost, so that the government was forced to rely on
large-scale purchase of horses from the Uighurs,7) and to establish
breeding grounds elsewhere inside China.8)
i) CTS 8, p. zoa; CTS 99, p. 8b; HTS iz6, p. ioa.
2) HTS 126, p. Ioa.
3) For instancethe much more importantreformof the canaltransport
system.
4) See TFYK 503, p. z22a. TLT 7 (Sung print) loc. cit. (Tamai p. 513).
The list of colonies in TLT 7 shows io t'unattachedto the palace,which
5)
was near Ch'ao-icounty in T'ung-chou. See also THY 59, p. 1038.
6) See TFYK 503, p. 2za.
7) See HTS 5I, p. 5b. THY 66, p. 1145.
8) Even before An Lu-shan's rebellion, the supply of horses was not con-
stantly adequate. See Hsi Ang's (3 Ch'i-Pin-Ching-Ning ssu chou pa
_
rebellion.In 837,WangYen-wei 1 , )A, Vice Presidentof the Board
of Finance in charge of Public Revenue, presentedan "Outline scheme
for supplying the armies",which put the militaryestablishmentduring
the last years of the 8th century at 8oo00,000men, and that during the
period 82z-5 at 990,000.1)
This enormous burden was borne by a greatly reduced number of
tax-payingfamilies, although new sources of indirect taxation came to
provide a very large part of the national revenue, while provincial
governors were allowed considerablelatitude both in the collection of
taxes and in theirdisposal.2)Any sourceof additionalincome was eagerly
grasped, and colonies were widely established, both by the frontier
armiesand by the interiorprovincialgovernments.
The new governors held in most cases the concurrenttitle of Ying-
t'ienshih,as the governors of the frontierprovinces had done in Hsiian-
tsung's reign.3) In the majority of provinces they had a deputy com-
missioner(fu-shih)and a staff of subordinateofficerswho looked after
the business arising from this office, and it is probable that this subaltern
staffwas considerablymore numerous and more irregularin its manner
of appointmentthan had been the case before 755.4)
These titles were not simplyadoptedout of arrogance.The central
governmentencouragedthedevelopmentof suchlandsby theprovincial
authorities,as therevenueof the empireremainedveryuncertainduring
the period 763-780 and the financialministersexperimentedwith many
I) CTS I7B, p. z2ia(837, i, 26). In 807 the total is given as 830,000. See THY
84 p.; TCTC 237, P- 7647-8.
2) In particular, under the Liang-shuitax reform of 780, every province was
made responsible for an annual quota of tax-income, but was allowed to assess
the rates of tax within the province. Moreover a large proportion of revenue
was retained by the province for local expenditure, and only a certain percen-
tage of the total quota was sent to the capital.Local governorsimposed
irregular taxes and levies on their own authority, and commonly invested the
funds of their provinces in usury.
3) See Aoyama, op. cit. pp. 23-4. Hino in Shina chziseino gumbatsup. 104-5
claims that after 763 these titles were purely ornamental, but there seems no
evidence for this contention.
4) This was certainly the case with the subordinate officers to a Governor, in
his capacityof Kuan-ch'a
shih(Civil Governor), and of Chieh-tushih (Military
G overnor). See Hino, op. cit. pp. 102 ff.
labour were so high that it was considered more profitable to collect land
taxes from a given area than to work it as a colony.1) In 774 the control
over the colonies in T'ung-chou attached to the Ch'ang-ch'un Palace
was also relaxed, and instead of a Censor being employed as special
Commissioner to the Palace, the title was given concurrently to the
local Prefect.2)
We may see in some detail the waste involved in these colonies from
the case of those in the Inner Park at Ch'ang-an. According to a memorial
submitted in 780 by the Governor of the Metropolitan District Yen
Ying W , these lands were cultivated by special-duty labourers
working in a monthly rotation, who were paid 8,000 cash in addition to
their rations for each month's labour. The memorial admits that the
costs exceeded the value of the harvest,3)and at the current price of
grain they must have been quite uneconomical when the costs of ad-
ministrationand the loss of productionby the labourerson theirown
landsis takeninto account.4)It is not surprising,then, thatthis type of
colony seems to have become virtually extinct at the end of the eighth
century.
Many of the provincialcolonies were also burdenedwith a top-
heavy administration.The colonies in Ch'u-chou were a particularly
flagrantexample. These were rather a special case as they were under
some sort of controlfrom the Capital,and the Prefectheld the con-
currenttitle of Commissioner
for Ying-t'ien,
andseemsnot to havebeen
underthe authorityof the ProvincialGovernorin this matter.When
Hsiieh Chiieh ft@ { reformedtheir administrationin 778-9 there were
people's grain crops to make up the deficit.') In 797 Wang Hung LE,
developed more than zo colonies in the areaas part of a generalbuild up
of military strength.2)In 8o8 when the post of defence commissioner
for the Eastern Capitalwas abolished, the provincial troops were set to
develop 65o ch'ingof Ying-t'ienin the former ImperialPark.In 811 these
colony troops were disbanded,apparentlybecause they did not produce
enough.3)
Colonieswere furtherestablishedin westernHonan4)andin the region
between the Huang-ho and the Pien-ho canal.5) At this same period,
too, the t'un-t'iensystemwas employedon the frontierin southernChina,
where the problemwasnot essentiallymilitary,but involved the extension
of the cultivatedareainto border lands farmedby aboriginaltribes.Hsti
Shen UZ,~4!who was Prefect of Shao-chou (Kwangsi) about 790,
levied the local inhabitants to work public land, loaning them oxen
and ploughs and giving them seed. By these means he was able to begin
an extensive plan for public works.6)Later, when Wei Tan f-f was
A
Governor of Yung-kuan (Kwangsi) (8oi-5) he set up 24 colonies and
taught the people to plant tea and wheat, as part of his policy of bringing
them the benefits of civilisation.7)
Thus the system of agriculturalcolonies was developed ratherexten-
sively in the interior of China during the reigns of Tai-tsung and Te-
tsung. The discussionsof the question by contemporarystatesmen,how-
ever, concentrateon the classic role of the colony as a means of sup-
plying frontier garrisons. After the disasters of 763-4 there was a certain
amount of activity among the commanders of the north-western garri-
sons in establishing irrigation works and colonial land. The most
ambitious of these schemes was begun by Yang Yen Q A when he
became Chief Minister in 780. This was to irrigate lands near Feng-chou1)
and to establish colonies there. The scheme was opposed on the grounds
of cost, and although the canals were completed, the scheme was soon
abandoned.2)
After the suppression of the rebellions of the Ho-pei governors during
the 780's, which again reduced northern China to chaos, in 786 Han
Huang 4'i, who had wide financial experience and had played
a major part in supplying the imperial armies during the fighting,3)
outlined a rather optimistic scheme for the recovery of the northwest
from the Tibetans. This envisaged the settlement of the area by troops
who would be provisioned from the capital for three years, and would
thereafter establish themselves in ying-t'ien and become self-supporting
garrisons who could both "farm and fight".4)
Other statesmen were thinking along similar lines. The establishment
of self-supporting frontier forces was very attractive, for it would not
only solve a major financial problem, but it would enable the govern-
ment to avoid conscription of the so-called Fang-ch'iuping( W ( -).
Conscription was doubly expensive, for each conscript soldier not only
became a charge on the state for rations and upkeep, but also ceased to
be a productive taxpayer. Li Pi 4 jf, who became Chief Ministerin
787, suggested the revival of the Militia (Fu-ping) system, with the im-
portant difference that the peasants who were to form the new militias
north of the Capital"to assist with the plan. However Li Chiang the
patron of the scheme fell from power almost immediately afterwards,
and P'an Meng-yang quarrelledwith Wang Sui 3E , the Commissio-
ner responsible for supplying the armies of the north-west, who was
opposed to colonies. The scheme was therefore suspended, but seems
to have excited wide admiration.1)
Thus the period from An Lu-shan's rebellion to the middle of the
reign of Hsien-tsung (8o6-819) saw three main developments. On the
frontiersthe pure colony worked by ordinarytroops gave way to a great
extent to colonies worked by agricultural troops t'ien-tsu and by
permanentlysettledsoldier-farmerfamilies.In the interiorprovincescolo-
nies were establishedby provincialgovernors to provide an income and
to exploit unbroken lands. These lands were worked either by civilian
settlers living under tight discipline, by levied labour, or by hired
werealsoemployed.A
labourers,whilein thenorthernprovincest'ien-tsu
thirddevelopmentwas the decayof the coloniesdirectlyfarmedunder
the central government's control.
The need to curb the governors was made still more apparentwith
the rebellion of Wu Yiian-chi t j in 815-7, which hadthreatened
to cut off the capitalfrom its chief source of grainsuppliesin the Yangtse
valley. Various measures to reduce the financialindependence of the
provinces were enforced in the following years,1)and among them was
the abolition of the concurrentposts of Ying-t'ienshihheld by provincial
governors.2)These had been graduallywhittled down in the years 814-7,
and in 818 an Edict was promulgated which abolished the remaining
posts, and laid down a rule that in future none of the provinces apart
from specially excepted cases should have such commissioners.3)The
Edict gives as the reason for the change the great variation in the con-
trol of colonies in differentareas,and the need to bring them all under
a single system.
There is no doubt that control passed into the hands of the Board of
Finance. The actual machinery of managementis by no means clear,
but in some places at least there were special Agricultural Colony
Bureaus(Ying-t'ienrwu
[- Wf" ) subordinatedtothelocalrepresentatives
the offices
(Hsin-yuian(( 1) of the Boardof Financein the sameway as
for mines,the centresfor collectingtradetaxes,and the branch-offices
of the variousmonopolies.The first of these bureausis mentionedin
732.4) Thereis very little evidenceaboutthe systemin the laterreigns
of the T'ang,but the bureausand similarBureausfor OfficialEstates
(Chuang-chaiwu •t• -) are frequentlymentionedunder the Five
Dynasties. When their abolition was suggested in 953, the TZy-chih
notes that in the latterpart of the T'ang, "The Boardof
t'ung-chien
Financeset up separateofficesto havecompletecontrolof(theying-t'ien),
whichwere independentof the local authorities".5)Fromthuswe may
i) Forexamplerestrictionswereimposedin 819 on theacquisitionof estates,
and disposal of taxes(THY 83, p 1539, TFYK 488, p. 7a.) The salt monopoly
was also extendedto partsof Shantungand Hopei which had been exempt
(CTS 48, p. 15b.)
z) See TTCLC Ioi, p. 7b-8a, THY 78 p. 1434.
3) Accordingto the edict nearlyall the governorsof the Honan,southern
Hopei, and Kuan-chungareashadalreadybeenstrippedof thesetitles.
4) See Hino, op. cit, pp. 167-71. For the first mention of such an office, see
CTS I7B, p. 6b.
See TCTC 291, p. 9488.
5)
i) See TFYK 503, p. 24b for the relevantpassage.The full text of the Act of
Grace is in TTCLC 2 p. 13a-i6b.
2) HTS 41, p. iob.
3) See TFYK 503, p. 25b.
4) I take it that this is what is meant when the passage continues "He re-
quested that he might impose a levy (shui) in wheat amounting in all to over
39,000 hu on the acreage of theying-t'ien,to replace the rations [formerlypro-
duced] and to enable him to retain the troops. . . ." I take it that the shuire-
presents some sort of rent levied on lands previously worked by the t'ien-tsu.
On this term see Twitchett, Asia MajorVJ/i, p. 58, note IIo.
5)
trolled by the armies and to land owned by the armies and rented out to
commoners.1) It was also very common for civilians with large holdings
of land to have themselves falsely registered on the roll of one of the
armies,andthus,beingno longerunderthe financialjurisdictionof the
local authorities, evade their regular taxes, and pay a rent to the army
instead.2)
With the establishmentof the AgriculturalColonyBureaus,which
again were independent of the local authorities, a similar type of abuse
arose. The bureaus appointed Colony Households (Ying-t'ienhu
SWJ Pi) to worktheirlands.3)Thesefamiliesweregenerallyrichand
powerful ones, and beyond paying their rent (Shu-k'o 4ij to the
-) to the
bureau they avoided all fiscal responsibility. Being attached
bureau, which was directly dependent on the Board of Finance, they
were beyondthe jurisdictionof the Prefectural
or Countyauthorities.4)
Manyof thesefamilies,havingreceivedthe title of Ying-t'ien
hu,did not
perform the cultivation of colony lands themselves, but sub-let them to
tenantsof theirown, or employedcasuallabourto work them.5)
However, many of the tenants were recruited from among the
I) See THY 85, p. 1566 and TFYK 495, P. 3ob for the case of 8zo; THY
85, pp. 1566-7and TFYK495, p. 3Ib for Edict of 848; and THY85, p. 1567
and TFYK 495, P. 32zafor Edict of 871.
2) See the latter two cases (note i).
3) See the studies of Tamai Zehaku, Tjdainotochi-mondai kankenin his Shina
shakai-keizaishi kenky7(1942) pp. 1-96; of Kato Shigeshi, Tdnosdennoseishitsu
oyobisonoyurai ni tsukiteand ThS&-jidai no sdensoshikinarabini sonosh7iraku to
shitenohattatsuni tsukite,in his Shina kdsh I, (1952) pp. 208-260;and of
keizaishi
Sud6 Yoshiyuki •~j ~' Chigokutochi-seidoshi kenkyR(1955) PP. 9-64.
4) When the CTS was compiled in 941-5, the Veritable Records (Shih-lu)
relating to the period subsequentto 847 were lost, (See Wu-taihui-yaoI8, p.
229ff.)and as a resultthe CTS and HTS basedthemselveson very heterogenous
materialin dealing with this period, and are thoroughly unsatisfactory.
5) In 820, Li T'ing 44 became Governor of Ling-yen, and reopened
the derelict Kuang-lu ch'tii jj • canal, setting up colonies in the lands
which it watered. (HTS 154, p. 8b). In the same year Yang Yiian-ch'ing
*po)t Governor of Ching-ytianin the same area establishedover 5,000
of
ch'ing colonies, heavily fortified against barbarianraids. (CTS 6i, p. 8a)
6) CTS I7A, p. 3a, TFYK 503, p. 24b, recordsthe establishmentof 6oo mou
ofying-t'ienon the T'e-chin ch'ii canalin Ling-chou.
7) In this yearthe newly appointedPresidentof the Board of Finance,Wang
Ch'i I i made plans with the provincialauthoritiesto bring large areasof
846,1) in the last case being set up as a settlement for transported crimi-
nals. Some colonies in the region were abandoned in 836.2) The
Department of Public Revenue was directly involved in some of these
cases. Other colonies were established in southern Hopei in 8253) and
829,4) and on the border between Hopei and Honan in 831.5)
When after 849 the Chinese began to recover the lost parts of Kansu
from the Tibetans, colonies were set up to consolidate the Chinese
military position in the region.6) Other frontier regions especially Ho-
tung opened up new colonies in the 83o's,7) and it was suggested that the
system should be extended to Szechuan, to develop new frontier terri-
tory and cut down transport costs, but the Governor was dissuaded
from pursuing this plan, on the grounds that it would tie down too
many of his troops in exposed regions.8)
At this time the power of the central government, as it fell more and
more into the clutchesof the eunuchsand generals,beganto decline
rapidly.It is veryprobablethatthe semi-independent
provincialgover-
nors of the late 9th century established many colonies, and administered
them themselves in spite of the theoretical control of the Board of
Finance. Certainly this was the case under the Five Dynasties, which
differed only in name from the later days of the T'ang. These colonies
of the early ioth century were mostly worked by tenants, but some
remainedunderdirectarmyexploitation.
derelictand abandonedfarmlandin Pin-ning and Ling-wu provinces back into
production by means ofying-t'ien.See TFYK 50o3,p. zb, CTS 164, p. 3a.
i) See TFYK 503, p. 25b-26a.These settlementswere establishedin Ling-
wu and in the fortressesalong the northern sweep of the Huang-ho
2) TFYK 503, p. 2zb.
3) See TFYK 503, p. z4b. In this instance the Governor of Tsang-ching
province was made Commissionerfor Ying-t'ien as a concurrent post. See
CTS i61, p. 8a.
4) See TFYK 503, p. z2a-b, HTS 164, p. 7a-b. This was in again in the
coastal area of Tsang-chou.
See CTS The governor concernedwas Yang Yiian-ch'ing(cf.
5) i6i, p. 8a.
notes I 87, 192 above), who was at this time Governor of Ho-yang san-ch'eng,
with his capital at Huai-chou. The new lands are said to have yielded zoo,ooo
tan of grain.
6) See TFYK 503, p. 26a; CTS I8B, p. 7a-b.
7) See HTS i82, p. 6b; There is also a record that the armies on the Kitan
frontier in Ho-pei were all settled on the land.
8) HTS 18o, p. 3a ff.
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