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Brain Shape Differences
Brain Shape Differences
Correspondence
amdale@ucsd.edu
In Brief
Fan et al. show that human cortical
surface robustly predicts an individual’s
genetic ancestry despite that populations
have been shaped by waves of migrations
and admixture events. For each
continental ancestry, the regional
patterns of cortical folding and
gyrification are unique and complex.
Highlights
d Geometry of the human cortical surface contains rich
ancestral information
Report
*Correspondence: amdale@ucsd.edu
http://dx.doi.org/10.1016/j.cub.2015.06.006
SUMMARY RESULTS
Knowing how the human brain is shaped by migra- The participants were recruited as part of the Pediatric Imaging,
tion and admixture is a critical step in studying Neurocognition, and Genetics (PING) study. A detailed overview
human evolution [1, 2], as well as in preventing the of the study can be found in previous publications (e.g., [3, 4, 10]),
bias of hidden population structure in brain research and research protocols and data are publicly available online [11].
[3, 4]. Yet, the neuroanatomical differences engen- Briefly, PING was a multisite project recruiting children and ado-
lescents from ages 3 to 21 at ten sites in the United States. All
dered by population history are still poorly under-
participants were screened for history of major developmental,
stood. Most of the inference relies on craniometric
psychiatric, and neurological disorders; brain injury; and other
measurements, because morphology of the brain is medical conditions that affect development. Participants then
presumed to be the neurocranium’s main shaping received neurodevelopmental assessments, standardized multi-
force before bones are fused and ossified [5]. modal neuroimaging, and genome-wide genotyping. The overall
Although studies have shown that the shape varia- PING sample consisted of 1,493 participants; 1,152 individuals
tions of cranial bones are consistent with popula- remained after quality control of the genotyping and neuroimag-
tion history [6–8], it is unknown how much human ing data (for quality-control processes and demographics of the
ancestry information is retained by the human participants, see Supplemental Experimental Procedures and
cortical surface. In our group’s previous study, we Table S1). We focused our analyses on 562 individuals older
found that area measures of cortical surface and total than 12 years (289 males, mean age 16.6 years, standard devia-
tion 2.6 years). Considering that the morphological features of
brain volumes of individuals of European descent in
cortical surface change little after age 12 [10], this stratified
the United States correlate significantly with their
approach further reduced the residual confounds of develop-
ancestral geographic locations in Europe [9]. Here, mental effects.
we demonstrate that the three-dimensional geome- The proportions of genetic ancestry were estimated using
try of cortical surface is highly predictive of individ- principal component (PC) analysis with whole-genome SNP
uals’ genetic ancestry in West Africa, Europe, East reference panels for ancestry [12–14]. Four continental popula-
Asia, and America, even though their genetic back- tions were used as ancestral references: West Africa (YRI,
ground has been shaped by multiple waves of migra- Yoruba in Ibadan), Europe (CEU, Utah residents with Northern
tory and admixture events. The geometry of the and Western European ancestry), East Asia (EA), and America
cortical surface contains richer information about (NA, Native American). The metrics for summarizing genetic
ancestry than the areal variability of the cortical ancestry in each ancestral component were standardized as
proportions ranging from 0% to 100%. These proportions repre-
surface, independent of total brain volumes. Be-
sent how genetically similar an individual is to the reference pop-
sides explaining more ancestry variance than other
ulation [14].
brain imaging measurements, the 3D geometry of
the cortical surface further characterizes distinct Morphological Prediction for Genetic Ancestry
regional patterns in the folding and gyrification of We first tested whether the surface geometry of the cerebral cor-
the human brain associated with each ancestral tex predicted the proportion of genetic ancestry among partici-
lineage. pants. To characterize variation in the geometry, we reconstructed
1988 Current Biology 25, 1988–1992, August 3, 2015 ª2015 Elsevier Ltd All rights reserved
Figure 1. Predicting the Proportion of
Genetic Ancestry by Cortical Surface
Geometry
YRI: Yoruban, as a proxy for West African ancestry;
CEU: Utah residents with Northern and Western
European ancestry; EA: East Asian; NA: Native
American. In all predictive models, the variables
have been residualized with respect to age, age
squared, gender, total brain volumes, and scanner
used. All models excluded individuals with a 0%
proportion of genetic ancestry to that specific
component. The colors of the data points are
determined by the proportion of genetic ancestry
as illustrated in the key in the upper left panel.
LOOCV: leave-one-out cross-validation.
Current Biology 25, 1988–1992, August 3, 2015 ª2015 Elsevier Ltd All rights reserved 1989
Table 1. Percentage of Variance Explained in Different Predictive On the other hand, the global shapes of the reconstructed
Models cortical surface geometry match W.W. Howells’ description of
Cortical Surface Cortical Surface Brain Aspect Subcortical craniometry of 2,524 ancient human crania from 28 populations
Geometry Area Ratios Volumes [20]. Crania of African ancestry tended to have a narrower cranial
YRI 66% 17% 10% 5%
base, and those of Northern European ancestry had elongated oc-
cipital and frontal regions. Crania of East Asian ancestry had a high
CEU 55% 12% 2% 2%
cranial vault, and crania of Native American ancestry were flatter.
EA 49% 9% 6% 6%
Regarding the morphing differences of YRI, EA, and NA, all had
NA 47% 9% 9% 0% high magnitude and variations in the posterior-temporal regions
Cortical surface geometry and cortical surface area were sampled in (Figure 3).These findings are consistent with the notion that tem-
icosahedral level 4, which contains 642 vertices in each hemisphere. All poral bones contain more variations across ancestral groups [6].
models were fit with the same setting and evaluated with leave-one-out At first glance, these results are surprising because our model
cross-validation (LOOCV). Nuisance covariates gender, age, age
is based on the contemporary United States population, which
squared, total brain volumes, and scanner were regressed out before
is the historical product of migrations, slave trades, and local
calculating the variance explained in LOOCV.
admixture events [18, 21, 22]. Nevertheless, the coordinates of
reference-inferred PC space reflect information about individ-
features, achieved 64% explained variance in YRI ancestry uals’ ancestral origins (Figure S1) [14, 21, 23]. Our group’s previ-
among African Americans [19]. Our 3D representation of ous study also showed that individuals’ positions in PC space are
cortical surface geometry performs similarly in predicting YRI matched with their ancestral locations, rather than their current
ancestry and also performs well for the other three continental geographic locations [9]. Therefore, our 3D representation might
ancestries. As data in Table 1 show, the explanatory power to a certain degree reflect the neuroanatomical and/or neuro-
is not due to the differences in total brain volumes, nor to cranial changes along the human migratory path in the dispersal
the differences in areal expansion of the cortical surface. from Africa [24]. Based on our current model, we simulated what
Instead, regional folding patterns characterize each ancestral might be expected from the ‘‘out of Africa’’ scenario in the Sup-
lineage. plemental Experimental Procedures (Figure S3; Movie S5).
1990 Current Biology 25, 1988–1992, August 3, 2015 ª2015 Elsevier Ltd All rights reserved
Figure 3. Mean Magnitude and Variations of
Morphing across Twelve Regions of Cortical
Surface
The following regions are labeled at the top, as
defined in a previous publication [17]: 1, central re-
gion; 2, occipital cortex; 3, posterolateral temporal
region; 4, superior parietal region; 5, orbitofrontal
region; 6, superior temporal region; 7, inferior pari-
etal region; 8, dorsomedial frontal region; 9, ante-
romedial temporal region; 10, precuneus;11,
dorsolateral prefrontal cortex; 12, pars opercularis.
The Euclidean distances between cortical surface
of 100% ancestry and neutral ancestry were
calculated for each vertex. The mean and standard
deviations of the Euclidean distances for different
cortical regions are shown in the bar plots.
Current Biology 25, 1988–1992, August 3, 2015 ª2015 Elsevier Ltd All rights reserved 1991
investigators within PING contributed to the design and implementation of 12. Reich, D., Patterson, N., Campbell, D., Tandon, A., Mazieres, S., Ray, N.,
PING but did not necessarily participate in this study. Data collection and Parra, M.V., Rojas, W., Duque, C., Mesa, N., et al. (2012). Reconstructing
sharing for this project were funded by PING (NIH grant RC2DA029475). Fund- Native American population history. Nature 488, 370–374.
ing was provided by the National Institute on Drug Abuse and the Eunice Ken- 13. Altshuler, D.M., Gibbs, R.A., Peltonen, L., Altshuler, D.M., Gibbs, R.A.,
nedy Shriver National Institute of Child Health and Human Development. PING Peltonen, L., Dermitzakis, E., Schaffner, S.F., Yu, F., Peltonen, L., et al.;
data are disseminated by the PING Coordinating Center at the Center for Hu- International HapMap 3 Consortium (2010). Integrating common and
man Development, University of California, San Diego. Other support was pro- rare genetic variation in diverse human populations. Nature 467, 52–58.
vided by National Institute of Mental Health grant R01MH100351. A.M.D. is a
14. Chen, C.Y., Pollack, S., Hunter, D.J., Hirschhorn, J.N., Kraft, P., and Price,
founder of and holds equity interest in CorTechs Labs and serves on its scien-
A.L. (2013). Improved ancestry inference using weights from external
tific advisory board. The terms of this arrangement have been reviewed and
reference panels. Bioinformatics 29, 1399–1406.
approved by the University of California, San Diego, in accordance with its
Conflict of Interest policies. 15. Fischl, B., Sereno, M.I., and Dale, A.M. (1999). Cortical surface-based
analysis. II: Inflation, flattening, and a surface-based coordinate system.
Received: March 1, 2015 Neuroimage 9, 195–207.
Revised: May 4, 2015 16. Dale, A.M., Fischl, B., and Sereno, M.I. (1999). Cortical surface-based
Accepted: June 1, 2015 analysis. I. Segmentation and surface reconstruction. Neuroimage 9,
Published: July 9, 2015 179–194.
17. Chen, C.H., Gutierrez, E.D., Thompson, W., Panizzon, M.S., Jernigan, T.L.,
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Current Biology
Supplemental Information
ancestry and the model that mapped individual onto world geography [S12].
Figure S2. Quantile-Quantile plot of genetic ancestry by Gender. Related to Figure 1.
The distribution of genetic ancestry by gender is compared with the Q-Q plot. The overall
distributions are compatible with each other. Females tend to have more EA genetic
ancestry than males in some ranges of ancestral percentile while retaining the same
Africa. Related to Figure 2. The color scheme is the same as in Figure 2. The migratory
path is represented as moving from Africa to Europe, then to East Asia, and finally to
America [S15].
Table S1. Demographic and covariates distributions of the PING participants
YRI CEU EA NA
Mean Proportion 14.6% 61.9% 18.5% 5%
Male % 51.3% 53.2% 47% 43.8%
Correlations with Age (r) -0.073 0.088 0.019 0.005
Correlations with 0.072 -0.032 -0.019 -0.049
Household Income
Scanners
1 21% 66% 11% 2%
2 22% 51% 12% 16%
3 5% 73% 17% 5%
4 30% 57% 8% 5%
5 17% 52% 12% 19%
6 7% 73% 16% 4%
7 7% 41% 50% 2%
8 8% 82% 8% 2%
9 7% 73% 12% 8%
10 18% 75% 6% 1%
11 19% 41% 4% 37%
12 31% 53% 11% 5%
Supplemental Experimental Procedures
Saliva samples were processed by the PING Study Genomics Core at The Scripps
Translational Science Institute, where DNA was extracted and genotyped. The
single nucleotide polymorphism (SNP) markers. SNPs with genotyping call rates less
than 95%, minor allele frequencies less than 1%, or failing Hardy-Weinberg Equilibrium
(p < 10-7) are excluded. The final data have a total of 539,865 SNPs with an overall
genotyping rate of 99.95%. Individuals missing more than 5% SNPs were excluded from
the analyses.
Previous studies using PING data have shown that supervised clustering of genomic
data can group PING participants into continental populations, including African,
European, Asian, and Native American [S1, S2]. To make inferences about genomic
ancestry while utilizing the properties of genomic principal components (PCs), we used
SNPweight software with external genome-wide SNP reference panels in African (YRI),
European (CEU), East Asian (EA), and Native American (NA) [S3-S5]. The external
American samples [S3, S4]. For inference, 364,452 autosomal SNPs were used. The
SNPweight software provided weights for these SNPs to project the genomic variation of
our sample onto the reference PCs (Figure S1). We then defined, for each participant, the
proportion of ancestry in the reference-inferred PCs space [S5], for each ancestral
population. The metrics were standardized with ranges from 0% to 100%. The centroid of
a specific reference group was set as 100% of the proportion of genetic ancestry in that
specific ancestral component. Increasing proportion of genetic ancestry in one component
represents decreasing genetic distance from that reference group (Figure S1).
Neuroimaging data were acquired across study sites with 12 3-Tesla scanners. To ensure
MRI protocol was implemented. Detailed protocols have been published elsewhere and
made available online [S1, S2, S6]. A standard PING imaging session included a 3D
motion correction, a 3D T2-weighted variable flip angle fast spin echo scan, a high
angular resolution diffusion imaging scan with integrated B0 distortion correction, and a
resting state blood oxygenation level-dependent fMRI scan. Acquisition protocols with
standardized pulse sequence parameters were installed on scanners at all study sites.
Individual sites uploaded DICOM images through the secure web-based application. The
uploaded data were automatically checked for completeness and protocol compliance.
Trained experts then reviewed each image for motion artifacts, excessive distortion,
operator error, or scanner malfunction. The quality ratings were input within 24 hours
from time of upload to allow re-scanning. Only images that passed quality control were
T1-weighted imaging that was the main focus of the current analyses included a
caused by nonlinearity of the spatial encoding gradient fields were corrected with
facilitate standardized viewing and analysis of brain structure, images were rigidly
registered and resampled to alignment with an atlas brain with 1 mm isotropic voxels.
process was conducted using FreeSurfer software [S9, S10]. The automated process
corrects variation in image intensity due to RF coil sensitivity inhomogeneities and then
covers the cortical surface with a polygonal tessellation. Each participant’s cortical
surface was then mapped to a spherical atlas space based on the continuous cortical
folding patterns. The surface meshes for each individual were then re-tessellated to have
a uniform number of vertices per hemisphere (163,842 vertices as icosahedral order 7).
Afterward, the standardized atlas surface tessellation was transformed back into subject
space, deriving the 3-D Cartesian coordinates of each vertex on the cortical surface.
Through this process, the coordinates of cortical vertices can represent the variation of
cortical surface geometry for each individual while ensuring that each vertex represents
Table S1 shows the stratified distribution of participants whose data have passed quality
control. Because the genetic ancestry is a continuous scale instead of categorical, the
proportion showed in each cell is the weighted sum across the whole sample. As Table S1
shows, CEU represents a larger proportion of the participants. The distribution of the
proportion reflects the underlying population structure of the United States. The gender
distribution is also even across ancestries (Table S1, Figure S2). Age only explained less
than 1% of the variance of genetic ancestry, indicating no clear evidence for recruiting
bias in terms of age and ancestry. Household income also has limited correlations with
genetic ancestry, explaining less than 1% of the variance of genetic ancestry. To prevent
possible confounding effects, covariates listed here were included in all models.
We built models that use the coordinates of vertices of reconstructed cortical surfaces to
predict the proportion of genetic ancestry. We used three methods to prevent over-fitting
and derive unbiased estimates of model performance. First, we subsampled the cortical
surface tessellation from the original 163,842 vertices to 642 vertices per hemisphere.
There are three vectors for each vertex to represent the morphing directions in 3-D
Cartesian coordinates, yielding 3,852 variables in each model. Second, we used penalized
regression with L2 norms (ridge regression) to further reduce the problem of over-fitting.
performance. Age, age squared, scanner, and gender were treated as covariates. Further
secondary analyses were carried out to examine the roles of surface area variability and
of simpler, global measures of brain morphology in the prediction of ancestry (see section:
For each of the 4 reference populations, proportion of genetic ancestry was regressed on
the 3-D directional vectors of each vertex. Age, age squared, gender, and scanner were
treated as nuisance covariates. The estimated linear coefficients provide the magnitude
and direction a vertex would move in 3-D space when the proportion of genetic ancestry
increases from zero to 100 percent. These linear predictions for the 3-D coordinates of
vertices on cortical surfaces were used to build the 3-D representation of the cortical
cortical surface, we built five predicted 3-D cortical surfaces, one for each ancestral
category and one as the ancestry-neutral cortical surface (25% proportion of ancestry in
all ancestral components). We then visualize the morphological differences between the
ancestry-neutral cortical surface and predicted 3-D cortical surface with 100% proportion
to the 100% ancestral surfaces was illustrated in both animations (Movies S1 to S4) and
in a color-coded still image (Figure 2). In the still image, the red-blue-green colors
represent the morphing directions in a standard 3-D space. Red represents variations in
the medial-lateral axis; green represents variations in the anterior-posterior axis; and blue
represents variations in the dorsal-ventral axis. The length of each line represents the
morphing magnitude of each vertex from ancestry-neutral cortical surface to the 100
proportion of genetic ancestry. In the animations, the smoothing was done on the surface
with a Gaussian kernel (SD: 0.6 mm). Smoothing reduced the jagged interpolation
between vertices, and the width of the smoothing kernel didn’t affect the folding patterns.
Cortical surface geometry contains rich information about the shape of the human brain
that may be attributable to other related brain phenotypes; i.e., cortical surface area,
aspect ratios of brain, total brain volumes, and volumes of subcortical structures [S10,
S11]. We conducted a series of analyses to examine the predictive power of those
imaging measures. All models were evaluated with comparable parameter settings. The
results are summarized in Table 1. The aspect ratios included length, width, and height of
the cerebrum, width of the cranial base, width of the cranial vault, and their pairwise
reflects spatial structure of genetic variation across the world, we did an additional
analysis with a parameterized genetic spatial model, using SPA software [S12]. The SPA
assumes that the SNP allele frequencies change gradually and proportional to the
geographical distance. Using whole genome SNP data, SPA can map each individual to a
geographical location based on their genotyping. We used the dataset from the Human
Genome Diversity Project [S13] to train a 3-D global model and then mapped our data
onto the 3-D globe based on our sample’s genomic information. Although our SPA
model uses independent reference populations and different ancestral categories, the
results are comparable with the PCA approach. Figure S1 demonstrates that the
proportion of genetic ancestry, to a certain degree, reflects the spatial structure of genetic
Europe to East Asia, and East Asia to America, following the known sequence of
dispersal of modern humans from Africa [S14]. The results are shown in Figure S3.
Supplemental References:
S1. Walhovd, K.B., Fjell, A.M., Brown, T.T., Kuperman, J.M., Chung, Y.H., Hagler,
D.J., Roddey, J.C., Erhart, M., McCabe, C., Akshoomoff, N., et al. (2012).
S2. Fjell, A.M., Walhovd, K.B., Brown, T.T., Kuperman, J.M., Chung, Y., Hagler,
D.J., Venkatraman, V., Roddey, J.C., Erhart, M., McCabe, C., et al. (2012).
Multimodal imaging of the self-regulating developing brain. Proc. Natl. Acad. Sci.
S3. Reich, D., Patterson, N., Campbell, D., Tandon, A., Mazieres, S., Ray, N., Parra,
M.V., Rojas, W., Duque, C., Mesa, N., et al. (2012). Reconstructing Native
S4. The International HapMap 3 Consortium (2010). Integrating common and rare
S5. Chen, C.Y., Pollack, S., Hunter, D.J., Hirschhorn, J.N., Kraft, P., and Price, A.L.
(2013). Improved ancestry inference using weights from external reference panels.
S6. The Pediatric Imaging, Neurocognition, and Genetics Study: Methods Used in
PING. (http://pingstudy.ucsd.edu).
S7. Jovicich, J., Czanner, S., Greve, D., Haley, E., van der Kouwe, A., Gollub, R.,
Kennedy, D., Schmitt, F., Brown, G., Macfall, J., et al. (2006). Reliability in
S9. Fischl, B., Sereno, M.I., and Dale, A.M. (1999). Cortical surface-based analysis.
195-207.
S10. Dale, A.M., Fischl, B., and Sereno, M.I. (1999). Cortical surface-based analysis. I.
S11. Chen, C.H., Gutierrez, E.D., Thompson, W., Panizzon, M.S., Jernigan, T.L., Eyler,
L.T., Fennema-Notestine, C., Jak, A.J., Neale, M.C., Franz, C.E., et al. (2012).
1634-1636.
S12. Yang, W.Y., Novembre, J., Eskin, E., and Halperin, E. (2012). A model-based
approach for analysis of spatial structure in genetic data. Nat. Genet. 44, 725-731.
S13. Cavalli-Sforza, L.L. (2005). The Human Genome Diversity Project: past, present
S14. Li, J.Z., Absher, D.M., Tang, H., Southwick, A.M., Casto, A.M., Ramachandran,
S., Cann, H.M., Barsh, G.S., Feldman, M., Cavalli-Sforza, L.L., et al. (2008).
S15. Cavallisforza, L.L., Menozzi, P., and Piazza, A. (1993). Demic Expansions and