Neuroscience of Exercise: From Neurobiology Mechanisms To Mental Health

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Review

Neuropsychobiology 2013;68:1–14 Received: September 28, 2012


Accepted after revision: March 24, 2013
DOI: 10.1159/000350946
Published online: June 15, 2013

Neuroscience of Exercise:
From Neurobiology Mechanisms
to Mental Health
Eduardo Matta Mello Portugal a–c Thais Cevada a, d Renato Sobral Monteiro-Junior a, b, e
     

Thiago Teixeira Guimarães a Ercole da Cruz Rubini a, e, h, i Eduardo Lattari a, b


     

Charlene Blois a, f, g Andrea Camaz Deslandes a, b


   

a
Neuroscience Laboratory of Exercise, UGF, b Exercise and Sport Sciences Graduate Program, Gama Filho University, UGF,
   

c
Performance Research Group, UGF, d Institute of Psychiatry of the Federal University of Rio de Janeiro, IPUB/UFRJ,
   

e
Clinic School of Physiotherapy, UGF, f Federal University of Rio de Janeiro, UFRJ, g Biometry Laboratory, Federal University
     

of Rio de Janeiro, UFRJ, h Physical Education Course, University Estácio de Sá, and i Laboratory of Physical Activity and Health
   

Promotion, LABSAU/UERJ, Rio de Janeiro, Brazil

Key Words mental health of athletes. Exercise is associated with the in-
Neurobiology of exercise · Depression · Adherence · creased synthesis and release of both neurotransmitters and
Physical training · Mood neurotrophic factors, and these increases may be associat-
ed  with neurogenesis, angiogenesis and neuroplasticity.
This review is a call-to-action that urges researchers to con-
Abstract sider the importance of understanding the neuroscience of
The neuroscience of exercise is a growing research area physical exercise and its contributions to sports science.
that is dedicated to furthering our understanding of the ef- Copyright © 2013 S. Karger AG, Basel
fects that exercise has on mental health and athletic perfor-
mance. The present study examined three specific topics:
(1) the relationship between exercise and mental disorders Men ought to know that from nothing else
but the brain come joys, delights, laughter and
(e.g. major depressive disorder, dementia and Parkinson’s
sports, grief, despondency, and lamentation.
disease), (2) the effects of exercise on the mood and mental Hippocrates, 400 BC
health of athletes, and (3) the possible neurobiological
mechanisms that mediate the effects of exercise. Positive re-
sponses to regular physical exercise, such as enhanced func- Introduction
tional capacity, increased autonomy and improved self-es-
teem, are frequently described in the recent literature, and Neuroscience is a growing research area comprising a
these responses are all good reasons for recommending reg- variety of multidisciplinary investigations that seek to un-
ular exercise. In addition, physical exercise may improve derstand the relationship between the body and the brain.
both mood and adherence to an exercise program in healthy At the beginning of the previous century, our knowledge
individuals and might modulate both the performance and of the correlation between neuroscience and exercise was

© 2013 S. Karger AG, Basel Eduardo Matta Mello Portugal, MSc


0302–282X/13/0681–0001$38.00/0 Programa de Pós Graduação Stricto Sensu em Ciências do Exercício e do
Esporte da Universidade Gama Filho, Rua Manoel Vitorino 553
E-Mail karger@karger.com
Piedade, Rio de Janeiro, RJ 20748-900 (Brazil)
www.karger.com/nps
E-Mail portugalemm @ yahoo.com.br
acquired primarily through studies that investigated the cise, which is dependent on the exercise setting, the opti-
effects of certain substances (e.g. ammonia) and the he- mal prescription should be determined.
modynamic responses to them on brain function and fa- Although regular exercise has the potential to promote
tigue [1, 2]. The effects of physical exercise on the struc- mental health, an excessive level of exercise can have ad-
tures and functions (i.e. physiological, psychological and verse effects, such as overtraining [14]. In addition to exer-
biochemical) of the central nervous system (CNS) have cise, other factors associated with a high level of pressure
received increasing attention from the scientific commu- to perform well and other stressors, contribute to the high
nity, in the context of both the potential mental health prevalence of mental disorders among elite athletes [15].
benefits for clinical populations and potential sports sci- Pharmacological treatment is well accepted for the treat-
ence applications, and these effects have been examined in ment of athletes [16], although other strategies, such as in-
studies of the exercise adherence, mental health and ath- creased energy intake and decreased energy expenditure,
lete performance [3–6]. For example, Pires [3] has shown are also necessary [17]. Thus, the control of psychological
that there is a growing number of citations for studies that variables, combined with physiological variables, is essen-
investigate the central governor model and exercise. tial to the success of an athlete. Corroborating this argu-
Studies of the efficacy of using exercise to treat and/or ment, Noakes [4] argues that during endurance events,
prevent mental disorders are essential, particularly given structures in the CNS have an important function in deter-
the fast-growing elderly population and the consequent rise mining the strategies that are used to limit exercise efforts
in the prevalence of neurodegenerative illnesses and de- and preserve the health of the athlete, and these structures
pression. Recent increases in the incidences of several men- play a role in the modulation of other body systems during
tal disorders, such as major depressive disorder (MDD) exercise, ultimately contributing to improved performance.
[7], dementia [8] and Parkinson’s disease (PD) [9], high- Considering the importance of knowledge about the re-
light the necessity of increasing research efforts that focus lationship between exercise and the broad context of neu-
on identifying treatments that can improve an individual’s roscience involved in mental health, along with adherence
mental health. Although pharmacological therapy is the to exercise programs, performance and the diversity of the
current gold standard for the treatment of all mental dis- variables analyzed in these studies, we conducted a com-
eases, the possible adverse effects of medication contribute prehensive review to identify the current state of the art in
to failures in patient compliance. Therefore, both reducing the field of the neuroscience of exercise. Thus, the effects
the costs of medications and hospitalizations and enhanc- of exercise on physiological, psychological and biochemi-
ing the quality of life of mental health patients should be cal variables related to CNS structure and function were
prioritized. A recent review published by members of our analyzed. Our study began by examining the relationships
laboratory showed that regular exercise reduces the symp- between exercise and the most prevalent mood disorders
toms of MDD, dementia and PD [5]. Thus, exercise can be and neurodegenerative diseases. However, it is also worth
an adjuvant treatment for several mental diseases. One pos- discussing the acute effects that exercise has on mood and
sible neurobiological mechanism underlying the positive adherence to an exercise program. Moreover, what pro-
effects of exercise is the increased synthesis and release of tects the mind does not always protect the body; diagnoses
neurotransmitters and neurotrophins, which could result of various mental disorders are surprisingly common
in neurogenesis, angiogenesis and neuroplasticity [10]. among athletes who have been subjected to overtraining,
Nonetheless, more information regarding the neurological fatigue, competition-related stress, injuries, failure and re-
effects of exercise in a clinical sample is needed. tirement. Thus, the brain may contribute to diminished
Even though there is strong evidence that exercise has performance or increased fatigue in some circumstances.
positive effects on mental health and cognition, these out- The final section of this article examines a neurobiological
comes are dependent on regular exercise practice [11]. hypothesis that may explain the mechanisms that underlie
The high rates of physical inactivity make it difficult to the effects of exercise on mental health.
achieve the benefits of exercise [12]. In this context, Wil-
liams et al. [13] have found that the acute affective re-
sponse to exercise is an important determinant of exercise Mental Disorders and Neurodegenerative Disorders
adherence via cognitive (i.e. perceived autonomy and
self-efficacy) and interoceptive (i.e. lactate accumulation Major Depressive Disorder
and blood pH) pathways. Therefore, given the modula- Data from the World Health Organization [18] provide
tion of adherence by the acute affective response to exer- evidence of a causal relationship between MDD and the

2 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946
subsequent development of a disability, and some diseas- understanding of this observation. In summary, more re-
es that have MDD as a comorbidity are associated with a search is necessary to better understand the effects of exer-
diminished Mean Health Score [18]. There is a relation- cise on the depressive symptoms of MDD patients.
ship among morbidity due to this disease, aging, the num-
ber of systemic illnesses and a lack of physical exercise [7]. Dementia
Several hypotheses regarding the mechanisms that un- Dementia is the most prevalent neurodegenerative
derlie the pathophysiology of MDD have been studied. disease worldwide. In a review study it was estimated that
The most popular theory involves the activity of mono- 24.3 million cases have been reported, and 4.6 million
amines, namely reductions in the activities of serotonin new cases are reported annually in the world [27]. Despite
and norepinephrine [19]. Another mechanism involved the heterogeneity of its symptoms, dementia is associated
in depression is the hyperactivity of the hypothalamic- with the progressive loss of various cognitive functions
pituitary-adrenal axis due to the increased release of cor- and the consequent impairment of an individual’s ability
tisol and corticotropin-releasing factor [20]. to perform daily life activities. Mental stimulation, prop-
The effect of exercise, as an adjunct to pharmacologi- er nutrition and exercise appear to exert both prophylac-
cal treatment, on depressive symptoms has been studied tic and therapeutic effects on the development and pro-
[5, 21]. Follow-up studies, clinical trials and randomized gression of neurodegenerative dementia [28–30]. Physi-
controlled trials have found evidence of a positive corre- cal activity alone is associated with a 28% reduction in an
lation between regular physical exercise and a reduction individual’s risk of developing the disease [31].
in depressive symptoms [21–25]. Both strength training Given the possible adverse effects related to pharma-
and aerobic training have positive effects in the treatment cological treatment, the quality of life and the general
of depression [25]. Furthermore, high-intensity strength well-being of individuals who suffer from dementia can
training (80% of one maximum workload lifted (1 repeti- be compromised [32]. Thus, it is important to investigate
tion maximum (RM)) [23], moderate aerobic training alternative, non-pharmacological treatment strategies
(17 kcal/kg/min) [22] and supervised moderate-intensity such as exercise [33]. A meta-analysis conducted by Hein
training (70–80% HRR) [21] were all shown to induce et al. [32] found that regular exercise performed with the
positive responses in an investigation of the effect of ex- mean training duration from all studies of 23 weeks, with
ercise on depressive symptoms. In contrast, Krogh et al. a range of 2–112 weeks, had positive effects on both cog-
[26] have observed the opposite pattern of results in a re- nitive and behavioral improvement. There was an aver-
cent meta-analysis. They concluded that exercise has age of 3.6 sessions per week, ranging from 1 to 6 sessions,
small short-term effects on the severity of depressive with each session lasting an average of 45 min (mean) and
symptoms but that the existing data regarding the long- ranging from 20 to 150 min. However, Forbes et al. [34]
term effects of exercise are inconclusive. The lack of in- conclude that there is not sufficient evidence to deter-
clusion criteria, even for studies of good quality, can ex- mine whether participation in a regular exercise program
plain these results. Using rigorous inclusion criteria, our actually benefits people with dementia. The inconclusive
group performed a meta-analysis [25] that showed that results of their study may have been obtained because
both aerobic exercise and strength training have positive these authors chose criteria for assessing the methodolog-
effects on depressive symptoms. These effects are sub- ical quality of existing studies that resulted in the inclu-
stantial in elderly individuals and individuals who have sion of only two studies in their meta-analysis.
mild depressive symptoms [25]. There is some evidence that exercise can improve cog-
It appears that the efficacy of using exercise to reduce nitive function, the ability to perform daily life activities
the severity of depressive symptoms depends on the level and the ability to walk in dementia patients, but both the
of adherence to an optimal exercise regimen; a combina- low intensities of the prescribed exercise regimens that
tion of moderate-intensity aerobic training and high-inten- were used in the studies that Forbes et al. [34] reviewed and
sity strength training may provide more positive benefits the methodological qualities of those studies can be criti-
than other exercise programs. Neurobiological mecha- cized. For example, a recent study examined 62 dementia
nisms can explain these positive effects (see the Neurobiol- patients who underwent 3 months of progressive resis-
ogy of Exercise section). However, there are both method- tance and functional group training. The resistance train-
ological limitations (i.e. lack of statistically significant ing targeted functionally relevant muscle groups at a sub-
results, poor sample selection criterion and MDD diagnos- maximal intensity (70–80% of 1RM) and was performed in
tics, no adequate control of exercise regimen) that limit our groups of 4–6 participants for 3 months (2 h, twice a week).

Neuroscience of Exercise Neuropsychobiology 2013;68:1–14 3


DOI: 10.1159/000350946
This study found evidence of increases in both the strength treatment is the most widely used method of treating PD,
and functional capacities of the treated patients that were recent studies have shown that exercise and pharmacologi-
not observed among the patients in the control group [35]. cal therapy are important interventions to improve motor
Alzheimer’s disease (AD) is the most prevalent form control, autonomy and awareness of the patient’s day-to-
of dementia and is associated with the accumulation of day quality of life [40]. In addition, individuals who have
senile plaques and neurofibrillary tangles that result in higher fitness levels have a 33% lower risk (RR = 0.67) of
the atrophy of the hippocampus. Data from animal mod- developing PD [41]. Participating in an exercise program
els suggest that in the animal strains that have been stud- that involves activities with moderate-to-vigorous intensity
ied, physical exercise is associated with a reduction in the during middle age appears to have a neuroprotective effect
formation of β-amyloid deposits and the enhanced clear- of as high as 38% (RR = 0.62) for individuals who are not
ance of these deposits. β-Amyloid is a principal compo- affected by the disease [41]. Given the relatively low cost of
nent of the senile plaques that accumulate in the brains of engaging an individual in a physical training program and
AD patients, and exercise has also been shown to amelio- the various benefits that can be achieved by doing so, exer-
rate the accumulation of the phosphorylated form of the cise should be given special attention as a possible means of
τ protein, which is essential for the formation of neurofi- protecting against or reducing the effects of this disease.
brillary tangles. In addition, physical activity appears to The evidence for the effectiveness of exercise in ame-
promote mechanisms of neuronal resilience that reduce liorating the symptoms of PD has been favorable, but it
inflammation in the CNS [36]. remains limited in scope. Both aerobic exercise (between
Previous studies have shown that regular participation 40 and 60% HRres, 3–4 times per week, 30 min per ses-
in a physical activity, such as strength training, aerobics sion) and strength training (2–3 times per week, 40–80%
or walking, strength, flexibility, balance and aerobic train- of 1RM) appear to result in improved motor function in
ing, or a combination of these exercises for 16 weeks or 1 PD patients  [42]; these types of exercise also appear to
year is able to improve some parameters related to health improve the quality of life in individuals with PD [43, 44].
[5]. The quality of life in AD patients can be improved by However, strength training appears to be of greater ben-
increasing their strength and balance, thus reducing their efit to patients with the disease. Bloomer et al. [45] have
risk of falling and increasing the facility with which they assessed the impact of an exercise program on the activi-
are able to perform daily life activities [5]. ties of some oxidative factors (C3H4O2 and H2O2). Indi-
Because of the importance that exercise appears to viduals engaged in resistance training twice per week for
have in improving the lives of AD patients, randomized a period of 8 weeks (3 sets, 5–8 reps, until momentary
controlled trials that investigate the effects of exercise on muscular failure). Although these authors did not iden-
the synthesis and release of neurotrophic factors, neu- tify any significant between-group differences in the ac-
rotransmitters, hormones and other physiological mark- tivities of the antioxidant enzymes that were analyzed,
ers are still needed, as are studies that use more precise the group that had engaged in resistance training showed
methods of measuring these effects. significant (15–16%) reductions in the serum levels of
various biomarkers of oxidative stress, whereas members
Parkinson’s Disease of the control group showed 14% increases in the serum
PD is the second most prevalent neurodegenerative dis- levels of these markers. Importantly, this reduction oc-
ease among elderly individuals, and it generally affects men curred after a relatively short period of training (8 weeks)
more often than it affects women [37]. The disease is char- with a low frequency (twice per week).
acterized by the loss of dopaminergic neurons in the sub- This result suggests that the positive physiological ef-
stantia nigra, and it is associated with diminished mito- fects of strength training are rapid and indicates that there
chondrial activity that results in an increased production may be an optimal dose-response relationship. Moreover,
of reactive oxygen species (ROS) [38]. The cardinal symp- PD patients who participated in exercise programs that
toms of PD are hypokinesia, tremors, postural imbalances included both high-intensity strength training (60–80%
and gait deficits. Pathological signs are most common 4RM) and balance training showed improved abilities
among individuals who are between the ages of 50 and 60 to  control the stability of their bodies and were able to
[39], but symptoms may appear during a number of stages maintain the same level of performance over a period of
of life. In addition to the aforementioned motor impair- 1  month  after the conclusion of their training program
ments, behavioral, cognitive and other functional changes [46]. These findings support the hypothesis that the effects
can be observed at different stages of PD. Although drug of this type of training program remain stable even after a

4 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946
period during which a PD patient does not participate in According to Ekkekakis and Petruzzello [50], there
regular training. These improvements may be related to may be a U-shaped relationship between aerobic exercise
neurobiological changes that occur as a result of physical intensity and affective state. This theory suggests that the
exercise, particularly neurogenesis [47], an increase in mi- optimal intensity, the one that produces the most positive
tochondrial activity and an increase in the synthesis of cer- affective response, would be a moderate intensity that is
tain neurotransmitters, such as dopamine [48]. The neu- near the ventilatory threshold (∼65% VO2max [51]). It
robiological mechanisms of the effects of exercise are dis- may be that intensities above the ventilatory threshold
cussed in detail in the Neurobiology of Exercise section. are  perceived as threatening by most individuals and,
Currently, there are several practical considerations therefore, tend to generate a negative affective state [52].
that must be considered when determining the appropri- Moreover, although intensities below the ventilatory
ate exercise regimen for PD patients. Data from the recent threshold have a high individual variability, these lower
literature recommend aerobic activities using a cycle er- intensities are perceived as pleasurable by most individu-
gometer and body support that are performed 3–5 times als [52, 53]. A meta-analysis conducted by Reed and Ones
per week at a level of intensity (low, moderate or high) [54] showed that low-intensity exercises that had a dura-
determined on the basis of the trainability and disease tion of 35 min or less also induced a strong activation of
stage of each patient. The levels of intensity are character- positive affect. In contrast, recent research has shown that
ized as follows: an intensity <40% of the heart rate reserve an exercise protocol that included intervals of high-inten-
(HRR) or VO2 reserve (VO2R) is considered low; an in- sity generated more pleasure than a program that used a
tensity <60% of the HRR or VO2R is considered moder- continuous moderate intensity [55]. There is also evi-
ate, and an intensity >60% HRR or VO2R is considered dence that suggests that positive behavioral outcomes
high. The recommendations for strength training for PD tend to occur after exercising at a self-selected intensity
patients prioritize strengthening the lower limbs and sug- [56].
gest strength training 2–3 times per week at an intensity It appears that moderate-intensity exercise programs
of 40–50% 1RM (light) or 60–80% 1RM (moderate/high) result in improved behavioral, affective, mood or anxiety
depending on the aforementioned conditions regarding responses [53]. The response to this type of exercise regi-
the disease stage and trainability of each patient. The lit- men represents a common point between two classical
erature also suggests that both aerobic and strength train- models of exercise efficacy that have been proposed in the
ing should be accompanied by functional exercises, espe- literature (the inverted U-shaped curve and circumplex
cially exercises involving gait (fig. 1) [49]. models of affect), both of which are presented in figure 2.
The circumplex model consists of a two-dimensional
structure in which combinations of arousal and affective
Mood and Anxiety: Acute Effects of Exercise, valence are represented in quadrants [for a review, see 57].
Adherence to an Exercise Program, and Athletic The substantial variation in the findings of studies of
Performance exercise efficacy may be attributed to the use of different
methods of measuring behavior and to the failure to stan-
Effects of Aerobic Exercise dardize the pretest scores in addition to the effects that
There are many scientific studies that provide evidence depend on an individual’s level of physical fitness. For
of the beneficial effects of exercise on disease prevention example, affective state, mood and anxiety are often treat-
and overall health. However, promoting adherence to ed as synonyms, but there are differences in the opera-
programs of regular physical activity is one of the greatest tional definitions of these terms that could theoretically
challenges in the field of sports science. The affective re- result in differing interpretations when comparing the re-
sponse that a single exercise session provokes has been sults. Thus, it appears that the variable that is termed ad-
shown to predict the level of engagement of a participant herence to an exercise program is the most consistently
over the course of the subsequent 6–12 months [13]. The applied measure of affective state in this context [13].
link between affective responses and adherence has been
explained by Williams using an integrative model [for a Effects of Strength Training
review, see 6]. Thus, it is likely that improving our under- Despite the increasing interest in the acute effects of
standing of the effects that different types of exercise have exercise on affect, mood and anxiety, few studies have at-
on human behavior may also improve our ability to in- tempted to investigate the differential influences of vari-
crease the rates of adherence to exercise programs. ous types of exercise. For example, the effects of strength

Neuroscience of Exercise Neuropsychobiology 2013;68:1–14 5


DOI: 10.1159/000350946
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Fig. 1. Effects of exercise on neurodegenerative diseases and men- and MDD, respectively. Exercise training could be beneficial be-
tal disorders. The reductions in dopamine and mitochondrial cause neurotransmitters and neurotrophic factors are synthesized
function, the generation of β-amyloid plaques and hippocampal in response to physical exertion. These factors could delay of the
atrophy and the decreases in the serotonin and noradrenaline lev- progression of neurodegenerative diseases and mental disorders.
els (in the hippocampus, hypothalamus, amygdala, cortex and oth- Moreover, exercise improves physical function and functional au-
er parts of brain) are the primary alterations that result in PD, AD tonomy. ADLs = Activities of daily living.

training are rarely compared with the effects of aerobic ticipant is evaluated appears to influence the observa-
exercise [58]. tions that are obtained. It appears that a minimum recov-
The results of studies of the acute effects of strength ery time of 20 min must elapse before a decrease in the
training on mood have been contradictory, and studies anxiety level of a participant can be observed, and par-
that have focused on low- and high-intensity strength ticipants require a 40-min recovery period before a re-
training programs have had divergent results [58]. Fur- duction in their levels of physical exertion can be dis-
thermore, the time between the conclusion of an exercise cerned [59, 60]. When different types of physical exercise
session and the time at which the mental state of the par- are compared, both strength training and aerobic exer-

6 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946
specific exercise-related physical and mental stresses that
6.0
favor the emergence of mood and anxiety disorders [16].
Although sports psychiatry has been poorly studied to
HI date, investigations in this field should be emphasized be-
5.0
cause exercise-induced changes in an athlete’s behavior
(–) Activation (FAS) (+)

MI and mental health may affect his/her performance in both


4.0 individual and team sports [63]. In conjunction with
these considerations, studies of the neuroscience of exer-
cise and sports aim to investigate the effects of central
3.0
changes (neurophysiological and psychological) on ath-
letic performance and mental health [64, 65].
2.0
LI The mental health of an athlete is related to his/her abil-
ity to control emotions, manage stress and cope with inju-
ries, the excesses training and competitions. Top athletes
1.0 constantly experience stress and emotional overload be-
–6.0 –4.0 –2.0 0 2.0 4.0 6.0 cause success is always associated with results and achieve-
(–) Valence (FS) (+) ments. The physical and emotional stresses cause athletes
to constantly live on the edge psychologically. Conse-
Fig. 2. Kinetics of the affective response to exercise in the circum-
quently, symptoms such as low motivation, sadness, de-
plex model: Two theories (inverted-U and inverted-J) suggest the pressed mood, anger, decreased self-esteem, loss of iden-
same optimal point (MI). The lines represent the inverted-U and tity, loss of self-confidence and even depression and sui-
inverted-J forms, which are modulated by the light intensity (LI), cidal ideation become common in this population [15, 16].
moderate intensity (MI), and high intensity (HI) of the exercise. Unfortunately, the prevalence of certain behaviors or men-
The gray area represents the positive affect activation that could
promote well-being and adherence to an exercise program. tal states (e.g. high levels of anxiety, attention deficit, hy-
peractivity and suicidal thoughts) that are risk factors for
mental illness (including overtraining syndrome, psycho-
sis, bipolar disorders and anxiety) are rarely studied.
cise appear to promote poorer moods among partici- In addition, a complex pattern of neurophysiological
pants who are surveyed immediately after an exercise factors (mood, pain tolerance and previous experiences),
session; however, there is a tendency for improvement in neurobiological changes (cerebral metabolic changes,
the moods of the participants after 30 min of recovery substrate depletion, alterations in regional neurotrans-
[61]. The recovery interval between the sets within a mitter levels and cerebral temperature), central com-
strength training session may be another variable that mand activation (sense of effort) and peripheral factors
influences the mood responses of participants. A long (afferents signals and the cardiopulmonary system) may
recovery interval (3 min between two sets of exercises) compromise the performance of an athlete by inducing
may result in an increased positive affect, whereas a short fatigue signals. Fatigue is characterized by an inability to
interval (1 min) could instead result in increased anxiety continue to execute a particular task, and the onset or se-
[60]. Interestingly, Bellezza et al. [62] showed that posi- verity of fatigue may depend on the type, intensity and/or
tive affective responses in women were more likely to duration of a particular task [66]. Fatigue may be consid-
occur when small muscle groups were exercised at the ered an increased difficulty in maintaining a given exer-
beginning of an exercise session. cise intensity and can be assessed with ratings of per-
Thus, it appears that there is no consensus regarding ceived exertion (RPE), for example by the Borg scale [67].
which of the aforementioned acute variables that can be A recent study investigated interventions related to tem-
incorporated into a strength-training program has the perature and cerebral oxygenation, and these variables
most profound impact on mood. are suggested to be trigger points and important determi-
nants for the development of central fatigue [68–71]. The
Brain and Sports temperature of the brain is determined by the balance be-
In general, the literature shows that physical exercise tween the heat produced by cerebral energy turnover and
has favorable effects on mental health. Surprisingly, pop- the heat that is removed, primarily by cerebral blood flow
ulations that are composed of athletes may be subject to (CBF). The level of convection of heat between tissue and

Neuroscience of Exercise Neuropsychobiology 2013;68:1–14 7


DOI: 10.1159/000350946
capillaries is considered to be very high [72]. The global that low levels of dopamine could reduce motivation and
CBF is influenced by the partial pressure of CO2 in the motor coordination and could lead to lethargy and fatigue
blood (PaCO2). During low- and moderate-intensity ex- [71]. Norepinephrine is related to a heightened state of
ercise, the PaCO2 and CBF remain unchanged from the arousal (e.g. alertness) and activation of the adrenal me-
level at rest (50–55 ml/100 g/mm), and during high-in- dulla, which stimulates cardiovascular responses, blood
tensity exercise, hyperventilation occurs and the PaCO2 perfusion and energy supply [80]. A recent study found
decreases, resulting in vasoconstriction of the cerebral ar- that compounds with central action, such as dopamine,
terioles and a consequent decrease in CBF [66]. During norepinephrine and glucose, best predict the rate of in-
prolonged exercise, hyperthermia causes the global CBF crease in the RPE during constant exercise sets at different
to decrease by 20% [68]. The preservation of the auto- intensities [81]. The RPE seems to be additionally influ-
regulatory activity of the brain depends on the ability to enced by brain activity and cognitive processes such as
increase and maintain sufficient cardiac output because emotion, motivation and memory [82]. Therefore, in ex-
reduced blood pressure and cardiac output induce pe- ercises with a constant load, the RPE becomes a good tool
ripheral and brain vasoconstriction [73]. for predicting the remaining time until fatigue. The linear
Under normal conditions, the decrease in PaCO2 due increase in the RPE observed in the study of Pires et al.
to high-intensity exercise does not restrict the supply of [81] was independent of the intensity of the exercise. One
oxygen to the brain; this mechanism is offset by the poor possible mechanism could be the progressive and contin-
perfusion of oxygen. However, when exercise is per- uous accumulation of metabolites in the periphery [83].
formed in extreme conditions, such as at high altitude, The metabolic variables (pH and the lactate, catechol-
under conditions of dehydration or at high temperatures, amine, glucose and potassium concentrations) were re-
the oxygen supply decreases and there is no restriction of sponsible for a greater variation in the slope of the RPE in
cerebral metabolism, consequently leading to neurologi- both moderate intensity exercise and high-intensity exer-
cal deficits [74]. Thus, the occurrence of hyperthermia- cise [81]. This same study also showed that metabolic vari-
induced fatigue is supported by the observation that ex- ables combined with cardiopulmonary variables (heart
ercise in hot conditions reduces the voluntary activation rate and breathing) may satisfactorily predict the time to
of motor neurons during a sustained maximal muscle exhaustion for both moderate- and high-intensity exer-
contraction [75]. The reduced work capacity may be re- cise. Therefore, based on these results, it becomes possible
lated to more than one factor, but exhaustion during pro- to assume that the high level of cerebral blood glucose
longed exercise in the heat seems to coincide with the at- coupled with the availability of dopamine as the exercise
tainment of a critical internal temperature [76, 77]. How- progressed could have led to an increase in brain activity,
ever, there is evidence contradicting this mechanism. which may in turn have influenced RPE [81].
Girard et al. [78] investigated the effect of hot conditions During prolonged exercise or when an individual is
on repeated sprint cycling performance and did not ob- operating with depleted energy reserves, the catabolism
serve any effect on the pattern or extent of isometric knee of amino acids occurs, and the production/removal of
extensor fatigue following repeated cycling sprints in the ammonia becomes another fatigue-related concern. The
absence of hyperthermia. accumulation of ammonium ions in astrocytes may cause
In general, the neurobiological changes that are related neurotoxicity and impaired cerebral circulation. The
to fatigue include metabolic changes in the brain, particu- presence of ammonia also affects the levels of various
larly changes in the levels of serotonin, dopamine and nor- neurotransmitters (glutamate, glutamine and GABA),
epinephrine. For example, high levels of serotonin are as- and it encourages the release of factors associated with
sociated with negative behaviors, lethargy and sleepiness infection (primarily interleukins such as IL-6) [84] that
[79]. One possible mechanism for these effects described are also related to mood and fatigue. A considerable de-
in the literature is competition between tryptophan and crease in the ratio of the cerebral rates of oxygen and car-
free fatty acids for binding sites on the albumin protein bohydrate metabolism may occur during vigorous exer-
[79]. Both physical and mental exhaustion may be related cise, and the diminished supply of oxygen could cause a
to dopamine deficiencies in specific brain areas such as the major disruption in cerebral metabolism that results in
ventral tegmental area of the midbrain, the substantial hyperventilation and hypocapnia [85].
nigra pars compacta and the infundibular nucleus of the Another condition that occurs in some athletes is over-
hypothalamus. Dopamine deficiencies in these brain areas training. Overtraining appears to be a maladaptive re-
in conjunction with exhaustion support the hypothesis sponse to excessive exercise without adequate rest, result-

8 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946
ing in perturbations to multiple body systems (neurolog- In summary, the need for a comprehensive and inte-
ical, endocrine and immune systems) coupled with mood grated multidisciplinary approach to understanding the
changes [86]. The symptoms of overtraining include de- effects of central changes on athletic performance and the
pressed mood, general apathy, decreased self-esteem, mental health of athletes is evident from the results pre-
emotional instability, impaired performance, restless- sented in the existing literature.
ness, irritability, disturbed sleep, weight loss, loss of ap-
petite, increased resting heart rate, increased vulnerabil-
ity to injuries, hormonal changes and a lack of supercom- Neurobiology of Exercise
pensation [87]. Armstrong and VanHeest [14] showed
that 60% of long-distance runners experienced symptoms Acute Exercise Mechanisms
of overtraining at some point during their careers, 50% of There is evidence that physical exercise promotes
professional soccer players experienced these symptoms changes in the human brain due to increases in metabo-
during a single competitive season (5 months), and 33% lism, oxygenation and blood flow in the brain. Unfortu-
of basketball players experienced these symptoms during nately, our knowledge of how the human brain is affected
their 6-week training period. For most athletes, the rela- by physical exercise interventions is limited, and the avail-
tionship between psychological stress, anxiety and ath- able evidence is predominantly from animal studies [5, 10].
letic performance is best understood via a self-regulation Studies with animals have shown that physical exercise
model that consists in training regulation by emotional modulates the major CNS neurotransmitters that are as-
status [88]. sociated with an individual’s state of alertness (norepi-
In sports, factors such as concentration, emotional nephrine), the pleasure and reward system (dopamine)
control and coping strategies are linked to better perfor- and the level of anxiety (serotonin). Moreover, changes in
mance [63, 88]. The relationship between psychological the levels of these neurotransmitters may have different
stress, anxiety and performance in sports is better demon- consequences depending on the type(s) of receptors and
strated by the individual zones of optimal functioning the cortical areas that are activated [96]. Other neurochem-
(IZOF) as proposed by Hanin [89], providing a function- ical factors that may be released during physical activities
al explanation for the dynamics of the emotion-perfor- include opioids and endocannabinoids, which promote a
mance relationship based on a detailed description of ath- sense of euphoria and well-being, anxiolytic effects, seda-
letes’ idiosyncratic subjective experiences [90]. In addi- tion and decreased sensitivity to pain in humans [97].
tion, the model suggests that self-emotional regulation by Other neuromodulators that are activated by acute ex-
athletes is an important tool during competitions [88]. ercise are trophic factors. Studies in animals have shown
Another physiological mechanism widely discussed is the that the expression levels of brain-derived neurotrophic
central governor model (CGM) proposed by Noakes et al. factor (BDNF), insulin-like growth factor (IGF-1), vascu-
[91]. The CGM shows that all types of exercise are regu- lar endothelial growth factor (VEGF), neurotrophin-3
lated by the CNS. The CNS is subconsciously capable of (NT3), fibroblast growth factor (FGF-2), glial cell line-
managing neuromuscular recruitment and calculating the derived neurotrophic factor (GDNF), epidermal growth
metabolic cost to execute a task and succeed. Therefore, factor (EGF) and nerve growth factor (NGF) appear to
the CNS’s anticipatory control should prevent the cata- increase in conjunction with exercise interventions, and
strophic failure of the human body [91]. The implementa- these trophic factors act as survival, proliferation and
tion of a new approach to exercise science, after this para- maturation factors in specific cells in the brain [98]. Upon
digm shift between peripheral control and central control binding to their specific receptors, these factors can pro-
proposed by Noakes [92], is highly criticized [93–95]. mote the activation of signaling pathways by activating
However, according to Pires [3], the science community the Ras/Raf proteins, P13K (protein 13 kinase)/Akt (pro-
has almost accepted this theory. This author suggests that tein kinase B) and cAMP response element-binding
these old concepts have new interpretations and that oth- (CREB) protein, which is a protein that is associated with
er aspects, such as the number of citations and the increas- transcription. The aforementioned neurotrophic factors
ing debate related to CGM, should be considered evidence can even inhibit signals in the caspase-mediated apop-
of the acceptance of this new theory in exercise science. totic pathway. In the CNS, these trophic factors can both
From these new ideas arise the crises that promote scien- act as modulators and be modulated by neurotransmit-
tific revolutions, and the exercise science follows a pattern ters, which may play a substantial role in determining an
similar to the kuhnian model of scientific discovery [3]. individual’s level of cognition and behaviors. Sex hor-

Neuroscience of Exercise Neuropsychobiology 2013;68:1–14 9


DOI: 10.1159/000350946
mones may be associated with the regulation and func- ical training had lower levels of cortisol both at rest and
tion of trophic factors [99]. in response to a stressor than sedentary subjects [105].
In humans, atrial natriuretic peptide (ANP) has a Some of the hypotheses presented in the literature that
function in controlling the body’s water volume. ANP is address the correlation between the HPA axis and exer-
primarily involved in pathways that affect the hormones cise suggest that biological changes in the activity of the
of the renin-angiotensin system. Thus, ANP has been HPA axis, such as those associated with an enhanced den-
shown to play an important role in regulating catechol- sity and efficiency of mineralocorticoid receptors, lower
amines and gonadal hormones in addition to modulating cortisol levels and the inhibition of cortisol synthesis,
the mood and behavioral functions that are mediated by could be an efficient negative feedback mechanism [104].
its association with vasopressin [100]. In addition, an increased vasopressin/CRH ratio might
have positive effects on this negative feedback for chron-
Chronic Exercise Mechanisms ic stress through a reduction in pituitary stimulation
The long-term effects of chronic participation in [106]. Moreover, the effect of decreased CRH mRNA
physical exercise appear to result in different responses transcription in the paraventricular nucleus of the hypo-
and adaptations than those that can be observed follow- thalamus could result in diminished activity in the ante-
ing acute exercise participation (after only one session). rior pituitary. These changes may be associated with an
Increases in CBF, the expression of a number of trophic improved immune response [107].
factors (BDNF, IGF-1, VEGF, NT3, FGF-2, GDNF, EGF Interestingly, in addition to human studies, animal
and NGF) and the induction of pro-inflammatory pro- studies have shown that hormonal alterations can influ-
cesses promote neurogenesis, angiogenesis and synapto- ence both behavior and alimentary functions by interact-
genesis [98]. Moreover, other factors, such as increased ing with anorexigenic factors, such as glucose and leptin,
metabolism, cognitive stimulation, antidepressant use, and orexigenic factors, such as neuropeptide Y and ghre-
dietary restriction, social contact and environmental en- lin. These factors may regulate the food circuitry in the
richment, also promote cell proliferation [101]. Howev- ventrolateral hypothalamus. This system could be acti-
er, aging, stress, neurodegenerative diseases and the ac- vated during stressful situations, and a combination of
cumulation of free radicals tend to inhibit neurogenesis amino acid intake and the activation of the HPA axis
[98]. Interestingly, van Praag [102] postulated that ad- could cause the body to store energy for use when coping
hering to a diet that is rich in antioxidants and anti-in- with a stressful situation [108].
flammatory compounds in combination with voluntary Antioxidant effects have also been observed in indi-
exercise participation would have significantly better re- viduals who have participated in aerobic exercise for an
sults than either diet or exercise alone. Moreover, cogni- extended period of time [109]. These effects could be ex-
tive stimulation, elevated VEGF levels, caloric restriction plained by ROS-mediated signaling; the mitochondrial
and accelerated metabolism might contribute to en- production of ROS that results from a high metabolic de-
hanced angiogenesis [102]. It is expected that the results mand may induce signaling mediated by nuclear factor-
found in these animal studies will also be found in hu- κB. Nuclear factor-κB then induces the expression of
mans because the underlying mechanisms exhibit simi- genes that encode antioxidant enzymes that combat the
lar responses in animals and humans [103]. accumulation of free radicals, such as superoxide dis-
The activation of the hypothalamus-pituitary-adrenal mutase, catalase and glutathione peroxidase [110]. Fur-
(HPA) axis, the stress axis, also changes in accordance thermore, the increase in the concentration of ROS pri-
with the type, duration and intensity of physical exer- marily modulates the activity of intracellular pathways
cise  that an individual performs. When stimulated, the that are involved in the behavior of exercise muscle fibers.
hypothalamus releases corticotrophin-releasing hor- Consistent with this hypothesis, animal studies have
mone (CRH). The release of CRH then stimulates the pi- shown that an elevated concentration of ROS might acti-
tuitary gland and results in the release of adrenocortico- vate the CREB protein and the peroxisome proliferator-
tropic hormone, which interacts with the adrenal gland activated receptor-γ coactivator (PGC-1α) in the nucleus,
and causes it to secrete the stress hormone cortisol in hu- thereby inducing mitochondrial biogenesis. Thus, chron-
mans or corticosterone in animals [104]. Although phys- ic aerobic exercise may have both antioxidant-mediated
ical exercise is an acute stressor, chronic exercise can have and mitochondrial biogenic activity [110].
neuroprotective effects instead. These effects are illustrat- Chronic exercise can even result in changes in genetic
ed by the finding that subjects who had undergone phys- structures, such as those of the telomeres in leukocytes.

10 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946
Neurobiology of exercise-the cell

Neurotransmitters Ion channels Trophic factors

)
GA , 5 s
T)
a, es

BA HT
a e
5H

op in
op in
e
at

m
D m
K+

E , oa
m Ca+

E , oa
Na+

.
a NF GF NF

ab
t

(N n
F1

(N on
u

D
Gl VE

o
BD GD

nn
IG

M
M
ds
ca

oi
do

pi
En

O
GPi GPe

Ca+
Adenyl cyclase
CaMKII NO

PI3K/Akt
PKC Ras/Raf
ATP ȜcAMP

MEK/ERK mTor
PKA

BAD
S6K1/2
Neurogenesis
After few CREB

An
weeks Caspases

tio
ondria
Mitoch

xid
Trophic Apoptosis

an
factors

ts
DNA
CREB
End
opla AMPK
C1
sm į
Prot ic reti PG
ein s c
Angiogenesis ynth ulum Mitochondrial
esis biogenesis

Fig. 3. Neurobiology of exercise = Endocannab = endocannabi- enosine monophosphate; PKC = protein kinase C; PKA = protein
noids; NE = norepinephrine; Dopa = dopamine; 5HT = serotonin; kinase A; NO = nitric oxide; PI3K = phosphoinositide 3-kinase;
Ca+ = calcium ion; Na+ = sodium ion; K+ = potassium ion; GPi = mTOR = mammalian target of rapamycin; S6K1/2 = S6 kinase 1;
G protein inhibitors; GPe = G protein excitors; Adenyl Cyclase = MEK = methyl ethyl ketone; ERK = extracellular signal-regulated
adenylate cyclase; CaMKII = calcium calmodulin-dependent pro- kinases; BAD = Bcl-2-associated death promoter; AMPK = AMP-
tein kinase II; ATP = adenosine triphosphate; cAMP = cyclic ad- activated protein kinase.

Individuals who practice moderate physical activity explaining exercise-related reductions in the depressive
appear to have longer telomeres than sedentary individuals symptoms of MDD subjects and overall improvements
and those who practice exercise that is either higher or in mental health [5]. Furthermore, evidence from an ani-
lower in intensity. The reported results regarding wheth- mal study showed that a combination of regular exercise
er physical exercise enhances telomerase activity are still and pharmacological treatment contributed to a greater
inconclusive [111]. observed increase in the expression of BDNF mRNA in
the dentate gyrus than either intervention alone [112].
Chronic Diseases The production of BDNF, IGF-1 and VEGF is impor-
For individuals with depression, several biochemical, tant not only for neurogenesis but also for the mainte-
physiological and neurophysiological analyses of exer- nance of neurons [113] and the prevention of PD. These
cise-related effects on the brain have shown positive ef- neurotrophic factors and others can be induced by mus-
fects with regard to the alleviation of depressive symp- cle contraction and can cross the blood-brain barrier.
toms. Moreover, the exercise-induced release of neu- Therefore, BDNF, IGF-1 and VEGF act directly on brain
rotransmitters and the elevation in neurotrophin activity structures. Moreover, ROS produced by exercise requires
contribute to both neuroplasticity [5] and normal (un- greater antioxidant activity, which improves signaling re-
suppressed) cortical activity [24] and may play a role in lated to deoxyribonucleic acid (DNA) repair and induces

Neuroscience of Exercise Neuropsychobiology 2013;68:1–14 11


DOI: 10.1159/000350946
the production of antioxidant enzymes [114]. Altogether, tivating specific cortical areas and by inducing the re-
aerobic exercise induces PGC-1α, a factor that stimulates lease of neurotransmitters and trophic factors that con-
mitochondrial biogenesis [115]. tribute to adherence to a program of regular physical
In conclusion, there are many neurobiological hy- activity. Chronic physical exercise appears to induce
potheses that account for the variety of observed respons- both neurogenesis and angiogenesis, which are impor-
es to exercise. In general, physical exercise appears to tant for improving behavioral and cognitive function
stimulate the synthesis and release of neuromodulators and for improving the health of patients with mental dis-
that are important for the maintenance of behavior and orders. Moreover, as the studies of athletes that were dis-
cognition beyond coping with stress, and exercise stimu- cussed in this article have shown, physical exercise can
lates the formation of new neurons and blood vessels, modulate mental health in both constructive and de-
thereby promoting mental health (fig. 3). structive ways.

Conclusion Acknowledgment

This research was supported in part by the Conselho Nacional


We conclude that regular physical training can re-
de Desenvolvimento Científico e Tecnológico (CNPq).
duce the severity of several symptoms that are related to
various mental disorders such as depression, AD and
PD. There are many neurobiological hypotheses that Disclosure Statement
may explain the wide variety of observed responses to
exercise. Acute exercise appears to improve mood by ac- The authors have no conflicts of interest to disclose.

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14 Neuropsychobiology 2013;68:1–14 Matta Mello Portugal  et al.


 

DOI: 10.1159/000350946

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