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JAC-

Antimicrobial
Resistance
JAC Antimicrob Resist
doi:10.1093/jacamr/dlab003

Antimicrobial resistance among uropathogens in the Asia-Pacific


region: a systematic review
1
Adhi Kristianto Sugianli *, Franciscus Ginting2, Ida Parwati1, Menno D. de Jong3, Frank van Leth4,5 and
Constance Schultsz3,4,5

1
Department of Clinical Pathology, Faculty of Medicine, Universitas Padjadjaran, Hasan Sadikin General Hospital, Bandung, Indonesia;

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2
Department of Internal Medicine, Faculty of Medicine, Universitas Sumatera Utara, Adam Malik General Hospital, Medan, Indonesia;
3
Department of Medical Microbiology, Amsterdam University Medical Centers, University of Amsterdam, Amsterdam, The Netherlands;
4
Department of Global Health, Amsterdam University Medical Centers, University of Amsterdam, Amsterdam, The Netherlands;
5
Amsterdam Institute for Global Health and Development, Amsterdam, The Netherlands

*Corresponding author. E-mail: adhi.kristianto@unpad.ac.id

Received 21 July 2020; accepted 4 January 2021

Background: Antimicrobial resistance (AMR) in urinary tract infections (UTI) is a global public health problem.
However, estimates of the prevalence of AMR, required for empirical treatment guidelines, are lacking for many
regions.
Objectives: To perform a systematic review and summarize the available information about AMR prevalence
among urinary Escherichia coli and Klebsiella pneumoniae, the two priority uropathogens, in the Asia-Pacific
region (APAC).
Methods: PubMed, EBSCO and Web of Science databases were searched for articles (2008–20), following
PRISMA guidelines. The prevalence of resistance was calculated and reported as point estimate with 95% CI for
antimicrobial drugs recommended in WHO treatment guidelines. Data were stratified by country and surveil-
lance approach (laboratory- or population-based surveillance). The quality of included articles was assessed
using a modified Newcastle-Ottawa Quality Assessment Scale.
Results: Out of 2400 identified articles, 24 studies, reporting on 11 (26.8%) of the 41 APAC countries, met the in-
clusion criteria. Prevalence of resistance against trimethoprim/sulfamethoxazole, ciprofloxacin, and ceftriaxone
ranged between 33% and 90%, with highest prevalence reported from Bangladesh, India, Sri Lanka and
Indonesia. Resistance against nitrofurantoin ranged between 2.7% and 31.4%. Two studies reported data on
fosfomycin resistance (1.8% and 1.7%). Quality of reporting was moderate.
Conclusions: We show very high prevalence estimates of AMR against antibiotics commonly used for the empir-
ical treatment of UTI, in the limited number of countries in the APAC for which data are available. Novel feasible
and affordable approaches that facilitate population-based AMR surveillance are needed to increase knowledge
on AMR prevalence across the region.

Introduction
The AMR in APAC affects both the low-to-middle-income
Antimicrobial resistance (AMR) is a global public health countries and high-income countries in this region.
threat.1,2 Most of the direct and indirect burden of AMR is antici- Urinary tract infections (UTIs) are common bacterial infec-
pated in low- and middle-income countries due to several fac- tions that occur both in the community and in hospitals. UTIs
tors, including lack of surveillance capacity and systematic data are mostly treated empirically and lead the rising prevalence
collection of AMR.3,4 The Asia-Pacific region (APAC), which of AMR.5,6 The effectiveness of empirical treatment is depend-
comprises the South-East Asia and Western Pacific Regions, is ent on the underlying prevalence of resistance in the most
considered at high risk and a hotspot for the spread of AMR.4 common causative pathogens, which is often unknown due to

C The Author(s) 2021. Published by Oxford University Press on behalf of the British Society for Antimicrobial Chemotherapy.
V
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/
by/4.0/), which permits unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited.
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lack of diagnostics, or is based on laboratory-based surveillance Methods


data only.5,6 We have previously shown in a population-based
surveillance in Indonesia that the prevalence of AMR in the main Search strategy
urinary pathogens Escherichia coli and Klebsiella pneumoniae is We searched PubMed, EBSCO, and Web of Science in the time period
extremely high (more than 50%) in both in-patients and out- between 1 January 8 and 5 January 2020. The search strategy included the
patients, with a prevalence of resistance ,20% only for tigecycline combination of the following keywords with free text search category: ‘anti-
and fosfomycin.7 These results raise concerns about the prevalence microbial resistance’, ‘surveillance’, ‘survey’, ‘prevalence’, ‘epidemiology’
of AMR in urinary pathogens in other countries in the region. and ‘UTI’. The detailed search strategy is provided in Method 1 (available as
Supplementary data at JAC-AMR Online). Our search strategy did not in-
Given the current unavailability of published national surveil-
clude limits for countries of the Asia-Pacific region but instead, this selection
lance data for most countries, the aim of this systematic was made as part of the inclusion process.
review is to summarize the available information about AMR

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prevalence among E. coli and K. pneumoniae isolated from Selection criteria
patients suspected of UTI in the APAC, to inform clinical practice
Articles were screened by title and abstract to select those for full text as-
with regard to empirical treatment and to identify the main sessment. Studies were included for analysis if they fulfilled the following
knowledge gaps. We focused our review on the combination criteria:
of E. coli and K. pneumoniae given the fact that these two
pathogens together cause up to 80% of UTIs, and as per WHO 1. Describe AMR in bacterial isolates from human patients with symp-
recommendations.1 tomatic UTI (upper or lower).

Figure 1. Flow chart of the systematic review process (PRISMA).

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Table 1. Quality assessment of included articles

Definition Representativeness
of population of the sample Ascertainment of AST method

Are the criteria Is the sampling Does the


Is the study (case definition) of the study study describe Did the study Did the study
population for enrolment population the method for specify the report on internal
clearly in the study clearly susceptibility breakpoint quality control
Author Reference Year described? clearly stated? described? testing used? standard used? measures?

Kothari 10 2008 ! ! # ! ! !

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Kim 11 2008 ! ! ! ! ! #
Ho 12 2010 ! ! ! ! ! !
Lee SJ 13 2011 ! ! ! ! ! #
Lu PL 14 2012 ! # # ! ! !
Lee DS 15 2013 ! ! ! ! ! #
Chen 16 2013 ! ! ! ! ! #
Mitchell 17 2014 ! # # ! ! !
Niranjan 18 2014 ! ! # ! ! #
Kapur 19 2014 ! ! ! ! ! #
Hossain 20 2014 ! # # ! ! #
Senadheera 21 2016 ! ! ! ! ! #
Fasugba 22 2016 ! ! ! ! ! !
Amornchai- 23 2016 ! ! ! # # #
charoensuk
Jean 24 2016 ! ! # ! ! !
Adeep 25 2016 ! ! ! ! ! !
Mishra 26 2016 ! ! # ! ! #
Pruetpongpun 27 2017 ! ! ! ! ! #
Fernando 28 2017 ! ! # ! ! #
Sugianli 29 2017 ! ! ! ! ! !
Veeraraghavan 30 2018 ! # # ! ! !
Choe HS 31 2018 ! # ! # ! #
Lee H 32 2018 ! ! # ! ! #
Ganesh 33 2019 ! ! ! ! ! !

Abbreviations: (!), yes; (#), no.

2. Report on patients in the Asia-Pacific region as defined by the United Selection procedure
Nations (Australia, Bangladesh, Bhutan, Brunei, Cambodia, China,
Two authors (A.K.S., F.G.) screened the title and abstract of all the articles
Hong Kong, Taiwan, Macau, Cook Islands, Democratic People’s
identified through the search strategy independently. Any discrepancies
Republic of Korea, Fiji, India, Indonesia, Japan, Kiribati, Laos, Malaysia,
during the screening process were resolved through consensus between
Maldives, Marshall Islands, Micronesia, Mongolia, Myanmar, Nauru,
the two assessors. Full-text of articles was assessed by a single author
Nepal, New Zealand, Niue, Palau, Papua New Guinea, Philippines,
(A.K.S.), but two additional authors (C.S., F.vL.) were consulted to reach
Republic of Korea, Samoa, Singapore, Solomon Islands, Sri Lanka,
consensus when uncertainty on inclusion arose.
Thailand, Timor-Leste, Tonga, Tuvalu, Vanuatu and Vietnam).
3. Describe the surveillance approach (population- and/or laboratory-
based). Data extraction
4. Describe the microbiology procedures for identification and susceptibil- Data extraction was done using a predesigned data collection tool, devel-
ity testing. oped for the purpose of this review, and information stored in Microsoft
5. Report the percentage of resistance to an antimicrobial drug with Excel 2017. Data extracted included article information (first author, year of
information on total number of isolates tested. publication, time period of data collection, and country where surveillance
6. Published in English language. was carried out), study design (population-based and/or laboratory-based,
retrospective or prospective, sample size, age group, number of specimens
Studies were excluded if they (1) reported on outbreaks, (2) reported on collected), pathogen identification method (E. coli and K. pneumoniae) and
isolates obtained from animals, environment or food, (3) reported a sys- antimicrobial susceptibility test (AST) methodology (instrument, guideline
tematic review, case series or a case report, or (4) lacked information used for breakpoints, and quality control), and antimicrobial resistance
regarding clinical suspicion of UTI at isolate level. data. Resistance data included total number of isolates obtained, number

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Figure 2. Point prevalence estimates of resistance to nitrofurantoin in E. coli and K. pneumoniae by country in the Asia-Pacific region, stratified by sur-
veillance strategy (laboratory-based surveillance, population-based surveillance). The horizontal line indicates the 95% CI. An asterisk (*) indicates
the study only included ESBL-producing isolates.

Figure 3. Point prevalence estimates of resistance to fosfomycin in E. coli by country in the Asia-Pacific region, stratified by surveillance strategy (la-
boratory-based surveillance, population-based surveillance). The horizontal line indicates the 95% CI.

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Figure 4. Point prevalence estimates of resistance to co-trimoxazole in E. coli and K. pneumoniae by country in the Asia-Pacific region, stratified by
surveillance strategy (laboratory-based surveillance, population-based surveillance). The horizontal line indicates the 95% CI.

of isolates tested, and the number of resistant strains per bacterial species reported as a point estimate with its associated 95% CI. Given the aim of
(E. coli and K. pneumoniae). We followed WHO GLASS for listing of anti- the study to inform empirical treatment decisions, a combined analysis for
microbial drugs.8 The antimicrobial susceptibility test results were collected E. coli and K. pneumoniae was done for each study. However, the number of
for co-trimoxazole (SXT), ciprofloxacin (CIP), levofloxacin (LVX), ceftriaxone E. coli and K. pneumoniae isolates contributing to each study was reported
(CRO), cefotaxime (CTX), ceftazidime (CAZ), cefepime (FEP), imipenem to assess the relative contribution of each species to the overall data. Data
(IPM), meropenem (MEM), ertapenem (ETP), doripenem (DOR), colistin (CT), are reported stratified by surveillance strategy, i.e. laboratory-based surveil-
fosfomycin (FOS), and nitrofurantoin (NIT), as susceptible, intermediate or lance (LBS) and population-based surveillance (PBS). We defined a study as
resistant, as reported in the original article. For studies reporting resistance population-based if the reported data were obtained from a defined popu-
prevalence data for multiple populations, e.g. outpatients and inpatients, lation with signs and symptoms indicating suspicion of UTI. A study was
data were extracted for each study population; this implied having a larger defined as laboratory-based if data were obtained as part of routine diag-
number of prevalence data than the number of studies included. nostic laboratory procedures of urine samples submitted to the laboratory
because of a clinical suspicion of UTI.
Quality assessment Studies that provided aggregated data from multiple countries are
reported separately. We did not conduct a meta-analysis because of the
The quality of each article was assessed using a Newcastle-Ottawa Quality small number of studies available per country, and the anticipated large
Assessment Scale, modified for the purposes of this study (Supplementary variation in study protocols between countries. Statistical analyses and
data, Methods 2).9 We assessed the following quality criteria: (1) definition visualization of reported data and graph were performed using STATA v12
of study population; (2) representativeness of the sample; and (3) ascer-
(STATA, TX, USA).
tainment of AST method.

Data analysis
Results
All extracted data were used directly, or recalculated as a prevalence of re- In total, 2400 articles were identified of which 24 studies10–33 met
sistance for each antimicrobial drug assessed. Intermediate susceptibility the inclusion criteria and were included in the final analysis
test results were classified as resistant. The prevalence of resistance is (Figure 1). Data are reported for 12 population-based surveillance

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Figure 5. Point prevalence estimates of resistance to fluoroquinolones in E. coli and K. pneumoniae by country in the Asia-Pacific region, stratified by
surveillance strategy (laboratory-based surveillance, population-based surveillance): (a) ciprofloxacin; (b) levofloxacin. The horizontal line indicates
the 95% CI. An asterisk (*) indicates the study only included ESBL-producing isolates.

studies and 12 laboratory-based surveillance studies which Prevalence of AMR


originated from 11 countries. Studies were carried out between The most frequently reported susceptibility data were for co-
2008 and 2019 and included between 47 and 7491 isolates trimoxazole, ciprofloxacin, ceftriaxone and nitrofurantoin, as the
that were studied prospectively (21 studies) or retrospectively most commonly used antimicrobial drugs to treat UTI. No studies
(3 studies). Nine studies only reported data for E. coli and not for reported data for doripenem or colistin. Nitrofurantoin and fosfo-
K. pneumoniae (Table S1). Studies described AMR data in a range mycin are considered the preferred oral antimicrobial drugs in sev-
of patient populations, including in- and out-patients, patients eral guidelines for UTI treatment.34,35 The prevalence of resistance
with and without urinary catheters, and patients with lower and to nitrofurantoin from PBS12,21,28,29,33 and LBS,10,17,18,22,25,26
upper UTIs (Table S1). Three articles reported on aggregated data ranged between 7.7% and 31.4%, and 2.7% and 29.5%, respect-
for multiple countries (Table S4). ively, except for a study from Sri Lanka in 2017 which showed a
high prevalence of resistance to nitrofurantoin (54.1%) (Figure 2).
The prevalence of resistance to fosfomycin in E. coli was reported
Quality assessment
in only two studies, one each from Indonesia (1.63%) and Hong
Nineteen out of 24 (79%) articles described the inclusion criteria of Kong (1.8%) (Figure 3).12,29
the study conducted. Fourteen of 24 (58%) articles described the The prevalence of resistance to co-trimoxazole ranged be-
sampling procedure, whilst 13 (54%) reported the microorganism tween 20.4% and 73.9% in LBS10,17,18,20,22,25,26,32 and between
identification procedure. Almost all articles (22/24; 92%) described 29.4% and 67.7% in PBS.11–13,15,16,21,23,27,29,33 A high prevalence of
the laboratory guidelines for the procedure of AST and the resistance to co-trimoxazole from LBS was observed in studies
breakpoints used, but the quality control procedure was only from Bangladesh (58.0%), Bhutan (52.9%), and India (between
reported in 10 (42%) of the articles (Table 1). Studies reported per- 64.2% and 73.9%). High prevalence of resistance to co-
centage of isolates susceptible or resistant, and only five studies trimoxazole from PBS was reported in studies from Indonesia
reported on intermediate test results (Tables S2 and S3). (67.7%) and Thailand (between 60.2% and 61.7%) (Figure 4).

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Figure 5. Continued.

The prevalence of resistance to ciprofloxacin from LBS10,17– across the different classes of antimicrobial drugs that are used for
20,22,30,32
and PBS11–13,15,21,23,28,29 ranged between 6.3% and the treatment of UTIs, except for fosfomycin. Ciprofloxacin and co-
79.6%, and 12.9% and 90.1%, respectively, with high prevalence trimoxazole were the antimicrobial drugs most commonly
in Bangladesh, India, Sri Lanka, and Indonesia (Figure 5a). Five reported, reflecting their frequent use as first line and empirical
studies reported resistance to levofloxacin in both LBS and PBS treatment in most hospital and/or community settings for treating
which ranged between 34.8% and 71.3%, and 15.2% and 71.5%, UTIs.4,5,34 However, our systematic search, which targeted 41
respectively (Figure 5b).13,16,26,29,30 countries over a 12 year period, only yielded 24 studies that
The prevalence of resistance to ceftriaxone and cefotaxime fulfilled the inclusion criteria. We have previously noted a similar
from LBS17,20,25,26,30,32 and PBS,13,15,16,23,27,29,33 ranged between paucity of surveillance studies on AMR in UTIs in a systematic re-
4.3% and 74.7%, and 7.1% and 72.3%, respectively (Figure 6a and view on AMR in clinical syndromes in the African region.36 As noted
b). High resistance prevalence estimates of ceftriaxone and cefo- then, the paucity of data is surprising given that urine culture is
taxime were observed in studies from Bangladesh (61.7%), relatively easy to perform, both with respect to obtaining a
India (75.1%) and in Indonesia (72.3%). A similar wide range sample and to laboratory requirements, and AMR in urinary
of point prevalence estimates was observed for the other com- pathogens from out-patients can give an indication of resist-
monly used third-generation cephalosporin, ceftazidime ance prevalence in the community in general. We included
(Figure 6c).15,17,20,23,26,29,30,32 studies from 11 countries in the APAC region, with a limited
Studies that reported on the prevalence of resistance to carba- number of countries contributing the majority of studies, includ-
penems were limited, in both PBS15,16,28,29 and LBS18,20,30,32 ing India, Bangladesh, Sri Lanka, Thailand, Indonesia, Australia
(Figure 7). Prevalence of resistance to imipenem, ertapenem and and Republic of Korea. These data suggest that in the majority
meropenem from PBS reached up to 25% in a study from Sri of APAC countries, patients receive empirical treatment of
Lanka. A high prevalence of resistance to meropenem (51.7%) UTIs in the absence of published national surveillance data to
from LBS was observed in a study from Bangladesh (Figure 7c). inform treatment strategies.
We reported the results for E. coli and K. pneumoniae combined
as this is most informative for empirical treatment, given
Discussion the predominant contribution of these two pathogens to UTI.
We performed a systematic review of studies reporting on the We included studies that performed LBS and PBS and which
prevalence of AMR in urinary pathogens in the Asia-Pacific region, included a range of patient populations, including in- and outpa-
with a focus on E. coli and K. pneumoniae, according to WHO rec- tients, patients with urinary catheters, and patients with lower and
ommendations.2 We observed high AMR prevalence estimates upper, and complicated and uncomplicated UTIs (Table S1) with

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Figure 6. Point prevalence estimates of resistance against cephalosporins in E. coli and K. pneumoniae by country in the Asia-Pacific region, stratified
by surveillance strategy (laboratory-based surveillance, population-based surveillance): (a) ceftriaxone; (b) cefotaxime; (c) ceftazidime. The horizontal
line indicates the 95% CI.

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Figure 6. Continued.

risk of bias, as previously reported.37–40 However, whilst the data each reported data from different populations, i.e. from adult
represent two bacterial species isolated from urinary samples female patients in the out-patient department (OPD); from in-
only, the high prevalence estimates reported from India, patients; from male and female patients attending OPD; from
Bangladesh and Sri Lanka are consistent with the high prevalence paediatric in- and out-patients, and for Gram-negative isolates
of resistance reported from a range of surveillance studies and from unspecified populations (Table S1). Furthermore, there is vari-
programmes addressing other clinical syndromes and pathogens ation in the antibiotics included in the studies. Therefore, it would
from these countries.4,41,42 not be possible to interpret the results of a combined analysis of
We assessed the quality of articles and found only a limited trends over time. For the same reason, a direct comparison be-
number of studies that reported on the presence of quality control tween LBS and PBS data is not possible, although Figures 2 and 4–7
procedures for AST. Although most of the laboratories reported the suggest that LBS prevalence estimates are higher than PBS.
guidelines used for susceptibility testing and breakpoints, variation However, in a direct comparison in a study in Indonesia40 it was
in quality of identification and susceptibility testing may contribute demonstrated that LBS estimates indeed tend to be biased
to variation in prevalence estimates.43 In addition, inconsistent towards higher prevalence of resistance compared with PBS.
reporting of susceptibility test results precluded an analysis by sus- In conclusion, the results of our systematic review show high
ceptible, intermediate and resistant test result categories, which prevalence among uropathogens of AMR to co-trimoxazole and
may have inflated resistance prevalence estimates because, if ciprofloxacin, which are commonly used for the empirical treat-
intermediate test results were available, intermediate susceptible ment of UTI, in most of the countries in the APAC for which data
test results were classified as resistant. These results further reflect are available. The main treatment option appears to be fosfomycin
the need for standardized and quality laboratory procedures as recommended in several guidelines, which is not always access-
and reporting.44 ible for patients.34,35 The high prevalence estimates of AMR are
Our review has several limitations. First, we were unable to observed in countries which have only recently developed or
retrieve some articles, despite our access to major online database implemented their national surveillance system, such as
and medical libraries. In addition, we reported data from Indonesia, and Bangladesh and India, respectively. For most other
community-based and hospital-associated as well as in- and out- countries in the region, AMR surveillance data on urinary patho-
patients combined, for both laboratory-based and population- gens are still lacking. Clearly, whilst AMR surveillance is crucial to
based surveillance of UTIs. Second, we found heterogeneity across understand the burden of AMR and to inform empirical treatment,
the studies which precluded a meaningful analysis of trends over novel feasible and affordable approaches that facilitate
time, even within countries. For example, five studies from India population-based AMR surveillance, such as previously reported,7

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Figure 7. Point prevalence estimates of resistance against carbapenems in E. coli and K. pneumoniae by country in the Asia-Pacific region, stratified
by surveillance strategy (laboratory-based surveillance, population-based surveillance): (a) imipenem, (b) ertapenem, (c) meropenem. The horizontal
line indicates the 95% CI. An asterisk (*) indicates the study only included ESBL isolates.

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Figure 7. Continued.

are needed to provide reproducible local AMR prevalence esti- 2 World Health Organization. Global Action Plan on Antimicrobial
mates to inform empirical treatment guidelines and to contribute Resistance. 2015. http://www.who.int/iris/bitstream/10665/193736/1/
to national surveillance data to monitor trends. 9789241509763_eng.pdf?ua"1.
3 Zellweger RM, Carrique-Mas J, Limmathurotsakul D et al. A current per-
spective on antimicrobial resistance in Southeast Asia. J Antimicrob
Funding Chemother 2017; 72: 2963–72.
This work was supported by grant of the Royal Netherlands Academy of 4 Yam ELY, Hsu LY, Yap EP-H et al. Antimicrobial Resistance in the Asia Pacific
Arts and Sciences as part of the Scientific Program Indonesia-the region: a meeting report. Antimicrob Resist Infect Control 2019; 8: 1–12.
Netherlands (SPIN) (project number: SPIN3-JRP-30).
5 Paul R. State of the globe: Rising antimicrobial resistance of pathogens in
urinary tract infection. J Global Infect Dis 2018; 10: 117–8.

Transparency declarations 6 Ahmed SS, Shariq A, Alsalloom AA et al. Uropathogens and their antimicro-
bial resistance patterns: Relationship with urinary tract infections. Int J Health
None to declare.
Sci 2019; 13: 48–55.
Author contributions 7 Ginting F, Sugianli AK, Bijl G et al. Rethinking antimicrobial resistance sur-
veillance: a role for lot quality assurance sampling. Am J Epidemiol 2019; 188:
A.K.S. and C.S. conceived the study. A.K.S., C.S. and F.vL. designed the study.
734–42.
A.K.S. and F.G. searched published work, reviewed published papers and
made the primary selection of eligible papers. C.S. and F.vL. resolved dis- 8 World Health Organization. Global Antimicrobial Resistance Surveillance
agreements regarding the eligibility of papers. A.K.S. and C.S. compiled the System: Manual for Early Implementation. 2015. https://apps.who.int/iris/bit
data. A.K.S., C.S. and F.vL. analysed the data. All authors contributed to the stream/handle/10665/188783/9789241549400_eng.pdf?sequence"1.
writing of the report and have seen and approved the final version. 9 Herzog R, Álvarez-Pasquin MJ, Dı́az C et al. Are healthcare workers’ inten-
tions to vaccinate related to their knowledge, beliefs and attitudes? a system-
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Supplementary Methods and Tables S1 to S4 are available as community-acquired urinary tract infections in India: a multicenter study. J
Supplementary data at JAC-AMR Online. Infect Dev Ctries 2008; 2: 354–8.
11 Kim ME, Ha U-S, Cho Y-H. Prevalence of antimicrobial resistance among
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