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Symptoms Schizophrenia?: Pathognomonic
Symptoms Schizophrenia?: Pathognomonic
in Schizophrenia?
An Empiric Investigation of Schneider's First-Rank Symptoms
William T. Carpenter, Jr., MD, Bethesda, Md; John S. Strauss, MD, Rochester, NY; Salvatore Muleh, Washington, DC
The need for operationalized criteria for the identification of schiz- ing to apply the particular diagnostic system. The former
ophrenia is great. Schneider's diagnostic concept attempts the opti- view is representative of the majority of clinical investi¬
mum in diagnostic clarity, using frequently occurring symptoms
gators the United States who believe that schizophrenia
in
which can be reliably identified by various observers, and which he
believes always indicate schizophrenia in the absence of an organic
may be present in such complex and varied patterns that
no established diagnostic approach lends sufficient clarity
psychosyndrome. Schneider's approach, although never established to the problem of categorization. In Europe, this frustra¬
by other investigators, is used for diagnosis throughout most of the
world. tion is not so keenly experienced and many psychiatrists
We found that the first-rank symptoms (FRSs) occurred frequently believe that it is now possible to conceptualize schizophre¬
enough in acute schizophrenia to have diagnostic applicability. Indi¬ nia in a manner that will enable the majority of patients
vidually, each FRS was found with greater frequency in schizophre¬ suffering from this disorder to be identified by highly dis¬
nia. However, taken together, these symptoms which he considers criminating signs and symptoms. Schneider's concept of
pathognomonic of schizophrenia occur in one fourth of the cohort of schizophrenia1 is regarded by many as meeting these cri¬
manic-depressive patients. Therefore, Schneider's system for identi¬ teria and has, in fact, received widespread attention in
fying schizophrenia, while highly discriminating, leads to significant German-speaking countries, Scandinavia, England, and
diagnostic errors if FRSs are regarded as pathognomonic. Further¬ other parts of the world. For example, in Britain the reg¬
more, FRSs did not have a postdictive or predictive function, as no
relationship could be established between FRSs and duration or out¬ istrar-general's glossary of mental disorders (1968)2 sug¬
come of illness. gests certain symptoms that should be used to identify
schizophrenia. The majority of these symptoms are the
is
much dissatisfaction with current diag¬ first-rank symptoms (FRSs) of Schneider.
Therenostic methods in psychiatry. An inability to identify
homogeneous patient groups reliably has limited our clini¬
Schneider's system of classifying mental disorders at¬
tempts to accomplish what is optimal for the diagnosis of
cal understanding and impeded research. There is dis¬ schizophrenia: the identification of symptoms which are
agreement among behavioral scientists regarding the na¬ readily perceived by an observing clinician, easily agreed
ture of this diagnostic dilemma. Many believe that to date upon by several observers, and occur only in schizophrenia.
there is no acceptable diagnostic concept sufficiently oper¬ Enthusiasm for describing such pathognomonic symptoms
ationaiized to be reliably applied by various clinicians to has not been characteristic of American psychiatry, in
psychotic patients. Others believe that a clear concept of part because many such symptoms have often turned out
schizophrenia has been articulated and sufficiently oper¬ to be as related to institutionalization or chronicity as
ationaiized so that it can be broadly and systematically they are to schizophrenia, or because they do not occur fre¬
applied, but that clinicians and investigators are unwill- quently enough to be useful. For example, characteristic
schizophrenic symptoms, such as neologisms and word
Accepted for publication Nov 15, 1972.
From the Psychiatric Assessment Section, Adult Psychiatry Branch, In- salad, are so infrequently found in an acute psychotic pop¬
tramural Research, National Institute of Mental Health, Bethesda, Md (Dr. ulation as to have little diagnostic applicability.
Carpenter), Clinical Research Programs, University of Rochester Medical Schneider approached the diagnosis of schizophrenia by
School, Rochester, NY (Dr. Strauss), and George Washington University identifying symptom groups of diminishing dis¬
School of Medicine, Washington, DC (Mr. Muleh).
The opinions expressed in this paper do not necessarily represent the criminating value. The FRSs are regarded as pathog¬
viewpoints of the sponsoring agencies or other investigators of the Inter- nomonic of schizophrenia in the absence of an organic
national Pilot Study of Schizophrenia.
brain syndrome. The choice of these symptoms has no
Reprint requests to 9000 Rockville Pike, Bldg 10, Room 4N214, Bethesda,
Md 20014 (Dr. Carpenter). theoretical basis. They are chosen pragmatically according
ical data and reaches a diagnostic judgment. Although comput¬ were time in hospital, work adjustment, social relationships, and
erized diagnostic systems such as Catego13 and Diagno18,16 offer an severity of symptoms. Scores from these four dimensions are com¬
opportunity for reliable diagnosis with specified rules, empiric in¬ bined into a composite outcome rating scaled from 0 to 16. The ap¬
vestigation of the diagnostic assumptions of these systems is plicability and reliability of this instrument has been demon¬
needed just as with Schneider's system.) strated.1"
Items relevant to all 11 FRSs were represented in the interview Results
schedule. However, data regarding voices arguing about a patient
or commenting on a patient's behavior were not always scored in
Four questions were investigated: (1) Are FRSs found
this patient cohort and are thus dropped from this data analysis with significant frequency to have diagnostic utility in a
(see reference 13). Items which might reveal the presence of a de¬ cohort of American diagnosed schizophrenic patients? (2)
lusional percept were not scored for the immediacy or person¬ Are these symptoms pathognomonic of schizophrenia in
alization of the percept formation and thus could not be safely the presence of a clear sensorium? (3) Are FRSs correlated
judged as delusional percepts rather than delusional notions.1 The with previous duration of illness? (4) Are FRSs of prog¬
remaining eight FRSs are defined by the interview questions nostic significance?
shown in Table 2. The question of interpretation of somatic pas¬ One or more FRSs were present in 53 of 103 patients
sivity is discussed below. diagnosed schizophrenic (Table 3). The subgroup diag¬
The cohort of patients from Prince Georges County was eval¬
uated in follow-up interviews 23 to 25 months after the initial nosed as paranoid schizophrenic had a significantly higher
evaluation. The assessment instruments utilized in the follow-up frequency of FRSs than the nonparanoid schizophrenics
evaluations are described elsewhere.17 Outcome criteria were de¬ (2 =
9.272; df 1; P<.005). Presence of FRSs in the
=
rived from the data and were scored for the 12-month period pre¬ schizophrenic group is not related to age, sex, or socioeco-
ceding the two-year follow-up evaluation. Outcome dimensions nomic status. There was a tendency for the diagnostician
passivity from the somatic hallucination items (Table 2) both manic and depressive episodes. Of the remaining
poses a problem since the patient must attribute the sen¬ eight patients, all of whom were depressed at evaluation,
sations to an external source, and this was not specified in four were bipolar depressives as defined by a history of
the ratings. This was almost always the case in these pa¬ hospitalization for mania in the past, three had unipolar
tient cohorts. However, it is important to note that only depressive episodes with no history of manic symptoms,
four patients had somatic passivity as their only FRS (two and the remaining patient had recurrent depressive epi¬
diagnosed paranoid schizophrenic and two diagnosed ma¬ sodes with a history of intervening hypomanic behavior
nic-depressive, depressed type). Therefore, overall results not severe enough to require hospitalization. No reason
are not significantly affected by somatic passivity (see was found to question the diagnoses in this review. Diag¬
Schneider,1 page 97 for description and example). noses of past illness episodes were always affective dis¬
Our data together with Mellor's support the first hy¬ orders.
pothesis by demonstrating that FRSs can be identified This review of the clinical data supports the diagnoses
with structured or open-interview techniques with suffi¬ originally given. It is possible, of course, that errors were
cient frequency in schizophrenia to have diagnostic utility. made in rating the FRS items. However, when the rating
Pathognomonicity of FRSs in Schizophrenia.—Schneider's was considered questionable by the interviewing psychia¬
FRSs may be approached from two directions. First, are trist, it was considered absence for this study. Interrater
FRSs highly discriminating in the diagnosis of schizo¬ reliability for these items is high. Therefore, we conclude
phrenia? Second, are FRSs pathognomonic of schizophre¬ that the postulated pathognomonicity of FRSs is refuted.
nia? The first approach has been taken in the Volume I re¬ It appears that using the rule that the presence of any one
port of The International Pilot Study of Schizophrenia.13 FRS is sufficient to diagnose schizophrenia would lead to
Here, using data from nine participating countries, the substantial misclassification.
collaborating investigators found that most FRSs are FRSs and Duration of Illness.—The third hypothesis ex¬
highly discriminating of either schizophrenia or paranoid amined is that when FRSs appear with increasing fre¬
psychosis. Patients with special auditory hallucinations, or quency, the greater the duration of illness and, therefore,
thought broadcast, insertion or withdrawal, or delusions the indication is of chronicity. This hypothesis is based on
of control had a probability between .93 and .97 of being the assumption that the more fully developed the illness,
diagnosed schizophrenic or paranoid psychosis. Therefore, the more likely FRSs are to appear. Furthermore, these
most of the FRSs are strong diagnostic indicators, al¬ symptoms might in part be a result of chronicity or insti-
though they do not occur exclusively in schizophrenia. Pos¬ tutionalization. Some support for this hypothesis is found
sibility that diagnostic or rating error accounts for the ap¬ in Taylor's work,111 in that poor prognostic features (which
pearance of FRSs in diagnoses other than schizophrenia is in part are based on measures of duration of illness and
considered. premorbid adjustment) and FRSs are generally found in
In this paper we take the second approach in order to the same patients, while good prognostic features are as¬
evaluate Schneider's claim that FRSs occur only in schizo¬ sociated with absence of FRSs. Mellor1" found, on the con¬
phrenia (and occasionally in organic psychosyndromes) trary, that patients without FRSs had been ill longer and
and to determine whether a significant error occurs if one hospitalized more than those with FRSs. The length of
applies his rule that the presence of any one FRS indicates time in hospitals for psychiatric disorder prior to current
schizophrenia. The only report testing this hypothesis is admission, and the length of time since psychotic symp¬
Taylor's finding no FRSs in 44 patients with nonschizo¬ toms first appeared in the patient's life were determined
phrenic diagnosis based on a case record review.1" Taylor's in our patients. Neither of these variables distinguished
study was not designed to test the pathognomonicity of between diagnosed schizophrenic patients with and with¬
FRSs, however, nor is case record review a satisfactory out FRSs. We conclude that FRSs do not reflect chronic¬
method for this purpose. Our results reject this hypothesis ity.
by finding that nine (23%) of the 39 patients with diag¬ FRSs and Prognosis.—The fourth hypothesis states that
nosed affective psychosis had one or more FRSs. Two (9%) FRSs predict a poor outcome. Schneider believed that
of the 23 patients with neurotic or personality disorder FRSs were assocated with poor outcome and cites Bau-
diagnosis also had FRSs, but this group is too small for mer's findings20 as support. Taylor found the presence of
consideration. FRSs associated with poor prognostic features and the ab¬
It is often asserted that US psychiatrists tend to sence of FRSs associated with good prognostic features
overuse schizophrenic diagnosis, especially by including based on a case record review of 78 young, male patients