Download as pdf or txt
Download as pdf or txt
You are on page 1of 6

Are There Pathognomonic Symptoms

in Schizophrenia?
An Empiric Investigation of Schneider's First-Rank Symptoms
William T. Carpenter, Jr., MD, Bethesda, Md; John S. Strauss, MD, Rochester, NY; Salvatore Muleh, Washington, DC

The need for operationalized criteria for the identification of schiz- ing to apply the particular diagnostic system. The former
ophrenia is great. Schneider's diagnostic concept attempts the opti- view is representative of the majority of clinical investi¬
mum in diagnostic clarity, using frequently occurring symptoms
gators the United States who believe that schizophrenia
in
which can be reliably identified by various observers, and which he
believes always indicate schizophrenia in the absence of an organic
may be present in such complex and varied patterns that
no established diagnostic approach lends sufficient clarity
psychosyndrome. Schneider's approach, although never established to the problem of categorization. In Europe, this frustra¬
by other investigators, is used for diagnosis throughout most of the
world. tion is not so keenly experienced and many psychiatrists
We found that the first-rank symptoms (FRSs) occurred frequently believe that it is now possible to conceptualize schizophre¬
enough in acute schizophrenia to have diagnostic applicability. Indi¬ nia in a manner that will enable the majority of patients
vidually, each FRS was found with greater frequency in schizophre¬ suffering from this disorder to be identified by highly dis¬
nia. However, taken together, these symptoms which he considers criminating signs and symptoms. Schneider's concept of
pathognomonic of schizophrenia occur in one fourth of the cohort of schizophrenia1 is regarded by many as meeting these cri¬
manic-depressive patients. Therefore, Schneider's system for identi¬ teria and has, in fact, received widespread attention in
fying schizophrenia, while highly discriminating, leads to significant German-speaking countries, Scandinavia, England, and
diagnostic errors if FRSs are regarded as pathognomonic. Further¬ other parts of the world. For example, in Britain the reg¬
more, FRSs did not have a postdictive or predictive function, as no
relationship could be established between FRSs and duration or out¬ istrar-general's glossary of mental disorders (1968)2 sug¬
come of illness. gests certain symptoms that should be used to identify
schizophrenia. The majority of these symptoms are the
is
much dissatisfaction with current diag¬ first-rank symptoms (FRSs) of Schneider.
Therenostic methods in psychiatry. An inability to identify
homogeneous patient groups reliably has limited our clini¬
Schneider's system of classifying mental disorders at¬
tempts to accomplish what is optimal for the diagnosis of
cal understanding and impeded research. There is dis¬ schizophrenia: the identification of symptoms which are
agreement among behavioral scientists regarding the na¬ readily perceived by an observing clinician, easily agreed
ture of this diagnostic dilemma. Many believe that to date upon by several observers, and occur only in schizophrenia.
there is no acceptable diagnostic concept sufficiently oper¬ Enthusiasm for describing such pathognomonic symptoms
ationaiized to be reliably applied by various clinicians to has not been characteristic of American psychiatry, in
psychotic patients. Others believe that a clear concept of part because many such symptoms have often turned out
schizophrenia has been articulated and sufficiently oper¬ to be as related to institutionalization or chronicity as
ationaiized so that it can be broadly and systematically they are to schizophrenia, or because they do not occur fre¬
applied, but that clinicians and investigators are unwill- quently enough to be useful. For example, characteristic
schizophrenic symptoms, such as neologisms and word
Accepted for publication Nov 15, 1972.
From the Psychiatric Assessment Section, Adult Psychiatry Branch, In- salad, are so infrequently found in an acute psychotic pop¬
tramural Research, National Institute of Mental Health, Bethesda, Md (Dr. ulation as to have little diagnostic applicability.
Carpenter), Clinical Research Programs, University of Rochester Medical Schneider approached the diagnosis of schizophrenia by
School, Rochester, NY (Dr. Strauss), and George Washington University identifying symptom groups of diminishing dis¬
School of Medicine, Washington, DC (Mr. Muleh).
The opinions expressed in this paper do not necessarily represent the criminating value. The FRSs are regarded as pathog¬
viewpoints of the sponsoring agencies or other investigators of the Inter- nomonic of schizophrenia in the absence of an organic
national Pilot Study of Schizophrenia.
brain syndrome. The choice of these symptoms has no
Reprint requests to 9000 Rockville Pike, Bldg 10, Room 4N214, Bethesda,
Md 20014 (Dr. Carpenter). theoretical basis. They are chosen pragmatically according

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013


to the ease with which they can be identified when mani¬ can preclude a return to health.712
fest by a patient, and the extent to which their presence The purposes of this study are to perform such investi¬
reveals schizophrenia. Schneider also described second- gations to determine the following: (1) whether or not
rank symptoms which may be used as evidence for the FRSs in the absence of an organic brain syndrome are
presence of schizophrenia, but do not have the diagnostic pathognomonic of schizophrenia; (2) the frequency distri¬
power of the FRSs. Schneider emphasizes that the diag¬ bution of FRSs in acute schizophrenia; (3) whether FRSs
nosis of schizophrenia can be made without FRSs. How¬ are related to prior duration of illness; and (4) whether
ever, when a FRS is present, it "must have undisputed FRSs are of prognostic significance.
precedence when it comes to the allocation of the individ¬ Methods
ual case."ltpl35> He also describes symptoms which have no
diagnostic importance, although they may be very impor¬ This investigation was carried out in the context of the Inter¬
tant to the individual suffering with them (eg, ambiva¬ national Pilot Study of Schizophrenia (IPSS). The IPSS is a trans-
lence). For this report, only the FRSs that Schneider con¬ cultural psychiatric investigation of 1,202 patients in nine coun¬
siders pathognomonic of schizophrenia are investigated. tries—Colombia, Czechoslovakia, Denmark, India, Nigeria, China
(Province of Taiwan), Union of Soviet Socialist Republics, United
Schneider's FRSs Kingdom, and the United States of America. It was designed as a
There 11 FRSs. A patient with one or more of these
are
pilot study to lay scientific groundwork for future international
epidemiological studies of schizophrenia and other psychiatric dis¬
symptoms in the presence of a clear sensorium is consid¬ orders. Details of the methodology employed in this nine-nation
ered schizophrenic. The first three are special forms of investigation are provided elsewhere.11 Data for this report were
auditory hallucinations: (1) The patient hears voices collected from the cohort of patients evaluated in the United
speaking his thoughts aloud; (2) the patient experiences States comprised of 131 recent psychiatric admissions to three
himself as the subject about whom hallucinatory voices hospitals serving Prince Georges County, Md. Patients were in¬
are arguing or discussing; (3) the patient hears halluci¬ cluded if they had no evidence of organic disease, were between
nated voices describing his activity as it takes place. the ages of 15 and 45, had not been hospitalized for more than two,
nor psychotic for more than three, of the last five years, and had
The fourth symptom (4), delusional percept, is a two-
one of the following inclusion criteria: delusions, hallucinations,
stage phenomena consisting of a normal perception fol¬ inappropriate or bizarre behavior, gross psychomotor disorder, so¬
lowed by a delusional interpretation of special and highly cial withdrawal, thinking disorder, overwhelming fear, disorder of
personalized significance. affect, depersonalization, self-neglect, or a diagnosis of psychosis
Symptoms, 5 through 11, can be conceptualized as a on admission. Patients were evaluated within eight days of admis¬
deficit in the barrier separating self from environment. sion. As a related effort, to insure that there would be a large co¬
They are as follows: (5) somatic passivity-the patient is a hort diagnosed as having primary affective psychosis, 34 patients
passive and reluctant recipient of bodily sensation im¬ hospitalized on two research wards for the study of manic-depres¬
posed from the outside; (6) thought insertion—the experi¬ sive psychosis in the Clinical Center of the National Institutes of
ence of one's own thoughts as though they were put in his Health were evaluated. These patients are not part of the IPSS
mind by an external force; (7) thought withdrawal—the series. However, the same interview schedules were used by the
same psychiatrists at a comparable interval following admission.
patient believes that his thoughts are being removed from Admission criteria for these wards are the diagnosis of affective
his mind by an outside agent; (8) thought broadcast—the
psychosis, the absence of organic disease, and minimal age of 18
passive experience of one's thoughts being magically years. Table 1 shows sex, age, and socioeconomic composition in
transmitted to others. The remaining symptoms (9, 10, the various diagnostic groups.
and 11) consist of affect, impulses, or motor activity expe¬ The basic research instrument employed is a standardized in¬
rienced as imposed and controlled from outside one's body. terview schedule modified for use in the IPSS and described in de¬
These are to be distinguished from somatic passivity, tail elsewhere." The interviews were administered by two psychi¬
which are hallucinated somesthetic experiences. atrists (W.T.C, and J.S.S.) and consist of an open-ended
The degree to which Schneider's diagnostic criteria are introduction, followed by systematic inquiry into the various
areas of psychiatric symptomatology. A final section of the sched¬
operationally defined and the certainty with which they ule provides ratings of the patient's observed behavior and is com¬
can apparently be applied in a clinical setting are remark¬
able. (Schneider attempted to determine to what extent
pleted immediately following the interview. Each item is rated
based on the psychiatrist's overall judgment of the presence or ab¬
his diagnostic approach to mental illness could be applied sence during the past month of a particular symptom. For pur¬
with confidence. In the early 1930s he reviewed records of poses of this study, only ratings indicating that a symptom was
diagnosis made by him and his colleagues of almost 3,000 definitely present were considered positive and all other ratings,
patients admitted to the Psychiatric Department in Mu¬ including questionably present, were considered negative. Accept¬
nich. He found that diagnostic certainty was achieved in able interrater reliability has been demonstrated.13
more than 98% of the cases.1) Although the widespread ac¬ The clinical diagnosis was made by the interviewing psychia¬
ceptance of his concept supports their utility, Schneider, trist from the data obtained in the research interview as well as
from data obtained on Psychiatric History Schedules and Social
unfortunately, did not test his system empirically. Nor did Description Schedules.13 The psychiatrist rated his diagnosis as
he undertake the development of validating criteria for
certain or uncertain. Diagnoses were made according to the cate¬
his diagnostic groups. Many psychiatrists still believe that
gory definitions in the Diagnostic and Statistical Manual (DSM
a schizophrenic diagnosis implies a uniformly downhill
II)." (Psychiatric classification is always a difficult problem since
course'"; therefore, it is important to avoid unwarranted objective criteria for differential diagnosis are not available. Fur¬
certainty about diagnosis, since a complex matrix of psy¬ thermore, even when rules for classification are stated [eg, DSM
chosocial pressures may be unleashed which themselves II], one cannot specify how any individual actually integrates clin-

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013


Table 1.—Description of Patient Sample
Sex Age Social Class* Marital Status
Schizophrenics 103 34 M Median = 27 Class 1 = 3t Never
69 F Range = 15-44 Class 2= 7 married = 42
Class 3 = 29 Ever
Class 4 = 36 married = 61
Class 5 = 26
Affective psychoses 39 9M Median = 42 Class 1 = 9Í Never
30 F Range = 20-72 Class 2 = 9 married = 2
Class 3 = 6 Ever
Class 4 = 7 married = 37
Class 5 =3
Neuroses and 23 7M Median = 32 Class 1 = 2 Never
character disorders 16 F Range = 15-44 Class 2 = 2 married = 3
Class 3 = 9 Ever
Class 4 = 8 married = 20
Class 5=2
*
Hollingshead-Redllch Index.
t Missing data on two patients.
Missing data on five patients.

Table 2.—Interview Questions for First-Rank Symptoms


1. Audible thoughts Do you ever seem to hear your thoughts spoken aloud? (Almost as if someone nearby could hear
them.)
Do they repeat something you have just thought?
Do they sometimes repeat the same sentence many times?
2. Somatic passivity Do you ever feel that someone or something is touching you but when you look there is nobody
there? Oras if there was something creeping under your skin? Oras if your skin was wet?
Did you have any unusual or strange sexual sensations lately? What did you feel? When was that?
How do you explain it?
3. Thought insertion Are thoughts put into your mind which you know are not your own? Thoughts from elsewhere? How
can you tell they are not yours? Who put them there?
Is there a difference between your own thoughts and the other thoughts which have been put into
your mind?_^^^
4. Thought withdrawal Do you ever feel as if your thoughts were being taken away, so that your mind is a complete blank?
Can you describe it?
5. Thought broadcast Do you feel your thoughts being broadcast, transmitted, so that everyone knows what you are
thinking? Can you describe this?
6. Made feelings Or that you are made to want things that you would not want yourself?
& and/or
7. Made impulses
8. Made volition Does some other force than you yourself make you do, or say things that you do not intend? As
though you were an automation, robot without a will of your own?
Issomeone else (or something) making your movements and actions for you without your inten¬
tion?
What about your handwriting, is that controlled?_

ical data and reaches a diagnostic judgment. Although comput¬ were time in hospital, work adjustment, social relationships, and
erized diagnostic systems such as Catego13 and Diagno18,16 offer an severity of symptoms. Scores from these four dimensions are com¬
opportunity for reliable diagnosis with specified rules, empiric in¬ bined into a composite outcome rating scaled from 0 to 16. The ap¬
vestigation of the diagnostic assumptions of these systems is plicability and reliability of this instrument has been demon¬
needed just as with Schneider's system.) strated.1"
Items relevant to all 11 FRSs were represented in the interview Results
schedule. However, data regarding voices arguing about a patient
or commenting on a patient's behavior were not always scored in
Four questions were investigated: (1) Are FRSs found
this patient cohort and are thus dropped from this data analysis with significant frequency to have diagnostic utility in a
(see reference 13). Items which might reveal the presence of a de¬ cohort of American diagnosed schizophrenic patients? (2)
lusional percept were not scored for the immediacy or person¬ Are these symptoms pathognomonic of schizophrenia in
alization of the percept formation and thus could not be safely the presence of a clear sensorium? (3) Are FRSs correlated
judged as delusional percepts rather than delusional notions.1 The with previous duration of illness? (4) Are FRSs of prog¬
remaining eight FRSs are defined by the interview questions nostic significance?
shown in Table 2. The question of interpretation of somatic pas¬ One or more FRSs were present in 53 of 103 patients
sivity is discussed below. diagnosed schizophrenic (Table 3). The subgroup diag¬
The cohort of patients from Prince Georges County was eval¬
uated in follow-up interviews 23 to 25 months after the initial nosed as paranoid schizophrenic had a significantly higher
evaluation. The assessment instruments utilized in the follow-up frequency of FRSs than the nonparanoid schizophrenics
evaluations are described elsewhere.17 Outcome criteria were de¬ (2 =
9.272; df 1; P<.005). Presence of FRSs in the
=

rived from the data and were scored for the 12-month period pre¬ schizophrenic group is not related to age, sex, or socioeco-
ceding the two-year follow-up evaluation. Outcome dimensions nomic status. There was a tendency for the diagnostician

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013


torn was not significantly different for the two groups.
Table 3.—Prevalence of
To determine whether or not the presence of the FRSs
First-Rank Symptoms in Schizophrenia
is of prognostic significance in schizophrenia, the clinically
Patient % FRS
Positive
diagnosed schizophrenic patients were again divided into
Group those with and those without FRSs at initial evaluation.
All schizophrenics 103 51 The outcome scores for the second year of follow-up were
Paranoid only 54 67
Nonparanoid only_49_35
comparable for the two groups for time spent in the hospi¬
tal, work function, socialization, and symptomatology.
(Reasons for selecting these outcome criteria and defini¬
Table 4.—Frequency Distribution of First-Rank tion of terms is given elsewhere.6) Composite outcome
Symptoms in Schneider Positive Schizophrenia (N = 103) scores calculated by adding the four individual outcome
function ratings for each patient were slightly higher
First-Rank Symptom % Positive
(better outcome) for the patients with FRSs, but this was
Audible thoughts 20
not significant.
Somatic passivity 17
Thought insertion 20 Comment
Thought withdrawal 15
Thought broadcast 33 Phénoménologie investigations of schizophrenia have
Made feelings been plagued by a basic méthodologie problem: the lack of
and/or 11 a systematic approach to collection of behavioral data.
Made impulses This impediment has been significantly reduced by recent
Made volition 28
development of structured clinical interview techniques.
The investigator need no longer rely on happenstance
Table 5.—Incidence of First-Rank Symptoms recording of data in hospital records, nor need he use an
by Diagnosis open-interview technique where what is sought so greatly
influences what is found.
Diagnostic Group % Positive The data in this study were systematically collected on
Schizophrenia 103 51 all patients using a structured interview of established re¬
Affective psychoses 39 23
Neuroses and
liability and applicability.13 The patients were evaluated
as part of another project, prior to conceptualizing this
character disorders 23
particular study, thereby guarding against interviewer
bias in rating the critical behavioral items. However, a
to feel more certain about his schizophrenic diagnosis if number of items evaluated did relate directly to the FRSs
the FRSs were present, but this trend was not statisti¬ of Schneider and permitted testing and clarification of
cally significant. four critical issues.
Table 4 indicates the frequency with which each of the Frequency of FRSs in Schizophrenia.—Schneider believed
eight FRSs was identified in schizophrenic patients. Prev¬ that symptoms he designated as first rank not only were
alence of each FRS ranged between thought broadcast highly discriminating, but occurred with significant fre¬
(33%) and made feelings and/or impulses (11%). quency to have great diagnostic utility. This claim had not
The second question was whether FRSs were found only been investigated by others until Mellor18 interviewed 166
in schizophrenics. Of the cohort of 131 IPSS patients from diagnosed schizophrenics in an effort to determine the fre¬
Prince Georges County, 101 were diagnosed as schizo¬ quency distribution of FRSs. He found FRSs in 119 (72%)
phrenic, 12 were diagnosed as having affective psychosis, of these patients. Using an additional 54 patients, Mellor
and 18 as having neurotic or character disorders. Of the determined the frequency distribution of the various
cohort of 34 NIMH patients admitted to the clinical cen¬ FRSs in 173 Schneider-positive schizophrenic patients. He
ter, 27 were diagnosed as having affective psychosis, five used the same 11 FRSs described at the beginning of this
as having neurotic or character disorder, and two as schiz¬ paper. Eight of the 11 FRSs each appeared in 9% to 21% of
ophrenic. Table 5 shows that 23% of the affective psychosis the patients, while the other three occurred less fre¬
group and 9% of the neurotic and character disorder group quently (delusional percept, 6%; made affect, 6%; and made
had one or more FRSs. Although FRSs are significantly impulse, 3%). The other two symptoms on which we lack
more prevalent in diagnosed schizophrenics than affective direct data—voices arguing and voices commenting—each
psychosis ( 2 8.144; df
=
1; P<.005), they were not
= occurred in 13% of his Schneider-positive patients.
found exclusively in the diagnosed schizophrenics. Valid¬ In another study Taylor19 examined case records of 78
ity of the diagnoses is discussed below. patients diagnosed as schizophrenic and found that 22
To determine whether presence of the FRSs in schizo¬ (28%) had FRSs.
phrenia reflects established chronicity, the schizophrenic The prevalence of FRSs in schizophrenia in our sample
patients were divided into two groups: those with one or of 103 patients is 51%, somewhat lower than Mellor found.
more FRSs, and those with no FRSs. To evaluate possible Our figure might be raised by including the three FRSs
differences in duration of illness, two measures were used. we omitted. Delusional percept is thought to occur in¬
The mean duration of past psychiatric hospitalization was frequently and was present in only 6% of Mellor's pa¬
determined in each group and difference was found. The tients. Our data did not include voices arguing or
length of time from the onset of the first psychotic symp- commenting. However, only three of 103 schizophrenic pa-

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013


tients had auditory hallucinations without any FRSs. patients who should be diagnosed as having affective psy¬
Therefore, inclusion of these two FRSs could not increase chosis. Here the issue is reversed—did we give the diag¬
the overall prevalence by more than 3%. nosis of affective psychosis in patients who should have
The number of patients in the nonschizophrenic diag¬ been diagnosed as schizophrenic? Since rejecting the hy¬
nostic groups with FRSs was not large enough to justify pothesis of pathognomonicity is of such importance, we
presenting detailed results of frequency distribution anal¬ reviewed the basis for diagnosis in each of the nine affec¬
ysis. However, all FRSs were less prevalent in nonschizo- tive psychosis patients with FRSs. In addition to our diag¬
phrenics and, roughly, proportionately so. There was some nosis of affective psychosis, each of the nine patients had
disproportion in that somatic passivity was relatively been diagnosed as having affective psychosis by the refer¬
more prevalent and thought broadcast relatively less ring and the hospital psychiatrists. One of the patients
prevalent in the nonschizophrenic group. Judging somatic was manic at the time of evaluation and had a history of

passivity from the somatic hallucination items (Table 2) both manic and depressive episodes. Of the remaining
poses a problem since the patient must attribute the sen¬ eight patients, all of whom were depressed at evaluation,
sations to an external source, and this was not specified in four were bipolar depressives as defined by a history of
the ratings. This was almost always the case in these pa¬ hospitalization for mania in the past, three had unipolar
tient cohorts. However, it is important to note that only depressive episodes with no history of manic symptoms,
four patients had somatic passivity as their only FRS (two and the remaining patient had recurrent depressive epi¬
diagnosed paranoid schizophrenic and two diagnosed ma¬ sodes with a history of intervening hypomanic behavior
nic-depressive, depressed type). Therefore, overall results not severe enough to require hospitalization. No reason
are not significantly affected by somatic passivity (see was found to question the diagnoses in this review. Diag¬
Schneider,1 page 97 for description and example). noses of past illness episodes were always affective dis¬
Our data together with Mellor's support the first hy¬ orders.
pothesis by demonstrating that FRSs can be identified This review of the clinical data supports the diagnoses
with structured or open-interview techniques with suffi¬ originally given. It is possible, of course, that errors were
cient frequency in schizophrenia to have diagnostic utility. made in rating the FRS items. However, when the rating
Pathognomonicity of FRSs in Schizophrenia.—Schneider's was considered questionable by the interviewing psychia¬
FRSs may be approached from two directions. First, are trist, it was considered absence for this study. Interrater
FRSs highly discriminating in the diagnosis of schizo¬ reliability for these items is high. Therefore, we conclude
phrenia? Second, are FRSs pathognomonic of schizophre¬ that the postulated pathognomonicity of FRSs is refuted.
nia? The first approach has been taken in the Volume I re¬ It appears that using the rule that the presence of any one
port of The International Pilot Study of Schizophrenia.13 FRS is sufficient to diagnose schizophrenia would lead to
Here, using data from nine participating countries, the substantial misclassification.
collaborating investigators found that most FRSs are FRSs and Duration of Illness.—The third hypothesis ex¬
highly discriminating of either schizophrenia or paranoid amined is that when FRSs appear with increasing fre¬
psychosis. Patients with special auditory hallucinations, or quency, the greater the duration of illness and, therefore,
thought broadcast, insertion or withdrawal, or delusions the indication is of chronicity. This hypothesis is based on
of control had a probability between .93 and .97 of being the assumption that the more fully developed the illness,
diagnosed schizophrenic or paranoid psychosis. Therefore, the more likely FRSs are to appear. Furthermore, these
most of the FRSs are strong diagnostic indicators, al¬ symptoms might in part be a result of chronicity or insti-
though they do not occur exclusively in schizophrenia. Pos¬ tutionalization. Some support for this hypothesis is found
sibility that diagnostic or rating error accounts for the ap¬ in Taylor's work,111 in that poor prognostic features (which
pearance of FRSs in diagnoses other than schizophrenia is in part are based on measures of duration of illness and
considered. premorbid adjustment) and FRSs are generally found in
In this paper we take the second approach in order to the same patients, while good prognostic features are as¬
evaluate Schneider's claim that FRSs occur only in schizo¬ sociated with absence of FRSs. Mellor1" found, on the con¬
phrenia (and occasionally in organic psychosyndromes) trary, that patients without FRSs had been ill longer and
and to determine whether a significant error occurs if one hospitalized more than those with FRSs. The length of
applies his rule that the presence of any one FRS indicates time in hospitals for psychiatric disorder prior to current
schizophrenia. The only report testing this hypothesis is admission, and the length of time since psychotic symp¬
Taylor's finding no FRSs in 44 patients with nonschizo¬ toms first appeared in the patient's life were determined
phrenic diagnosis based on a case record review.1" Taylor's in our patients. Neither of these variables distinguished
study was not designed to test the pathognomonicity of between diagnosed schizophrenic patients with and with¬
FRSs, however, nor is case record review a satisfactory out FRSs. We conclude that FRSs do not reflect chronic¬
method for this purpose. Our results reject this hypothesis ity.
by finding that nine (23%) of the 39 patients with diag¬ FRSs and Prognosis.—The fourth hypothesis states that
nosed affective psychosis had one or more FRSs. Two (9%) FRSs predict a poor outcome. Schneider believed that
of the 23 patients with neurotic or personality disorder FRSs were assocated with poor outcome and cites Bau-
diagnosis also had FRSs, but this group is too small for mer's findings20 as support. Taylor found the presence of
consideration. FRSs associated with poor prognostic features and the ab¬
It is often asserted that US psychiatrists tend to sence of FRSs associated with good prognostic features
overuse schizophrenic diagnosis, especially by including based on a case record review of 78 young, male patients

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013


diagnosed as schizophrenic.19 He found the poor prognosis, 2. Great Britain General Registar's Office Sub-Committee on
Classification of Mental Diseases: A Glossary of Mental Disorders
Schneider positive group less responsive to short-term Based on the International Statistical Classification of Diseases:
treatment, but did not report long-term follow-up. Taylor Injuries and Causes of Death (1965, 8th revision). London, Her
uses the prognostic features of Robins and Guze,21 which Majesty's Stationery Office, 1968.
3. Strauss JS, Carpenter WT Jr: 6-Hydroxydopamine, noradre-
include measures of chronicity and other indices. Since nergic reward, and schizophrenia. Science 175:921-922, 1972.
Taylor does not report relationships between individual 4. Langfeldt G: Schizophrenia diagnosis and prognosis. Behav
Sci 14:173-182, 1969.
indices and poor outcome, we cannot determine to what
5. Faergeman PM: Psychogenic Psychoses. London, But-
extent the association between FRSs and outcome is a terworth & Co, 1963.
function of established chronicity at the time of study (see 6. Strauss JS, Carpenter WT Jr: Evaluation of outcome in
hypothesis 3). schizophrenia, in Thomas A, Roff M, Ricks DF (eds): Life History
Research in Psychopathology. Vol 3, to be published.
Results of our two-year follow-up study showed no rela¬ 7. Gruenberg E, Zussman J: The Natural History of Schizo-
tionship between presence or absence of FRSs and indi¬ phrenia. Boston, Little Brown & Co, 1964.
vidual outcome indices (duration of hospitalization, work 8. Wing JK: Institutionalism in mental hospitals. Br J Soc Clin
Psychol 1:38-51, 1962.
function, social function, and symptomatology). Overall 9. Goffman E: Asylums. New York, Anchor Books, Doubleday &
outcome was actually slightly, although insignificantly, Co, 1961.
10. Becker H: Outsiders: Studies in the Sociology of Deviance.
better for patients with FRSs. Therefore, we conclude New York, The Free Press, 1963.
that our fourth hypothesis is not supported by two-year 11. Erikson K: Notes on the sociology of deviance, in Becker H
follow-up data. (ed): The Other Side. New York, The Free Press, 1964.
12. Scheff T: Being Mentally Ill. Chicago, Aldine Publishing Co,
1966.
John Bartko, PhD, Biometry Branch, National Institutes of Mental 13. World Health Organization (ed): The International Pilot
Health, provided statistical assistance. Study of Schizophrenia. Geneva, World Health Organization
This paper is partially based on the data and experience obtained during Press, 1973, Vol 1.
participation of the authors in the International Pilot Study of Schizophre¬ 14. DSM II: Diagnostic and Statistical Manual of Mental Dis-
nia, a project sponsored by the World Health Organization, and funded by orders, ed 2. Washington, DC, American Psychiatric Association,
the World Health Organization, the National Institute of Mental Health, 1968.
and the participating field research centers. The collaborating investigators 15. Spitzer RL, Endicott J: Diagno: A computer program for
on this study have been: psychiatric diagnosis utilizing the differential diagnostic proce-
At Headquarters in WHO, Geneva, Switzerland, Dr. N. Sartorius (princi¬ dure. Arch Gen Psychiatry 18:746-756, 1968.
pal investigator), Dr. T. Y. Lin (former principal investigator), E. M. 16. Spitzer RL, Endicott J: Diagno II: Further developments in
Brooke, Dr. F. Engelsmann, Dr. G. Ginsburg, M. Kimura, Dr. A. Richman, a computer program for psychiatric diagnosis. Am J Psychiatry
and Dr. R. Shapiro. In the field research centers in: Aarhus, Denmark, Dr. 125:12-21, 1969.
E. Stromgren (chief collaborating investigator [cci]), Dr. A Bertelsen, Dr. 17. Strauss JS, Carpenter WT Jr: The prediction of outcome in
M. Fischer, Dr. C. Flach and Dr. N. Juel-Nielsen; Agra, India, Dr. K. C. schizophrenia. Arch Gen Psychiatry 27:739-746, 1972.
Dube [cci] and Dr. B. S. Yadav; Cali, Colombia, Dr. C. Leon [cci], Dr. G. Cal¬ 18. Mellor CS: First rank symptoms of schizophrenia: I. The
derón and Dr. E. Zambrano; Ibadan, Nigeria, Dr. T. A. Lambo [cci] and Dr. frequency in schizophrenics on admission to hospital; II. Differ-
T. Asuni; London, Dr. J. K. Wing [cci], Dr. J. Birley and Dr. J. P. Leff; Mos¬ ences between individual first rank symptoms. Br J Psychiatry
cow, USSR, Dr. R. A. Nadzarov [cci] and Dr. N. M. Zharikov; Prague, Czech¬ 117:15-23, 1970.
oslovakia, Dr. L. Hanzlicek [cci] and Dr. C. Skoda; Taipei, Taiwan, Dr. C. C. 19. Taylor M: Schneiderian first-rank symptoms and clinical
Chen [cci] and Dr. T. Tsuang; Washington, D. C, Dr. J. S. Strauss [cci], Dr. prognostic features in schizophrenia. Arch Gen Psychiatry 26:64-
L. C. Wynne, Dr. W. T. Carpenter, Jr., and Dr. John J. Bartko. 67, 1972.
20. Baumer L: Ueber geheilte schizophrenien. Dtsch Z Nerv
References 164:162-178, 1939.
21. Robins E, Guze SB: Establishment of diagnostic validity in
1. Schneider K: Clinical Psychopathology. Hamilton (trans), psychiatric illness: Its application to schizophrenia. Am J Psychia-
New York, Grune & Stratton Inc, 1959. try 126:983-987, 1970.

Downloaded From: http://archpsyc.jamanetwork.com/ by a University of Pittsburgh User on 09/07/2013

You might also like