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Hot Utilitarianism and Cold Deontology

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Social Neuroscience

ISSN: 1747-0919 (Print) 1747-0927 (Online) Journal homepage: http://www.tandfonline.com/loi/psns20

Hot utilitarianism and cold deontology: Insights


from a response patterns approach to sacrificial
and real world dilemmas

Alejandro Rosas, Hugo Viciana, Esteban Caviedes & Alejandra Arciniegas

To cite this article: Alejandro Rosas, Hugo Viciana, Esteban Caviedes & Alejandra Arciniegas
(2018): Hot utilitarianism and cold deontology: Insights from a response patterns approach to
sacrificial and real world dilemmas, Social Neuroscience

To link to this article: https://doi.org/10.1080/17470919.2018.1464945

Published online: 18 Apr 2018.

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http://www.tandfonline.com/action/journalInformation?journalCode=psns20
SOCIAL NEUROSCIENCE, 2018
https://doi.org/10.1080/17470919.2018.1464945

ARTICLE

Hot utilitarianism and cold deontology: Insights from a response patterns


approach to sacrificial and real world dilemmas
Alejandro Rosasa, Hugo Vicianab, Esteban Caviedesa and Alejandra Arciniegasa,c
a
Department of Philosophy, Universidad Nacional de Colombia, Bogotá, Colombia; bInstituto de Estudios Sociales Avanzados, CSIC, Córdoba,
Spain; cDepartment of Philosophy, Carnegie Mellon University, Pittsburgh, USA

ABSTRACT ARTICLE HISTORY


Research on moral judgment with moral dilemmas suggests that “utilitarian” responses (UR) to Received 26 September 2016
sacrificial high-conflict dilemmas are due to decreased harm aversion, not only in individuals with Revised 31 March 2018
clinical conditions, but also in healthy participants with high scores in antisocial personality traits. Published online 18 April
2018
We investigated the patterns of responses to different dilemma types in healthy participants and
present evidence that some URs to sacrificial dilemmas are morally motivated, as indicated by their KEYWORDS
empathic concern (EC) or primary psychopathy (PP) scores. In study 1 (N = 230) we tested students Moral judgment; moral
with four categories of sacrificial dilemmas featuring innocent victims. In study 2 (N = 590) we dilemmas; empathic
tested students with two categories of sacrificial dilemmas and two “real-world” moral dilemmas, concern; primary
where the agent can improve the lot of strangers by making a personal sacrifice. Results in both psychopathy; utilitarianism
studies showed no decreased harm aversion in a pattern where the only UR is to the sacrificial
dilemma where the number of saved people is very high, and significantly lower harm aversion
only in the pattern of all-deontological respondents in Study 2. The analysis by response patterns
allowed a better discrimination of the moral motivations of participants and showed that at least
some of them express moral concerns in their URs.

Introduction reported primary psychopathy (Bartels & Pizarro, 2011).


Their responses may not express moral motivations.
Research on moral judgment with sacrificial dilemmas
Researchers who believe that decreased harm-aversion
(Greene, Sommerville, Nystrom, Darley, & Cohen, 2001,
is the only relevant proximate cause of URs to sacrificial
2004) asks participants to judge the action of sacrificing
dilemmas (Duke & Bègue 2014; Kahane et al., 2015; Wiech
one stranger in order to save several others. A wealth of
et al., 2013) pose a serious challenge. They cast doubt on
papers reported increased utilitarian responses in partici-
whether research with sacrificial dilemmas can discern
pants with either clinical or subclinical deficits in pro-social
something useful about moral judgment.
emotions – low levels of empathic concern (EC) and high
Studies that report correlations between UR to sacrifi-
levels of primary psychopathy (PP) – (Bartels & Pizarro,
cial dilemmas and low EC/high PP scores deny that those
2011; Carmona-Perera, Verdejo-García, Young, Molina-
responses count as expression of moral dispositions. To
Fernandez, & Pérez-García, 2012; Ciaramelli, Muccioli,
mention a recent example, Kahane and colleagues gath-
Làdavas, & Di Pellegrino, 2007; Duke & Bègue 2014;
ered evidence to support this view (Kahane et al., 2015).
Gleichgerrcht & Young, 2013; Kahane, Everett, Earp,
They reported statistical correlations between pooled URs
Farias, & Savulescu, 2015; Koenigs et al., 2007; Koenigs,
to a variegated set of sacrificial dilemmas, scores of pri-
Kruepke, Zeier, & Newman, 2012; Mendez, Anderson, &
mary psychopathy (PP) obtained with self-report ques-
Shapira, 2005; Patil & Silani, 2014). Researchers disagree
tionnaires, and URs to “real-world” utilitarian dilemmas,
on how to interpret these results. Some argue that low
i.e., those dilemmas where a greater good requires altruis-
empathy levels facilitate cognitive control of prepotent
tic sacrifices on the part of the agent (in “sacrificial” dilem-
harm-aversion, enabling rational and utilitarian decisions
mas, the agent sacrifices a stranger instead). They found
(Greene, 2007; Greene, Morelli, Lowenberg, & Nystrom,
that PP scores correlate positively with UR to sacrificial
2008). Others argue that there is not much to control if
dilemmas in several studies. They also found that PP
participants who give URs display low empathic concern
correlated negatively with real-world measures of
and decreased harm-aversion, or get high scores in self-

CONTACT Alejandro Rosas arosasl@unal.edu.co Department of Philosophy, Universidad Nacional de Colombia, Sede Bogotá, Ciudad Universitaria,
Kra 30 # 45-03, Bogotá, Colombia
Supplemental data for this article can be accessed here.
© 2018 National University of Colombia
2 A. ROSAS ET AL.

utilitarian judgment in two of their four studies. They and the Appendix). The contrast between the category
found no correlation between sacrificial and real-world Strict and the other three categories is that the latter
URs: participants who responded positively to sacrificial offer additional incentives in favor of the sacrifice, over
dilemmas were neither more nor less likely to be utilitar- and above the strict utilitarian incentive of saving five
ian regarding real-world utilitarian challenges. From this lives by sacrificing one. The additional incentives – self-
set of analyses they infer that UR to sacrificial dilemmas ish stakes, doomed victim and the high number of lives
cannot be interpreted as expressing concern for the saved – are each isolated to a separate category.
greater good, but rather a diminished aversion to harm
and a maximizing “cold” rationality (see also Bartels &
Hypothesis
Pizarro, 2011, p.156).
However, this and other studies leave room for the We hypothesized that only the incentive given by the
possibility that at least some participants delivering UR high number of people saved is univocally utilitarian.
to sacrificial dilemmas have moral utilitarian concerns. The selfish incentive – killing an innocent person to
This is suggested both by the size of the effect reported save a small number that includes you – is not particu-
in the correlations between UR and PP (small to moderate, larly utilitarian, and it would be particularly (though not
r between .17 and .32, Cohen, 1988) and by the fact that uniquely) attractive to participants with antisocial pro-
no correlation was found between UR to sacrificial and UR pensities. Doomed provides a mixed incentive: Pareto
to “real-world” dilemmas. This latter result suggests that considerations (Huebner, Hauser, & Pettit, 2011) make it
participants giving URs to sacrificial dilemmas are a mixed fairly utilitarian – the victim is not made worse off while
bunch. Some of them seem to be utilitarians when the her sacrifice saves five lives. But plausibly, some callous-
requirement is to sacrifice their freedom or property. ness is needed to pick any one person to be sacrificed.
In order to discriminate different types of “utilitarian” Accordingly, moral concerns should be mainly observa-
participants, we first need to realize that the traditional set ble in participants who give an UR to the 100K category
of sacrificial dilemmas contains different kinds of incen- only. These should be equivalent to the concerns
tives to victimize a stranger (Rosas & Koenigs, 2014). Some expressed by all-deontological respondents, but higher
of these incentives – like an extremely high number of than those expressed in all-utilitarian respondents to
people saved – may speak directly to a utilitarian sensitiv- this particular set of dilemmas. The EC scores of the
ity; while others may be attractive mainly to antisocial former two should not differ statistically; but all-utilitar-
personalities – like when the agent is among the five ian respondents should exhibit significantly lower EC
people saved. This gives us the opportunity to tap into scores as expression of decreased harm aversion.
participants’ specific motivations through their response
patterns. In real life it makes sense, when inferring moti-
Participants
vations, to observe a person’s pattern of behavior across
different situations. Those with utilitarian moral concerns Data were collected anonymously with pen and paper in
would give URs to sacrificial dilemmas preferably only in five sessions among undergrad students from 4 different
those cases with high utilitarian benefits, while those with disciplines at the National University of Colombia. A total
low moral concern would be less discriminating. Their of 234 students participated. Written informed consent
different motivations should show up in significantly dif- was obtained from all participants. Four did not complete
ferent EC and PP scores. In this debate, it is assumed that the Interpersonal Reactivity Index (IRI) and were excluded
EC and PP scores are correlated with moral concern from the analyses, giving a total N = 230, of which 155
(Kahane et al., 2015). Although correlation does not in were males, 69 females and 6 missing data. Mean age
itself prove that empathic concern is part of the moral was 21 years and mean college education 1.25 years.
mechanism, evidence from lesion and neuroimaging stu-
dies suggests that it is (Decety & Cowell, 2014). We rely on
Materials and procedures
these other studies when we say, throughout this paper
that EC, or EC and PP levels (studies 1 and 2 respectively) Interpersonal reactivity index
indicate whether the URs of participants express or lack The IRI (Davis, 1980) is a self-report scale consisting of four
moral concern. subcomponents, 7 items each, assessing emotional and
cognitive aspects of empathy (empathic concern, personal
distress, perspective taking and fantasy, respectively). We
Study 1
used the empathic concern (EC) subcomponent in the
In study 1 we used eight dilemmas in four categories: analysis, generally considered to be an important constitu-
Strict, Selfish, Doomed and 100K (see “Materials” below, ent of moral judgment (Decety & Cowell, 2014) and widely
SOCIAL NEUROSCIENCE 3

used to assess motivations in research with moral dilem- Table 1. Descriptive statistics – study 1.
mas. Participants responded on a Likert scale running from N Range Mean % Std. Dev.
0 (does not describe me well) to 4 (describes me very well). StrictPk 230 1 .28 .451
StrictFootb 230 1 .30 .461
SelfishFlames 230 1 .43 .497
Sacrificial dilemmas SelfishExplos 230 1 .63 .483
DoomedBoat 229 1 .45 .499
Our eight sacrificial dilemmas are personal, that is, the DoomedGuide 229 1 .57 .496
sacrifice is up-close, using personal force (or some resem- Dam100k 230 1 .54 .500
Assistant100k 229 1 .66 .476
blance of it), and the victim is used as a means (see Gender 224 1 .69 .463
Christensen, Flexas, Calabrese, Gut, & Gomila, 2014). In EC 230 27 16.64 5.386
Valid N (listwise) 218
the category Strict, dilemmas have the characteristics of
Footbridge: the victim is 1) an innocent person, i.e., is not
a source of the imminent threat pending over others, 2) negatively correlated with EC, consistent with data from
not doomed to die and 3) the agent has no selfish stakes other studies. We found no significant correlation in our
in the sacrifice. 100K dilemmas have these same charac- sample between EC and gender. Results are shown in
teristics, but the number of people saved increases from Table 2.
5 to 100K. Selfish is like Strict, except that the agent also Although we aimed at making the same-category
saves herself. Doomed is like Strict, except that the victim items as formally identical as possible, we observed
would die anyway, along with others if not sacrificed. The some divergence in their proportion of URs (see
two intra-category scenarios are constructed as similar as Table 1). A McNemar’s test revealed that the differences
possible to increase the data-points per category. We in UR between same-category items in Selfish, Doomed
asked participants to judge their hypothetically per- and 100K are statistically significant (all p ≤ 0.005, see
formed utilitarian action: “Given that there was no other Supplement table S1). We conjecture that the greater
way to save those people, was your action all right?” The proportion of UR in Selfish-Explosives (.63) compared to
answer was in dichotomous (YES/NO) format. NO was Selfish-Flames (.43) and in Doomed-Guide (.57) com-
coded as 0, YES as 1. The battery was presented in pared to Doomed-Boat (.45) is due to the fact that the
Spanish. An English translation is appended. “personal force” component is rather indirect in the
Participants were asked to complete the EC compo- items with higher proportions (see the items in the
nent of the Spanish version of the IRI (Pérez-Albeniz et al. Appendix). This approximates these items to the cate-
2003) after responding to the eight dilemmas in a within- gory of impersonal dilemmas. Similarly, both in Selfish-
subjects design. We implemented a within-subjects Explosives and 100K-Assistant (.66) the victim causally
design because comparison between mean EC scores contributes (with no intention) to the lethal threat
for the different patterns requires that all participants impending on others. Some participants might tend to
confront and respond to the same dilemmas. Only if the view this causal contribution as distinguishing the vic-
possible patterns are the same for all participants can the tims in these items from the entirely innocent victims of
different patterns adopted indicate individual differences. other items. Both features increase the URs.
The order of presentation of the dilemmas was counter- However, our aim was not to test the sensitivity of
balanced. We ran a Two-Step Cluster analysis to observe participants to intra-category differences, but to check
how participants cluster into response patterns and then whether the variables used to construct our categories
ran subsequent multiple comparisons searching for sig- significantly influenced the participant’s responses. We
nificant differences in mean EC scores across clusters. The therefore computed an average proportion of UR for
p values of the multiple comparisons were adjusted using each category and checked with McNemar’s Test whether
the Bonferroni correction.

Table 2. Point Biserial correlation. EC to gender and to UR in


Results the four dilemma-categories.
Strict Selfish Doomed 100K Gender EC
The percentages of UR by item (non-UR = 0, UR = 1), of EC Pearson −.254** −.212** −.355** −.140* −.043 1
male participants (male = “1”, female = “0”) and the Correlation
Sig. (2-tailed) .000 .001 .000 .034 .521
mean score for empathic concern are shown in Table 1. N 230 230 228 230 224 230
A Point Biserial correlation1 between EC and the UR to *Correlation is significant at the 0.05 level (2-tailed).
the four categories and gender showed all four categories **Correlation is significant at the 0.01 level (2-tailed).

1
SPSS runs the Point Biserial Correlation as a special case of the Pearson Correlation; thus “Pearson Correlation” appears in the
generated table.
4 A. ROSAS ET AL.

participants sensed a difference across categories. The ana- (inputs). All relevant patterns for our study show perfect
lysis revealed that the additional incentives were in fact consistency: all members of a given cluster follow without
treated by participants as incentives over and above the exception the cluster’s pattern. We also show the EC mean
strict utilitarian incentive of saving five instead of one. The score and standard deviation for each cluster.
proportions of UR were significantly different for all paired Clusters are independent groups: no individual
categories (all p < 0.05, see Supplement table S2) except for belongs to more than one cluster. A Kruskal-Wallis H
the pair Selfish vs. Doomed (p = 1.000). This does not tell us test showed a statistically significant difference in mean
which incentives speak to utilitarian sensitivity in particular, EC score between the different clusters, H(8) = 28.789,
and which ones speak to antisocial propensities, but it is p = .000, with a mean rank EC of 148.81 for No-UR,
plausible that we deal here with incentives of both kinds. 148.88 for 100K-UR and 91.96 for All-UR. Post hoc tests
Therefore, we ran a cluster analysis and a subsequent showed significant differences for No-UR vs. All-UR
multiple comparison of mean EC scores, hypothesizing (p = .000, adj. p = .004) and for 100K-UR vs. All-UR
that participants giving URs only to the dilemma where (p = .000, adj. p = .016). 100K-UR was not significantly
the sacrifice saves 100K lives would express moral con- different from No-UR (p = .997, adj. p = 1.000). Adjusted
cerns, contrasted to participants indiscriminately giving p-values were obtained with the Bonferroni correction.
URs to all categories. Participant responses to the different
categories were created from our data in this way: a parti-
Discussion
cipant giving a UR to one or both items in each category
counts as giving a UR to that category, otherwise she We hypothesized that the participants in the 100K-UR
counts as giving a deontological response. pattern would display a mean EC score significantly higher
We ran the Two-Step Cluster analysis with four dichot- than the non-discriminating All-UR pattern and would not
omous inputs (the URs to the 4 categories of sacrificial display a mean EC score significantly lower than partici-
dilemmas), letting the auto-clustering statistic determine pants in the No-UR pattern. Both predictions were con-
the optimal number of clusters automatically and using firmed. This suggests that members of the cluster 100K-UR
Schwarz’s Bayesian clustering criterion. According to the are no less morally concerned than members of No-UR (all-
largest Ratio of Distances, the optimal number of clusters deontological respondents). These results support our
is 2. However, since the cluster quality (silhouette measure hypothesis that participants approving of UR to sacrificial
of cohesion and separation) for 2 clusters = .5 (with 1.0 as dilemmas are a mixed bunch, and that some of them
highest value) we decided not to use the largest Ratio of approve the sacrifice out of moral concern. We conducted
Distances but the lowest Bayesian Information Criterion a second study to validate and expand these findings.
coefficient to determine the optimal number of clusters: 9
by this method. The cluster quality (silhouette measure of
Study 2
cohesion and separation) improved significantly to 0.9
and the predictor importance of each input ranged We proceeded to test participants with six items: four sacri-
between 0.95 and 1.00 (1.00 is the highest score). In ficial dilemmas, where the agent sacrifices the life of an
Table 3 we only show the three clusters of relevance for innocent stranger to save more lives, and two non-sacrificial
our hypothesis: No-UR (members of the cluster give deon- “real-world” dilemmas borrowed from Kahane et al. (2015),
tological responses in every category), All-UR (members namely Firefighter (renamed to Let Mother Die) and
give UR in every category) and 100K (members give UR Veronica’s Comfortable Lifestyle (renamed to Sacrifice
only to 100K). (The data for all 9 clusters are shown in the Comfort). In the latter two items the agent has to make a
Supplement as Fig. S1.) Each row in Table 3 corresponds personal sacrifice for the sake of improving the lot of stran-
to one of these three clusters, i.e., patterns of responses. gers. We examined the moral concern underlying different
The name of the pattern appears in the left column. The response patterns by measuring both EC and PP scores.
row cells show whether participants responded NO (0) or
YES (1) to the 4 different categories in the columns
Hypothesis
In a similar fashion to Study 1, we hypothesized that
Table 3. TwoStep cluster analysis – study 1. participants in the pattern combining UR to 100K and to
INPUTS the two real-world dilemmas would show no less moral
Cluster Std. concern than participants following a consistently
Labels N DOOMED STRICT 100K SELFISH EC Dev.
No-UR 27 0 (100%) 0 (100%) 0 (100%) 0 (100%) 19.44 4.972
deontological pattern, but significantly higher moral
100K-UR 21 0 (100%) 0 (100%) 1 (100%) 0 (100%) 19.48 4.033 concern than participants with a consistent utilitarian
All-UR 75 1 (100%) 1 (100%) 1 (100%) 1 (100%) 14.80 5.631 pattern. Additionally, we hypothesized that participants
SOCIAL NEUROSCIENCE 5

in the pattern combining URs to 100K and to real-world donating money to help save people from starving to
dilemmas would show no less moral concern than par- death in other parts of the world. In the sacrificial items,
ticipants in the pattern UR to real-world dilemmas only. we asked participants: “Is it all right to cause the death of
We established whether participants cluster in these the innocent person in order to save five/100K persons?”
patterns running a Two-Step Cluster analysis. The p The answer was entered in a dichotomous (YES/NO)
values of the subsequent multiple comparisons of format. In the “real world” items we asked participants:
mean EC and PP scores between clusters were adjusted “How right or wrong would it be for Veronica/Albert to
using the Bonferroni correction. decide not to donate to charity/not to save the peace
negotiator?” The answer was entered in a five-point
Likert scale running from 0 (Totally Right) to 4 (Totally
Participants and procedures
Wrong). The dilemmas were presented in Spanish. The
Data were collected anonymously with pen and paper in English versions are included in the Appendix.
one session among undergrad students in a massive
humanities course open to students from any discipline
at the National University of Colombia. A total of 595 Results
students participated. Written informed consent was
We computed an average proportion of UR for the two
obtained from all participants. Five did not complete the
categories of sacrificial dilemmas (Strict and 100K) in the
Interpersonal Reactivity Index or the Levenson Self-Report
following way: a participant giving a UR to one or both
Psychopathy Scale and were excluded, giving a total
items in a category counts as giving a UR to that cate-
N = 590, of which 396 were males, 181 females, and 13
gory; otherwise she counts as giving a deontological
did not report their gender. Mean age was 22.14 years and
response. The proportions (means in the “real world”
mean college education 1.68 years. Participants were
items) of UR to the four items (two categories of sacrifi-
asked to complete the IRI and the Levenson Self-Report
cial and two “real world” dilemmas) are shown in Table 4
Psychopathy Scale (Levenson, Kiehl, & Fitzpatrick, 1995),
and the Point Biserial Correlations between EC and PP on
after responding to the six dilemmas in a within-subjects
one hand, and the UR and gender on the other, are
design. The order of presentation of the different items
shown in Table 5. The negative correlation between PP
was counterbalanced.
and EC scores was moderate to strong (r = .490, p = .000,
not shown in Table 5). We found no correlation between
Measures the “real world” dilemmas and any of the two categories
of sacrificial dilemmas (not shown in Table 5). In the
Interpersonal reactivity index
correlations between the URs and the EC and PP scores
We used the same Spanish version of the IRI as in the
we obtained a neat asymmetry: negative and positive
previous study.
correlations with EC and PP respectively in the sacrificial
Levenson Self-report Psychopathy Scale. The Scale con-
dilemmas, positive and negative correlations with EC and
sists of 26 items purporting to describe the participant,
PP respectively in the real-world dilemmas. We could not
16 of them measuring Primary Psychopathy and 10
replicate Kahane et al.’s (2015, pp. 204–205) result of a
measuring Secondary Psychopathy. We used only the
positive correlation between PP and UR in Let Mother Die
16 items for Primary Psychopathy in a Spanish transla-
(Firefighter). Our data show a negative correlation: higher
tion. Participants responded on a Likert scale running
PP scores are less likely to endorse the UR. Higher PP
from 0 (totally disagree) to 4 (totally agree).
scores are therefore consistently less utilitarian in both
types of real-world dilemmas. For all items, except for
Dilemmas
Sacrifice Comfort, the significant correlations of UR with
The battery consisted of six items: two Strict dilemmas
EC scores disappeared when controlling for PP
(Aquarium and Footbridge); two 100K dilemmas (Vaccine
and a version of Assistant eliminating the victim’s caus-
ality in the anticipated harm); and two “real world” Table 4. Descriptive statistics – study 2.
dilemmas: Sacrifice Comfort and Let Mother Die, both N Range Mean % Std. Dev.
borrowed from study 4 in Kahane et al. (2015). In Let Strict 583 1 .16 .365
100k 583 1 .58 .494
Mother Die Albert – a firefighter in action – has to choose Sacrifice Comfort 590 4 1.94 1.172
between saving a renowned, successful and still active Let Mother Die 588 4 .82 .937
EC 590 28 17.82 4.661
peace negotiator or an uneducated housekeeper who PP 590 58 18.10 9.050
happens to be his mother. In Sacrifice Comfort Veronica Gender 577 1 .69 .464
could sacrifice some of her well-earned comfort by Valid N (listwise) 564
6 A. ROSAS ET AL.

Table 5. Point Biserial correlations. EC and PP to UR and We give the data for the eight clusters in Table 6. We
gender. label the clusters citing the dilemmas to which their
Let members give an UR (0 = deontological response;
Sacrifice Mother
Strict 100k Comfort Die Gender 1 = UR). The percentages are of the members of the
EC Pearson −.090* −.138** .384** .117** −.205** group following the cluster-formation pattern. The
Correlation numbers under the “real world” dilemma inputs show
Sig. (2-tailed) .030 .001 .000 .004 .000
N 583 583 590 588 577 the mean response in the Likert scale from 0 to 4, with
PP Pearson .147** .192** −.378** −.161** .266** 2 as the neutral midpoint and 4 as full agreement with
Correlation
Sig. (2-tailed) .000 .000 .000 .000 .000 the UR. Means below the midpoint count as deontolo-
N 583 583 590 588 577 gical (see “Discussion” below); means above the mid-
*Correlation is significant at the 0.05 level (2-tailed). point count as utilitarian. We also show the EC and PP
**Correlation is significant at the 0.01 level (2-tailed).
mean score and standard deviation for each cluster.
Inspection of the table reveals that all clusters show
(Supplement, Table S3). When controlling for EC, all sig- good internal consistency: all cluster- members follow the
nificant correlations with PP were preserved, although cluster pattern at 100% in the sacrificial categories, except
with smaller effect sizes (Supplement, Table S4). We in cluster 2, where consistency in relation to condition
continue showing both scores in our remaining analyses. 100K lies high at 81.5%. In the case of the “real world”
As in Study 1, we proceeded to explore the different utilitarian inputs, the clusters are separated by low mean
response patterns present in the sample. The inputs to (below the neutral midpoint 2 of the 0 to 4 scale) vs. high
the Two-Step Cluster algorithm (the inputs used to mean (above the neutral midpoint of the scale).
build the clusters), correspond to four dilemma types: To support our hypotheses, we focus on four clusters
Strict, 100K, Sacrifice Comfort and Let Mother Die. or patterns: pattern 5 is utilitarian in 100K and in the two
Intuitively, we considered the latter two dilemmas as “real world” dilemmas (100K&RealW-UR); pattern 2 is uti-
belonging to different categories. This was confirmed litarian in all dilemmas, (All-UR); pattern 6 is utilitarian
by a Wilcoxon Signed Rank test (Z = 7,579, p = .000). only in the “real world” dilemmas (RealW-UR) and pattern
We ran the Two-Step Cluster analysis letting the auto- 7 is deontological in response to all dilemmas (No-UR).
clustering statistic automatically determine the opti- A Kruskal-Wallis test showed a statistically significant
mal number of clusters. According to the largest Ratio difference in mean rank EC score between the different
of Distances, the optimal number of clusters is three. patterns of responses, H(7) = 64.024, p = .000, with a mean
The cluster quality at three clusters (silhouette mea- rank EC of 353.80 for RealW-UR, 337.71 for 100K&RealW-
sure of cohesion and separation) = 0.5 and the pre- UR, 260.00 for All-URs and 226.27 for No-UR. Post hoc tests
dictor importance for the four inputs ranged from 0 showed significantly higher EC scores for both
(no importance at all) for both Sacrifice Comfort and 100K&RealW-UR and RealW-UR over No-UR (p = .001, adj.
Let Mother Die to 1.0 (full importance) for Strict. This p = .021 and p = .000, adj. p = .000, respectively), but not
tells us that the two former input variables were not over All-UR. Mean EC scores were not significantly differ-
used to form clusters. We therefore used the lowest ent between 100K&RealW-UR and RealW-UR (p = .628, adj.
Bayesian Criterion coefficient, present at 8 clusters, to p = 1.0). Adjusted p values were obtained with the
determine the optimal cluster number. The cluster Bonferroni correction. Regarding PP scores, a Kruskal-
quality with 8 clusters remained at 0.5, but the pre- Wallis test showed significant differences in mean rank
dictor importance for the four inputs improved and PP score between the different patterns, H(7) = 70.875,
ranged from 0.75 for Sacrifice Comfort to 1.0 for Let p = .000, with a mean rank PP of 209.85 for RealW-UR,
mother die. 230.10 for 100K&RealW-UR, 328.71 for No-UR and 359.56

Table 6. TwoStep cluster analysis – study 2.


INPUTS
Std. Std.
Cluster Labels N LET MOTHER DIE STRICT 100K SACRIF. COMF. EC Dev. PP Dev.
1. Strict&100K-UR 62 0.29 1 (100%) 1 (100%) 1.79 16.82 5.902 20.95 11.224
2. All-UR 27 2.33 1 (100%) 1 (81.5%) 2.04 17.15 4.696 21.44 7.963
3. 100K&Comf-UR 120 0.49 0 (100%) 1 (100%) 2.59 18.48 4.264 17.13 7.750
4. 100K-UR 87 0.54 0 (100%) 1 (100%) 0.62 15.24 4.863 23.00 9.368
5. 100K&RealW-UR 40 2.30 0 (100%) 1 (100%) 2.70 19.15 4.130 15.12 7.304
6. RealW-UR 67 2.07 0 (100%) 0 (100%) 2.51 19.72 3.741 13.63 7.910
7. No-UR 68 0.32 0 (100%) 0 (100%) 0.56 16.28 4.263 19.90 8.248
8. Comf-UR 105 0.33 0 (100%) 0 (100%) 2.67 19.40 3.733 14.73 7.590
SOCIAL NEUROSCIENCE 7

for All-UR. Post hoc tests showed significantly lower PP expressed in relation to 100K sacrificial dilemmas have
score for RealW-UR than for No-UR and All-UR (p = .000, stronger pro-social attitudes than consistently deontolo-
adj. p = .001 and p = .000, adj. p = .002 respectively). They gical participants, as indicated by their EC and PP mean
showed significantly lower PP scores for 100K&RealW-UR rank scores.
than for All-UR, but only marginally significant lower PP
scores than for No-UR (p = .002, adj. p = .05 and p = .003,
General discussion
adj. p = .082 respectively). Mean PP scores were not sig-
nificantly different between 100K&RealW-UR and RealW- Kahane et al. (2015) deserve credit for pointing out that
UR (p = .542, adj. p = 1.0). Adjusted p values were obtained dilemmas where the utilitarian option is to sacrifice a
with the Bonferroni correction. stranger are not representative of many real world dilem-
We should note that the cluster 100K&Comf-UR mas, which demand instead some degree of self-sacrifice
(N = 120) provides further evidence that some partici- for the sake of strangers. Utilitarianism, in fact, makes high
pants endorse URs to both sacrificial and self-sacrificial moral demands on the self. This does not necessarily
(for the sake of strangers) items. Though it includes only mean, however, that dilemmas targeting the sacrifice of
one of the two self-sacrificial items – Sacrifice Comfort – innocent third persons never speak to these high moral
this item is arguably a better measure of self-sacrificial demands. As we have attempted to show here, an
utilitarianism than Let Mother Die. The latter is emotionally approach relying only on correlations of pooled UR with
demanding and probably the reason why the cluster EC/PP and using the variegated items introduced by
100K&RealW-UR contains only 40 participants. The cluster Greene et al. (2001) is too coarse to discriminate utilitarian
100K&Comf-UR does not differ statistically from RealW-UR moral motivations from antisocial propensities. Instead,
neither in mean EC nor in mean PP scores (p = .074, adj. the response patterns approach offers a better chance of
p = 1.0 and p = .012, adj. p = .329 respectively, Bonferroni discrimination. Study 1 shows that participants who deli-
corrected). Compared to the all-deontological cluster No- ver URs to sacrificial dilemmas are a mixed bunch with at
UR, the mean EC scores of 100K&Comf-UR are significantly least two types: one type behaves conditionally towards
higher, (p = .001, adj. p = .03) while their mean PP scores sacrificial dilemmas and is no less morally concerned than
are lower, but not significantly (p = .029, adj. p = .823). deontological respondents, while the other type is low on
Adding the clusters 100K&Comf-UR and 100K&RealW-UR moral concern, lacking deontological sensitivity. Study 2
together, we obtain N = 160 (see Table 6, cluster 3 and 5), confirms that some participants who give utilitarian
which makes 30% of our sample. responses to sacrificial, particularly to 100K dilemmas,
also show a willingness to make sacrifices for strangers.
Furthermore, study 2 reveals that if we judge overall moral
Discussion
concern by EC and PP scores, we should conclude that
Study 2 showed that participants who consistently gave morally unconcerned individuals exist also among consis-
deontological responses scored significantly lower in EC tent deontological respondents. Participants who consis-
compared to a pattern containing UR to 100K, and tently give deontological responses to a battery including
higher in PP, though only marginally significant, than both sacrificial and real-world dilemmas show signifi-
that same pattern. This result assumes that a score cantly lower empathic concern (higher EC scores) and
below the midpoint to Sacrifice Comfort and Let Mother marginally significantly lower harm aversion (higher PP
Die counts as deontological, because it expresses that scores) than participants who give URs to 100K. Response
not-helping strangers is morally permitted. It is typical of patterns allow us to more accurately discriminate
deontology to claim that harming is wrong and deserves between presence or absence of moral concerns in
punishment, while nobody can be punished for refusing participants.
to help; and also to claim that the state is allowed to The response-patterns approach suggests that overall
apply force to punish harms, but not to punish refusals moral concern is subdivided in two types of pre-theore-
to help, except in the context of some family relation- tical moral sensitivity: deontological and utilitarian (see
ships (Smith, 1759 TMS, 2.2.1; Kant, 1996 MS 6: 231). This also Bialek & de Neys 2017). Although sacrificial dilem-
means that nobody has a deontological obligation to mas evoke “utilitarian” responses from participants with
sacrifice something dear to her for the sake of strangers, decreased harm aversion and apparently no deontologi-
except perhaps when the cost is very low, which is not cal sensitivity, not all URs to sacrificial items come from
the case of the “real world” dilemmas in Study 2 (Kahane these participants. Participants that give URs only to
et al., 2017, p.18, col.1 adopt this same view of deontol- 100K and to at least one of the real-world items express
ogy). If we accept this interpretation of deontology, the same moral concerns as those who give URs only to
Study 2 reveals that participants with utilitarian concerns the real-world items, as indicated by the statistical
8 A. ROSAS ET AL.

equivalence of their EC and PP scores. Importantly, the Ciaramelli, E., Muccioli, M., Làdavas, E., & Di Pellegrino, G.
former type are not an insignificant proportion of the (2007). Selective deficit in personal moral judgment follow-
ing damage to ventromedial prefrontal cortex. Social
population, adding up to 30% of our sample of 530
Cognitive and Affective Neuroscience, 2(2), 84–92.
participants.2 Cohen, J. (1988). Statistical power analysis for the behavioral
sciences (2nd ed.). Hillsdale, NJ: Erlbaum.
Davis, M. H. (1980). A multidimensional approach to individual
Acknowledgments differences in empathy. JSAS Catalog of Selected Documents
in Psychology, 10, 85.
This research was supported by scholarships to Alejandra Decety, J., & Cowell, J. (2014). The complex relation between
Arciniegas and Esteban Caviedes, under the Program “Young morality and empathy. Trends on Cognitive Science, 18(7),
Researchers”, sponsored by Colciencias and the National 337–339.
University of Colombia. Duke, A. A., & Bègue, L. (2014). The drunk utilitarian: Blood
alcohol concentration predicts utilitarian responses in
moral dilemmas. Cognition, 134, 121–127.
Disclosure statement Gleichgerrcht, E., & Young, L. (2013). Low levels of empathic
concern predict utilitarian moral judgment. PLoS ONE, 8(4),
No potential conflict of interest was reported by the authors. e60418.
Greene, J. D. (2007). Why are VMPFC patients more utilitarian?
A dual-process theory of moral judgment explains. Trends
Funding in Cognitive Science, 11(8), 322–323.
Greene, J. D., Morelli, S. A., Lowenberg, K., & Nystrom, L. E.
This work was supported by the Departamento Administrativo (2008). Cognitive load selectively interferes with utilitarian
de Ciencia, Tecnología e Innovación Colciencias [617, 2013]; moral judgment. Cognition, 107, 1144–1154.
Greene, J. D., Nystrom, L. E., Engell, A. D., Darley, J. M., &
Cohen, J. D. (2004). The neural bases of cognitive conflict
and control in moral judgment. Neuron, 44, 389–400.
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2
As we revised this paper, Kahane and collaborators proposed and published a thorough analysis of utilitarian morality as
consisting in two dimensions: instrumental harm for the greater good (this is measured with sacrificial dilemmas), and self-
sacrificing impartial beneficence (this is measured with the “real-world” dilemmas from Kahane et al., 2015). With these two
dimensions they constructed and validated the Oxford Utilitarianism Scale (OUS) (Kahane et al., 2017). They use the OUS, among
other things, to estimate a proportion of the lay population that endorses both dimensions of utilitarian morality. This is
important, because it tells us whether the two dimensions cohere only in virtue of a philosophical construct or alternatively point
towards some pre-theoretical psychological reality, as a “natural kind” so to say. Kahane et al. (2017) come to an estimate of
around 4% to 5%, and doubt whether both dimensions compose a unitary, stable pre-theoretical phenomenon. Our study 2
provides preliminary evidence for the rival view: of the 160 participants that give URs to at least one of two sacrificial and one of
two self-sacrificial items, all answered “yes” to 100K; 79 scored a noncommittal 2 in Sacrifice Comfort (the neutral midpoint in a 5
point scale from 0 to 4) while the remaining 81 participants – 15% of our sample – scored 3 or 4, suggesting that 15% of the lay
population endorses both dimensions of utilitarianism, when the utilitarian “rate of return” is large. Moreover, the mean EC and
PP scores of this subgroup are not statistically different from the mean EC and PP scores of participants endorsing only self-
sacrificial dilemmas for the good of strangers, supporting the view that both dimensions of utilitarianism have some probability
of being a natural kind in this subgroup. These diverging results might arise because we measured utilitarian inclinations with
vignettes representing concrete situations rather than with abstract propositions as in the OUS. Another factor possibly
explaining divergence is that 3 of the 4 items of the Instrumental Harm OUS subscale suggest practices of militarism and
political conservatism (items 2, 3 and 4: (“political oppression”, “torture” and “collateral damage”) (Kahane et al., 2017, p. 16).
These items could prove specially unappealing to participants who would endorse instrumental harm for the greater good
preferably in non-ideological contexts.
SOCIAL NEUROSCIENCE 9

Kant, I. (1996). The metaphysics of morals. Cambridge: Given that there wasn’t any other way to save the five people,
Cambridge University Press. was your action all right?
Koenigs, M., Kruepke, M., Zeier, J., & Newman, J. P. (2012).
YES NO
Utilitarian moral judgment in psychopathy. Social Cognitive
and Affective Neuroscience, 7(6), 708–714. 2. Footbridge
Koenigs, M., Young, L., Adolphs, R., Tranel, D., Cushman, F.,
A runaway and silent trolley is heading down the tracks toward a
Hauser, M., & Damasio, A. (2007). Damage to the prefrontal
group of workmen who will be killed by the impact. You are
cortex increases utilitarian moral judgments. Nature, 446
seeing this from a footbridge over the tracks, between the
(19), 908–911.
approaching trolley and the five workmen. Next to you there’s
Levenson, M. R., Kiehl, K. A., & Fitzpatrick, C. M. (1995).
a large and heavy person. Given the impossibility to alert the five
Assessing psychopathic attributes in a noninstitutionalized
workmen, you decide to push this person off the bridge without
population. Journal of Personality and Social Psychology, 68
warning, onto the tracks. The stranger dies, but the trolley is
(1), 151–158.
derailed and the five workmen are saved.
Mendez, M. F., Anderson, E., & Shapira, J. S. (2005). An inves-
tigation of moral judgment in frontotemporal dementia. Given that there was no other way to save the five people,
Cognitive and Behavioral Neurology, 18(4), 193–197. was your action all right?
Patil, I., & Silani, G. (2014). “Reduced empathic concern leads
to utilitarian moral judgments in trait alexithymia. Frontiers YES NO
in Psychology, 5, 501. 3. Selfish Flames
Pérez-Albéniz, A., De Paúl, J., Etxeberría, J., Montes, M. P., &
Torres, E. (2003). Adaptación de interpersonal reactivity You and other five people are trapped in a burning building.
index (IRI) al español. Psicothema, 15(2), 267–272. There is only one emergency exit, but it is blocked by burning
Rosas, A., & Koenigs, M. (2014). Beyond ‘utilitarianism’: debris. A sixth person tries to crawl through a hole at the base
Maximizing the clinical impact of moral judgment research. of that exit. You and the other five lack the time to do the
Social Neuroscience, 9, 661–667. same thing. If you pushed that person through the debris to
Smith, A. (1759). The theory of moral sentiments. Oxford: unlock the exit, you and the other five people could get out,
Oxford University Press. 1976. but that person will die. You decide to push that person
Wiech, K., Kahane, G., Shackel, N., Farias, M., Savulescu, J., & through the debris, and you and the other five are saved.
Tracey, I. (2013). Cold or calculating? Reduced activity in the Given that there wasn’t any other way to save yourself and
subgenual cingulate cortex reflects decreased emotional the other five people, was your action all right? YES NO
aversion to harming in counterintuitive utilitarian judg-
ment. Cognition, 126(3), 364–372. 4. Selfish Explosives
You are an explosives expert that works for a demolition com-
pany. You are examining an explosive charge on the eighth
Appendix. English translation of the original floor, and you see that someone inadvertently is going to acti-
Spanish scenarios vate the detonator for the seventh floor’s charge. The explosion
will uncontrollably collapse the eighth floor, and this will kill you
The following hypothetical scenarios describe unusual but
and other five workmen who are with you. The person doesn’t
possible situations. They pose decision problems where dis-
hear your warning shouts. If you drop a heavy block of concrete
agreement has been shown to exist between people. In
on him, he will die, but you will prevent the explosion and you
giving your answer, please take the standpoint of the
and the other five workmen will be saved. You decide to drop
agent in the story who makes the decision. Even though
the block, the person dies, but you and the other five are saved.
the decisions made could involve legal consequences, we
ask you not to take them into account and assume that the Given that there wasn’t any other way to save yourself and
law would agree with the decision you reached. Please the other five people, was your action all right? YES NO
answer honestly and in line with your own conscience.
5. Doomed Guide
You are the guide of a group of survivors from an airplane
Study 1 crashed in the desert. Among the survivors there is one with a
broken leg. The group faces more than a week’s journey on
1. Park foot, without food or water. You are trained to survive in
those harsh conditions, so you decide to carry the injured
You are in an amusement park, waiting in line for a person on your back. However, you advance slowly and you
ride. Suddenly, you notice that the mechanism accelerates realize that, at this pace, the injured and the remaining peo-
and spins out of control. Five people are about to go ple will die. You decide to leave the injured person behind,
flying through the air, and will surely die. The turn-off and you successfully guide the other five to safety, out of the
switch does not work. The gears could be stopped if you desert.
could jam them with heavy object, but only a very mas-
sive person is nearby. You decide to push this person Given that there was no other way to save the five people,
without warning. The mechanism stops, the person dies, was your action all right?
but the other five people are saved. YES NO
10 A. ROSAS ET AL.

6. Doomed Boat other five persons. The bleeding man will die, but the
You are traveling on a ship that catches fire, but you manage other five will swim to safety.
to get on a life-boat. This boat can carry up to five people, but
Is it all right to push the innocent person to his death in
it’s carrying seven, and sinking due to the weight. You are a
good swimmer so you jump into the water, but the boat, now order to save five persons? YES NO
carrying six, keeps sinking. None of those six wear life jackets, 2. Footbridge
and none of them can swim. All of them are going to die,
unless someone jumps into the sea; as no one does this, you A runaway trolley is speeding silently toward five people
decide to throw into the water the first person you reach. This working on the tracks, who will be killed in the impact. You
person will drown in the stormy waters, but you will have
are standing on a footbridge over the tracks midway
saved the other five.
between the trolley and the five workmen. A large stranger
Given that there was no other way to save the five people, is standing beside you. There is no time to alert the work-
was your action all right?
men. If you push this large stranger off the footbridge into
YES NO the path of the trolley, this stranger will stop the trolley die,
7. Assistant 100K but you will save the other five people.

You are the assistant of a scientist that has just discovered a new Is it all right to cause the death of the innocent person
energy source that is cheap, clean and safe, and that will end in order to save five persons? YES NO
pollution and poverty. However, the scientist wants to sell this
discovery to some people, who seem decent, but are in fact 3. Vaccine
ruthless criminals, who will use it to commit genocide: eliminate
A viral epidemic has spread across the globe. You are a
a city inhabited by one hundred thousand people. You have no
evidence and the scientist simply does not believe your story. medical researcher who has developed two substances in
You decide to kill him, in order to stop the sale and the genocide, your laboratory, a vaccine and a lethal poison. But due to a
and you save one hundred thousand lives. mistake both have been labeled as vaccine. Two people are
Given that there was no other way to save the one hundred working in a room next door, and you can identify the
thousand lives, was your action all right? vaccine by injecting each with one substance, without
warning them. One person will die, but this is the only
YES NO
way to immediately begin saving lives. Very accurate epi-
8. Dam demiological projections predict that 100 thousand per-
You work at a large dam. Failures in the dam’s construction sons will die if the vaccine does not immediately go into
material have created a hole in it. The water pressure on that production.
point will break the dam. The river will flood in no time a near city
inhabited by one hundred thousand people. There isn’t enough Is it all right to cause the death of the innocent person
time to warn and evacuate. Standing on the dam’s edge, you look in order to save one hundred thousand people?
around but only find a workman whose body-volume would
cover the hole. You decide to push him into the water, the YES NO
water current drags him and clogs the hole, which gives enough
time to implement a permanent repair. The workman evidently 4. Assistant
drowns, but you save one hundred thousand lives. You are an assistant of a scientist who has recently dis-
Given that there wasn’t any other way to save one hundred covered a procedure for producing clean energy. Your
thousand lives, was your action all right? boss has received a generous offer from interested buyers.
YES NO However, you accidentally overheard a secret conversa-
tion, where they mentioned a plan to commit genocide
with this technology, wiping out a city of 100 thousand
inhabitants. You have no proof besides this, and your boss
Study 2. is unwilling to believe you. But you devise a plot to
provoke the buyers into killing another assistant, with
1. Aquarium whom you are well acquainted, and videotape the
You are attending a show of sharks being fed in an aqua- crime. This is the only way for you to stop the genocide
rium pool. Near you a group of five people falls into the and no one will ever know you were behind this.
pool as the metal fence inexplicably collapses. The hungry Is it all right to cause the death of the innocent person
sharks are attracted to the splashes. Another man close to in order to save 100 thousand people?
you is bleeding from his nose. If you push him into the
water, his blood will attract the sharks away from the YES NO
SOCIAL NEUROSCIENCE 11

5. Let Mother Die (FromKahane et al., 2015: 6. Sacrifice Comfort (From Kahane et al.,2015:
Firefighter) Veronica’s Comfortable Lifestyle)
Albert is a firefighter who is trying to rescue people Veronica is a writer who has written several successful
from a burning building. The building is about to popular books, and therefore has a rather ample income.
collapse and in the time left, Albert will only be She has worked hard for this income. Veronica has
able to rescue one more person. In the room he enough money to live a comfortable life, with things like
has entered, Albert finds two trapped people that vacations and even the latest gizmos and gadgets – the
he immediately recognizes. One is a famous peace fruit of many years of scholarly labor. Veronica realizes
negotiator well known for his work resolving armed that she could survive at a decent level of happiness with
conflicts around the world and who is likely to much less money, and she has good evidence that if she
continue doing this important work if he survives. were to give away large sums of money to effective
The other is a poor, uneducated housekeeper. The charities, she could actually save dozens of people from
housekeeper is Albert’s mother. Albert has to decide squalor and even death. But Veronica would have to give
which of these to save, and the one he does not up the cozy life she’s worked so hard for and live more
save will die. modestly.

How right or wrong would it be for Albert not to save How right or wrong would it be for Veronica to decide
the peace negotiator? not to donate to charity?
0 1 2 3 4 0 1 2 3 4
TOTALLY RIGHT TOTALLY WRONG TOTALLY RIGHT TOTALLY WRONG

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