Prohibited Company List

All Covered Securities for These Companies are Restricted

Effective Date: February 3, 2021

NOTE: Associates must use the Trade Request tile on the Hub toobtain pre-clearance approval from the Ethics Team before
divesting of any securities issued by Prohibited List companies.

AGRICULTURAL BANK OF CHINA FASTPARTNER AB MOSCOW EXCHANGE

ASX LTD GOLDMAN SACHS NOMURA HOLDINGS INC.
AVANZA BANK AB GROUP CRÉDIT AGRICOLE NZX LIMITED
B3 S.A. – BRASIL, BOLSA, BALCÃO HELLENIC EXCHANGES SA ROYAL BANK OF CANADA

BANK OF AMERICA SANTANDER AKA BANCO

HONG KONG EXCHANGES AND
SANTANDER, S.A.
BANK OF CHINA CLEARING LIMITED
SINGAPORE EXCHANGE LTD
BANK OF NEW YORK MELLON HSBC AKA HSBC HOLDINGS PLC
SOCIÉTÉ GÉNÉRALE
BARCLAYS INDUSTRIAL AND COMMERCIAL BANK
OF CHINA LTD STANDARD CHARTERED PLC
BGC PARTNERS, INC.
INFRONT AS STATE STREET
BNP PARIBAS
ING BANK AKA ING GROUP, NV SUMITOMO MITSUI
BOLSA MEXICANA DE VALORES
INTERCONTINENTAL EXCHANGE INC. TMX GROUP LIMITED
BSE LIMITED
TORONTO DOMINION BANK
INVESCO PLC
BURSA MALAYSIA BHD
TP ICAP PLC
JAPAN EXCHANGE GROUP
CBOE HOLDINGS, INC. TRADEWEB MARKETS INC.
JP MORGAN CHASE
CHINA CONSTRUCTION BANK UBS
JSE LIMITED
CITIGROUP UNICREDIT GROUP
LONDON STOCK EXCHANGE
CME GROUP INC. VIRTU FINANCIAL, INC.
GROUP PLC
CREDIT SUISSE WARSAW STOCK EXCHANGE
MARKETAXESS HOLDINGS, INC.
DEUTSCHE BANK WELLS FARGO
MITSUBISHI UFJ FG
DEUTSCHE BOERSE AG
MIZUHO FG
EURONEXT NV
MORGAN STANLEY

No Removals or Additions from Nov. 30, 2020.

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