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International Journal of Epidemiology Vol. 26, No.

1
© International Epidemiological Association 1997 Printed in Great Britain

Relationship between Prevalence


Rate Ratios and Odds Ratios in
Cross-Sectional Studies
CARLO ZOCCHETTI,* DARIO CONSONNI* AND PIER A BERTAZZI**

Zocchetti C (Institute of Occupational Health, Faculty of Medicine, University of Milan, Milan, Italy), Consonni D and
Bertazzi PA. Relationship between prevalence rate ratios and odds ratios in cross-sectional studies. International Journal
of Epidemiology 1997; 26: 220–223.
Background. Cross-sectional data are frequently encountered in epidemiology and published results are predominantly
presented in terms of prevalence odds ratios (POR). A recent debate suggested a switch from POR, which is easily ob-
tained via logistic regression analysis available in many statistical packages, to prevalence rate ratios (PRR). We thought
it useful to explore the mathematical relationship between PRR and POR and to evaluate the degree of divergence of the
two measures as a function of the prevalence of disease and exposure.
Methods. With the use of some algebra and the common definitions of prevalence of the disease (Pr(D)), prevalence of
the exposure (Pr(E)), PRR, and POR in a 2 ´ 2 table, we have identified a useful formula that represents the math-
ematical relationship between these four quantities. Plots of POR versus PRR for selected values of Pr(D) and Pr(E) are
reported.
Results. Mathematically speaking the general relationship takes the form of a second order curve which can change
curvature and/or rotate around the point POR = PRR = 1 according to the values of Pr(D) and Pr(E), with POR being
always further from the null value than is PRR. The discrepancies are much more influenced by variations in Pr(D) than
in Pr(E).
Conclusions. We think that the choice between POR or PRR in a cross-sectional study ought to be based on epi-
demiological grounds and not on the availability of software tools. The paper offers a formula and some examples for a
better understanding of the relationship between PRR and POR as a function of the prevalence of the disease and the
prevalence of the exposure.
Keywords: prevalence rate ratio, prevalence odds ratio, cross-sectional study, log-linear model

A recent debate in this1–3 and other journals4–9 has computer programs for the estimation of PRR has
pointed out the interest surrounding cross-sectional probably reduced their application. This gap is likely to
studies and the epidemiological measures used to con- reduce13,14 and the selection of appropriate epidemiolo-
vey their results. Some authors (see for example1,2,7,8) gical measures should not be based on the available tools
have indicated their preference for the use of pre- but on epidemiological grounds.
valence rate ratios (PRR) against the more frequently To add further substance to the discussion, and ex-
encountered prevalence odds ratios (POR) and others3 pand on some suggestions made by other authors in this
have claimed the utility of both depending on many Journal3 we thought it useful to clarify the mathematical
arguments and/or circumstances. relationships between POR and PRR for a better under-
It is likely that the great availability of computer standing of their performance in different contexts, i.e.
programs which produce OR as a standard result of the for varying values of the prevalences of the disease and
fitting of logistic regression models (see for example exposure.
10–12
) has increased the use of POR as effect measures
in cross-sectional studies, while the absence of simple
METHODS
* Clinica del Lavoro «Luigi Devoto», Istituti Clinici di Per- If we consider a 2 ´ 2 table deriving from a cross-
fezionamento, Milan, Italy. sectional study a number of useful quantities can be
** Institute of Occupational Health, Faculty of Medicine, University easily defined, including: prevalence of the disease
of Milan, Milan, Italy.
Reprint requests to: Pier A Bertazzi, Institute of Occupational Health,
(Pr(D)), prevalence of the exposure (Pr(E)), prevalence
Faculty of Medicine, University of Milan, Via San Barnaba 8, 20122 odds ratio (POR), and prevalence rate ratio (PRR)
Milan, Italy. (Table 1). With the help of some algebra different
220
PREVALENCE RATE RATIOS VERSUS ODDS RATIOS 221

TABLE 1 Notation and definitions used in the text function of POR is of interest, a reverse approach can
be easily developed.
Exposure Total Pr(D) and Pr(E) could range from 0 to 1 while POR
and PRR could extend from 0 to infinity, but due to the
Yes No relationships between these measures some combina-
tions of the values are not permitted because they give
Disease Pr(D) = D1/T rise to, for example, negative or undefined quantities.
Yes a b D1 Pr(E) = N1/ T
No c d D0 POR = (a d) / (b c)
Total N1 N0 T PRR = (a / N1) / (b / N0)
RESULTS
A simple look at formula (1), with a little algebra,
shows that when PRR is equal to one POR will coincide
exactly with PRR irrespective of the values of Pr(D)
relationships between PRR and POR can be estab- and Pr(E), while for all other conditions POR and PRR
lished,3 and a useful resulting formula is the following: will differ. In addition, when PRR is greater than one
POR will be greater than PRR, while when PRR is less
(1 – Pr(E) + PRR Pr(E) – Pr(D)) than one POR will be less than PRR: both these depart-
POR = PRR (1)
(1 – Pr(E) + PRR Pr(E) – PRR Pr(D)) ures from equality greatly depend on the values of
Pr(D) and Pr(E).
The selected formulation enables us to explore the Figure 1 shows the relationship between PRR and
relationship between POR and PRR as a function of POR for selected values of the prevalence of the disease
both the prevalence of the disease and the prevalence of and of the exposure, in a restricted range of PRR values.
the exposure. Implicitly, this choice corresponds to The figure highlights that the relationship is not linear
evaluating how the POR departs from the PRR which is (it is a quadratic curve) and that according to the values
conceptually taken as a reference measure: if PRR as a of Pr(D) and Pr(E) the curve rotates around the value of

FIGURE 1 Graphical relationship between prevalence rate ratio (PRR) and prevalence odds ratio (POR) for
selected values of the prevalence of the disease (Pr(D)) and the prevalence of the exposure (Pr(E))
222 INTERNATIONAL JOURNAL OF EPIDEMIOLOGY

PRR equal to one and/or changes curvature. In addition, Cross-sectional data can serve many purposes,18,19 and
for the special case of Pr(D) = Pr(E) = 0.5 the POR value the wide range of applications could suggest the use of
is exactly the square of the corresponding PRR. different epidemiological measures in different contexts.
If we consider for the sake of comparison as a base- For example, cross-sectional data can be used to
line the curve which corresponds to a value of Pr(D) = estimate incidence density ratios (IDR).18,19 In this situ-
Pr(E) = 0.5 (black triangles) Figure 1 shows that a de- ation it has been shown20 that under some restrictive
crease in the prevalence of the exposure (e.g. Pr(E) = assumptions (regarding, for example, the distribution
0.2, black rectangles) will cause an increase in the over time of exposures, covariates, and incidence; mi-
curvature of the relationship giving rise to values of gration among diseased; duration of disease) POR ap-
POR which are always greater than the baseline: in par- proximate IDR better than PRR, which means that when
ticular they will depart much more from the PRR values we are dealing with chronic diseases (i.e. long latency
when PRR is greater than one and will approach the diseases with different follow-up periods for the sub-
PRR values when PRR is less than one. jects under observation) the use of POR may be com-
If an increase in the prevalence of the exposure is pletely justified.
considered (e.g. Pr(E) = 0.8, white circles) a decrease On the other hand, if risk ratios (RR) are the para-
in the curvature of the relationship will result, with meters of interest (considering acute diseases, with
POR departing more from the PRR values when PRR is follow-up periods similar among subjects) then PRR
,1 and approaching them when PRR is .1. should be the measure of choice.19
A different result will be obtained if a change in In other applications we are interested in outcomes
the prevalence of the disease (instead of a change in the which are not strictly ‘diseases’: consider, for example,
prevalence of the exposure) is considered: in this situ- a study with the aim of describing how the proportion
ation a rotation of the curve around the point POR = of subjects with a particular condition (e.g. an adducts
PRR = 1 will take place. For example, again with level above the median) varies according to some co-
respect to the curve with Pr(D) = Pr(E) = 0.5, if we con- variate(s). In these situations the use of the prevalence
sider a decrease of Pr(D) (e.g. Pr(D) = 0.2, white rate (and hence of PRR) as a descriptor of a ‘state’ seems
rectangles) the POR will always be closer to the cor- a more natural and intelligible measure.7
responding PRR value, while an increase in the pre- In addition, it has been noted that the usual as-
valence of the disease (e.g. Pr(D) = 0.8, black circles) sumption of similar duration of disease (or prognosis)
will cause a further departure of the POR from PRR: between exposed and unexposed subjects may not be
both the changes do not depend on PRR being greater satisfied: a case in point are musculoskeletal disorders
or less than one. for which duration of symptoms are likely to vary
In addition, a change in the prevalence of the disease between exposure groups.5,7 In this situation again the
will affect the POR value much more than a change in use of PRR seems warranted.
the prevalence of the exposure, as can be seen from A further argument against the use of POR is that it
comparison of the white and black rectangle curves in can introduce confounding even when there is none in
Figure 1 (or the white and black circle curves). terms of prevalence rates.7
When the disease is rare (Pr(D) , 0.10) no major In other instances (the ‘sex ratio’, for example) the
discrepancies emerge between POR and PRR, irrespect- odds ratio is a natural epidemiological measure.3
ive of the prevalence of the exposure. For example, with As a further step in the discussion we have explored
Pr(D) = 0.05 and PRR = 2.5 the values of POR range the relationship between POR and PRR in order to
from 2.71 when Pr(E) = 0.01 to 2.58 when Pr(E) = 0.99, understand the most important discrepancies between
which are not very different from 2.5, and the differ- them, using a general formula for this relationship as a
encies tend to diminish as PRR approaches one. function of the prevalence of the disease (Pr(D)) and
the prevalence of the exposure (Pr(E)). The results in-
dicate that the POR is always further away from the null
DISCUSSION value than the PRR and that the discrepancies between
Many epidemiological measures can usefully describe POR and PRR strongly depend on both Pr(D) and
the results of a study, and the selection of the most Pr(E), with the former being more important from a
appropriate is never obvious.15 In particular, some quantitative point of view.
authors have pointed out that the odds ratio is a par- With respect to the prevalence of the disease we have
ticularly misunderstood measure,9,15–17 and that the considered values around 0.5 because they are very
cross-sectional study requires extensive methodological common in emerging areas like musculoskeletal dis-
discussion.1–8 orders5 and molecular epidemiology. In the latter, for
PREVALENCE RATE RATIOS VERSUS ODDS RATIOS 223

example, the outcome may be represented by a categor- mainly to mathematical convenience 17 and the easy avail-
ization of a continuous variable, e.g. adducts level or ability of advanced statistical tools (logistic regression,
other biological markers, with the median value being mainly1,7) which were not so easy to use for the estima-
the cutpoint.21,22 In other areas the most frequent pre- tion of PRR. This situation is expected to change rapidly
valence value of the disease and of the exposure can thanks to new software programs (e.g. SAS GENMOD 12).
greatly vary from the presented examples and con-
sequently the discrepancies between POR and PRR
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