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Macrides Ruth The Byzantine Godfather
Macrides Ruth The Byzantine Godfather
Macrides Ruth The Byzantine Godfather
Ruth Macrides
To cite this article: Ruth Macrides (1987) The Byzantine Godfather, Byzantine and Modern
Greek Studies, 11:1, 139-162
Article views: 46
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Ties of ritual kinship have long been the object of interest and
intensive study by anthropologists who have shown their
ceremonial, social and economic significance but also the great
variety which exists cross-culturally. 1 Historians of Renaissance
Italy and the mediaeval west have taken up the investigation,
discovering spiritual relationships to be valuable indicators of the
range and type of social contacts.2
* Earlier drafts of this paper were read at the Sixteenth Spring Symposium of Byzan-
tine Studies, Edinburgh, the Melbourne-Monash Research Seminar, University of
Melbourne, and the Seminar in Modern Greek Language and Literature, King's Col-
lege, London. I wish to thank the participants for their helpful comments.
1. S.W. Mintz and E.R. Wolf, 'An Analysis of Ritual Co-parenthood (Com-
padrazgo)', Southwestern Journal of Anthropology 6 (1950) 341-368; S. Gudeman,
'Spiritual relationships and selecting a Godparent', Man, n.s. 10 (1975) 221-237; ibid.,
'The Compadrazgo as a Reflection of the Natural and Spiritual Person', Proceedings
of the Royal Anthropological Institute of Great Britain and Ireland (1971) 45-67;
E.A. Hammel, Alternative Social Structures and Ritual Relations in the Balkans
(Englewood Cliffs 1968); G. Anderson, '11 Comparaggio: The Italian Godparenthood
Complex', Southwestern Journal of Anthropology 13 (1957) 32-53; A.K. Sertel, 'Ritual
Kinship in Eastern Turkey', Anthropological Quarterly 44 (1971) 37 -50; J .K. Camp-
bell, Honour, family and patronage (Oxford 1964) 217-224; J. du Boulay, 'The Blood:
Symbolic relationships between descent, marriage, incest prohibitions and spiritual
kinship in Greece, Man n.s. 19 (1984) 533-556; R. Just, Spartohori: The constitution
of an Ionian island village community (unpublished D. Phil. thesis, University of
Oxford 1981); M.E. Kenna, 'The idiom of family', in Mediterranean Family Struc-
tures, ed. J.G. Peristiany (Cambridge 1976) 347-362; S. Aschenbrenner, 'Folk Model
vs. Actual Practice: The Distribution of Spiritual Kin in a Greek Village', Anthro-
pological Quarterly 48 (1975) 65-86.
2. R.F .E. Weissman, Ritual brotherhood in Renaissance Florence (New York, London
1982); J .H. Lynch, Godparents and Kinship in Early Medieval Europe (Princeton
1986).
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ships.8
The close identification of adoption and baptismal sponsor-
ship dates from the legislation of Leo VI which was decisive for
the development of adoption as an institution. The emperor
stipulated that henceforth an ecclesiastical blessing was to be an
integral part of the act of adoption - in fact, the constitutive
act. The prayers of the church were to create the relationship of
parent and son/daughter, and not any civil procedure. Although
a liturgical celebration of adoption was already in existence, it
was not being observed, with the result that adoptive parents were
marrying their adopted children to their blood children. It was
to put an end to such practices that Leo promulgated the novel
on adoption.9 This law had two important consequences for the
institution: from that time on adoption was assimilated to bap-
tism both in terminology and in marriage prohibitions.
The oldest prayers for adoption which survive in an
Euchologion of the ninth century show the extent to which adop-
tion and baptismal sponsorship shared a common language. From
the patristic period baptism had been called an adoption (ut08Eola)
because Christ's baptism had granted all believers adoption in
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far the more common and pervasive of the two, for every adult
in the early church and, later, more commonly, infants had to
have a sponsor present at the 'adoption in holy baptism', to 'give
security for' the newborn 'received' from the waters of rebirth.I6
But the sacrament involved more people in another way also.
The ties created by the sacrament bound not only the spiritual
father and his spiritual child but also the godparent and the natural
parent, a relationship which was described by the distinctive word
auv't'EKviaI7 or coparenthood. Godparent and natural parent
addressed each other as auv't'EKvE, a word still used in some parts
of GreeceI8 although koumbaros, of Italian derivation
(compare), 19 is more common. But even beyond this relationship
there was a wider group of people bound by the sacrament -
15. Blastares, Syntagma, Rhalles-Potles, VI, 138. See J. Goody, The development
of the family and marriage in. Europe (Cambridge 1983) 194-200, esp. 194-195.
16. R.F.G. Burnish, 'The role of the godfather in the East in the fourth century'
Studia Patristica 18 (1982) 558-564; Lynch, Godparents and Kinship 83-140.
17. The word appears in the sixth century for the first time, as far as I know: see
John the Faster, MPG 88 col. 1893 (OUVl'EKVOV).The same is true of the Latin
equivalent, compater (commater, compaternitas): Lynch, Godparents and Kinship,
194. These linguistic developments along with the stipulation of the first marriage
prohibitions in the same period indicate the growing importance of the institution
and the separation of natural from spiritual kin.
18. Kenna, The idiom of family (as in n. 1) 352 and n. 1 (an Aegean island).
19. The first references to koumbaros in Greek texts date from the fifteenth century
and link the word with its western origin: Mazaris' Journey to Hades, ed. L. Westerinck
et al. (State University of New York at Buffalo 1975) 28: 'OPKtW OE E1t' uAT]8Eiac;,
W Kal'U Aal'ivouc; KOU!!1tUpE; also, Luva~UptOv l'WV EUYEVtKWVYUVatKWV Kat
l't!!tOHunov upx.ovnoowv ed. K. Krumbacher, 'Ein vulgargriechischer Weiberspiegel',
Sitzungsberichte der philosophisch-historischen Klasse der Bayerischen Akademie der
Wissenschaften (Munich 1905) 335-433 (text: 375-412) 1. 1199 (see 154 infra.). For
the poem's composition in fifteenth-century Crete see H.-G. Beck, Geschichte der
byzantinischen Volksliteratur (Munich 1971) 193-194.
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sermon, that people in his day chose different godparents for their
children imply that, at least as far as the church was concerned,
one godparent for all the children of a marriage was desirable.32
If it was common to limit the number of families with which
synteknia was contracted, this practice would appear to have been
the unofficial response of the people to the problem posed by
marriage prohibitions. In other words, it would have provided
a way of restricting the number of families with which marriage
alliances would have been forbidden. For, although in the sixth
century the prohibitions affected only godparents and their god-
children, the proscriptions grew to include an ever-widening group
of spiritual relations.33 By the late seventh century. sexual and
marital relations between a godfather and the mother of his god-
child were uncanonical;34 by the eighth, a son could not marry
his father's godchild nor the mother of the godchild.35 By the
twelfth century, the prohibitions were regarded in ecclesiastical
In Byzantium there does not seem to have been any attempt to match the sex of the
child and that of the godparent.
31. John the Almsgiver was godfather to all the children of a patrikios (see n.50);
the emperor Theophilos to all the children of his strategos Manuel (see n.78);
Nikephoros Phokas to all the children of Theophano and Romanos (see n.100); an
antiprosopos in the thirteenth century to all the children of the emperor Theodore
Komnenos Doukas and his wife Eirene (see n.I01).
32. Joseph Bryennios, KE<j)(iAata E7t'taKtC;E7t'ta, in TO. 7rQrQ).emoJ1evQ, ed. Th. Man-
dakases, III (Leipzig 1784) 107: avacS6xouc; (iUOTE (iAAOUC; 7rotouJ.lE8a. H.-G. Beck,
Kirche und theologische Literatur im byzantinischen Reich (Munich 1959) 749.
33. See the discussion by Zachariae von Lingenthal, Geschichte des Griechisch-
Romischen Rechts, 69-71; J. Zhishman, Das Eherecht der orientalischenKirche (Vienna
1864) 271-274.
34. Council in Trollo, c. 53: Rhalles-Potles, II, 428-429.
35. Ecloga, ed. L. Burgmann (Frankfurt 1983) 2.2 (p.170).
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. 147
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and property left by the girl's mother upon her death.43 The
patriarchal document which describes Maria's efforts on behalf
of the orphaned children also mentions her payment of the funeral
and commemorative service expenses for the deceased mother and
later for the daughter. This may have been one of the unwritten
duties of a godparent toward his synteknos and godchild,44 but
it is impossible to generalise on the basis of this example alone.
In cases of need, godparents acted as substitute parents to their
godchildren, providing for their upbringing, education and mar-
riage. A letter of Michael Choniates, metropolitan of Athens,
to George Bardanes, chartophylax at Athens and later
metropolitan of Corfu, reveals their joint venture at matchmaking
on behalf of Bardanes' godson, a convert John Syrinos.45 God-
parents might also enter into business relations with their god-
children. Maria Tzevevou, the widow who took in her godson
and raised him, later opened a milk bar with him in
42. Constantine Akropolites, unpublished Logos for St. Panteleimon, cod. Ambro-
sianus, H. 81 Sup. 216, f. 216: 'HA1Kl(;)'tTJ~ EJlO~ 1tpO~ 1tU1"PO~ oE JlOl Kui aOEAcp6~,
ou v6Jlql YUJlOU 1"OU1"qlKU1"' EJlf: YEYovro~, 8ElO1"EPQ of: YEVVi)OEl Kui KpEiHOVl (1"fj
EK LOU 8Eiou AEYw j3u1t1"ioJlu1"o~) d~ UlOV AOY108Ei~ Kui OOU yE Kayro 1tuVLOiu~
E1tlJlEAEiU~ a~lw8Ei~. Trov Eu1tu1"piowv OULO~ TlV, tEWPYlO~ 1"OU1"qlyE OVOJlU, wIj3l1P
LOU1tWVUJlOV - .. OULO~ OUV ouv EJloi 1"pucpEi~, ouv EJloi 1"ilv AOY1Kilv 1tP01tUiOEWY
1tUlOEU8Ei~, YPUJlJlU1"lKi)y CPTJJllKui 1"ilv 1"EAElw1"lKilY1"UU1"TJ~1tOlTJ1"lKi)V, UU1"iKU oil
1"<1>1"ilv JlE1PUK1Kilv 1tUpUJlEl\jJUl Kui 1"fj~ YEUVlKfj~ li\jJuo8Ul, 1"OY JlOyi)PTJ j3ioy
l101tUOULO ...
43. Fr. Miklosich and J. Muller, Acta et diplomata graecamedii aevi (Vienna 1862,
repro Aalen 1968) II, no.632, pp.474-475; J. Darrouzes, Les Regestesdes actes du
patriarcat de Constantinople, I, 6 (Paris 1979) NO.3194 (a.140l).
44. For the practice on an Aegean island: Kenna, The idiom of family (as in n.1)
355-356.
45. Michael Choniates, TO.Iw(,opeva, ed. Sp. Lampros, II (Athens 1879/80, repr.
Groningen 1968) 285-288.
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149
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150
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and diplomatic reasons for entering into the relationship are ob-
vious in these cases; through sponsorship emperors attempted to
obtain trusted allies abroad and a loyal following at home. They
drew into the 'family of kings'57 those who threatened Byzan-
tine security and they secured cooperation and goodwill. But spon-
sorship was a favour which carried the obligation of reciproca-
tion. When the king of the Herouli sought conversion to Chris-
tianity, Justinian became his sponsor, gave him gifts, arranged
for his party to be escorted back to his land, and told him, 'When
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to his child. The Slav agreed but tricked him and took him
captive.64
Just as in the Mediterranean today it would be insulting to imply
that a strategy is involved in the choice of a godparent for one's
child,65 so too the Byzantines were reluctant, on the whole, to
admit the functional and reciprocal nature of sponsorship ties.
'Other' people entered into these relations for less than the right
reasons, not the Byzantines. Even in the case related by
Kekaumenos, it is the Slav who gets the blame for offering a
'counterfeit friendship', although the strategos was just as in-
sincere in his suggestion of synteknia, hoping to use it as a means
of putting the toparches off his guard and trapping him. The dif-
ference is that the Slav outwitted him. Yet for Kekaumenos the
moral of the story is: 'many strategoi have suffered from those
they thought were friends'. 66 In another passage too
Kekaumenos insists that the Vlachs are incapable of maintain-
ing a faithful relationship, either with friend or relative. They
enter into syntekniai lightly and deceive people in these
62. Life of Ignatios, MPG 105,491 C. The concept of the transmission of character
from the priest to the baptised child is inherent in the modern Greek saying ',PEAAO<;
1tanu<; CJf:J3annCJE.'
63. See Mullett, Byzantium, afriendly society? (as in n.52) on Kekaumenos' views
of friendship.
64. G.G. Litavrin, Sovety i rasskazy Kekavmena (Moscow 1974) 170,27-172,25. On
toparchs and the historical context of this passage see P. Lemerle, 'Proh~gomenes
a une edition critique et commentee des "Conseils et Recits" de Kekaumenos',
Academie royale de Belgique, Memoires 54 (1960) 80-81.
65. See the discussion by Mullett, Byzantium, afriendly society?, and Aschenbren-
ner, Folk Model vs. Actual Practice (as in n.l) 82-83, with regard to 'strategy' in
choice of godkin.
66. Ed. Litavrin, 172,24-25.
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153
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154
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155
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156
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91. Michel Psellos Chronographie, ed. and trans. E. Renauld (Paris 1967) II, 15
11 ff.: f;yw yap 'taGw OUYYPU<PffiV tlV of: aOEA<poc;'toG EKEiVT\C;1ta'tpoc; EK 1tVEUJ.1attKl
ota8eoEffiC;, Kat J.1f:ll7tf:P 1tUVWC;E8Eta~e 'tE Kat E~E8Eia~EV.See also Polemis, Douk
no.48, p.34.
92. Historia, ed. J.L. Van Dieten (Berlin and New York 1975) 219, 71 ff. Micha
Choniates wrote his funeral oration: TO. 1:w(oj1eva ed. Lampros, I, 24-71. This ca
raises the question of naming practices. Niketas Choniates is only one of two e
am pies (George Akropolites and godson George: p.148) I have found in which gOI
parents and godchildren have the same Christian name.
93. Vita Eythymii Patriarchae CP, ed. and trans.P. Karlin-Hayter (Brussels 1971
113,14-19.
94. Ed. A. Papadopoulos-Kerameus, Noctes Petropolitanae (St. Petersburg 191:
repro Leipzig 1976) 275,23-276,2. See also Apokaukos' letter to Theodore in whic
he refers to 'embracing his daughter from baptism': ed. A. Papadopoulos-Kerameu
276, 28-277,3.
95. MPG 102, 765C; A. Vogt, 'La Jeunesse de Leon VI Ie Sage', Revue Historiq"
174 (1934) 392 note 1, suggests that the passage refers to Leo VI's baptism by Photio:
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That is, the ties are mentioned almost always when and because
something has gone wrong: a property dispute, an unpaid debt,
the deposition of a patriarch, a marriage prohibition. The reason
for this would appear to lie not so much in any inherent weakness
in the ties as in the fact that relationships of spiritual kinship were
a basic and all-pervasive part of every-day life and as such were
taken for granted; they did not make the 'news' unless a pro-
blem arose. Only the failures were mentioned and these were in
the minority. When something did go wrong, however, the sense
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of betrayal was all the greater because of the obligation for fair-
dealing, trust and honesty which spiritual kinship carries. When
Leo the Grammarian reports the treatment which the patriarch
John received from the empress Theodora - she had him driven
from the church and Constantinople - he mentions also, 'he was
her synteknos'. 96The significance of the remark lies in the fact
that the empress' action was all the more shocking or treacherous
under the circumstances.
One of the areas in which it is possible to see, again indirectly,
how seriously spiritual kinship was taken, are the cases of in-
dividuals asking for advice about a marriage they wished to con-
tract with spiritual kin. Several such cases survive in the patriar-
chal register from the eleventh to the fourteenth centuries97 and
also in the collection of the decisions of Demetrios Choma-
tenos,98 archbishop of Ochrid in the thirteenth century. Mar-
riage within the prohibited degrees of kinship - which, as shown
above, were extensive - constituted incest. The prohibitions seem
to have been taken seriously and not only by the church.99 To
contract such a forbidden union was to attract gossip and cen-
sure, and to suffer a loss of face in the community. When
Nikephoros Phokas married the widowed empress Theophano
96. Chronographia (Bonn) 228,14-18. See the comments by Lynch, Godparents and
Kinship, 199, on such violations of the norms.
97. N.968 (a.l092): Grumel, Regestes I; N.1208 (a.1208): Laurent, Regestes, 1,4,
and A. Schminck, Fonte Minores 5 (1982) 193-214; N.2098 (c.1315-1319) and N.2244
(a.1343): Darrouzes, Regestes 1,5.
98. Ed. Pitra, cols. 69-72; 549-554; 641-644.
99. Just, Spartohori, (as in n.1) and du Boulay, The Blood (as in n.l) 536 ff. report
local reckoning of marriage prohibitions for spiritual kinship to be even more restrictive
than that of the church.
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'word got around' that their union was 'unnatural' and 'unlawful'
because he was the sponsor of her children with Romanos. In
this case the patriarch was forced, for the sake of oikonomia,
to forgive 'the sin of synteknia'.IOO In thirteenth-century Epiros,
a man identified with the title of antiprosopos asked Chomatenos
if it was permissible for his son Radomir to marry an illegitimate
daughter of the emperor Theodore Komnenos Doukas. The an-
tiprosopos had stood as godfather to all the children of Theodore
and his wife Maria but not to this illegitimate daughter. Even
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100. Leo the Deacon (Bonn) 50,1-18; Skylitzes, ed. Thurn, 261; Michael Glykas
(Bonn) 568,1-569,14. According to the Chronicle of the Morea, the empress Eirene
(Yolanda), wife of Andronikos II, was sent to live in Thessalonica because she had
stood as godmother to one of Andronikos' illegitimate sons. See D.M. Nicol, The
Despotate of Epiros 1267-1479 (Cambridge 1984) 54-55 and n.85.
101. Ed. Pitra, cols.69-72.
102. Vie d'Olympias, ed. A.M. Malingrey, Sources chretiennes 13 bis (Paris 1968)
416, 20-25; 426.
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who later wrote the life (a. 821/2) of his grandfather. 103
Likewise Theodora of Thessalonica (812-892) was baptised by
a relative. 104Of course the small number of relative-godparents
which the sources indicate does not necessarily reflect reality. It
could be that relatives were in fact in the majority as godparents
but are not as much in evidence because theirs were successful
relationships; a spiritual tie which reinforces a blood tie might
have worked better. The fact that these relative-godparents are
mentioned almost exclusively in saints' lives is perhaps to be at-
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103. M.-H. Fourmy and M. Leroy, 'La Vie de S. Philarete', B 9 (1934) 155, 32-157,
32.
104. Ed. F. Kurtz, Zapiski imperatorskoi Akad. nauk, po ist.-phil. otd. ser. 8, VI/I
(1902) 3,9-11.
105. On the families of these saints see E. Patlagean, 'Saintete et Pouvoir', in The
Byzantine Saint, ed. S..Hackel (London 1981)98-101. The example of uncle-godparents
irt the case of a twelfth-eentury aristocratic child, Isaac Komnenos, seems to confirm
this. See K. Varzos, 'H yeveaAoyfa rwv KW/-lv'!vwv II (Thessalonike 1984) 438 n.7.
106. Lynch, Godparents and Kinship, 184; du Boulay, Portrait of a Greek Moun-
tain Village (Oxford 1974) 162-165; Campbell, Honour, family and patronage, (as
in n.1) 223; Aschenbrenner, Folk Model VS. Actual Practice (as in n.1) 69.
107. A. Kazhdan, 'Small Social Groupings (Microstructures) in Byzantine Socioty',
XVI Internationaler Byzantinistenkongress, Akten 32/2 (Vienna 1982) 3-11. But see
P. Horden, 'The Confraternities of Byzantium', Studies in Church History 23 (1986)
25-45, who stresses.the importance of other forms of association for Byzantine society.
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shows the importance attached to the family, yet at the same time
highlights the significance of friendship. Ties of spiritual kinship
through baptismal sponsorship were the major social links formed
outside the family, yet these relationships indicate the desire to
make those outside part of the family. 108
108. Davis, People of the Mediterranean (as in n.76) 222,233-234; Campbell, Family,
honour and patronage (as in n.1) 217 ff.
162