Numerical Optimization of Process Parameters in Plastic Injection Molding For Minimizing Weldlines and Clamping Force Using Conformal Cooling Channel

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Journal of Manufacturing Processes 32 (2018) 782–790

Contents lists available at ScienceDirect

Journal of Manufacturing Processes


journal homepage: www.elsevier.com/locate/manpro

Numerical optimization of process parameters in plastic injection molding T


for minimizing weldlines and clamping force using conformal cooling
channel

Satoshi Kitayamaa, , Kanako Tamadab, Masahiro Takanoc, Shuji Aibad
a
Kanazawa University, Kakuma-machi, Kanazawa, 920-1192, Japan
b
Graduate School of Natural Science & Technology, Kanazawa University, Kakuma-machi, Kanazawa, 920-1192, Japan
c
Industrial Research Institute of Ishikawa, 2-1, Kuratsuki, Kanazawa, 920-8203, Japan
d
Sodick Co., Ltd., Ka-1-1, Miya-machi, Kaga-shi, Ishikawa, 922-0595, Japan

A R T I C LE I N FO A B S T R A C T

Keywords: Weldlines are one of the major defects in plastic injection molding (PIM). Since the weldlines have an influence
Plastic injection molding on not only the appearance of product but also the strength, it is important to reduce the weldlines as much as
Weldlines possible. The melt plastic will be quickly solidified with the low weldline temperature, which results in long
Clamping force weldlines. The weldline temperature is one of the important factors for the weldlines reduction. Clamping force
Radial basis function
also affect the product quality, but the relationship between the weldlines and the clamping force is rarely
Sequential approximate optimization
discussed in the literature. In this paper, the minimum weldline temperature is maximized for the weldlines
reduction, whereas the clamping force is minimized for the high product quality. Therefore, a multi-objective
design optimization is performed and the pareto-frontier between them is identified. Numerical simulation in
PIM is generally so intensive that a sequential approximate optimization (SAO) using a radial basis function
(RBF) network is used to identify the pareto-frontier. Through the numerical simulation, the trade-off between
the minimum weldline temperature and the clamping force is clarified.

1. Introduction particular, a sequential approximate optimization (SAO) that the re-


sponse surface is repeatedly constructed and optimized is a popular
Plastic injection molding (PIM) is one of the most widely used in- approach [4]. Let us briefly review several representative papers for
dustrial technologies for producing plastic products with high pro- determining the optimal process parameters in PIM.
ductivity. In the PIM, there are several process parameters such as melt Shi et al. optimized several process parameters for minimizing the
temperature, mold temperature, injection time, packing pressure, and maximum shear stress of a product [5]. Kurtaran et al. optimized the
cooling time. In filling phase, melt plastic is filled into the die cavity process parameters for minimizing the warpage of a bus ceiling lamp
with the injection pressure. Then, the melt plastic is packed with an base using neural network (NN) and genetic algorithm (GA) [6]. They
appropriate packing pressure in packing phase. Finally, the melt plastic also used the quadratic polynomial as the approximation technique [7].
is cooled down for the solidification in cooling phase, and the solid Ozcelik and Erzurumlu adopted the similar approach for minimizing
plastic is then ejected. Conventionally, the trial and error method is the warpage of thin shell plastic product [8]. Chiang and Chang per-
widely used to determine the process parameters. The inappropriate formed a multi-objective optimization of process parameters for mini-
process parameters easily cause major defects such as warpage, wel- mizing warpage and shrinkage of a cell phone shell cover [9]. Note that
dlines, and short shot, so it is important to determine the optimal above researches adopt one-step optimization without iteration for
process parameters to minimize these defects. Recently, computer aided determining the optimal process parameters. In the one-step optimi-
engineering (CAE) coupled with design optimization is recognized as zation, the optimum process parameters completely depend on the
one of the powerful tools available [1–3], and the product quality such accuracy of the response surface. In order to obtain a highly accurate
as the warpage and the weldlines can be numerically evaluated. The response surface, a big-size design of experiment (DOE) is generally
numerical simulation in PIM is so intensive that response surface ap- required. Gao and Wang adopted the SAO using the Kriging [10,11] in
proach is widely used to determine the optimal process parameters. In which the warpage of a cellular phone cover was minimized. Zhang


Corresponding author.
E-mail addresses: kitayama-s@se.kanazawa-u.ac.jp (S. Kitayama), tamada@stu.kanazawa-u.ac.jp (K. Tamada), takano@irii.jp (M. Takano), aibas@sodick.co.jp (S. Aiba).

https://doi.org/10.1016/j.jmapro.2018.04.007
Received 26 July 2017; Received in revised form 10 March 2018; Accepted 5 April 2018
1526-6125/ © 2018 The Society of Manufacturing Engineers. Published by Elsevier Ltd. All rights reserved.
S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

Table 1
Summary of representative papers of process parameter optimization using approximation technique.
Refs. Process parameters in PIM Approximation technique Objective function

Shi et al. [5] Mold temperature Injection time Back propagation neural network Maximum shear stress
Melt temperature Injection pressure
Kurtaran et al. [6] Mold temperature Packing time Back propagation neural network Warpage
Melt temperature Cooling time
Packing pressure
Kurtaran and Erzurumlu [7] Mold temperature Packing pressure Quadratic polynomial Warpage
Melt temperature
Chiang and Chang [9] Mold temperature Packing time Quadratic polynomial Warpage
Packing pressure Cooling time Shrinkage
Gao and Wang [10] Melt temperature Injection time Kriging Warpage
Mold temperature Packing pressure
Gao and Wang [11] Melt temperature Packing profile Kriging Warpage
Mold temperature
Zhang et al. [12] Mold temperature Injection time Quadratic polynomial Warpage
Melt temperature
Deng et al. [13] Mold temperature Injection time Kriging Warpage
Melt temperature Packing pressure
Zhao et al. [14] Mold temperature Fast Strip Analysis Cativy pressure
Melt temperature Melt temperature
Injection time Cooling time
Li et al. [15] Packing profile Radial basis function Shrinkage
Shi et al. [16] Mold temperature Packing pressure Back propagation neural network Warpage
Melt temperature Packing time
Injection time Cooling time
Xia et al. [17] Packing pressure Melt temperature Gaussian process Warpage
Packing time Injection time
Injection pressure Cooling time
Cheng et al. [18] Diameter of runner Cooling time Back propagation neural network Volume shrinkage
Packing pressure Total volume of runner system
Packing time Cycle time
Shi et al. [19] Mold temperature Packing time Back propagation neural network Warpage
Melt temperature Packing pressure
Injection time Cooling time
Kitayama et al. [20] Pressure profile in injection and packing phase Radial basis function Warpage
Mold temperature Melt temperature
Zhao et al. [21] Injection time Packing time Kriging Volume shrinkage
Melt temperature Cooling temparature Sink marks
Packing pressure Cooling time

et al. and Deng et al. adopted the mode-pursuing sampling method for parameters for minimizing the filling time of a toy table [28] in which
the SAO and the warpage of a scanner frame was minimized [12,13]. the clamping force was handled as the design constraint. Kitayama and
Zhao et al. developed the fast strip analysis (FSA) for the surrogate Natsume performed a multi-objective design optimization for mini-
model and the pareto-optimal solutions among three objectives were mizing the volume shrinkage and the clamping force of a cup [29].
determined [14]. Other representative papers using the SAO on the Zhang et al. optimized several process parameters for minimizing the
process parameters in PIM can be found in Refs. [15–21]. The summary warpage and the clamping force of an oil cooler cove of diesel engine
is listed in Table 1. [30]. It is found from above brief review that the clamping force is also
Weldlines which are formed when two or more melt fronts meet are useful for improving the product quality.
also one of the important product qualities in PIM. Since the weldlines Finally, the cooling channel in PIM needs to be considered.
influence not only the appearance of products but also the strength, it is Conventionally, straight-type cooling channels are widely used. Due to
preferable to reduce the weldlines as much as possible. Li et al. used the the recent advancement in 3D printing technology, it is possible to
Taguchi method to examine the effects of process parameters on the produce conformal cooling channel [31–33]. Dimla et al. reported that
weldlines [22], and they clarified that the melt temperature, the in- conformal cooling channel could drastically reduce cycle time [34]. Au
jection velocity and the injection pressure had an influence on the and Yu designed various scaffold cooling channels and evaluated the
weldlines. Chen et al. controlled the weldline positions by changing the cooling performance [35] and found that the conformal cooling channel
gate location [23]. Wu et al. adopted distributed multi-population GA could offer a more uniform thermal distribution. Kitayama et al. have
to optimize the process parameters for minimizing the warpage of LCD examined the cooling performance of conformal cooling channel nu-
panel under the weldlines constraint [24]. Deng et al. optimized the merically and experimentally [36] where the process parameter opti-
process parameters for minimizing four objective functions (the tem- mization for short cycle time and warpage reduction was performed.
perature distribution, the shear stress distribution, the weldlines, and The objective of this work is summarized as the following:
the total volume of air traps), and the pareto-optimal solutions were
determined [25]. Kim et al. optimized both the gate locations and the 1 Process parameter optimization in PIM is still a crucial issue. Several
process parameters for minimizing the weldlines of an automotive front process parameters are optimized for weldlines reduction and
bumper [26]. It is found from above brief review that the process clamping force minimization.
parameters in PIM affect the weldlines. 2 Weldlines that cannot be completely eliminated in PIM are one of
Clamping force also plays an important role in PIM. As suggested by the major defects. The melt plastic will be quickly solidified with the
Yin et al. [27], energy consumption is also an important issue in the low weldline temperature, which results in long weldlines. Then, we
PIM. Small clamping force can save the energy consumption, and will consider that the minimum weldline temperature should be max-
lead to high productivity. Zhai and Xie optimized the process imized for the weldlines reduction.

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

3 The clamping force should also be minimized. As far as we survey,


the relationship between the minimum weldline temperature and
the clamping force is not discussed. If the trade-off between them
can be observed, this indicates that the clamping force will be useful
for wedlines reduction.
4 Conformal cooling channel is used to evaluate the weldlines and the
clamping force. To compare the effectiveness of the conformal
cooling channel, the conventional cooling channel is also used and
the effect to the weldlines and the clamping force is discussed.

The minimum weldline temperature and the clamping force are the
implicit function of process parameters, and Moldex3D (R14) is used to
numerically evaluate them. The numerical simulation is so intensive
Fig. 2. Overview of conformal cooling channel.
that the SAO using a radial basis function (RBF) network is used to
identify the trade-off with a small number of simulation. We have al-
ready developed the SAO using the RBF network [37], which is used as
the design optimization tool.
The rest of this paper is organized as follows. In Section 2, the nu-
merical simulation model is described. The multi-objective design op-
timization is formulated in Section 3. The flow of SAO is briefly de-
scribed in Section 4. The numerical result is shown in Section 5, in
which the comparison between the conformal and the conventional
cooling channel is made. Based on the numerical result, the experiment
using PIM machine (GL30-LP, Sodick) is carried out in order to examine
the validity of the proposed approach.
Fig. 3. Enlarged view of conformal cooling channel.

2. Overview of numerical simulation model Table 2


Material property of polycarbonate.
In this paper, a plastic product for a small LED panel shown in Fig. 1
Melt density [g/cm3] 1.02
is considered. Fig. 2 shows the overview of conformal cooling channel Solid density [g/cm3] 1.2
in the numerical simulation. Topology optimization is one of the useful Eject temperature [ °C] 91
approaches to develop the conformal cooling channel [38,39], but the Maximam shear stress [MPa] 0.3
simple application of topology optimization will generate the conformal Thermal conductivity [W/(m °C)] 0.228
Elastic module [GPa] 2.37
cooling channel without outlet (or inlet) [40]. Then, in this paper the
Poisson ratio 0.4
conformal cooling channel is developed by the designer’s experience. Specific module [J/(kg °C)] 2355
The enlarged view enclosed by the black circle in Fig. 2 is shown in Material characteristics Non-crystalline
Fig. 3. Polycarbonate (PC) is used as the material, and the property is Recommended mold temperature [°C] 60–90
listed in Table 2. Recommended melt temperature [°C] 270–300

Fig. 1. Plastic product and dimension.

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

3. Multi-objective optimization of weldline temperature and


clamping force

3.1. Multi-objective design optimization

A multi-objective design optimization is generally formulated as


follow:

(f1 (x), f2 (x), ⋯, fK (x)) → min ⎫



x iL ≤ x i ≤ x iU i = 1, 2, ⋯, n

gk (x) ≤ 0 k = 1, 2, ⋯, ncon ⎪ (1) Fig. 5. Illustrative example of short shot.

where fi(x) is the i-th objective function to be minimized, K represents


the number of objective functions, xi denotes the i-th design variable, xiL 3.4. Design constraint
and xiU are the lower and upper bounds of the i-th design variable, n
represents the number of design variables. gk(x) denotes the k-th design Short shot that the melt plastic is not filled into the cavity is a fatal
constraint, and ncon represents the number of design constraints. When defect in PIM. Inappropriate process parameters will easily lead to the
an objective function fj(x) is to be maximized, it is equivalent to short shot, but the short shot is rarely discussed in the literature. Then,
minimize the function –fj(x). the short shot should be handled as the design constraint. The short shot
Vs is numerically evaluated as follow:
V
3.2. Objective functions Vs = 1 −
V0 (3)
An illustrative example of weldlines is shown in Fig. 4, where the where V and V0 denote the melt plastic volume and the cavity volume,
black curved lines in Fig. 4(a) represent the weldlines. In addition, respectively. An illustrative example of the short shot in the numerical
Fig. 4(b) shows the distribution of weldline temperature. simulation and the experiment is shown in Fig. 5 respectively, where
The melt plastic will be quickly solidified with the low weldline the gray part in Fig. 5(a) represents the melt plastic volume V0. It is
temperature, which results in the long weldlines. We consider that the found from Eq. (3) that the positive value implies the short shot. In
weldline temperature is one of the important factors for the weldlines other words, Eq. (3) represents the ratio of the unfilled volume to the
reduction. In particular, the minimum weldline temperature is taken as cavity volume. The design constraint g1(x) is evaluated as follow:
the first objective function f1(x), and is maximized.
Next, the clamping force is taken as the second objective function
f2(x), and is minimized. The clamping force is evaluated as the product
g1 (x) = { Vs Vs > 0
0 otherwise (4)
between the maximum pressure of melt plastic and the projected area of
cavity, which can be numerically evaluated through the numerical si-
mulation of Moldex3D(R14). 4. Sequential approximate optimization for multi-objective
optimization

3.3. Design variables Sequential approximate optimization (SAO) that response surface is
repeatedly constructed and optimized is one of the effective approaches
Process parameters in PIM strongly affect the weldline temperature for determining the optimal process parameters in PIM. In this paper, a
as well as the clamping force. In this paper, the injection time (tinj), the multi-objective design optimization is formulated, and the main ob-
melt temperature (Tmelt), the mold temperature (Tmold), the packing jective is to identify the pareto-frontier between the minimum weldline
time (tp), the packing pressure (Pp), the cooling time (tc), and the temperature and the clamping force. The RBF network is used
cooling temperature of the coolant (Tc) are taken as the design variables throughout the SAO system. See Appendix about the RBF network and
x. The lower and upper bounds of the design variables are set as fol- the density function. In this section, we briefly describe the procedure
lows: to identify the pareto-frontier.
(STEP1) Initial sampling points are determined by using the latin
0.1 ≤ tinj ≤ 0.5[s] 270 ≤ Tmelt60 ≤ Tmold ≤ 90[oC] ⎫ hypercube design (LHD).
o ⎪
≤ 300[ C] ⎪ (STEP2) Numerical simulation is carried out at the sampling points,
5 ≤ tp ≤ 25[MPa] 50 ≤ Pp ≤ 200[MPa] 10 ≤ tc ≤ 40[s] ⎬ and objective functions are numerically evaluated.
⎪ (STEP3) Objective functions and design constraints are approxi-
60 ≤ Tc ≤ 90[oC] ⎪ (2)
⎭ mated by the RBF network. Here, the approximated objective functions

Fig. 4. Illustrative example of weldlines and


distribution of weldline. Temperature.

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

Fig. 7. Trade-off between minimum weldline temperature and clamping force.

Fig. 6. Flow of sequential approximate optimization for multi-objective opti-


mization.

are denoted as fi͠ (x) (i = 1, 2, ⋯, K ), and the approximated design


constraints are denoted as g͠ k (x)(k = 1, 2, ⋯, ncon) .
(STEP4) We find a pareto-optimal solution of response surface using
the weighted lp norm method formulated as follows:
K 1 p
[∑i = 1 (αi fi͠ (x)) p] → min ⎫
g͠ k (x) ≤ 0 k = 1, 2, ⋯, ncon ⎬ (5)

where αi (i = 1, 2, ⋯, K ) represents the weight of the i-th objective
function. p is the parameter, and is set to 4 in this paper. In order to Fig. 8. Weldlines using conformal cooling channel.
obtain a set of pareto-optimal solutions, various weights are assigned.
The optimal solution of Eq. (5) is taken as the new sampling point for
updating the response surface. As the result, the accuracy of the pareto-
selected for the comparison of the weldlines. The weldlines at three
frontier will be improved.
points are shown in Fig. 8, from which the weldlines at point A is
(STEP5) To find the unexplored region, the density function de-
shorter than others.
scribed in Appendix is used. The density function is constructed and
First, let us consider the area enclosed by the dashed line in Fig. 8.
minimized. The optimal solution of the density function is added as a
The weldline at points A and B is separated from the holes, whereas the
new sampling point. This step is repeated till a terminal criterion is
weldline at point C is connected. As the result, the weldline at point C is
satisfied. This step is introduced for uniform distribution of the sam-
long. It seems that the weldline at point A is long, compared with the
pling points. As the result, global approximation can be achieved.
one at point B. Then, let us consider the other area enclosed by the sold
(STEP6) If terminal criterion is satisfied, the SAO algorithm will be
line in Fig. 8. The weldline at points B and C is qualitatively similar, but
terminated. Otherwise, it will return to STEP 2. The average error be-
the weldine at point A is completely different. Therefore, the weldline
tween the response surface and the numerical simulation at the pareto-
at point A is more straight. As the result, the weldlines at point A are
optimal solutions obtained in STEP 4 is taken as the terminal criterion.
shorter than others. It is found from Figs. 7 and 8 that the weldlines are
The SAO algorithm will be terminated when the average error is within
so closely related the weldline temperature and the maximization of the
5%.
minimum weldline temperature is valid to the weldlines reduction. In
Fig. 6 shows the flow of the SAO for the multi-objective optimiza-
addition, high clamping force leads to high weldline temperature,
tion problem.
which results in short weldlines. Therefore, clamping force plays an
important role for weldlines reduction.
5. Numerical and experimental result Finally, the weldline temperature is listed in Table 3. In particular,
let us compare the weldline temperature at points A and C. At point A,
5.1. Numerical result

Fifteen initial sampling points are generated by the LHD, and the
pareto-frontier between the minimum weldline temperature and the Table 3
clamping force is identified using the SAO with the RBF network. The Comparison of weldline temperature.
pareto-frontier is shown in Fig. 7 where the black circles denote the Temperature [°C] Point A Point B Point C
pareto-optimal solutions. In order to identify the pareto-frontier, 48
sampling points (simulations) are required. It is found from Fig. 7 that Minimum 261 259 234
Maximum 291 290 287
the trade-off between them can be observed. Note that the minimum
Average 278 275 268
weldline temperature is maximized, whereas the clamping force is Standard deviation 7.56 8.10 12.92
minimized. Among the pareto-optimal solutions, points A, B, and C are

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

Table 4
Optimal process parameters at points A, B and C in Fig. 7.
Point Melt Mold Injection time Packing time Packing pressure Cooling time Cooling Weldline Clamping force
temperature [°C] temperature [°C] [s] [s] [MPa] [s] temperature [°C] temperature [°C] [t]

A 287.0 64.8 0.17 11.3 170.3 27.0 77.2 275.3 9.7


B 291.2 74.2 0.26 19.3 161.3 15.0 80.2 258.4 7.7
C 288.9 69.0 0.28 13.5 166.6 16.0 78.6 227.3 6.6

the standard deviation of weldline temperature is small and the average


is high, which results in short weldlines. At point C, compared with
other two points, the standard deviation of weldline temperature is
large and the average is low, which results in long weldlines. It is found
from this result that the uniform weldline temperature distribution also
plays an important role for the weldlines reduction. The optimal pro-
cess parameters at points A, B and C are listed in Table 4.

5.2. Comparison of weldlines using conventional cooling channel

The conventional cooling channel shown in Fig. 9 is used for the


comparison. The pareto-frontiers between the conformal and the con-
Fig. 9. Overview of conformal cooling channel.
ventional cooling channel are shown in Fig. 10, where the white tri-
angles denote the pareto-optimal solutions of conventional cooling
channel. It is found from Fig. 10 that the pareto-frontier of conventional
cooling channel is so close to the one of conformal cooling channel.
However, the pareto-optimal solutions of conventional cooling channel
are not diverse, compared with the ones of conformal cooling channel.
It is important to find a set of solutions as diverse as possible in multi-
objective design optimization [41] and this result indicates that the
conventional cooling channel has clearly the limitation for improving
the weldline temperature and the clamping force. Furthermore, it is
assumed that the weldlines will not be effectively reduced by the con-
ventional cooling channel. Points A’, B’, and C’ in Fig. 10 are selected,
and the weldlines are shown in Fig. 11. It is clear from Fig. 11 that the
weldlines are much similar. In particular, the weldline enclosed by the
dashed line connects two holes, and this consequently results in the
long weldlines. It is clear from above discussions that the conformal
cooling channel is valid for the weldlines reduction, compared with the
conventional cooling channel.
Fig. 10. Comparison of pareto-frontiers between conformal and conventional
cooling channel.
5.3. Experimental result

The molding die of conformal cooling channel shown in Figs. 2 and


3 is developed by metal 3D printer (OPM250L, Sodick), and the over-
view is shown in Fig. 12. The cavity and cavity core are also developed

Fig. 11. Weldlines using conventional cooling channel.


Fig. 12. Overview of molding die in experiment.

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

numerical result, the experiment using the PIM machine (GL30-LP,


Sodick) is carried out. It is very difficult to measure the length of the
weldlines, the weldline temperature, and the clamping force exactly in
the experiment. Then, the weldlines at points A, B, and C in Fig. 7 are
shown in Fig. 14, where, the red lines represent the weldlines. It is
found from Fig. 14 that the experimental results are qualitatively si-
milar to Fig. 8.

6. Conclusion

This paper investigated the relationship between clamping force and


weldlines. The melt plastic would be quickly solidified with the low
weldline temperature, which resulted in long wedlines. To reduce the
weldlines, the minimum weldline temperature was maximized for the
weldlines reduction. In addition to the weldline temperature, the
Fig. 13. Cavity and cavity core developed by metal 3D printer. clamping force was considered and was minimized. The injection time
(tinj), the melt temperature (Tmelt), the mold temperature (Tmold), the
packing time (tp), the packing pressure (Pp), the cooling time (tc), and
the cooling temperature of the coolant (Tc) were optimized. The nu-
merical simulation in PIM was so intensive that the SAO using the RBF
network was used to identify the trade-off. The numerical result showed
that the trade-off between the minimum weldline temperature and the
clamping force was observed. The weldlines were so closely related the
weldline temperature, and the maximization of the minimum weldline
temperature was valid to the weldlines reduction. In addition, high
clamping force led to high weldline temperature, which resulted in the
short wedlines. Therefore, clamping force played an important role for
weldlines reduction. We also identified the pareto-frontier using the
conventional cooling channel. It was found from the numerical result
that the conventional cooling channel had clearly the limitation for
weldlines reduction, and the validity of conformal cooling channel for
weldlines reduction wad clarified. Based on the numerical result, the
Fig. 14. Experimental result of weldlines. experiment was carried out. Through the numerical and experimental
result, the validity of the proposed approach has been confirmed.

by the metal 3D printer, which are shown in Fig. 13. Based on the

Appendix A. Radial basis function network

As described in Section 4, the RBF network is used throughout the SAO procedure. The RBF network and the density function are briefly
described.

(A1) Radial basis function network

The RBF network is a three-layer feed-forward network. The response surface using the RBF network is given by
m
yˆ (x) = ∑ j=1 wj K (x, xj) (A1)
where m denotes the number of sampling points, K(x, xj) is the j-th basis function, and wj denotes the weight of the j-th basis function. The following
Gaussian kernel is generally used as the basis function:
(x − xj)T (x − xj)
K (x, xj) = exp(− )
r j2 (A2)
In Eq. (A2), xj represents the j-th sampling point, and rj is the width of the j-th basis function. The response yj is calculated at the sampling point
xj. The learning of RBF network is usually accomplished by solving
m m
E= ∑ j=1 (yj − yˆ (xj))2 + ∑ j=1 λj wj2 → min (A3)
where the second term is introduced for the purpose of the regularization. It is recommended that λj in Eq. (A3) is sufficient small value (e.g.
λj = 1.0 × 10−2). The necessary condition of Eq. (A3) result in the following equation.
w = (HT H + Λ)−1HT y (A4)
where H, Λ and y are given as follows:

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S. Kitayama et al. Journal of Manufacturing Processes 32 (2018) 782–790

⎡ K (x1, x1) K (x1, x2) ⋯ K (x1, x m) ⎤


⎢ K (x2, x1) K (x2, x2) ⋯ K (x2, x m) ⎥
H=⎢ ⎥
⋮ ⋮ ⋱ ⋮
⎢ ⎥
⎣ K (x m , x1) K (x m, x2) ⋯ K (x m, x m) ⎦ (A5)

⎡ λ1 0 ⋯ 0⎤
⎢0 λ2 ⋯ 0⎥
Λ=⎢
⋮ ⋮ ⋱ ⋮⎥
⎢ ⎥
⎣0 0 0 λm ⎦ (A6)

y = (y1 , y2 , ⋯, ym )T (A7)
It is clear from Eq. (A4) that the weigh vector w can be obtained by the matrix inversion. The following simple estimate is adopted to determine
the width in Eq. (A2) [31]:
dj,max
rj = nn m−1
j = 1, 2, ⋯, m (A8)
where n denotes the number of design variables, m the number of sampling points, dj,max the maximum distance between the j-th sampling point and
another one in the sampling points.

(A9) Density function to find an unexplored region

In the SAO, it is important to find out the unexplored region for global approximation. In order to find out the unexplored region with the RBF
network, we have developed a function called the density function [31]. The procedure to construct the density function is summarized as follows:
(D-STEP1) The following vector yD is prepared at the sampling points.
y D = (1, 1, ⋯, 1)Tm × 1 (A9)
(D-STEP2) The weight vector w of the density function D(x) is calculated as follows:
D

wD = (HT H + Λ)−1HT y D (A10)


(D-STEP3) The density function D(x) is minimized.
m
D (x) = ∑ j=1 wjD K (x, xj) → min (A11)
(D-STEP4) The point minimizing D(x) is taken as the new sampling point.
Fig. A1 shows an illustrative example in one dimension. The black dots denote the sampling points. It is found from Fig. A1 that local minima are
generated around the unexplored region. The RBF network is basically the interpolation between sampling points: therefore, points A and B in Fig.
A1 are the lower and upper bounds of the design variables of the density function.

Fig. A1. Illustrative example of density function in one dimension.

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