Personality and Individual Differences: Sandra A. Kiffin-Petersen, Catherine L. Jordan, Geoffrey N. Soutar

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Personality and Individual Differences 50 (2011) 43–48

Contents lists available at ScienceDirect

Personality and Individual Differences


journal homepage: www.elsevier.com/locate/paid

The big five, emotional exhaustion and citizenship behaviors in service settings:
The mediating role of emotional labor
Sandra A. Kiffin-Petersen ⇑, Catherine L. Jordan, Geoffrey N. Soutar
Business School, University of Western Australia, 35 Stirling Highway, Crawley, WA 6009, Australia

a r t i c l e i n f o a b s t r a c t

Article history: Emotional labor has been widely studied because of its association with emotional exhaustion. Individual
Received 14 April 2010 differences in emotional labor however, have attracted less research attention. This study examined the
Received in revised form 13 August 2010 mediating role of emotional labor in the relationship between the big five, emotional exhaustion and
Accepted 17 August 2010
organizational citizenship behaviors. Using structural equation modeling it was found that emotionally
Available online 17 September 2010
unstable individuals tended to surface act and this was associated with increased emotional exhaustion.
In contrast, agreeable and extraverted individuals engaged in more deep acting and this had a positive
Keywords:
association with self-reported citizenship behaviors. The implications of the results for future research
Big five
Emotional labor
and practice are discussed.
Emotional exhaustion Ó 2010 Elsevier Ltd. All rights reserved.
Citizenship behaviors

1. Introduction tion” (Organ, 1988, p. 4). OCBs can be differentiated depending


on whether the beneficiary is an individual, such as helping a col-
Emotional labor, which Grandey (2000, p. 97) defined as ‘‘the league (OCBI), or the organization, such as working extra hours
process of regulating both feelings and expressions for organiza- (OCBO) (Williams & Anderson, 1991). Here, we test whether sur-
tional goals”, is integral to service workers, including professionals, face and deep acting mediate the relationship between the big five,
sales representatives and front-line service providers (Hochschild, emotional exhaustion and OCBs, as shown in Fig. 1. We examine
1983). Prior research has found emotional labor is related to emo- the big five because they are critical to job performance in service
tional exhaustion (Bono & Vey, 2005), making its study a research settings (Barrick & Mount, 2005; Forero, Gallardo-Pujol, Maydeu-
priority (Ashkanasy, Härtel, & Daus, 2002). However, the influence Olivares, & Andrés-Pueyo, 2009; Mount, Barrick, & Stewart, 1998).
individual differences have on emotional labor is not well under- According to Grandey (2000), emotional regulation is necessary
stood. Judge, Woolf, and Hurst (2009) concluded that personality in service settings because employees are required to express emo-
differences were important in understanding the differential im- tions that are consistent with norms, or organizational rules, about
pact of emotional labor on employees working in service roles. If the appropriate emotional display for the situation. Recent re-
so, this has important implications for the selection of employees search has primarily focused on understanding the emotion regu-
who interact with customers. lation strategies of surface and deep acting (Brotheridge & Lee,
Some studies have found a relationship between the big five 2003). Surface acting occurs when individuals modify their out-
(i.e., extraversion, conscientiousness, agreeableness, emotional sta- ward emotion and body language to conform to rules without
bility, openness to experience) and emotional exhaustion in jobs changing their inner feelings, while deep acting involves efforts
high in emotional labor (e.g., Bakker, Van Der Zee, Lewig, & Dollard, to change internal feelings to match the display (Grandey, 2000;
2006; Cano-Garcia, Padilla-Muñoz, & Carrasco-Ortiz, 2005; Zellars, Hochschild, 1983). Surface acting may still be needed when deep
Perrewé, & Hochwarter, 2000). A relationship has also been found acting to prevent any remaining negative feelings from showing
between personality and organizational citizenship behaviors in an employee’s facial expression (Grandey, 2003). A good per-
(OCBs) (Borman, Penner, Allen, & Motowidlo, 2001; Ilies, Fulmer, son-job fit should mean there is less need for an employee to sur-
Spitzmuller, & Johnson, 2009; Organ & Ryan, 1995), that is, ‘‘indi- face or deep act, as they are more likely to spontaneously
vidual behavior that is discretionary, not directly or explicitly rec- experience the required emotions.
ognized by the formal reward system, and in the aggregate Extraverts, who are outgoing, talkative and sociable, have less
promotes the efficient and effective functioning of the organiza- need to surface act as they naturally experience positive emotions
during service interactions (Barrick & Mount, 2005). They should
⇑ Corresponding author. Tel.: +61 8 6488 3070. also find it easier to deep act (Cheung & Tang, 2009) and be less
E-mail address: sandra.kiffin-petersen@uwa.edu.au (S.A. Kiffin-Petersen). emotionally exhausted than introverts (Judge et al., 2009).

0191-8869/$ - see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.paid.2010.08.018
44 S.A. Kiffin-Petersen et al. / Personality and Individual Differences 50 (2011) 43–48

Extraversion
.15 (.24 H5a) Emotional
.22 H2a
-.22 (-.31 H3d) Exhaustion
.24
Deep Acting
Agreeableness .34 H2c
.40

.18 (.30 H5c)


OCBI
.38
-.07
Emotional Surface
.26 .56
Stability -.24 H1d Acting -.18

OCBO
Conscientious-
ness .28

Fig. 1. Standardized parameter estimates for the mediation model of surface and deep acting. Note: Bolded paths indicate constrained relationships for mediation. Bolded
beta values represent significant standardized path coefficients (p < .01). Values in parentheses are path coefficients when the bolded paths are constrained to zero. Significant
and non-significant relationships for Model 2 are shown by the dotted and dashed lines respectively.

Extraversion was positively related to deep acting and negatively Emotional exhaustion is a significant component of job burnout
related to surface acting among part-time employed students and is often a consequence of ‘people work’ (Maslach & Jackson,
(Austin, Dore, & O’Donovan, 2008; Diefendorff, Croyle, & Gosser- 1981). A recent meta-analysis found surface acting is associated
and, 2005). Tan, Foo, Chong, and Ng (2003) also found extraversion with emotional exhaustion (Bono & Vey, 2005). Hobfoll’s (1989)
was positively related to facial displays of positive emotions (e.g., conservation of resources theory has been suggested as a possible
smiling) among cashiers. explanation for this (Brotheridge & Lee, 2003). Because surface act-
People who are high in conscientiousness are careful, depend- ing requires a person to consciously alter their outward emotional
able, hard-working and organized and, as a result, tend to perform display at the same time they are experiencing another emotion,
better, irrespective of their occupation (Barrick & Mount, 1991, greater emotional dissonance is involved than with deep acting
2005). Given the diligence with which conscientious people ap- (Martínez-Inigo, Totterdell, Alcover, & Holman, 2007). In jobs
proach their work roles, it seems plausible they would work hard involving frequent and prolonged contact with customers, a per-
at deep acting in order to modify their inner feelings so as to actu- son’s emotional reserves can become depleted, especially when
ally experience a required emotion (Grandey, 2000). However, they receive little emotional support. A self-reinforcing and self-
studies of conscientious employees are somewhat mixed, suggest- defeating cycle may eventuate in which an employee misguidedly
ing they may be more inclined to surface act, than deep act (Austin continues to surface act to try and preserve their energy.
et al., 2008; Diefendorff et al., 2005). Personality may be an important influence on whether employ-
Agreeableness is considered to be a critical personality attribute ees practice surface acting and therefore, experience emotional
of employees who interact with customers (Barrick & Mount, 2005; exhaustion. Although neuroticism has been found to be related
Mount et al., 1998). Since agreeable people genuinely care about to nurses’ (Zellars et al., 2000) and counselors’ (Bakker et al.,
other peoples’ well-being, they are more likely to be empathic 2006) emotional exhaustion, the mechanisms by which it influ-
about customer needs through deep acting and to have less need ences exhaustion has received less research attention. Introverted,
to surface act. Their more trusting and forgiving nature may lead unconscientious, disagreeable and emotionally unstable employ-
to the development of mutually rewarding and satisfying relations ees are less able to experience positive emotions during service
with their customers. However, two studies have found agreeable- encounters and, therefore, have more need to surface act. Their in-
ness was positively correlated with surface and deep acting (Austin creased surface acting may be associated with increased emotional
et al., 2008; Diefendorff et al., 2005). exhaustion.
A person who is emotionally unstable tends to be anxious, inse- There is also little research into the mechanisms by which per-
cure and tense (Barrick & Mount, 1991). Prior studies have shown sonality influences OCBs (Ilies et al., 2009), despite the perfor-
emotionally unstable people are more likely to surface act during mance of OCBs being critical to organizational effectiveness
interactions, presumably because it is more difficult for them to (Podsakoff, MacKenzie, Paine, & Bachrach, 2000). In service set-
change their feelings (Austin et al., 2008; Cheung & Tang, 2009; tings, the extent to which an employee engages in surface and deep
Diefendorff et al., 2005; Tan et al., 2003). Individuals high in neu- acting may influence whether they perform OCBs. Halbesleben and
roticism may also find it difficult to cope with the stress associated Bowler (2007) suggested that, as an employee becomes emotion-
with negative events with customers and, thus, also experience dif- ally exhausted from surface acting, they may increase their perfor-
ficulty displaying positive emotions (Tan et al., 2003). mance of OCBs as a way to obtain social support. The benefits of
Tan et al. (2003) argued there is no theoretical reason why helping colleagues, for example, may outweigh the energy expen-
openness to experience should be related to the regulation of posi- diture. However, it is also possible employees who expend consid-
tive emotions, such as smiling at customers. Prior studies by Die- erable effort in surface acting in high emotional demand jobs may
fendorff et al. (2005) and Austin et al. (2008) found no be less willing to engage in OCBs due to the perceived energy in-
relationship between openness to experience and emotion regula- volved. Salami (2007) found a negative relationship between sur-
tion. Given the lack of theoretical and empirical support we do not face acting and OCB and a positive relationship between deep
hypothesize a relationship between openness to experience and acting and OCB in a study of public servants. Deep acting may
emotional labor. engender a good mood at work because the person actively tries
S.A. Kiffin-Petersen et al. / Personality and Individual Differences 50 (2011) 43–48 45

to feel the emotions that are needed (Johnson & Spector, 2007). The for measurement error (Arbuckle, 2007). A one-factor congeneric
enhanced psychological well-being associated with positive emo- model was estimated for each construct to assess the fit of the ob-
tions may have a positive effect on employees’ willingness to per- served items on each of the latent variables. Items that did not
form OCBs. Employees who deep act are also thought to have have loadings above .50 and/or items with highly correlated error
positive intentions towards the organization, suggesting they variances were eliminated until an acceptable fit was achieved. All
may also perform more discretionary behaviors (Grandey, 2000). constructs met acceptable fit requirements as shown in Table 1
Surface and deep acting may potentially act as mediators in the (Hoyle & Panter, 1995). Convergent and discriminant validity were
relationship between personality and OCBs in service settings. Gi- achieved for all constructs except extraversion (.45) and OCBO
ven the preceding arguments, we test the following hypotheses: (.47), whose average variance extracted scores were marginally be-
low the acceptable level (Fornell & Larcker, 1981). Bagozzi and Ed-
Hypothesis 1. Extraversion (a), conscientiousness (b), agreeable- wards’ (1998) partial disaggregation approach was used to reduce
ness (c) and emotional stability (d) are negatively related to surface the complexity of the measurement model and the mediation
acting. model was assessed using a nested-models approach, in which a
series of chi-square difference tests assessed model fit.

Hypothesis 2. Extraversion (a), conscientiousness (b), agreeable-


ness (c) and emotional stability (d) are positively related to deep 3. Results
acting.
Descriptive statistics, correlations and reliabilities are presented
in Table 2, while Table 3 presents the results for the nested models
Hypothesis 3. Surface acting mediates the relationship between comparison. Model 1 included both indirect and direct pathways
extraversion (a), conscientiousness (b), agreeableness (c), emo- between the big five and the outcome variables, but the paths be-
tional stability (d) and emotional exhaustion. tween surface and deep acting and the outcomes were constrained
to zero. Although Model 1 was a more acceptable fit to the data
Hypothesis 4. Surface acting mediates the relationship between than the null model (v2 = 354.8, p < .01), the ratio of the chi-square
extraversion (a), conscientiousness (b), agreeableness (c), emo- statistic to degrees of freedom is marginally above the accepted le-
tional stability (d) and OCB. vel of 3.0 (Hair, Black, Babin, & Anderson, 2010). Model 2, labeled
the ‘full model without constraints’, tested the mediation model
allowing all paths to vary. While the chi-square statistic was signif-
Hypothesis 5. Deep acting mediates the relationship between icant (v2 = 252.6, p < .01) the ratio of the chi-square statistic to
extraversion (a), conscientiousness (b), agreeableness (c), emo- degrees of freedom is well below the accepted level at 2.3. The
tional stability (d) and OCB. chi-square difference test and the fit indices suggests that Model
2 was a better fit to the data than Model 1 (Dv2 = 102.2
(Ddf = 5), p < .01) (Goffin, 2007; Hair et al., 2010). This model ex-
2. Method
plained 14% of the variance in emotional exhaustion, 26% in OCBI
and 56% in OCBO.
2.1. Participants
Emotional stability (b = .24) remained a significant predictor
of surface acting in the mediation model shown in Fig. 1, support-
Participants were recruited from an online panel service of full-
ing Hypothesis 1d. Emotional stability and deep acting (b = .38) ex-
time employees who have registered their willingness to partici-
plained 21% of the variance in surface acting. In addition,
pate in such research. The Australian and New Zealand Standard
emotional stability (b = .22) and surface acting (b = .24) were
Classification of Occupations report published by the Australian
both significant predictors of emotional exhaustion, although the
Bureau of Statistics (2006) was used as the basis for selecting the
regression weight for emotional stability was attenuated, provid-
occupations included in the study. The sample consisted of 625
ing support for Hypothesis 3d that surface acting partially medi-
participants, of whom 35% were professionals, 32% were commu-
ates the emotional stability–emotional exhaustion relationship
nity and personal service workers and 33% were sales and service
(Baron & Kenny, 1986). No support was found for Hypothesis 4 that
employees. Participants were from diverse industry sectors, with
suggested surface acting mediated the relationship between the
a mean age of 38 years and 6 years tenure and 11 years industry
big five and OCBs.
experience, on average. Sixty-five percent were female.
Extraversion (b = .22) and agreeableness (b = .34) were positive
predictors of deep acting (r2 = 10%), supporting Hypotheses 2a and
2.2. Measures
2c respectively. Extraversion (b = .24) and agreeableness (b = .30)
were also significantly related to the OCBI dimension of OCB. How-
Brotheridge and Lee’s (2003) 15-item scale was used to mea-
ever, the strength of these relationships was attenuated when deep
sure surface and deep acting, Maslach and Jackson’s (1981) 9-item
acting was added to the model. Extraversion was no longer signif-
scale to measure emotional exhaustion, and Williams and
icant (b = .15), while agreeableness remained a significant predic-
Anderson’s (1991) 14-item organizational citizenship behavior
tor of OCBI (b = .18). These results provide support for deep
scale to measure OCBI and OCBO. The big five personality factors
acting fully mediating the extraversion–OCBI relationship
were measured using Saucier’s (1994) 40-item mini-marker test
(Hypothesis 5a) and partially mediating the agreeableness–OCBI
because of its parsimony and psychometric properties (Mooradian
relationship (Hypothesis 5c). Only conscientiousness had a direct
& Nezlek, 1996). Participants’ age, education level, hours worked
effect on OCBO (b = .28) and thus, Hypothesis 5 was not supported
per week, gender and organizational tenure were also collected.
for this dimension.
2.3. Statistical analysis
4. Discussion
The AMOS 16.0 structural equation modeling software was used
to test the hypotheses as it allows the estimation of models with The present findings contribute to personality and emotional
multiple mediators and dependent variables, while also controlling labor research by conceptualizing and empirically testing a
46 S.A. Kiffin-Petersen et al. / Personality and Individual Differences 50 (2011) 43–48

Table 1
Fitted one-factor congeneric models.

Variable x2 df p CFI TLI GFI (AGFI) RMSEA (P-close)


Extraversion 0.79 1 .38 1.00 1.00 .99 (.99) .00 (.66)
Agreeableness 1.41 1 .24 .99 .99 .99 (.99) .03 (.53)
Conscientiousness 0.04 2 .98 1.00 1.00 1.00 (1.00) .00 (.99)
Emotional stability 6.80 2 .03 .99 .98 .99 (.97) .06 (.28)
Deep acting 1.32 1 .25 .99 .99 .99 (.99) .03 (.55)
Surface acting 4.52 2 .11 .99 .99 .99 (.98) .05 (.46)
OCBI 2.02 2 .36 1.00 1.00 .99 (.99) .01 (.75)
OCBO 3.87 1 .05 .99 .98 .99 (.98) .07 (.24)
Emotional exhaustion 0.09 1 .76 1.00 1.00 1.00 (.99) .00 (.89)

Note: x2 = Chi-square statistic; df = degrees of freedom; p = probability value; CFI = Comparative Fit Index; TLI = Tucker Lewis Index; GFI = Goodness of Fit Index;
AGFI = Adjusted Goodness of Fit Index; RMSEA = Root Mean Square Error of Approximation and P-close = probability the RMSEA is close to zero.

Table 2
Means, standard deviations, and correlations among variables.

Variables M SD 1 2 3 4 5 6 7 8 9
1. Extraversion 6.48 1.70 (.72)
2. Agreeableness 6.82 1.50 .00 (.81)
3. Conscientiousness 6.73 1.50 .06 .54** (.80)
4. Emotional stability 6.22 1.60 .39** .07 .07 (.80)
5. Deep acting 3.42 0.86 .13** .19** .08* .03 (.79)
6. Surface acting 2.97 0.96 .05 .11** .08 .22** .25** (.90)
7. OCBI 4.15 0.66 .18** .25** .16** .13** .35** .02 (.83)
8. OCBO 4.29 0.60 .17** .17** .21** .14** .29** .05 .47** (.69)
9. Emotional exhaustion 2.75 1.60 .14** .00 .05 .25** .02 .28** .02 .02 (.91)

Note: N = 625. Cronbach alphas are listed on the diagonal in parentheses.


*
p < .05.
**
p < .01.

Table 3
Nested models comparison.

Model x2 df x2/df Dx 2 Ddf CFI TLI GFI (AGFI) RMSEA (P-close)


Null 4681.6 153 30.6 – – .00 .00 .53 (.47) .29 (.00)
Model 1: full model with constraints 354.8** 114 3.1 4326.7** 39 .95 .93 .94 (.91) .06 (.02)
Model 2: full model without constraints 252.6** 109 2.3 102.1** 5 .97 .96 .96 (.93) .05 (.80)

Note: x2 = Chi-square statistic; df = degrees of freedom; x2/df = ratio of chi-square statistic to degrees of freedom; Dx2 = change in chi-square statistic; Ddf = change in degrees
of freedom; CFI = Comparative Fit Index; TLI = Tucker Lewis Index; GFI = Goodness of Fit Index; AGFI = Adjusted Goodness of Fit Index; RMSEA = Root Mean Square Error of
Approximation and P-close = probability the RMSEA is close to zero.
*
p < .05.
**
p < .01.

mediating role for surface and deep acting in the relationship be- and emotional stability. Emotionally unstable employees were
tween the big five, emotional exhaustion and OCBs. Surface acting more likely to use surface acting to manage their emotional labor,
partially mediated the relationship between emotional stability while extraverts and highly agreeable employees reported more
and emotional exhaustion, but was unrelated to OCBs. Deep acting deep acting. Contrary to expectations, conscientiousness was not
was positively related to OCBI and OCBO, but unrelated to emo- significantly related to surface or deep acting. It was, however, sig-
tional exhaustion. Although this finding is consistent with Halbe- nificantly correlated with OCBO. Our results support the usefulness
sleben and Bowler’s (2007) assertion that employees may of differentiating between the individual and organizational
perform OCBs for social support, the absence of a relationship for dimensions of OCB (Ilies et al., 2009).
surface acting suggests it may be due to individual differences. The practical implications of this study fall into two areas. First,
Employees who deep acted were also those who were more likely employers should consider selecting employees who are high in
to perform discretionary behaviors. extraversion, emotional stability and agreeableness to improve
Our results are supportive of conservation of resources theory performance in customer service jobs. Given the importance of
as surface acting was unrelated to OCBI and negatively related to selecting conscientious employees for overall job performance
OCBO. The effects of emotional labor may depend on the relative (Barrick & Mount, 2005; Ozer & Benet-Martínez, 2005), our find-
balance of surface and deep acting (Martínez-Inigo et al., 2007). ings also suggest this may increase the performance of OCBOs.
Here, deep acting was associated with performing OCBs that may However, in some customer service jobs, the roles of the employee
provide a means of social support, potentially buffering the nega- are so tightly scripted there is little room for personality to affect
tive effects of surface acting. The personality profile of the ‘success- their customer interactions (Barrick & Mount, 1991). If employers
ful emotional labor employee’ in service settings (Ashkanasy et al., focus on the suggested selection practices, they also need to allow
2002, p. 322) may be a person high in extraversion, agreeableness employees greater autonomy in how they manage the emotional
S.A. Kiffin-Petersen et al. / Personality and Individual Differences 50 (2011) 43–48 47

demands involved in interacting with their customers (Johnson & with positive or negative consequences for the individual and the
Spector, 2007). Work re-design at the job level could help to im- organization.
prove performance directly as well as indirectly, through increased
citizenship behaviors and reduced exhaustion.
A second practical implication of this study is that proactively References
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