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And Nuclei: Two-Component Exciton Model
And Nuclei: Two-Component Exciton Model
Z. Phys. A - Atoms and Nuclei 310, 329-338 (1983) for Physik A rll.~l I I~.,~
and Nuclei
9 Springer-Verlag 1983
J. Dobe~
Institute of Nuclear Physics, Czechoslovak Academy of Sciences,
P,e~ near Prague, Czechoslovakia
E. B~tfik*
Joint Institute for Nuclear Research, Dubna, USSR
The exciton model of nuclear reactions with the distinguishability of protons and
neutrons explicitly included is discussed. The Pauli master equation and transition rates
in this two-component formulation are given. Both the simple considerations and actual
calculations show that the two-component model exhibits new features and modifies
conclusions of the one-component formulation. The ratio of the proton to neutron pre-
equilibrium emissions in proton induced reactions decreases twice to three times when
compared with the usual one-component model.
1. Introduction
The exciton model of nuclear reactions describes a paper we give a detailed account of this problem
reaction as a multistep process, in which transitions and perform explicit calculations.
between different classes of states occur (see Ref. 1 The two-component Pauli master equations are
for a general review). Different classes of states in written and the method of their solution is described
the exciton model are characterized by the number in Sect. 2. The transition rates are calculated in
of excitons, i.e. excited particles and/or holes. Cur- Sect. 3. Section 4 contains a simplified discussion
rent versions of the exciton and other pre-equilib- which reveals the main features of the two-com-
rium models are done within the one-component ponent model. The numerical calculations and the
formulation, which does not distinguish between comparison with experimental data are done in
protons and neutrons. These are taken to be identi- Sect. 5. Our conclusions are in Sect. 6.
cal nucleons, and proton and neutron excitons are
mixed together. Of course, one has to distinguish
2. Two-Component Pauli Master Equation
between protons and neutrons when calculating
spectra of emitted particles. This is accomplished by
Different classes of states are characterized by a set
the effective treatment of the proton-neutron dis-
of numbers (p~,h~,p,,h,) of proton (neutron) par-
tinguishability and its inclusion in the one-com-
ticles p~ (p~) and holes h~ (h~) in the two-component
ponent formulation as has been suggested by several
formulation of the exciton model. We shorten so-
authors [2-6].
metimes this notation to (n~,n~) with n~=p~+h~,
Some particular considerations have been given to
n~ = Pv + h~. The intranuclear transitions between states
the two-component exciton model with the proton
of different classes are assumed to be due to the
and neutron excitons distinguished [6-11], but no
two-body interaction. The six following transitions
complete calculations were published. In the present
are thus possible:
The reaction chain in the two-component formu- T(n~, %) = ~ dt P(n~, %, t), (3)
0
lation starts with the initial configuration
(p~o,h~o,P~o,h~o) and develops as it is schematically one writes the cross section to the final channel/~ as
depicted in Fig. 1. The thickness of the arrows in
Fig. 1 indicates the strengths of the corresponding
transitions. d~ = a~ (.~,~,v)T(n~, %). ~.~(et~;n~, %). (4)
In the one-component formalism the reaction chain
is a one-way process, as we have only one way to Here, a~ is the composite-nucleus formation cross
come to a particular exciton state. In the two-com- section in the initial channel and 2~ denotes the
ponent model we have several possibilities of decay partial emission rate from the state (n~,%) into the
of the exciton state into more complex stages. final channel /~ with the energy of the emitted par-
Denoting by P(n~, %, t) the occupation probability of ticle e~.
the (n~, n~) state at the time t, the set of the Pauli The number of coupled equations in (1) grows quad-
master equations for the two-component system is ratically with maximum exciton number, whereas in
written as [11] the one-component formulation the growth is linear.
We do not solve the system (1) directly, but proceed
dP(n~, %, t) with generalization of the method devised in [12].
dt =P(n~+2, n~,t)2~(n~+2, n~)
Noting that in expression (4) we need only the time-
+P(n~, %+2, t)2;-(n~, %+2) integrated quantities T, we integrate the system (1)
over time and get
+ P(n~ + 2, % - 2 , t)).~ +2, % - 2 )
+ P(n~-2, % + 2 , t)2~ %+2) - O(n~, %) = T(n~ + 2, %) 2 ; (n~ + 2, %)
Now we perform one simple iteration according to the density of final accessible states. We consider
generally three different squared matrix elements
T U+ ~l(n~, n~) = z(n~, n~). [T 03(n~ + 2, nv) 2~- (n~ + 2, n~) IM,~,~[z, IMv,~12=lM~v] z and [Mv~l2 for the proton-
+ TUl(n,, n~ + 2) 2;- (n~, n~ + 2) proton, proton-neutron and neutron-neutron inter-
actions, respectively9 The densities coy of final states
+ TOl(n,~ + 2, n~ - 2) ,t~ + 2, n~ - 2)
are obtained by a general method of Ref. 15. The
+ TUl(n,~ - 2, nv + 2) 2~ - 2, n~ + 2) calculations are rather cumbersome but straightfor-
+ TUl(n~ - 2 , n~) 2+(n~ - 2 , n~) ward. We sketch, therefore, only the main steps in
the derivation9
+ TUl(n~, n ~ - 2)2 + (n~, n v - 2)+ O(n,~, n~)] (6 a)
For example, four processes depicted in Fig. 2 con-
in order to get Tm. We correct T m for the equilib- tribute to the transition rate 2~+. We have
rium part by
2+ = ~ ( I M = ~ [ 2 cofa + [M~=[2 cofb
Tl2l(n~, n~) = Tt11(n,~, n~) + ~ co(n~, n~), (6b)
+ I M J 2 cofc+ [M~,J 2 cold)"
where co(n.,n~) denotes the density of exciton states
and ~ is obtained from normalization condition where coy~ denotes the density of final states for the
process corresponding to a graph ~:= a, b, c or d of
D(n,, nv) = ~, T(n,, n~) . L(n,, n~). (6 c)
Fig. 2. For graph a we have
Further we proceed with successive iterations ac-
cording to (6a) in order to get the required pre-
cos~= CL(n~, n . E, E)/co(n~, n . ~)9 (8)
cision. The quantity C~a(n.,
+ nv, Ei, Ey) is the total number of
Methods for an exact solution of the time-integrated complexes (possible realization of states), with the
set of master equations have been suggested in 1-13]. initial exciton number (n~, n~) and energy Ei, and the
In practice, however, the iteration method of [12] is final exciton number (n~+2, n~) and energy El,
sufficiently precise and efficient with respect to the which are connected by the two-body proton par-
computation time. ticle - proton particle interaction. (We write general-
ly Ei:#Es, of course, in (8) only the states on the
3. Transition Rates energy shell are considered.) Since the Pauli prin-
ciple does not act between particles and holes and
The model, in which the quantities for the general between protons and neutrons, we have
two-component formulation of Sect. 2 are calculated,
is specified in this section. We adopt the simplest C~+(n~, n~, e,, e y) = ~ dU~ dU~ dU~ dW~ dW~ dW~
and most usual equidistant-spacing model with the 9 C~(p~,e, - V~ - ~:~ - U~, e ~ . - WI - W~ - W~)
single-particle proton and neutron level densities g.
9c~ Ul, W 1) C~176 C5, W 2) C~176 U 3 , W3).
and gv, respectively. The density of the exciton States
with the energy E has been given by Williams [14] The expressions for C kj are given in [15]. Proceed-
nr~ nv ing further along the lines of this reference, we get
co(n~,nv, E)= g" g~ (E_B),-1 l ~r1+ iO0 rr2+ioo
p~! h.[ p~[ h~!(n-1)] (7)
with C~+a-(2ni)2~r,~-ioo ,r2-i~ dfldyexp(flEi)
with quantities F's given in Appendix B of Ref. 15. We have considered only the nucleon emission in
This integral is calculated by applying the Cauchy the present paper as controversies exist in the theo-
residue theorem. The final result for the transition ries of complex particle and gamma emissions. For
rate )~- is example, the proton emission from the (p~, h~, p~, h~)-
exciton state leads to the final (p~-1, h,,p~, h,) state
2n 2 g'.~ and the partial emission rate is simply written as
2~-(n=, n~)=~-[M~,~l ~-p~h,~(n,~-2)
2#~ o)(p~ - 1, h~, p~, hv, U)
9 [1 n-1 2~(e~, n,~, n~) = ~ e,~~,~(e,~) - - - - - (16)
8g~(E -A)(n~ - 2) ((p'~- 1) (p,~- 2) co(p,, h,~,p~, h~, E) "
8 ( E - A ) \g__ g~ /3 IMpel2 = K~ 1
AN 2. E R'
and 2~ from the time reversal relation is K~ 1
] M ~ I 2 - A ~ : E R' (17)
,L~ n3 = 2~ + 2, n~- 2) co(n~ + 2, n~ - 2)/co (n~, n~).
(12) where K ~ is a fit parameter.
We get more simple formulae for the transition rates The factor R accounts for a difference in interactions
without the Pauli principle corrections from (7), (9)- between unlike and like nucleons, the interaction
(12) in the limit of g~-l, g~l ~E, namely between the unlike ones being generally stronger by
a factor of about 3. We take this parameter to be
2~t R=2.89 [16]. We shall discuss the parametrization
,~(n~,n~)=~p,~h,~ ([M,.~[2g~(n~- 2)+'M~12 g~n@ (17) in a subsequent paper. This point is not impor-
tant for the present considerations. We note that in
(13)
the limit of R = 1.0, N =Z= 89 the matrix elements
2+(n~,n~ ) 2re g~E2 ( 2grc )
-h n(n+l)IMpel ~-n,~+lm~lZg~n~, (17) reduce to the frequently used parametrization of
Ref. 17 for the one-component model
(14)
IM] 2 =KA-3E -1. (18)
2O(n= '
n0, = ~-I1Vl
2=,,
~1,22g~p,~h,~E
n ' (15)
and analogously for the other transitions with rc and 4. Comparison of the One-
v interchanged. The results (13)-(15) agree with the and Two-Component Models
expressions given previously in [8-10] in the case of
IM~=12=lM==lZ=lM~l 2 (in Refs. 8 and 10, however, The simple considerations show immediately the dif-
the 2~ process is not considered and [8] requires ference between the one- and two-component ex-
g~=g,). citon models. We assume N = Z = 8 9 and g,~=gv
J. Dobeg and E. B&~tk: Two-Component Exciton Model 333
=89 in this section and take the simplified forms of the n = 3 exciton configurations in the two-com-
the transition rates without the Pauli principle cor- ponent model (the unimportant common factors are
rections (13)-(15). The reactions induced by an in- deleted in the equations below)
cident proton are studied as an example.
The transition rates ;~+ dominate for the initial sta- drr~ U e(e + 1)
ges of a reaction, when the exciton number is low. de~ (n = 3) ~ e~ o-~(e~)K~,, (2R + 1)2 (20)
The initial configuration (1, 0, 0,0) decays into more
complex n = 3 configurations (2, 1, 0, 0) and (1, 0, 1, 1). dcrv (n=3)~e" U e2
The initial flux is divided into two parts with the dev a~(e~) K~-~ (2R + 1)2.
transition rates 2+(1,0) and 2+(1,0), the ratio of The residual excitation energies U differ, of course,
populating the (2, 1,0,0) state to the (1,0, 1, 1) state for different final channels.
being In the one-component model the proton-neutron
1 distinguishability is taken into account by introduc-
ing an additional factor into the emission rates. Sev-
2R
eral proposals to do that appeared in literature [2-
The configuration (1,0, 1, 1) is more probable to be 6]. We discuss mainly the factor Q of [5], which
populated than the (2, 1,0,0) configuration. There agrees for N = Z with the factor (~ of [6]. The one-
are two factors which contribute to this effect. The component emission rate of particle fi is
first one is caused by the distinguishability of neu-
(.o(p Pa, h)
trons and protons, which results in that the unlike 2~ = ~ e~ a p(ep) oo(p,h) QP(P)' (21)
nucleon is more easily excited than the like nucleon.
It causes the appearance of the factor 89 standing p and h denoting the number of excited particles
together with the proton exciton number n~ in the and holes, respectively. For proton induced reac-
expression for 2~+ (14). This was also pointed out in tions
[8]. The second factor 1/R which increases the exci-
tation of unlike nucleons, comes out from the fact 1N
that the interaction between the unlike nucleons is Q.(p) = 1 + - ~-, (22)
p
stronger than that between the like ones.
The n = 3 configurations decay into more complex 1
Q~(p) = 1 - - .
n = 5 configurations. The total transition rate for this p
decay ;t~+ +)~+ is dependent only on the total exciton
number n = n~ + n~, Approximating the one-component model lifetimes
by T = l / 2 + and taking the usual formulae [14, 18]
for the one-component densities and transition rates
-2~ h 2A n+l" (with the Pauli principle neglected) and (18) for the
matrix element, one obtains the cross section for the
The mean lifetimes of the n = 3 states are approxi- proton and neutron pre-equilibrium emission from
mated by (6) the n = 3 configuration in the one-component model
(again the common factors are deleted, as has been
2+(1,0,0,0) 1 done in (20))
T(2, 1, 0, 0) = (19)
A+(n= 1) A+(n=3)
2+(1,0,0,0) 1
dtr,~(n=3)~e,~tr,~(e=) U 3 (23)
T(1, 0, 1, 1) = de,~ K 8'
A+(n= 1) A+(n=3)"
dav(n=3)~e ~ U 1
Note that the mean lifetimes are not equal simply to de~ a~(~)~ 8"
[A+(n= 3)] -~ as was deduced in [6]. Of course, they
must also depend on the decay of the lower exciton The emission from the n = 3 exciton state is expected
states. In the one-component version only one decay to give the main contribution to the most energetic
path is possible and T is approximated by T = 1/2 +. part of the preequilibrium spectra. Neglecting the
This is not true, however, in the two-component difference in the composite-nucleus formation cross
model. sections of protons and neutrons, as well as that in
Taking the lifetimes (19) and calculating the emis- the residual energies U we get the ratio of the n = 3
sion rates from (16) one gets the cross section for the proton-to-neutron emission in the two-component
proton and neutron pre-equilibrium emission from model
334 J. Dobeg and E. B6tfik: Two-Component Exciton Model
>~
R.(R+I)
(25) -~100"
K 3 (2R + 1) 2.
This ratio equals 0.5, 0.593 and 0.652 for R =0.5, 1.0 .g \
and 2.89, respectively. Further on, taking into ac- 10 )
count the differences in squared matrix element
parametrization in the one-component (18) and two-
component (17) versions, we conclude that in order
to get the same magnitude of pre-equilibrium cross a 1 i I
1001 209Bi P 41
Ep-39MeV
10 ~ ~
I=~mo
E f"
10 -.x {p,n ) (p,n.~
= i , , I i /t'/~//, , i i , , , f t"
10 20 30 5 10 ~ (HEY) 15
Fig. 4. The same as in Fig. 3, but for 39 MeV and 62 MeV protons Fig. 6. The same as in Fig. 5, but for the Z69Tm target
on 2~
336 J. Dobew and E. B&~k: Two-Component Exciton Model
Reactions, in which both the proton and neutron single-particle level densities did not improved the
spectra are measured simultaneously, would be most fit to the experiment. Nor the changed energy de-
useful for a comparison of the two-component for- pendence of the exciton-model matrix element in the
mulation with the experiment. Such data are, unfor- way of [19] has any effect.
tunately, rare. We have compared the calculated Further comparison with the experiment was made
proton and neutron spectra with the experiment of for proton spectra from [22] and neutron spectra
18MeV protons of l~ and 169Tm [-21]. The re- from Ref. 23 with incident protons between Ep=
sults are shown in Figs. 5 and 6. The agreement of 25-62 MeV. The energies and targets for these two ex-
calculated proton spectra with the experiment is periments are close. The proton spectra from 54Fe
good, for ~~ target being underestimated by a +p and 2~ reactions are in Figs. 7 and 8, the
factor of about 2, which is still considered to be neutron spectra for 48Ca+p and 2~ +p reactions
reasonable. The neutron spectra are, however, sub- are in Figs. 9 and 10. The agreement of calculated
stantially overpredicted in the two-component mo- and measured proton spectra is reasonable. The
del. The one-component calculations give a slightly two-component results agree closely with the results
better agreement, but the differences, especially for
the l~ target, are large up to a factor of 5. It has
been suggested [21], that the situation can be cured
by a change of the starting exciton configuration.
Since the targets are odd-proton nuclei, the starting i 209Bi(p,p' )
configuration (p~,h~, p~, hJ = (2, 0, 0, 0) was taken.
The two-component results with this starting con- 10 =
figuration are also shown in Figs. 5 and 6 (dotted-
dashed lines). The fit to the neutron spectra is now
good. On the other hand, the agreement with proton
spectra deteriorates considerably. The calculations
with the changed values of the constant K ~ and/or
10 20 ~, 10 20 30
5/-'Fe (p,p')
100
1; 2; 3b /.0 5; ~'p(MeVl
10
..CI
E 100
48C0 (p,n)
P,
t,O
"0 Ep=25HeV Ik Ep=35MeV Ep~/..5MeV
~o( =
~I0
E
10
\
1 i i i I I ~It i . . . . . . . . , . . . . . . . . . . . . ,t
10 20 30 40 50 60 10 20 10 20 30 20 30 40
~n (MeV)
~p (MeV)
Fig. 7. Theoretical and experimental spectra of 54Fe(p, p') reaction Fig. 9. Theoretical and experimental spectra of 48Ca(p, n) reaction
at 29, 39 and 62 MeV. The experiment 1-22] is drawn as a histo- at 25, 35 and 45 MeV. The experiment 1-23] is drawn as a full
gram, the two-component calculations are represented as a full line heavy line, the thin lines represent the two-component (full) and
and the one-component ones as a dashed line one-component (dashed) calculations, respectively
J. Dobeg and E. B&fik: Two-Component Exciton Model 337
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