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New York Convention 1958

Convention on the Recognition and Enforcement of Foreign Arbitral Awards Done at New York, 10 June 1958; entered into
force, 7 June 1959 United Nations, Treaty Series, vol. 330, p. 38, No. 4739 (1959)

Article I Article V
1. This Convention shall apply to the recognition and 1. Recognition and enforcement of the award may be
enforcement of arbitral awards made in the territory of a refused, at the request of the party against whom it is
State other than the State where the recognition and invoked, only if that party furnishes to the competent
enforcement of such awards are sought, and arising out of authority where the recognition and enforcement is sought,
differences between persons, whether physical or legal. It proof that:
shall also apply to arbitral awards not considered as (a) The parties to the agreement referred to in article II were,
domestic awards in the State where their recognition and under the law applicable to them, under some incapacity, or
enforcement are sought. the said agreement is not valid under the law to which the
2. The term "arbitral awards" shall include not only awards parties have subjected it or, failing any indication thereon,
made by arbitrators appointed for each case but also those under the law of the country where the award was made; or
made by permanent arbitral bodies to which the parties have (b) The party against whom the award is invoked was not
submitted. given proper notice of the appointment of the arbitrator or of
3. When signing, ratifying or acceding to this Convention, or the arbitration proceedings or was otherwise unable to
notifying extension under article X hereof, any State may on present his case; or
the basis of reciprocity declare that it will apply the (c) The award deals with a difference not contemplated by or
Convention to the recognition and enforcement of awards not falling within the terms of the submission to arbitration, or
made only in the territory of another Contracting State. It may it contains decisions on matters beyond the scope of the
also declare that it will apply the Convention only to submission to arbitration, provided that, if the decisions on
differences arising out of legal relationships, whether matters submitted to arbitration can be separated from those
contractual or not, which are considered as commercial not so submitted, that part of the award which contains
under the national law of the State making such declaration. decisions on matters submitted to arbitration may be
recognized and enforced; or
Article II (d) The composition of the arbitral authority or the arbitral
1. Each Contracting State shall recognize an agreement in procedure was not in accordance with the agreement of the
writing under which the parties undertake to submit to parties, or, failing such agreement, was not in accordance
arbitration all or any differences which have arisen or which with the law of the country where the arbitration took place;
may arise between them in respect of a defined legal or
relationship, whether contractual or not, concerning a subject (e) The award has not yet become binding on the parties, or
matter capable of settlement by arbitration. has been set aside or suspended by a competent authority of
2. The term "agreement in writing" shall include an arbitral the country in which, or under the law of which, that award
clause in a contract or an arbitration agreement, signed by was made.
the parties or contained in an exchange of letters or 2. Recognition and enforcement of an arbitral award may
telegrams. also be refused if the competent authority in the country
3. The court of a Contracting State, when seized of an action where recognition and enforcement is sought finds that:
in a matter in respect of which the parties have made an (a) The subject matter of the difference is not capable of
agreement within the meaning of this article, shall, at the settlement by arbitration under the law of that country; or
request of one of the parties, refer the parties to arbitration, (b) The recognition or enforcement of the award would be
unless it finds that the said agreement is null and void, contrary to the public policy of that country.
inoperative or incapable of being performed.
Article VI
Article III If an application for the setting aside or suspension of the
Each Contracting State shall recognize arbitral awards as award has been made to a competent authority referred to in
binding and enforce them in accordance with the rules of article V(1)(e), the authority before which the award is sought
procedure of the territory where the award is relied upon, to be relied upon may, if it considers it proper, adjourn the
under the conditions laid down in the following articles. There decision on the enforcement of the award and may also, on
shall not be imposed substantially more onerous conditions the application of the party claiming enforcement of the
or higher fees or charges on the recognition or enforcement award, order the other party to give suitable security.
of arbitral awards to which this Convention applies than are Article VII
imposed on the recognition or enforcement of domestic 1. The provisions of the present Convention shall not affect
arbitral awards. the validity of multilateral or bilateral agreements concerning
the recognition and enforcement of arbitral awards entered
Article IV into by the Contracting States nor deprive any interested
1. To obtain the recognition and enforcement mentioned in party of any right he may have to avail himself of an arbitral
the preceding article, the party applying for recognition and award in the manner and to the extent allowed by the law or
enforcement shall, at the time of the application, supply: the treaties of the country where such award is sought to be
(a) The duly authenticated original award or a duly certified relied upon.
copy thereof; 2. The Geneva Protocol on Arbitration Clauses of 1923 and
(b) The original agreement referred to in article II or a duly the Geneva Convention on the Execution of Foreign Arbitral
certified copy thereof. Awards of 1927 shall cease to have effect between
2. If the said award or agreement is not made in an official Contracting States on their becoming bound and to the
language of the country in which the award is relied upon, the extent that they become bound, by this Convention.
party applying for recognition and enforcement of the award
shall produce a translation of these documents into such Article VIII
language. The translation shall be certified by an official or 1. This Convention shall be open until 31 December 1958 for
sworn translator or by a diplomatic or consular agent. signature on behalf of any Member of the United Nations and
also on behalf of any other State which is or hereafter ninetieth day after deposit by such State of its instrument of
becomes a member of any specialized agency of the United ratification or accession.
Nations, or which is or hereafter becomes a party to the
Statute of the International Court of Justice, or any other Article XIII
State to which an invitation has been addressed by the 1. Any Contracting State may denounce this Convention by a
General Assembly of the United Nations. written notification to the Secretary-General of the United
2. This Convention shall be ratified and the instruments of Nations. Denunciation shall take effect one year after the
ratification shall be deposited with the Secretary-General of date of receipt of the notification by the Secretary-General.
the United Nations. 2. Any State which has made a declaration or notification
under article X may, at any time thereafter, by notification to
Article IX the Secretary-General of the United Nations, declare that this
1. This Convention shall be open for accession to all States Convention shall cease to extend to the territory concerned
referred to in article VIII. one year after the date of the receipt of the notification by the
2. Accession shall be effected by the deposit of an instrument Secretary-General.
of accession with the Secretary-General of the United 3. This Convention shall continue to be applicable to arbitral
Nations. awards in respect of which recognition or enforcement
proceedings have been instituted before the denunciation
Article X takes effect.
1. Any State may, at the time of signature, ratification or
accession, declare that this Convention shall extend to all or Article XIV
any of the territories for the international relations of which it A Contracting State shall not be entitled to avail itself of the
is responsible. Such a declaration shall take effect when the present Convention against other Contracting States except
Convention enters into force for the State concerned to the extent that it is itself bound to apply the Convention.
2. At any time thereafter any such extension shall be made Article XV
by notification addressed to the Secretary-General of the The Secretary-General of the United Nations shall notify the
United Nations and shall take effect as from the ninetieth day States contemplated in article VIII of the following:
after the day of receipt by the Secretary-General of the (a) Signatures and ratifications in accordance with article VIII;
United Nations of this notification, or as from the date of entry (b) Accessions in accordance with article IX;
into force of the Convention for the State concerned, (c) Declarations and notifications under articles I, X and XI;
whichever is the later (d) The date upon which this Convention enters into force in
3. With respect to those territories to which this Convention is accordance with article XII;
not extended at the time of signature, ratification or (e) Denunciations and notifications in accordance with article
accession, each State concerned shall consider the XIII.
possibility of taking the necessary steps in order to extend
the application of this Convention to such territories, subject, Article XVI
where necessary for constitutional reasons, to the consent of 1. This Convention, of which the Chinese, English, French,
the Governments of such territories. Russian and Spanish texts shall be equally authentic, shall
be deposited in the archives of the United Nations
Article XI 2. The Secretary-General of the United Nations shall transmit
In the case of a federal or non-unitary State, the following a certified copy of this Convention to the States contemplated
provisions shall apply: in article VIII.
(a) With respect to those articles of this Convention that
come within the legislative jurisdiction of the federal authority,
the obligations of the federal Government shall to this extent
be the same as those of Contracting States which are not
federal States;
(b) With respect to those articles of this Convention that
come within the legislative jurisdiction of constituent states or
provinces which are not, under the constitutional system of
the federation, bound to take legislative action, the federal
Government shall bring such articles with a favourable
recommendation to the notice of the appropriate authorities
of constituent states or provinces at the earliest possible
moment;
(c) A federal State Party to this Convention shall, at the
request of any other Contracting State transmitted through
the Secretary-General of the United Nations, supply a
statement of the law and practice of the federation and its
constituent units in regard to any particular provision of this
Convention, showing the extent to which effect has been
given to that provision by legislative or other action

Article XII
1. This Convention shall come into force on the ninetieth day
following the date of deposit of the third instrument of
ratification or accession.
2. For each State ratifying or acceding to this Convention
after the deposit of the third instrument of ratification or
accession, this Convention shall enter into force on the

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