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Supply Chain Management: An International Journal

Achieving supply chain resilience: the role of procurement


Carla Roberta Pereira, Martin Christopher, Andrea Lago Da Silva,
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Carla Roberta Pereira, Martin Christopher, Andrea Lago Da Silva, (2014) "Achieving supply chain resilience: the role of
procurement", Supply Chain Management: An International Journal, Vol. 19 Issue: 5/6, pp.626-642, https://doi.org/10.1108/
SCM-09-2013-0346
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Achieving supply chain resilience: the role of
procurement
Carla Roberta Pereira
Department of Industrial Engineering, Federal University of São Carlos, São Carlos, Brazil
Martin Christopher
Cranfield School of Management, Cranfield University, Cranfield, UK, and
Andrea Lago Da Silva
Department of Industrial Engineering, Federal University of São Carlos, São Carlos, Brazil

Abstract
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Purpose – The purpose of this paper is to understand the role of procurement in identifying and managing the intra- and inter-organisational issues
which impact supply chain resilience. Achieving resilience along the supply chain in today’s turbulent business environment requires efforts from both
internal and external elements of the extended enterprise.
Design/methodology/approach – The systematic literature review was conducted between 2000 and 2013 with the objective being to answer the
single research question proposed. To do so, a content analysis based on the literature was applied to 30 selected papers.
Findings – The study revealed that procurement activities do make a significant contribution to creating supply chain resilience. Emerging from the
literature review, certain intra- and inter-organisational issues were identified that could impact supply chain resilience. Also the possible actions
that procurement could take to enable the enhancement of supply chain resilience were identified.
Research limitations/implications – This study is limited, in that it is exploratory and focuses only on the body of knowledge presented in two
databases over the past 13 years. It has also been restricted to the procurement function and the consequent implications for the upstream supply
chain.
Originality/value – The originality of this paper lies in the identification of intra- and inter-organisational issues from a procurement perspective
specifically as they relate to improving supply chain resilience. This raises further questions on the role of procurement in creating supply chain
resilience, which has not been well-explored in the current literature.
Keywords Procurement, Supply chain resilience, Systematic literature review, Disruptions
Paper type Literature review

Blocking motorways throughout this week, Brazilian protests have impacted growing number of supply chain disruptions has been the
the logistics companies’ operations, in the sense that they had problems
delivering their loads on time [. . .]. The production lines of some
network complexity in the current global sourcing scenario.
automakers have already been interrupted, and the fuel distribution is also And although it has been highlighted to improve product
a concern (ILOS, 2013; via Valor Econômico, July 2013). quality, enhance customer value and reduce cost in general
(Wagner and Bode, 2006; Stecke and Kumar, 2009), any type
1. Current global market and environmental of disruption in the flow of goods may have an impact on all
issues interconnected companies along the supply chains
(Blackhurst et al., 2005; Christopher and Holweg, 2011).
According to the Brazilian Institute of Logistics and Supply In addition to this concern, the trend to high demand
Chain (ILOS), the current protests against the Brazilian variability and the short life of products, and the different
government in June 2013 blocked hundreds of roads in expectations and requirements of customers have impacted
various areas across the country. As a result of this major the supply chain’s operations causing them to become more
event, the normal flow of deliveries from logistics companies unstable and unpredictable. Thus, the operations of
came to a halt, and international companies placed in Brazil, companies and their supply chains are no longer as stable as
such as Fiat and Volkswagen, experienced mishaps in their previously. The global business environment has changed and
manufacturing operations. Because of the increasing is currently subjected to a multitude of events from a variety of
interconnections among companies, the major reason for the sources, such as natural disasters, social conflicts, economic
crises and manufacturing failures. The World Economic

The current issue and full text archive of this journal is available at
www.emeraldinsight.com/1359-8546.htm
The authors are grateful to the financial support granted by CAPES
(Brazilian Federal Agency for Support and Evaluation of Graduate
Education) and FAPESP (São Paulo Research Foundation) through the
processes no. 2009/05160-0 and no. 2011/06008-8.
Supply Chain Management: An International Journal
19/5/6 (2014) 626 –642 Received 26 September 2013
© Emerald Group Publishing Limited [ISSN 1359-8546] Revised 23 December 2013
[DOI 10.1108/SCM-09-2013-0346] Accepted 12 January 2014

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Achieving supply chain resilience Supply Chain Management: An International Journal
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva Volume 19 · Number 5/6 · 2014 · 626 –642

Forum (2013) has recently released the top five disruptions 2. What is supply chain resilience?
that occurred in 2012, and natural disasters is the first of them
Previously, resilience was not a well-known concept in the
followed by extreme weather, conflict and political unrest,
business’ world, and to some extent, its meaning is still limited
terrorism and sudden demand shocks.
to a minority of researchers and practitioners within the supply
Normally, arising from internal, external or environmental chain management field. This concept has emerged from a
sources, risk may have an impact on companies and on their fusion of disciplinary concepts and ideas which began in
supply chains due to the lack of flexibility, information sharing material science to describe the capacity of a material to
or capacity, for instance Stecke and Kumar (2009) and bounce back to its original shape after any deformation
Carvalho et al. (2012a). These drawbacks are even more (Sheffi, 2005). Because of its wide application to different
impactful when analysed from the perspective of the global subjects, such as ecology, psychology, economy, social and
network. Thereby mitigating impacts arising from any type of organisational approaches, resilience has become a
risk, supply chain resilience aims to help companies cope with multidimensional and multidisciplinary phenomenon in the last
different types of disruptions in a rapid way, enabling 40 years (Ponomarov and Holcomb, 2009).
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operations to be restored to the previous performance level or In the business environment, the tipping points for
even to a new and better one (Christopher and Peck, 2004). acceptance of the resilience concept were the tragic events
Achieving resilience along the supply chain requires effort such as the UK fuel protest in September 2000, the foot and
from internal actions within the business and from the wider mouth disease in February 2001 in the UK and the US
network. Although causes from disruptions may arise from terrorist attack in September 2001 (Christopher and Peck,
any element of the supply chain, it is observed that supply 2004). As a result of these featured events, managers
disruptions are more critical when they occur upstream in the concerned about further threats were forced to think of
chain. For this reason, procurement has become a critical alternative ways to develop strategies for preventing and
business activity by being considered a boundary spanning coping with different types of disruptions. At this point in
function, where it is responsible for sourcing decisions and time, researchers have seen this topic as a great opportunity to
acts as a bridge between internal and external enterprises. explore business continuity and competitive advantage.
In this context, such critical events and their impact on Since these events, a rich and growing body of literature on
companies’ performance have vividly demonstrated the recent this topic has emerged. Figure 1 illustrates the growing
need for changes regarding traditional strategies. It has number of studies covering the 13-year period; however, this
motivated researchers and practitioners to increasingly explore amount is still very small in comparison with the wide
how companies can overcome impacts arising from sudden literature in supply chain management. For this reason,
and unforeseen events by means of resilient practices (Yi et al., resilience is still considered by many scholars (Christopher
2011). Although some researchers (Zsidisin and Wagner, and Peck, 2004; Ponomarov and Holcomb, 2009; Blackhurst
2010; Blackhurst et al., 2011; Bode et al., 2011; Carvalho et al., 2011) as a research area in its infancy.
et al., 2012a,2012b) have explored ways to better cope with Table I shows the definitions of supply chain resilience
untoward events and the consequent unplanned outages, proposed by some authors throughout the last years. Although
these authors have defined resilience in different words, the
scant attention has been paid to investigating relevant issues
general idea is consistent. Recognising this, supply chain
orientated to the enhancement of resilience capabilities in
resilience is defined here as the capability of supply chains to
companies. Particularly, intra- and inter-organisational issues
respond quickly to unexpected events so as to restore
from activities which are responsible for managing the flow of
operations to the previous performance level or even to a new
goods and information in the upstream supply chain. This,
and better one.
therefore, raises questions on the role of procurement in
Previously, regarding resilience concept, risk and
creating supply chain resilience, which have not been explored
vulnerability were the most discussed concepts in the
in depth so far in the literature. Also taking into consideration literature. According to Christopher and Peck (2004), risk is
any type of untoward event and not only disruptions arising defined as the probability of a given event vs its negative
from extreme and natural disasters, which are the most often
referenced cause of disruption in the literature. To address this Figure 1 Number of studies related to supply chain resilience
gap, the purpose of the paper is to understand the role of throughout 13 years
procurement in identifying and managing the intra- and
inter-organisational issues which impact supply chain resilience.
To do so, a systematic literature review was applied as a research
method.
The remainder of this paper is structured as follows.
Initially, it briefly contextualises the two main topics in this
study – supply chain resilience and the procurement
function – followed by a systematic literature review. The
findings are summarised and the role of the procurement
function in enhancing resilience is discussed. Finally,
conclusions are drawn based on the results reached along with
a number of propositions for further research derived from the
limitations of this study.

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Table I Definitions of supply chain resilience risk and vulnerabilities which are not diminishing with the
Authors Definition current emergent global market.

Christopher and “It is the ability of a system to return to its original 3. The current view of procurement
Peck (2004) state or move to a new, more desirable state after
being disturbed” Ceasing to be a secondary business function, procurement has
Sheffi and Rice “It is the firm’s ability to absorb disruptions or played a fundamental role in organisation’s management by
(2005) enables the supply chain network to return to state being responsible for purchasing specific resources from the
conditions faster and thus has a positive impact on external part of the enterprise required by internal operations.
firm performance” In the literature, procurement and purchasing are sometimes
Ponomarov and “The adaptive capability of the supply chain to discussed as interchangeable terms; however, there are
Holcomb (2009) prepare for unexpected events, respond to authors (Ellram and Carr, 1994; Monczka et al., 1998; Lysons
disruptions, and recover from them by maintaining and Farrington, 2006; Miemczyk et al., 2012) who distinguish
continuity of operations at the desired level of procurement as an evolution of purchasing which was
connectedness and control over structure and
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fundamentally focused on cost-reduction in the past.


function” Consequently, procurement is no longer considered a simple
Ates and Bititci “The capacity of an organisation to survive, adapt business function accountable for planning, implementing,
(2011) and sustain the business in the face of turbulent evaluating and controlling purchase decisions (Szwejczewski
change” et al., 2005; Paulraj and Chen, 2007); it also encompasses the
Jüttner and “The apparent ability of some supply chains to management of resources and suppliers (Ellram and Carr, 1994;
Maklan (2011) recover from inevitable risk events more effectively Lindgreen et al., 2013).
than others” For this reason, procurement has enlarged its scope to
Alberts (2011) “Resilience provide an entity with the ability to achieve a competitive advantage in the current volatile market.
repair, replace, patch, or otherwise reconstitute lost In doing so, it seeks to align and synchronise internal
capability or performance (and hence effectiveness),
requirements to external resources so as to reach the
at least in part and over time, from misfortune,
company’s target (Chicksand et al., 2012). In this context,
damage or a destabilizing perturbation in the
authors such as Monczka et al. (1998) and Castaldi et al.
environment”
(2011) define procurement as a boundary spanning function,
Carvalho et al. “Resilience is referred to as the ability of supply
which looks at both sides of the extended enterprise to find
(2012a) chains to cope with unexpected disturbances”
good and reasonable solutions for them (Ellram and Birou,
1995; Lindgreen et al., 2013).
business impact, while Jüttner and Maklan (2011) assert that Internally, procurement managers provide information
vulnerability is related to the susceptibility of the supply chains (such as suppliers’ capacity, logistics data, pricing and
to likely disruptions. Numerous factors are capable of creating discounts and new products information) to other functions
vulnerability to companies and their supply chains, such as and internal customers taking responsibility to supply
complex networks, long lead-times and plant locations. Thus, procurement with their needs (Szwejczewski et al., 2005).
Sheffi and Rice (2005) argue that the greater the vulnerability Thus, cross-functional integration between procurement and
in supply chains, the greater the likelihood of disruptions, and other functions is fundamental to increase visibility of the
consequently the greater their impacts; the opposite idea is flows and, consequently, allow for more reliable decision-
also valid. In this sense, risk and vulnerability are concepts that making from managers (Chiang et al., 2012). In this regard,
should be addressed together. Foerstl et al. (2013) point out, in one of their study’s
Nevertheless, statements regarding vulnerability and risk propositions, the importance of developing a cross-functional
are confused in some cases. Sheffi and Rice (2005, p. 41) state team in purchasing and supply management.
that “reducing vulnerability means reducing the likelihood of Externally, procurement is responsible for product or
a disruption and increasing resilience”. However, this is not service cost, timeframes of delivery, product quality and
always true, knowing that the likelihood is a characteristic of general supply decisions, such as supplier selection and
risks, and sometimes they cannot be avoided or forecast. supplier relationship (Nix, 2001; Szwejczewski et al., 2005;
Hence, it is not possible to guarantee that reducing risk makes Castaldi et al., 2011). Likewise, the aforementioned cross-
the supply chain less vulnerable or more resilient. What could functional integration, the relationship between buyer and
reduce the vulnerability would be to increase its flexibility or supplier also requires collaboration and information sharing
adaptability. Because resilience may be considered a result of between managers from the both sides. In fact, it normally
these primary concepts (risk and vulnerability), it, therefore, involves much more than just a sales-procurement relationship
cannot be approached without involving them. between buyer and supplier (Agndal and Nilsson, 2007; Castaldi
Recognising the trend of the growing number of critical et al., 2011). Christopher and Jüttner (2000) and McDonald and
incidents – which may cause huge losses estimated to be Woodburn (2007) discuss four types of buyer–supplier
between US$50 and US$100 million (Pereira, 2009) – the relationships (basic, cooperative, interdependent and integrated)
World Economic Forum (2013) affirms that more than 80 per which may enhance the agility in response to disruptions for
cent of companies are alert to risk and consider the companies.
importance of supply chain resilience nowadays. In this sense, In summary, procurement has become widely recognised as an
resilience has become a current thinking in terms of important function, responsible for increasing competitiveness
sustainable futures for companies by considering diversities of within an unstable environment (Lawson et al., 2009),

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Achieving supply chain resilience Supply Chain Management: An International Journal
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva Volume 19 · Number 5/6 · 2014 · 626 –642

influencing positively the organisation profitability (Alinaghian chain resilience. Thus, after identifying the need for this study
et al., 2011) and contributing as much as other functions to (highlighted in the introduction), the single research question
business continuity (Andrea et al., 2011; Ellegaard and Koch, addressed is: what are the intra- and inter-organisational issues
2012). It is, therefore, evident that procurement plays a which must be addressed by Procurement to create supply chain
fundamental role in any organisation. By doing so, this resilience?
function is capable of managing relevant internal and external Based on that, a protocol (Table II) was developed by
organisational issues which may help create supply chain setting the details out to conduct the whole Stage 2 of the
resilience. Considering the involvement of these two key systematic review process. Considered as two of the most
subjects (procurement and supply chain resilience), the extensive databases in management, ABI/Inform and EBSCO
question “what are the intra- and inter-organisational issues were chosen to be the source of data for this study (Khan et al.,
which must be assessed and acted upon by procurement in 2012; Thomé et al., 2012) in a range of 13 years (2000-2013).
order to create supply chain resilience?” is, therefore, This period was chosen due to the starting point of resilience
addressed to guide this study toward its aim. This is then concept in supply chain management – mid 2000 (Table III).
applied as the key point of methodology chosen to conduct
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this study. Stage 2 – conducting the review


The selection of the papers was conducted through four steps:
4. Research methodology: systematic literature 1 title and abstract screening;
review 2 reading of introduction and conclusion besides looking
over the paper’s content;
As a result of the amount of information that has arisen from
3 assessing the quality of the journal, language accessibility,
scientific studies in the past 20 years (Badger et al., 2000;
theoretical and empirical content and unit of analysis,;
Petticrew and Roberts, 2006), ensuring that no relevant
and
research was overlooked has been a challenge for researchers.
4 finally, applying the quality appraisal criteria, where it
Thus, aiming to avoid bias and guarantee rigor, replicability
sought to analyse the alignment of the paper’s rational
and consequently relevant results, the systematic literature
through research questions, methods and execution of
review is nowadays applied to guarantee these requirements.
research, methodological rigour and contribution to
To do so, the steps proposed by Tranfield et al. (2003, 2004)
knowledge (Miles and Huberman, 1994).
in Figure 2 are followed bellow.
All these points were referred in detail in the protocol.
Stage 1 – planning the review Table IV shows the results from each of these steps.
The aim of this review was determine what is known and what Taking one search string at a time, the next step was to
is not known about the role of procurement in creating supply undertake a broad review of all 3,000 hits by reading the titles

Figure 2 Stages for conducting a systematic literature review

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Achieving supply chain resilience Supply Chain Management: An International Journal
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva Volume 19 · Number 5/6 · 2014 · 626 –642

Table II Protocol for conducting a systematic literature review To assist the conduction of all this process, a spreadsheet
Stage 2 Details was developed to record all information for each of the papers
required to those criteria. It gave support to better analyse the
Strategy to Identify constructs (Table III); Define keywords papers for the final selection, besides being a useful database
identify studies (Table III); for future re-analysis and research. A summary of all these
Develop search strings (Table III); steps and results are illustrated in Figure 3.
Search on ABI/Inform and EBSCO databases; According to Pilbeam et al. (2012), a number of alternative
Search on 13-year period (2000-2013)
approaches can be used to analyse and synthesise
Selection of the Selection: titles and abstracts screening;
systematically the literature review. From that, the content
studies Selection: introduction, conclusion and looking
analysis-based literature review discussed by Seuring and
over the paper’s content;
Selection: assessment about quality of Gold (2012) was used to analyse the data. According to them,
journals (scholarly and peer-reviewed the reason for approaching this method of analysis is that the
journals), accessibility (English language “content analysis offers one sound methodological frame for
papers), theoretical (Resilience and conducting rigorous, systematic and reproducible literature
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Procurement within supply chain management reviews” (p. 545). Following this, the codes were created by
and/or business context) and empirical reading and extracting possible enablers and barriers
content (qualitative and quantitative) and unit responsible for creating resilience capability from the
of analysis (organisations, individuals and literature, and also implications of those on the procurement
inter level); activities, which resulted in the intra- and inter-organisational
Selection: quality appraisal of papers. The issues in the end. To do so, qualitative software (QDA Miner)
purpose of this additional quality assessment was used to support the extraction, organisation and analyses
is to attribute levels of quality to papers and of the data.
therefore to decide what level of quality
should be included in this review. So that, Stage 3 – reporting and dissemination
each paper was assessed according to its The final stage is the presentation of the findings and
contribution, strength of argument, theoretical subsequent analysis. First of all, an underpinning approach is
bases and methodological rigor and only exposed to support the results based on the context in which
articles that achieved an average equal or
the phenomenon is analysed. Thus, the content is composed
higher than two (medium level) were
by barriers and enablers to creating supply chain resilience,
selected–considering that level three was the
followed by a discussion regarding their implications on
highest one
procurement activities. Based on that, intra and inter-
Data extraction Full paper’s reading;
organisational issues are highlighted which will be validated in
and monitoring Use of the QDA Miner (qualitative software)
the future through empirical research. In the end, conclusions
process to code the content based on what is
intended to extract. In other words, codes will be drawn by showing the results and limitations, which
were created which aims to answer the derived a number of missing topics for possible future
question proposed; for instance, possible research.
barriers and enablers to supply chain
resilience and implications of those on the 5. Findings
procurement activities
5.1 Underpinning approach
Data analysis and Content analysis based on literature review by To understand the complex environment in which
synthesis crossing data from different concepts,
organisations are embedded, and then being able to go beyond
discussion and authors.
a simple observation and description of the phenomena,
Answer the review question from what is
theoretical approaches or theories are used to help researchers
known in the literature;
Highlight the relevant points and gaps by the
explore in-depth how the phenomenon of interest behaves
time from a theoretical basis (Chicksand et al., 2012). The dynamic
capability is a recent approach which has been applicable in
the organisation’s context. Generally, it is defined as “the
and abstracts. From this first screening for general relevance, firm’s ability to integrate, build, and reconfigure internal and
290 journal articles were found. These were transferred into external competences to address rapidly changing
the Refworks database (tool for managing references), and environments” (Teece et al., 1997, p. 509). Therefore, that
duplicates were eliminated. Thus, the total number of articles dynamic capabilities can develop a source of sustainable
was reduced to 207, and then to 133 after the second competitive advantage, recognising that their “processes rely
selection. Relevant papers were selected using the third and on quickly created new knowledge and iterative execution to
fourth selection criteria (aforementioned in Table II). At this produce adaptive, but unpredictable outcomes” (Eisenhardt
point, all 133 papers were fully read and, hence, assessed by and Martin, 2000, p. 1,106).
means of the general assessment criteria. After this, the total Knowing that competences may enable companies to wisely
was reduced to 51, and finally to 30 journal articles (listed in use their resources to create value (Castaldi et al., 2011), the
Table V and Table VI) which were selected throughout all this foundation of this approach is grounded in distinct skills,
process to help answer the research question previously processes, procedures, organisational structures, decision
proposed. rules and disciplines of particular organisation (Eisenhardt

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Achieving supply chain resilience Supply Chain Management: An International Journal
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva Volume 19 · Number 5/6 · 2014 · 626 –642

Table III Keywords and codes addressed in the search


Constructs Keywords Codes Strings
ⴱ ⴱ
Supply chain resilience Supply chain resilience (supply chain AND resilien OR risk “supply chainⴱ” w/5 (resilienⴱ OR risk
Resilient supply chain OR vulnerabⴱ) OR vulnerabⴱ)
Resilience/resilient
Supply chain
vulnerability
Vulnerability Risk in
supply chain Risk
Procurement Purchasing (purchasing OR procurement) (“supply chainⴱ” w/5 (resilienⴱ OR
Procurement risk OR vulnerabⴱ) AND (purchasing
OR procurement))
Buyer–supplier relationship External integration (“external integratⴱ” OR “inter-firm (purchasing OR procurement) AND
Inter-firm integration integratⴱ” OR “buyer-supplier (“external integratⴱ” OR “inter-firm
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Buyer-supplier relationshipⴱ” OR “sourcing integratⴱ” OR “buyer-supplier


relationship Sourcing strategⴱ” OR partnershipⴱ) relationshipⴱ” OR “sourcing strategⴱ”
strategy Partnership OR partnershipⴱ)
Intra-organisation Internal integration (“cross-functional integratⴱ” OR (purchasing OR procurement) AND
Cross-functional “cross-functional relationshipⴱ” OR (“functional integratⴱ” OR “functional
integration Cross- “internal integratⴱ”) relationshipⴱ” OR “internal
functional relationship integratⴱ”)
Note: A Boolean operator was used to delimit the first search string. So that, w5 or w/5 was used for a “5 word” proximity of the term supply chain.
Search strings for ABI/Inform used w/5, whereas EBSCO used w5

and Martin, 2000; Teece, 2007). Organisations need to literature. Tables V and VI show all the barriers and enablers
develop new capabilities to cope with untoward events to found in the literature.
achieve rapid response by adapting the resources and changing The barriers and enablers identified in the literature are not
normal activities or strategies. It, therefore, fits into the referenced by authors in a clear and separate way; on the
phenomenon under consideration which is the creation of contrary, they are very connected in the most cases. Figure 4
supply chain resilience from a procurement perspective. illustrates how a group of barriers and enablers are
Because of this correlation between the topic in the study and interconnected in the content of the papers analysed. This
research approach, dynamic capability was then applicable figure is resulted from a two-dimensional (2D) map created by
here to support the understanding of this phenomenon. the QDA Miner software which uses the cluster analyses
followed by coding co-occurrences of the barriers and enablers
5.2 Enablers and barriers to creating supply chain highlighted in this study.
resilience It is noticed that both capabilities collaborate to facilitate or
According to what has been discussed, there are a number of hamper the creation of supply chain resilience. However, to
disturbances which may affect specific nodes along the supply what extent do they make significant implications on
chains. Although there are risks which cannot be avoided or procurement activities? Authors make different statements
forecast, there are also factors which may hamper the building
about them from different perspectives and approaches,
of resilience in the supply chains. These barriers can normally
nevertheless specific issues and strategies addressed from
impact the daily supply chain management and impede a
procurement are not clearly presented to create supply chain
quick reaction of companies from disruptions. Thus, as a way
resilience. Recognising it, the next item will shed some light on
of overcoming those disruptions and assisting the
this question by discussing the implications of procurement
development of resilience within the companies and along
their supply chains, enablers are also extracted from the activities on the creation of supply chain resilience.

5.3 Implications of resilient enablers and barriers in


Table IV General results from each step of the searching procurement activities
Total of Considering the enablers highlighted previously, flexibility is
primary First Second one of the most often discussed capabilities in the literature.
search selection selection Its development in a company’s strategy provides a variety of
Strings ABI EBSCO ABI EBSCO ABI EBSCO options in decision-making for procurement managers. In this
Search string 1 530 347 34 49 24 40
regard, authors point out many ways to develop flexibility in
Search string 2 80 73 3 1 2 1 company’s strategy, such as sourcing flexibility (Zeng, 2000;
Search string 3 877 985 26 62 18 29 Tang, 2006a,b; Pettit et al., 2010; Chiang et al., 2012;
Search string 4 64 44 24 8 14 8 Simangunsong et al., 2012), product flexibility (Chiang et al.,
Total 3000 207 133 2012; Simangunsong et al., 2012), process flexibility (Rice and
Caniato, 2003; Chiang et al., 2012; Simangunsong et al.,

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Table V Barriers to creating supply chain resilience


Lack of
Financial Lack of Lack of coordination Lack of Lack of Lack of Lack of Lack of Lack of Long lead Long
Authors Complexity weakness capacity collaboration and control information integration flexibility knowledge visibility trust times distances

Christopher (2000) ✓ ✓ ✓ ✓
Christopher and Jüttner
(2000) ✓ ✓ ✓
Zsidisin et al. (2000) ✓ ✓ ✓
Zeng (2000) ✓ ✓ ✓
Sheffi (2001) ✓ ✓ ✓ ✓
Rice and Caniato (2003) ✓ ✓ ✓ ✓
Christopher and Lee
(2004) ✓ ✓ ✓ ✓ ✓
Achieving supply chain resilience

Christopher and Peck


(2004) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Blackhurst et al. (2005) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Sheffi and Rice (2005) ✓ ✓ ✓ ✓ ✓ ✓
Tang (2006a) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Tang (2006b) ✓ ✓
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva

Ponomarov and Holcomb


(2009) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Stecke and Kumar (2009) ✓ ✓ ✓ ✓ ✓

632
Lee et al. (2009) ✓ ✓ ✓ ✓ ✓ ✓
Pettit et al. (2010) ✓ ✓ ✓ ✓ ✓ ✓
Colicchia et al. (2010) ✓ ✓
Yang and Yang (2010) ✓ ✓ ✓ ✓ ✓
Tachizawa and Gimenez
(2010) ✓ ✓ ✓
Zsidisin and Wagner
(2010) ✓ ✓ ✓ ✓ ✓ ✓
Blackhurst et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓
Christopher and Holweg
(2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Jüttner and Maklan
(2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Yi et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Carvalho et al. (2012a) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Carvalho et al. (2012b) ✓ ✓ ✓ ✓ ✓
Chiang et al. (2012) ✓ ✓ ✓
Simangunsong et al.
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(2012) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Spiegler et al. (2012) ✓ ✓ ✓
Supply Chain Management: An International Journal
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Table VI Enablers to creating supply chain resilience


Supply
Information Financial Coordination chain Risk Company’s Velocity and
AUTHORS Flexibility Redundancy Visibility Agility Collaboration Integration sharing strength and control Trust design management knowledge Alignment acceleration

Christopher (2000) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher and Jüttner
(2000) ✓ ✓ ✓ ✓
Zsidisin et al. (2000) ✓ ✓
Zeng (2000) ✓ ✓ ✓
Sheffi (2001) ✓ ✓ ✓ ✓ ✓
Rice and Caniato (2003) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher and Lee
(2004) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher and Peck
Achieving supply chain resilience

(2004) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Blackhurst et al. (2005) ✓ ✓ ✓ ✓ ✓ ✓
Sheffi and Rice (2005) ✓ ✓ ✓ ✓ ✓ ✓
Tang (2006a) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Tang (2006b) ✓ ✓ ✓ ✓ ✓
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva

Ponomarov and Holcomb


(2009) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Stecke and Kumar

633
(2009) ✓ ✓ ✓ ✓ ✓ ✓
Lee et al. (2009) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Pettit et al. (2010) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Colicchia et al. (2010) ✓ ✓ ✓ ✓
Yang and Yang (2010) ✓ ✓ ✓ ✓ ✓
Tachizawa and Gimenez
(2010) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Zsidisin and Wagner
(2010) ✓ ✓ ✓ ✓ ✓
Blackhurst et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher and Holweg
(2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Christopher et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓
Jüttner and Maklan
(2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Yi et al. (2011) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Carvalho et al. (2012a) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Carvalho et al. (2012b) ✓ ✓ ✓ ✓ ✓ ✓
Chiang et al. (2012) ✓ ✓ ✓ ✓ ✓ ✓
Simangunsong et al.
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(2012) ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Spiegler et al. (2012) ✓ ✓
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Achieving supply chain resilience Supply Chain Management: An International Journal
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Figure 3 Summary of the systematic review process 2012) and transportation flexibility (Tang, 2006a,2006b;
Spiegler et al., 2012).
Regarding sourcing flexibility, Yi et al. (2011) explain that
procurement normally employs this strategy to maintain
supplier availability to support the company with good quality
materials in case of needs. In this sense, Jüttner and Maklan
(2011) assert that sourcing flexibility can be considered a key
enabler to resilience owing to the ability to shift cost-effective
supply sources by choosing the cheapest source or
strengthening the companies’ bargaining power in price
negotiations with their suppliers. In addition, Carvalho et al.
(2012b) highlight its benefits in terms of cost reduction,
critical paths and lead-times. They propose that supplier
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flexibility implies in agility and resilience through a conceptual


model, which increases the responsiveness of the company in
critical times.
On the other hand, the lack of this capability can cause
considerable adverse effects to companies. After clearly stating
that flexibility impacts supply and procurement, Sheffi and
Rice (2005) report the unsuccessful case of Land Rover to

Figure 4 Interconnections of barriers and enablers

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exemplify how flexibility in sourcing can be a powerful tool to To support sourcing strategies, companies should know
avoid opportunism from suppliers. For this reason, these how to manage their inventories wisely. Considering the
authors in support to others (Zsidisin et al., 2000; Christopher uncertain environment in which they are currently working in,
and Lee, 2004; Stecke and Kumar, 2009; Colicchia et al., authors and practitioners have emphasised the need to
2010; Zsidisin and Wagner, 2010; Christopher and Holweg, develop preventative actions. Thus, the manner of organising
2011) affirm that relying on a single supplier may be a risky and managing inventory has been based on this concern.
option. Therefore, the lack of flexibility is considered one of Sheffi (2001) proposes two ways of employing warehouse:
the key barriers due to hamper the normal flow of product centralised and dispersed. The first enables companies to be
manufacturing and delivery in some occasions. Nevertheless, responsive by affording extra capacity in one strategic area
Christopher and Peck (2004) and Sheffi and Rice (2005) also which aims to supply the deficits in others. Although this
state that despite this risk, it may be a good option to improve author states that reducing the number of warehouses and
quality and cost of the final products by investing in a few inventories has been a trend in the current uncertain scenario,
supplier relationships. this decision may be a risky strategy; recognising that in case of
local incidents no other option will be available to supply the
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Regarding supplier relationship, Christopher (2000) and


Christopher and Jüttner (2000) affirm that different structural emergency needs (Stecke and Kumar, 2009; Christopher and
interfaces between buyer and supplier may increase the level of Holweg, 2011). Nonetheless, it is important to highlight that
connectivity between both parts. As a result, agility is despite the inventory having been a great strategy to improve
enhanced by reducing the responsibility of procurement to agility and responsiveness, it gives time to companies come up
mediate the flow of information between buyer and supplier, with solutions after disruptions. It does not reduce any chance
and hence increase the information sharing among other of undesirable incidents (Zsidisin et al., 2000).
functions. Because of that Christopher (2000) states that agile In this case, Zsidisin and Wagner (2010) and Carvalho et al.
companies normally have a small supplier base, prioritising (2012a) expose that safety stock can be a good solution for
strong relationships and more information sharing to increase emergency situations, subject which Sheffi (2001) had
the level of connectivity. Considering the trade-off of having a previously discussed considering the difference between
emergency stock vs safety stock. Normally, safety stock is used
single or multiple sourcing and in support of Simangunsong
to cover day-to-day demand fluctuations which is the opposite
et al. (2012), it is recognised here that employing a balance
aim of emergency stock. The latter tries to keep redundant stock
source of suppliers would be a reasonable choice to create
to mitigate effects from extreme disruptions. Sheffi (2005)
resilience in the supply chain. This would allow companies to
exemplifies this point by reporting the case of Pentagon and its
skip out the risk of relying on only one supplier by having other
key supplier – Johnson & Johnson (J&J). As a major provider of
suppliers if the need arises. It also helps to keep reasonable
medical supplies, J&J has uncertainty demands due to the high
material quality, product cost and reliable delivery.
variability of cause diseases, such as flu, fever, cold and many
Following this line of thought, one of the criteria to select
other outbreak diseases. Because of that, Pentagon has to be sure
suppliers is their financial situation. Thus, Zsidisin et al. (2000,
that it will be able to cover any request at any time. To correspond
p. 188) state that “if a supplier is not profitable, it may not stay
to all the requirements, J&J keeps an extra stock exclusively to
in business for very long”, recognising that it can be a risk for the
Pentagon which must not be used to cover daily demand
buyer company. For this reason, financial strength is highlighted fluctuations. In this way, Stecke and Kumar (2009) point out the
here as a resilient enabler which impacts on procurement advantage of creating redundancy for critical components which
activities. Furthermore, collaboration is found to be a good way should be maintained with limited investment.
to achieve effectiveness of the supplier’s management team, while The current network has been characterised by its
velocity and acceleration is normally related to suppliers’ location complexity, in which numerous flows across different global
(Tang, 2006a; Zsidisin and Wagner, 2010). companies may impact the reliability of deliveries and the
Flexibility is not the only enabler that has an impact on the customer satisfaction. In this context, Zsidisin and Wagner
sourcing strategy. Internal integration and information sharing (2010) state that long supply chains may create problems that
may also be expected to be positively linked to supplier arise from political instability in certain regions of the world,
responsiveness. Agility is critical regarding the global sourcing greater uncertainty transportation and complexity for
process because it is able to reduce time response to supply example. Furthermore, Christopher and Holweg (2011)
disruptions (Christopher and Holweg, 2011), whereas asserts that it may increase risk along the supply chains from a
redundancy can also enhance time response but may influence variety of reasons such as disruptions, bankruptcies and
the inventory cost (Carvalho et al., 2012a). In addition, breakdowns. Thus, once a disruption hits one member of the
Christopher and Holweg (2011) say that enhancing supply chain, the effects will be transferred to the
collaboration between buyers and suppliers may significantly interconnected members in the same network. Therefore,
help mitigate risk which is one of the procurement activities, increasing network complexity can enhance vulnerability and
especially when dealing with global sourcing. Otherwise, the reduce agility along the supply chains (Yang and Yang, 2010).
lack of confidence discussed by Christopher and Lee (2004) For this reason, collaboration among functions, as well as
would result in poor collaboration and visibility at the inter-organisational alignment, is required among supply chain
upstream of the supply chain, which impacts on procurement members (Pettit et al., 2010). Moreover, visibility and alignment
in terms of inaccurate forecasts, inventory and purchase cost. should be improved so that procurement may not only quickly
All these points are, therefore, relevant for supplier recognise disruptions occurring at upstream of the supply chain
development. but also to monitor inventories, demand and supply conditions

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to manage purchasing schedules (Christopher and Peck, 2004; a more resilient reaction than Ford (Sheffi, 2005) which bore
Sheffi and Rice, 2005). In this regard, Tang (2006a), Christopher the loss of five non-working manufacturing plants.
and Holweg (2011), Blackhurst et al. (2011) and Carvalho et al. In terms of information sharing, workers’ knowledge is a
(2012a) depict that one possible solution to deal with complexity very important capability that companies should record and
would be the network redesign to increase capabilities like visibility share (Blackhurst et al., 2011). In addition, technology tools
and alignment, and hence mitigate risky situations. are considered powerful ways of maintaining the information
Regarding the growing level of risk faced by companies flow among functions and companies, for instance. In support
nowadays, Ponomarov and Holcomb (2009, p. 137) assert that Lee et al. (2009) highlight the positive effect of
that “risk assessment and sharing among the members of a technological changes in strategic purchasing and supplier
supply chain is an essential element of risk mitigation”. Also alliances, Nix (2001) still complements by pointing out its
Jüttner and Maklan (2011) state, as a result of their study, that value to manage complexity purchasing activities and facilitate
monitoring supply risks had a positive impact on the supply the integration across a company’s board.
chain visibility. Therefore, risk management seems to be a In summary, procurement has proved to be a key interface
prominent procurement activity which intends to closely function with great capacity to communicate changes quickly
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monitor the contingencies from various risk resources, through market demand to suppliers (Chiang et al., 2012), which
normally focused on the upstream of the company. makes a great difference in a turbulent environment (Lee et al.,
In terms of product, flexibility also enables a rapid change in 2009). In this context, it is, therefore, clear that resilient enablers
product design by providing a range of products which will and barriers are closely linked to procurement activities, which,
respond effectively in case of an immediate change (Yi et al., in turn, can make a significant contribution to creating supply
2011). To doing so, procurement has the role of developing chain resilience if well-managed. Also, as referred to earlier,
purchasing strategies to match and fulfil the internal barriers have the opposite idea from enablers. For this reason, the
requirements. However, although flexibility seems to be an discussion was mostly focused on enablers and their implications
advantageous way of increasing agility and resilience in the end, on procurement activities. In this sense, Table VII shows an
a high level of product flexibility may cause complexity and overview of the most often used enablers related to procurement
difficulties to handle all specifications in only one manufacturing activities according to the above discussion.
plant. For this reason, Stecke and Kumar (2009) and Blackhurst
et al. (2011) propose practices such as postponement, mass
customisation and centralised inventory management which 6. Intra- and inter-organisational issues
aims to reduce complexity by creating a modular product. These In a general way, it is known that procurement seeks to ensure
practices help reduce risk and vulnerability by sharing risk among that all orders are placed with the right amount, at the right time,
members of the supply chain. and at the right place with the right quality (Zeng, 2000), and
Flexibility in terms of transportation is also a very that resilience is not a state but a dynamic set of conditions within
well-discussed strategy when the topic is uncertain and a system (Mitchell and Harris, 2012). Thus, based on what has
unexpected events (Sheffi and Rice, 2005; Tang, 2006a; been shown and discussed about the influence of enablers and
Stecke and Kumar, 2009). In this regard, the widespread case barriers into procurement activities, it is clear that procurement
of Ford and Chrysler after the 9/11 terrorist attack is a good does make relevant contributions to supply chain resilience. This
example. Chrysler by quickly changing the transportation allows for particular intra- and inter-organisational issues to be
mode of delivery could load its delivery in time and without extracted from the previous discussion and grouped into key
huge losses. Because of this transport flexibility, Chrysler had general topics of understanding (Table VIII).

Table VII Interconnection of procurement activities and the most often cited enablers
Information
Corresponding procurement activities Flexibility Redundancy Visibility Agility Collaboration Integration sharing
Supplier base ✓ ✓ ✓ ✓
Supplier selection criteria ✓ ✓ ✓
Supplier relationships ✓ ✓ ✓ ✓ ✓ ✓
Developing suppliers ✓ ✓ ✓ ✓ ✓ ✓
Network configuration ✓ ✓ ✓ ✓
Transportation modes ✓ ✓
Risk sources ✓ ✓ ✓ ✓
Knowledge backup ✓ ✓ ✓
Internal communication ✓ ✓ ✓
Internal stock ✓ ✓ ✓
Redundancy of critical ✓ ✓
Product flexibility ✓ ✓
Communication tools ✓ ✓ ✓
Technological methods to discover, recover
and redesign the supply chain ✓ ✓ ✓

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Table VIII Intra- and inter-organisational issues


Type General points Issues Authors
Intra-organisational Knowledge acquired Knowledge backup Sheffi (2001); Blackhurst et al. (2011); Juttner and Maklan (2011)
issues Internal communication among Christopher and Peck (2004); Svahn and Westerlund (2009)
functions
Inventory Internal stock Christopher and Peck (2004); Zsidisin and Wagner (2010);
Carvalho et al. (2012)
Redundancy of critical Sheffi (2001); Stecke and Kumar (2009)
components
Product Product flexibility Tang (2006a,b); Sheffi and Rice (2005); Stecke and Kumar
(2009); Yang and Yang (2010); Blackhurst et al. (2011)
Technology Tool for improving communication Christopher and Lee (2004); Tachizawa and Gimenez (2010)
Technological methods to Sheffi (2001); Blackhurst et al. (2005); Sheffi and Rice (2005);
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discover, recover and redesign the Tang (2006b); Christopher and Holweg (2011); Carvalho et al.
supply chain (2012b)

Inter-organisational Strategic sourcing Supplier base Zsidisin et al. (2000); Sheffi (2001); Zsidisin (2003); Sheffi and
issues Rice (2005); Svahn and Westerlund (2009); Zsidisin and Wagner
(2010); Yang and Yang (2010); Blackhurst et al. (2011);
Christopher et al. (2011); Stecke and Kumar (2009); Carvalho et
al. (2012a); Simangunsong et al. (2012)
Criteria for supplier selection Zsidisin et al. (2000); Sheffi (2001); Zsidisin (2003); Blackhurst et
al. (2005); Tang (2006a); Stecke and Kumar (2009); Zsidisin and
Wagner (2010); Blackhurst et al. (2011); Christopher et al.
(2011); Carvalho et al. (2012b)
Supplier relationships Zsidisin et al. (2000); Sheffi (2001); Tang (2006a); Svahn and
Westerlund (2009); Yang and Yang (2010); Zsidisin and Wagner
(2010); Blackhurst et al (2011); Christopher et al. (2011).
Developing suppliers Zsidisin et al. (2000); Tang (2006b); Chiang et al. (2012)
Supply chain design Supply chain configuration Christopher and Peck (2004); Blackhurst et al. (2005); Tang
(2006a); Christopher et al. (2011); Blackhurst et al. (2011);
Carvalho et al. (2012b); Spiegler et al. (2012).
Transportation Transportation mode Sheffi and Rice (2005); Tang (2006a); Stecke and Kumar (2009).
Risk management Risk sources Christopher and Peck (2004); Zsidisin (2003); Colicchia et al.
(2010); Christopher et al. (2011)

Both intra- and inter-organisational issues were considered by an important issue which is considered by The World
the literature as meaningful to companies by enabling them to Economic Forum (2013) as one of the ways to create supply
bounce back easily from emergency situations through chain resilience. It assists data sharing and visibility, for
procurement, which acted like a bridge by connecting internal instance.
and external organisation’s requirements. Thus, the first
framework (Figure 5) was developed to join the theoretical Figure 5 Framework of intra- and inter-organisational
findings following the rational of this study. Intra- issues from a procurement perspective to create supply chain
organisational issues were, therefore, grouped in knowledge resilience
acquired, inventory, product and technology areas, while
strategic sourcing, supply chain design, transportation and risk
were the general points from inter-organisation issues.
Taking into consideration the intra-organisational issues,
knowledge acquired is characterised as a key general point to
enable companies to overcome problems by lessons learnt
from difficult experiences. Moreover, there is the daily
knowledge acquired through internal communication among
functions within the company. Regarding inventory, it is
noticed that different ways to manage it can enable companies
to think and act wisely to return as quickly as possible to
normal activities and performance. Developing product
flexibility is also a strategy that helps companies in critical
situations; however, it should be combined to the other
general points, such as sourcing strategic and inventory.
Technology, particularly information technology (IT), is also

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Achieving supply chain resilience Supply Chain Management: An International Journal
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Regarding inter-organisational issues, strategic sourcing is A number of theoretical implications can be listed as a result
underpinned by four fundamental issues. By managing them of this study. First, a positive influence was shown of those
properly, procurement managers will be able to develop a enablers highlighted in Table VII on procurement activities.
good relationship with suppliers, and hence find beneficial Overall, enablers and barriers identified here are all capable of
ways to make strategic and effective decisions. Connected to improving or reducing the effectiveness of resilience capability
the next issue, strategic sourcing can help the supply chain in the supply chain. Due to barriers having presented opposite
design (or supply chain configuration or even re-engineering) characteristics from enablers in general, the analysis and
to reduce complexity and enhance the alignment of the flows discussion were mostly focused on the enablers. Second, it
throughout the supply chain. How to transport products is helped explore an unstudied point in the literature by
also an issue to be carefully observed and managed if the need expanding the knowledge built so far in operations
arises. Finally, it is vital that supplier risk be regularly management and supply chain management through
monitored and assessed by procurement managers. identifying the connection between a mature business
Overall, there is a need to analyse trade-offs involved in each function (procurement) to a recent area of the supply chain
of these issues, so that managers should be more aware of the
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management (resilience). Additionally, it adds to knowledge


current situation of the market, the environment and the in the supply chain strategy literature with regard to those
company’s operation to make decisions less likely to lead to organisational issues that may help procurement managers
disruptions. Bearing this in mind, by managing and
better orchestrate the flow of goods and information along the
controlling those intra and inter-organisational issues, which
supply chains to cope with supply disruptions. Moreover, risk
have proven to be closely linked to resilient enablers and
and integration are two points emphasised in this paper which
procurement activities, it is possible to achieve supply chain
further augments the literature in these areas. Third, this study
resilience. Figure 6 summarises this rationale which resulted
also highlights the benefits of using proactive actions by
from the discussion and findings of this study.
focusing on key issues to create the resilience capability within
the companies or along their supply chains to overcome
7. Conclusion critical disruptions as well as daily outages.
Likewise, for the theoretical implications of this research,
Although supply chain resilience is pointed out by some
the light shed on the issues underpinning the development of
scholars as a subject in its infancy (Christopher and Peck,
a resilience capability from a procurement perspective can also
2004; Blackhurst et al.,2005; 2011), a growing number of
be considered a contribution. By managing them proactively,
studies have been published on this topic along with supply
practitioners are able to deal with unplanned outages without
chain risk and vulnerability due to changes in the market and
taking the risk of making immediate and inefficient decisions
the environment. Thus, this exploratory study used the
which will impact the firm’s performance. Furthermore, it will
systematic literature review method to investigate intra- and
help procurement to enlarge and reaffirm its internal and
inter-organisational issues present in the literature by which
procurement should address to create supply chain resilience. external relationship with internal customers and suppliers by
Table VIII exhibits the findings of this study in exposing the fulfilling efficiently its responsibilities of boundary spanning
intra- and inter-organisation issues elicited from the above function.
discussion about the implications of enablers (and barriers) on Considering the relation of this topic in study to the
procurement activities. These issues were still grouped in eight corresponding underpinning approach, Ellram et al. (2013,
general points related to procurement function which makes the p. 30) affirm that “a conceptual theory building uses existing
link between internal and external of the company (Figure 5). A theory, literature and other data sources to both inductively
good management and control of both intra- and and deductively advance the understanding of a particular
inter-organisational issues by procurement managers (according phenomenon”. Thus, following this rationale to understand
to the discussion in the item 5.3) will make companies achieve an the phenomenon through dynamic capability approach
effective supply chain resilience (Figure 6). referred earlier, those organisational issues may help managers
to reconfigure competences and resources so internally as
externally. Thereupon companies will be able to cope with
Figure 6 Framework of achieving supply chain resilience untoward events in a rapid and effective way by adapting the
through intra and inter-organisational issues resources, activities and/or strategies. Furthermore, the same
authors also state that theory building involves “identifying an
important gap in current theory and knowledge, gathering
data and defining variables, limiting and defining the domain
and building relationships among variables and developing
predictions” (p. 30). These steps set forth as a possible way
forward for this study by verifying empirically the intra- and
inter-organisational issues identified here, and how they are
managed and controlled by procurement practitioners. In this
sense, the present study can be considered a step toward
theory-building by offering directions for future research,
besides offering a contribution to the literature of supply chain
strategy, supply chain risk and supply chain integration.

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Achieving supply chain resilience Supply Chain Management: An International Journal
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7.1 Limitations and recommendations for further starting point to extract the organisational issues. Thus, a focus
research group method can help to come up with a variety of outcomes by
Despite the findings and implications highlighted above, this creating a discussion among managers with different skills,
study also presents limitations. First, it is purely exploratory experiences and motivation. It should be interesting during this
based on the body of knowledge presented in two databases in session to apply the critical incident technique (Flanagan, 1954).
the past 13 years, as it followed the systematic review process. This additional tool could help to collect data in a more systemic
Second, it was focused on procurement activities which although way to increase the soundness of the possible outcomes.
have a strategic and important function that interfaces focal Afterwards, methodologies such as Interpretive Structural
company and suppliers, is only one part of the organisation. Modelling (ISM) approached by Faisal et al. (2006) and Fuzzy
Third, and following the second limitation, it was restricted to Interpretative Structural Modelling (FISM) applied by Yenradee
the upstream of the supply chain and it might be interesting to and Dangton (2000) could be relevant to understand the
explore the downstream side in further research. relationship among the enablers.
Considering these limitations, a number of missing topics The phenomenon in analysis – creation of supply chain
can be highlighted for further research. Empirical studies can resilience – may be encompassed not only procurement effort but
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delve into the role of procurement in creating supply chain also a set of business functions effort (logistics, sales and
resilience considering that useful knowledge is achieved by marketing for example) within the focal firm and along members
interplaying with the reality (MacCarthy et al., 2013). In this of the supply chain. Accordingly, issues and actions from
context, qualitative and quantitative research can help to different function perspectives should be further explored to
advance the knowledge by applying them suitably. Regarding build a resilient supply chain. Furthermore, it is known that
qualitative methods, one opportunity for future research could resilience is not a cheap strategy. So that other opportunities to
be conducting multiple case studies in manufacturing research could focus on organisational performance by
companies from a single sector. For example, the technology examining how costs to create resilience capability can be
or fashion sector which are embedded in a very uncertain and minimised. It will guide practitioners to manager systematically
dynamic market. It would assist to verify whether the their general resources with the aim to be more effective in the
aforementioned issues are applicable, efficient and sufficient disruption recovery.
to create supply chain resilience. Comparing these issues in The involvement of this topic with other underpinning
different sectors is also a good research opportunity to approaches or theories should also be considered for further
visualise different perspectives, common issues among them research. Resource dependence theory (Pfeffer and Salancik,
or even identify additional ones. As following research, a 1982), strategic choice (Child, 1972; Miles and Snow, 2003)
comparison study among different countries would be relevant or strategic contingency theory (Hickson et al., 1971) could be
to come up with possible issues related to culture, economy interesting theories to address the phenomenon since they all
and environment. Furthermore, to narrow down the scope of consider the environmental influence on the organisation’s
the future studies, researchers could focus on specific actions, performance and consequently business continuity.
products, suppliers or even distinct disruptions to investigate However, for each one of these, the phenomenon should be
the creation of resilience capability for particular critical cases. approached differently according to their particularities.
Also future research could develop a longitudinal study, so Finally, trade-off decisions of supply chain resilience and
that researchers could identify the evolution of resilient procurement should be investigated to delve further into this
strategies. This research opportunity was already referenced study which could produce additional and meaningful results.
by Jüttner and Maklan (2011) and Pettit et al. (2013), Among all these opportunities for future research, the next
however from a different context to the focus of this study. step of this study will focus on an empirical research. To do so,
Likewise, those future propositions to qualitative research, a multiple case study will be developed in four international
quantitative methods can also be applied to test the findings companies located in Brazil, where semi-structured interviews
statistically. In this case, a survey structured by the likert scale will be conducted with procurement managers from the focal
could be used to test and quantify the issues found in this firm and with up to three of its key suppliers. The decision to
study. Although the rate of response in this method is interview both sides of the enterprise was made to avoid bias by
normally low, it has the advantage of gathering data from a only having a perspective from the buyer company. Furthermore,
variety of companies in different countries owing to the global it is possible to extend such results to other links along the supply
internet accessibility. Nevertheless, Pettit et al. (2013) chain and not focus only on a single company or dyads. This will
highlight in their research, ways to increase the response rate, seek to explore whether those intra- and inter-organisational
such as preliminary messages, follow-up reminders, issues highlighted in the conceptual framework are really
personalisation of requests and deadline dates. Furthermore, important and sufficient to creating supply chain resilience. The
the development of a mixed method should be a valuable forethoughts about such organisational issues will help managers
research because it has increasingly been employed by raising avoid mismatches in the long run.
the validity of the findings through examining the same Based on the findings and the recommendations for future
phenomenon qualitatively and quantitatively (Brannen, research listed here, it is advocated that this topic is relevant to
1992). Moreover, MacCarthy et al. (2013) state that both be studied, considering its importance to deal with the
methodological approaches are essential and inextricably emergent, volatile and challengeable market plus an unstable
linked for theory building and knowledge development. environment. It has also being closely linked to a boundary
Delving the knowledge into resilient enablers and barriers is spanning function involved in one of the top recent topics
also a good opportunity for further research, as they are the studied at the moment: global sourcing risk. Indeed, moving

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Achieving supply chain resilience Supply Chain Management: An International Journal
Carla Roberta Pereira, Martin Christopher and Andrea Lago Da Silva Volume 19 · Number 5/6 · 2014 · 626 –642

away from traditional strategies and plans to manage risk in management: influence on performance and
the supply chain is something that managers are already aware competitiveness”, Logistics Research, Vol. 4 Nos 1/2,
of in the current climate. Therefore, companies should take pp. 49-62.
advantage of the current crisis arising from this era of Carvalho, H., Barroso, A.P., Machado, V.H., Azevedo, S. and
turbulence to overcome not only disruptions, but also become Cruz-Machado, V. (2012b), “Supply chain redesign for
more competitive in a volatile market. resilience using simulation”, Computers & Industrial
Engineering, Vol. 62 No. 1, pp. 329-341.
Note Castaldi, C., Kate, C.T., Braber, R. (2011), “Strategic
purchasing and innovation: a relational view”, Technology
1. All the papers included in this graph are not exclusively
Analysis & Strategic Management, Vol. 23 No. 9,
related to resilience. They also approach vulnerability,
pp. 983-1000.
uncertainties, risk and disruptions (interconnected
concepts). In addition, as the search was conducted Chiang, C., Kocabasoglu-Hillmer, C. and Suresh, N. (2012),
between December 2012 and January 2013, no paper “An empirical investigation of the impact of strategic
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related to the topic in study from 2013 was found. sourcing and flexibility on firm’s supply chain agility”,
International Journal of Operations & Production
Management, Vol. 32 No. 1, pp. 49-78.
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