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Yang Et Al. (09) READix Methodoloty Published
Yang Et Al. (09) READix Methodoloty Published
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Journal of Environmental Management 90 (2009) 2494–2506
a r t i c l e i n f o a b s t r a c t
Article history: Accurate detection and identification of natural or intentional contamination events in a drinking water
Received 10 October 2007 pipe is critical to drinking water supply security and health risk management. To use conventional water
Received in revised form quality sensors for the purpose, we have explored a real-time event adaptive detection, identification and
24 December 2008
warning (READiw) methodology and examined it using pilot-scale pipe flow experiments of 11 chemical
Accepted 21 January 2009
Available online 6 March 2009
and biological contaminants each at three concentration levels. The tested contaminants include pesti-
cide and herbicides (aldicarb, glyphosate and dicamba), alkaloids (nicotine and colchicine), E. coli in
terrific broth, biological growth media (nutrient broth, terrific broth, tryptic soy broth), and inorganic
Keywords:
Contaminant detection chemical compounds (mercuric chloride and potassium ferricyanide). First, through adaptive trans-
Contaminant identification formation of the sensor outputs, contaminant signals were enhanced and background noise was reduced
Drinking water security in time-series plots leading to detection and identification of all simulated contamination events. The
Detection threshold improved sensor detection threshold was 0.1% of the background for pH and oxidation–reduction
Adaptive monitoring potential (ORP), 0.9% for free chlorine, 1.6% for total chlorine, and 0.9% for chloride. Second, the relative
Water quality sensors changes calculated from adaptively transformed residual chlorine measurements were quantitatively
related to contaminant-chlorine reactivity in drinking water. We have shown that based on these kinetic
and chemical differences, the tested contaminants were distinguishable in forensic discrimination
diagrams made of adaptively transformed sensor measurements.
Published by Elsevier Ltd.
water pipes 1990; Miles, 1991). In a different chemical class, the chlor-
Sampling
To sensor stations
To drain
Fig. 2. Experimental setup of a pilot-scale distribution pipe device for the testing of 11 chemical and biological contaminants. Water flow rate was maintained at 83.4 L/min by the
use of a 2841-L hydraulic surge tank. Following contaminant injection at location 0, changes in water quality parameters were measured in two sensor stations at locations 1 and 2.
biological agents and, along with the E. coli surrogate, can represent It ¼ Ict þ Ibt þ Int þ Idt þ s (1)
a wide range of potential biological threats to a water system (Szabo
et al., 2007). Other tests materials are laboratory-grade (>99%
Ict ¼ b,Cit þ qi (2)
purity) inorganic mercuric chloride and potassium ferricyanide
both from Sigma–Aldrich. In Eq. (2), the time-independent instrument response factor (b) and
the intercept ðqi Þ yield sensor output statistically centered at
2.2. Composite dataset for event detection a target concentration (e.g., chlorine residual) that consist of the
introduced contaminants and a weighted mean of background
Table 1 shows experimental results for the 11 contaminants, measurements in a locally adaptive time window. Use a time-series
each at three initial concentrations. Detailed experimental data and b
polynomial function½ mFðtÞ to approximate both Itb and the time-
testing conditions are described in Szabo et al. (2007). Sensor dependant instrument drift (Itd), where m
b is a matrix of coefficients,
outputs for individual tests were arbitrarily combined into a single and further assume normal distribution for the instrument noise
composite dataset in time series without correction of the differ- and operation-related random errors ½nðInt ; sÞ. Then a water quality
ence in baselines and individual sensor calibrations. This leads to sensor output in Eq. (1) can be written in a general form of:
baseline fluctuations between experiments; some are abrupt and
substantial (Fig. 3) resembling sudden changes in water quality and It ¼ b,Cit þ mFðtÞ
b þ n Int ; s (3)
sensor operations in field application. For the composite dataset,
Eq. (3) presents a concept for source separation of a water quality
background noise mostly due to the sudden baseline changes is
sensor output. Similar forms of expression in signal superposition
measured as one standard deviation of the sensor outputs equal to
and decomposition can be found in acoustic sensor signal process-
7.9% for pH, 8.6% for ORP, 8.7% for free chlorine, 8.9% for total
ing, medical imaginary analysis, and sensor-based process engi-
chlorine, and 42.1% for chloride.
neering controls (e.g., Aichner et al., 2004; Choi et al., 2005; Yan et al.,
2005; Feintuch, 1990). Methods are sought to identify the contam-
3. Sensor data treatment for anomaly detections
inant signal in form of water quality changes and separate it from
b
background variations ½ mFðtÞ and instrument noises ½nðInt ; sÞ. Yang
The iterative READiw process regulates anomaly detection,
et al. (2007) described an adaptive monitoring process for signal
detection confirmation and contaminant classification (Fig. 1). This
separation using sensor output normalized against those in an
section illustrates the detection principles and techniques in
adaptive time window (T). When ½mFðt þ 1Þ mFðTÞ IiT and is set
application to the experimental composite dataset.
at a constant, the relative change (Dc) in sensor output between at
time t and the adaptive time window is obtained. From Eq. (3),
3.1. Adaptive data transformation
Iit bðCt CT Þ b
mFðtÞ b
mFðTÞ
As a measurement of electronic energy from multiple sources to Dc ¼ 1 ¼ or
which a chemical sensor is exposed, its output can be decomposed IiT IiT IiT
through signal treatment for principal source estimations and ðCt CT Þ 1
physical representations (e.g., NRC, 1995; Choi et al., 2005; Lee et al., Dcy ð4Þ
CT 1þk
2004; and Lin et al., 2007). Similarly in drinking water monitoring,
a conventional sensor output at time t (It) can be considered as
a composite of instrument response to a target substance (Itc), effect
of the natural background variation (Itb), instrument noise (Itn) and
b
mFðTÞ þ n InT ; s
k ¼ and lim ðkÞ/0 (5)
drift (Itd), and operation-related random variance (s). Itb equals zero bCiT T/N
for a selective compound-specific sensor and can vary for non-
selective water quality sensors, for which signal output and target In background monitoring, the relative change of sensor outputs
concentration (Cti ) are related by: converges to zero. Dc < 0 for parameters of a reactant, and Dc > 0
Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506 2497
Table 1
Relative change (Dc) of 5 parameters determined at two sensor stations for the 11 biological and chemical contaminants.
Dicamba 67 2.6 ND ND ND 1.1 0.0 0.7 0.1 ND ND ND 0.5 0.0 0.8 0.1
MW 71 2.6 ND ND ND 1.2 0.0 0.7 0.0 ND ND ND 0.7 0.0 0.8 0.0
221.04 67 1.3 ND ND ND 0.5 0.0 0.4 0.1 ND ND ND ND 0.3 0.1
71 1.3 ND ND ND 0.7 0.1 0.2 0.1 ND ND ND ND 0.3 0.1
67 0.8 ND ND ND ND ND ND ND ND ND ND
71 0.8 ND ND ND ND ND ND ND ND ND 0.2 0.1
Glyphosate 22 3.0 96.6 0.0 52.2 0.5 4.1 14.0 2.9 0.0 95.1 0.0 51.6 4 2.5 0.2 1.4 4.9 0.1
MW 23 3.0 97.3 0.6 51.5 2.0 4.1 20.0 2.4 0.1 95.2 0.0 48.7 0.5 2.2 0.1 1.2 4.1 0.1
169.08 23 1.5 62.5 2.1 30.5 0.8 2.1 0.2 8.8 0.5 0.1 58.7 0.8 29.1 0.9 1.3 0.1 ND 0.7 0.0
22 0.4 31.7 0.7 16.5 0.4 1.3 0.0 1.9 ND 31.0 0.9 15.4 0.4 ND ND 0.4 0.1
23 0.4 36.2 0.5 18.0 0.0 1.4 0.3 3.4 ND 33.4 0.3 17.5 0.3 ND ND 0.4 0.1
Mercuric chloride 52 2.2 ND ND ND 2.2 0.0 1.5 0.1 1.1 0.2 ND 2.1 0.2 0.9 0.2 1.4 0.0
MW 53 2.2 ND ND ND 1.8 0.0 1.2 0.1 1.1 0.0 ND 1.3 0.2 0.8 0.0 1.2 0.0
271.52 52 1.1 ND ND ND 0.7 0.1 0.7 0.0 ND ND 1.1 0.1 0.5 0.0 0.7 0.0
53 1.1 ND ND ND 0.6 0.0 0.7 0.1 ND ND 0.9 0.1 0.4 0.0 0.6 0.0
52 0.4 ND ND ND ND ND ND ND ND 0.2 0.0 0.2 0.0
53 0.4 ND ND ND 0.3 0.0 ND ND ND ND 0.1 0.0 0.2 0.0
Nicotine 25 3.8 39.2 0.4 23.0 1.1 ND 8.1 0.7 0.1 79.7 0.5 43.9 0.9 ND 3.8 0.9 0.0
MW 28 3.8 48.0 0.5 30.0 0.5 ND 14.6 0.9 0.1 88.5 0.6 48.0 0.6 ND 3.9 1.1 0.0
162.23 25 1.9 24.9 0.3 15.2 0.7 ND 5.8 ND 44.9 0.4 26.4 0.7 ND 2.0 0.5 0.0
28 1.9 29.3 0.6 19.8 0.5 ND 7.5 ND 51.7 0.6 30.4 0.7 ND 2.4 0.5 0.1
25 0.4 7.9 0.2 5.5 0.3 ND 1.3 ND 13.0 0.4 9.3 0.4 ND 0.5 ND
28 0.4 9.6 0.1 6.9 0.4 ND 2.5 ND 15.9 0.0 10.0 0.5 ND 0.4 ND
Colchicine 3 3.6 88.2 0.6 82.1 0.7 2.1 9.5 ND 87.1 0.0 80.6 0.7 ND 0.6 ND
MW 24 3.6 91.2 0.7 85.3 0.9 3.8 17.2 ND 86.4 0.7 83.1 0.3 ND 1.0 ND
399.44 3 1.8 44.5 0.7 43.2 0.8 1.0 0.1 3.4 ND 43.2 0.5 41.6 0.5 ND ND ND
24 1.8 45.3 0.5 43.9 0.5 1.8 0.2 6.5 ND 42.2 0.3 42.6 0.6 ND ND ND
24 0.4 8.3 0.7 8.8 0.0 ND 1.2 ND 8.2 0.1 19.2 0.4 ND ND ND
E. coli in terrific broth 1 0.14 89.9 0.5 7.7 0.5 3.2 10.0 ND 88.2 0.0 9.4 0.4 8.6 5.2 1.2 0.0
2 0.14 89.7 0.5 7.6 0.5 3.6 13.0 1.0 0.1 89.5 0.6 9.2 0.4 8.4 5.8 1.2 0.0
1 0.07 66.5 0.9 7.4 0.3 1.6 0.2 7.8 1.3 0.7 71.0 0.7 12.8 0.3 ND 4.5 0.5 0.0
2 0.07 63.6 0.5 8.0 0.1 1.5 0.2 8.6 0.4 0.1 69.0 1.0 12.8 0.3 ND 4.4 0.5 0.1
1 0.01 15.2 0.5 ND ND 2.2 ND 16.7 0.8 5.6 0.6 ND ND ND
2 0.01 ND ND ND 0.4(0.0) ND ND 2.0 0.0 ND ND ND
Nutrient broth 136 0.95 12.0 0.1 3.3 0.0 1.5 0.3 4.9 ND 15.5 0.5 5.3 0.5 ND ND ND
137 0.95 13.5 0.5 2.8 0.3 ND 3.7 ND 25.6 0.7 6.8 0.1 2.7 2.9 ND
136 0.47 6.6 0.0 2.4 0.1 ND 3.8 ND 6.7 0.0 3.3 0.0 ND ND ND
137 0.47 1 0.0 2.0 0.1 ND 7.0 ND 12.6 0.5 4.2 0.1 1.1 0.2 1.4 0.1 ND
136 0.12 2.3 0.3 3.0 0.6 ND 1.7 ND 2.8 0.3 1.6 0.5 ND ND ND
137 0.12 2.3 0.4 ND ND ND ND ND 1.7 0.1 ND ND ND
Terrific broth 102 0.95 21.1 0.3 3.7 0.0 ND 2.1 ND 26.0 0.3 7.4 0.3 ND 0.7 ND
112 0.95 21.4 0.1 3.3 0.1 ND 1.9 ND 25.4 0.5 7.4 0.5 ND 0.6 ND
102 0.47 10.6 0.0 2.2 0.1 ND 1.1 ND 12.9 0.5 4.2 0.4 ND ND ND
112 0.47 11.7 0.0 2.4 0.1 ND 0.9 ND 14.2 0.1 4.5 0.5 ND ND ND
112 0.12 3.4 0.0 ND ND ND ND 4.0 0.1 2.0 0.0 ND ND ND
Tryptic soy broth 141 0.95 17.8 0.3 4.4 0.4 0.9 0.2 3.8 ND 23.3 0.1 9.2 0.9 ND 3.1 ND
176 0.95 15.6 0.3 6.7 0.1 2.7 0.2 2.7 ND 22.7 0.6 16.7 0.8 ND 4.6 ND
141 0.47 9.7 0.6 ND ND 2.3 ND 12.6 0.0 5.7 0.4 ND 1.9 0.0 ND
176 0.47 10.1 0.3 4.3 0.5 1.7 0.2 1.7 0.1 ND 14.1 0.8 10.2 0.1 ND 1.8 0.0 ND
141 0.12 3.5 0.5 ND ND 0.8 0.0 ND 3.8 0.5 2.7 0.4 ND 0.5 0.0 ND
176 0.12 3.1 0.3 ND ND 0.5 0.0 ND 4.7 0.4 3.3 0.1 ND 0.2 0.1 ND
1.2
(mg/L) 0.8
Clf
0.4
0.0 0.2
-0.2
Δc
-0.4
1.5 -0.8
(mg/L)
1.0
Clt
0.5
0.0 0.5
0.0
Δc
-0.5
-1.0
Chloride
60
(mg/L)
40
20 0.3
0 0.2
Δc
0.1
0.0
9.5 -0.1
(S.U.)
8.5
pH
7.5 0.05
6.5
Δc
0.00
900 -0.05
(mV)
ORP
700
500 0.3
Δc
0.0
-0.3
AL AL DI DI GL GL PF PF MC MC NC NC CC CC EC EC NB NB TB TB TSB TSB
0 5 10 15 20 25 30 35
Time (hour)
Fig. 3. Time-series plots of the experimental composite dataset (blank line) for free chlorine (Clf), total chlorine (Clt), chloride, pH and ORP at the 22.4-m sensor station; plots for the
other parameters are not shown. Dc–t plot of adaptively treated sensor outputs is attached below each of the experimental dataset. Note that the adaptive sensor output treatment
has significantly reduced background noise (green line) and enhanced contaminant signals (red line) for each of the injection events: aldicarb (AL), dicamba (DI), glyphosate (GL),
potassium ferricyanide (PF), mercuric chloride (MC), nicotine (NC), colchicine (CC), E. coli in terrific broth (EC), nutrient broth (NB), terrific broth (TB), and tryptic soy broth (TSB).
for parameters of a reaction product. The monitoring operator k is 3.2.2. Inversed U-shape pattern
a small constant in design of an adaptive monitoring program, The pattern is observed in chloride, in pH for nicotine and in total
a condition that can be difficult to satisfy for excessive background chlorine for potassium ferricyanide (Fig. 3). Like hydrogen ion, chloride
variations and instrument drift or failure. is a conservative reaction by-product subject to longitudinal disper-
sion in pipe. This generates the inversed asymmetric U-shape pattern
as observed in the experiments of aldicarb, glyphosate, potassium
3.2. Concentration–time patterns and anomaly detection ferricyanide, colchicine, and biological contaminants. When the
dispersion effect is sufficiently large, the asymmetric pattern at the
The composite sensor dataset after adaptive treatment using Eq. upstream sensor stations is transformed into the dispersive inversed
(4) shows small background variations and the enhanced V-shape along the flowing distance (Yang et al., 2007).
contaminant signals (Fig. 3). Consistent patterns in the Dc–t plot
correspond to the contaminant injection events and have the 3.2.3. V-shape pattern
marked difference in geometry among the water quality Commonly observed in ORP measurements (Fig. 3), the V-shape
parameters. pattern reflects the ORP reduction in the contaminant ‘‘slug’’ due to
chlorine residual loss. The ORP loss curve begins at the downstream
3.2.1. U-shape loss pattern edge of a contaminant ‘‘slug’’ marked by the chlorine loss, and
Typical of chlorine residual loss at a reactive contaminant recovers to the background level upstream of the contaminant-
‘‘slug’’, the U-shape residual loss pattern is readily detectable and water interface (Fig. 4). An inversed V-shape pattern is common in
quantifiable (Fig. 3). In curve geometry (Fig. 4), the opening width the mercuric chloride experiments. For the V-shaped pattern and
in segment BB0 marks the time-equivalent pipe length where its inversed counterpart, the relative change Dc ¼ jcmax jorjcmin j.
residual loss has occurred; the relative change (Dc) is uniform in
the flat curve bottom (segment bb0 ) within the ‘‘slug’’. Sharp-sided 3.2.4. Detection and quantifications
curvature suggests a rapid recovery of concentration to the The characteristic patterns of type curves were defined by the
background level where Dcy0. In pH sensor outputs (Figs. 3 and curvature change point in a Dc–t plot (Fig. 4); their geometry
4), the U-shape pattern is also observed indicating more acidic measurements (opening width, bottom width, and relative
conditions in the contaminant ‘‘slug’’. It has a wider opening concentration change) of the detections are listed in Table 1.
width (segment DD0 ) than the bottom (segment dd0 ) likely due to Change points were determined in a low statistical filter (a ¼ 90%)
molecular diffusion and longitudinal dispersion of the reaction to include all potential contaminant events and to reduce false-
product Hþ in the pipe flow. negative detections. This initial detection was then confirmed and
Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506 2499
C C’
4. Kinetic relationships in sensor responses
as for the experiment results (Figs. 5 and 6). The large regression 1.0
correlation coefficients in Table 2 suggest that the adaptively Clf (22.4-m)
treated sensor data satisfy the kinetic relationships in Eqs. (8) and 0.8 Clt (22.4-m)
(9), based on which the contaminants can be classified into non-
Clf (335.4-m)
reactive, fast-reacting, and slow-reacting groups in reference to the
0.6 Clt (335.4-m)
1.33-min and 18.3-min hydraulic residence time. In field applica-
Δc
tions where the initial concentration ratios are rarely known, the
non-linear Eq. (6) is the basis to estimate the reaction kinetic 0.4
properties by matching the experimental data against Dc–t curves
of given R1, R2, kf, ks, Z values.
0.2
Aldicarb
0.0
0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
4.1. Fast-reacting contaminants
1.0
Free chlorine and total chlorine concentrations in aldicarb,
glyphosate, and colchicine experiments are consistent with the Clf (22.4-m)
linear relationship in Eq. (8) for fast-reacting contaminants at the 0.8 Clt (22.4-m)
two sensor stations (Fig. 5). A steady-state chlorine loss was Clf (335.4-m)
established before the contaminants reached to the 24.4-m sensor 0.6 Clt (335.4-m)
station at t* ¼ 1.33 min. No statistically significant changes in
Δc
correlation slope occurred in subsequent 17.0-min of water flow to
0.4
the 344.5-m sensor station (Table 2). Evidently in Eq. (8), the
correlation slope in the Dc–C0F /C0D plot is independent of time but
a function of the reaction stoichiometric constants and the molar 0.2
fraction of fast-reacting compounds in the tested materials. Colchicine
Experimentally determined correlation slope follows the order of 0.0
colchicine > aldicarb > glyphosate (Table 2). 0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
Previous studies (Brosillon et al., 2006; Mehrsheikh et al.,
2006; Ray et al., 1981; Arnstein et al., 1949; Mason et al., 1990; and 1.0
Miles, 1991) described chlorination pathways and molecular
structure changes that are consistent with the sensor measure- 0.8
ments and kinetic analysis results. In chlorinated water, aldicarb is
oxidized to yield aldicarb–sulphoxide and aldicarb–sulphone with
0.6
a half-life t*1/2 < 1 min (Miles, 1991; Mason et al., 1990) leading to
Δc
the rapidly established steady-state chlorine loss (Yang et al., Clf (22.4-m)
2007). On the other hand, glyphosate follows more complex 0.4 Clt (22.4-m)
oxidation pathways resulting in differential responses between Clf (335.4-m)
total and free chlorines. Brosillon et al. (2006) and Mehrsheikh 0.2 Clt (335.4-m)
et al. (2006) demonstrated in experiments that the carbamate
compound is oxidized to form monochloroglycine and then Glyphosate
dichloroglycine, followed by the rate-limiting dichloroglycine 0.0
0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6
decomposition to form chloraldimine and hydrochloric acid (t*1/2 ¼
3.04 min), in which cyanogen chloride oxidation produces chlo- 1.0
ramines and cyanate (NCO) in three-branched reactions. Based on
Clf (22.4-m)
second-order reaction constants reported in Brosillon et al. (2006),
0.8 Clt (22.4-m)
calculations indicate that 40% reactions produce chloramines as
the final products, which would not be registered in the sensor as Clf (335.4-m)
total chlorine loss. This is demonstrated in the experiments in 0.6 Clt (335.4-m)
which the determined ratios between total and free chlorine
Δc
10 50
E.coli in terrific broth Terrific broth
8 40
6 30
1/Δc
1/Δc
4 20
Clf (22.4-m) Clf (22.4-m)
2 10
Clf (335.4-m) Clf (335.4-m)
0 0
0 20 40 60 80 100 120 0 2 4 6 8 10
50 50
Nutrient broth Tryptic soy broth
40 40
30 30
1/Δc
1/Δc
20 20
Clf (22.4-m) Clf (22.4-m)
10 10
Clf (335.4-m) Clf (335.4-m)
0 0
0 2 4 6 8 10 0 2 4 6 8 10
CD0 CD0
CS0 CS0
Fig. 6. Correlation plot 1/Dc vs C0D/C0S for free and total chlorine in the experiments of E. coli in terrific broth and other biological growth media. The experimental data satisfies the
intrinsic linear relationship in Eq. (9) for the slow-reacting contaminants. Regression results are listed in Table 2.
4.2. Slow-reacting contaminants For nicotine, estimated 62 ð ¼ R2 ks Þ from Eq. (10) is 0.74 min1 in
free chlorine and 0.79 min1 in total chlorine. The kinetic constant in
For slow-reacting contaminants, the steady-state chlorine loss free chlorine is 1.69, 1.47, 1.45, and 1.81 min1 for E. coli in terrific
condition was not achieved within the hydraulic residence time at broth, nutrient broth, terrific broth, and tryptic soy broth, respectively.
the two sensor stations. The correlation slope increases in the Dc–
C0F /C0D plot and decrease in the 1/Dc–C0D/C0F plot. This relationship is
4.3. Non-reactive contaminants
evident in the experimental results of nicotine (Fig. 5), E. coli and
biological growth media (Fig. 6). From Eq. (9), a ratio between the
The experiments on dicamba and inorganic compounds (lead
correlation slope at 22.4-m and 335.4-m sensor stations (st1, st2) is
nitrate, mercuric chloride) showed no free chlorine residual loss, an
a function of the reaction constant 62 and the hydraulic retention
observation that is consistent with dicamba’s stable benzoic
time at the two stations (t1, t2):
structure and the chemical compositions of other contaminants. All
experiments showed detectable changes in pH, ORP and specific
conductivity (Fig. 3). For potassium ferricyanide, sensor signals
st1 1 e62 t2 after adaptive treatment showed a prominent increase in total
y (10)
st2 1 e62 t1 chlorine and ORP (Fig. 3) possibly as an artifact of the yellow color
Table 2
Regression results between relative change (Dc) and the contaminant concentrations in the pilot-scale flow experiments.
Contaminant c0F ,c0S (mg/L) Sensor 22.4-m Sensor Stationa 335.4-m Sensor Stationa Type
m b R(N) m b R(N)
Aldicarb 0.2–2.2 Clf 1.21 0.02 0.01 0.01 0.999(6) 1.26 0.01 0.004 0.006 0.999(6) (a)
Clt 1.44 0.10 0.01 0.04 0.982(6) 1.33 0.04 0.01 0.02 0.997(6) (a)
Glyphosate 0.4–3.0 Clf 0.69 0.10 0.25 0.01 0.997(5) 0.86 0.01 0.03 0.01 0.999(5) (a)
Clt 0.43 0.01 0.12 0.01 0.997(5) 0.80 0.03 0.07 0.02 0.996(5) (a)
Colchicine 0.4–3.6 Clf 1.71 0.03 0.01 0.01 0.999(5) 1.65 0.02 0.01 0.01 0.999(5) (a)
Clt 1.77 0.03 0.01 0.01 0.998(5) 1.54 0.06 0.08 0.02 0.993(5) (a)
Nicotine 0.4–3.8 Clf 0.30 0.02 0.05 0.02 0.985(6) 0.60 0.02 0.07 0.02 0.995(6) (a)
4.46 0.26 1.34 0.36 0.986(6) 2.80 0.16 0.58 0.22 0.987(6) (b)
Clt 0.20 0.03 0.04 0.02 0.939(6) 0.36 0.02 0.06 0.01 0.989(6) (a)
5.28 0.53 2.53 0.83 0.960(6) 0.36 0.02 0.06 0.01 0.989(6) (b)
E. coli in terrific broth 0.01–0.14 Clf 0.0592 0.0003 0.72 0.01 0.999(5) 0.053 0.001 0.73 0.02 0.999(4) (b)
Nutrient broth 0.12–0.95 Clf 5.63 0.11 3.42 0.48 0.998(6) 4.84 0.56 1.54 1.92 0.962(5) (b)
Terrific broth 0.12–0.95 Clf 3.94 0.11 1.37 0.40 0.998(5) 3.37 0.08 0.96 0.29 0.998(4) (b)
Tryptic soy broth 0.12–0.95 Clf 3.23 0.78 6.72 3.76 0.813(6) 2.94 0.47 2.12 2.05 0.906(3) (b)
Potassium ferricyanide 0.6–3.2 Clt 0.60 0.04 0.00 0.01 0.985(6) 0.581 0.028 0.00 0.01 0.991(6) (a)
Mercuric chloride 0.4–2.2 pH 0.031 0.006 0.00 0.00 0.927(4) 0.031 0.002 0.00 0.00 0.987(6) (a)
ORP 0.052 0.007 3.6 40E-5 0.977(4) 0.020 0.002 3.6 40E-5 0.977(6) (a)
a
Least-square linear regression (y ¼ mx þ b) of the experimental data in Table using (a) Eq. (8) for fast-reacting contaminants and (b) Eq. (9) for slow-reacting contaminants.
m – slope; b – intercept; R2(N) – one standard deviation (number of data points).
2502 Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506
8
Adaptive treatment of the experimental composite dataset has
reduced background noise and enhanced contaminant signals,
6 leading to accurate detection of all 22 contaminant injection events
(Fig. 3) and identification of the chlorine-contaminant reactivity (Figs.
4 5 and 6). Based on these results, the method detection false rates and
contaminant classification techniques are further discussed.
2
5.1. Contaminant detection and false rate
0
0.0 0.2 0.4 0.6 0.8 1.0 1.2 Detection accuracy is important for the use of non-selective
water quality sensors to detect contaminant events in a noisy
Δ c(Clf)
environment (McKenna et al., 2006). In classic robust classification
Fig. 7. Discrimination diagram in the DClf/DClt vs DClf plot for 11 chemical and bio- as well as more advanced techniques such as principal component
logical contaminants, each at three initial concentration levels. The E. coli in terrific analysis (PCA) and multi-variant statistics and clustering analysis
broth and other biological growth media form a positive trend in the plot as indicated (Shyu et al., 2003; Takahashi and Kurita, 2002; Klise and McKenna,
in Eqs. (9) and (10), whereas the alkaloids and pesticide/herbicides have a fair constant
2006; Oh and Lee, 2003; Bacon, 1995), sensor outputs are classified
DClf/DClt approximately less than 2. Symbols: AL – aldicarb, DI – dicamba, GL –
glyphosate, PF – potassium ferricyanide, MC – mercuric chloride, NC – nicotine, CC – against a statistical reference (e.g., Euclidean or Mahalanobis
colchicine, EC – E. coli in terrific broth, NB – nutrient broth, TB – terrific broth, and TSB distance) or by using the partial least-square distance in regression.
– tryptic soy broth. Klise and McKenna (2006) quantitatively evaluated the false
detection rate using a multi-variant PCA cluster analysis technique.
Their results showed that the method detection accuracy was 75.1%
at 1.5 times and 84.5% at 2.5 times of the background signal
−10 Δ 0 Δ c(Childe)
− Δ c(Clt)
1.0
0.0
.2
.5
.3
.8
.4
.9
.6
.1
.7
0.0
1.0
.1
.9
.2
.8
.3
.7
.4
.6
.5
1:1
.5
7:3
.6
.4
.7
.3
.8
.2
.9
.1
1.0
Δ c(Clt) Δ c(Clf)
1.0
.9 .1
.8 .2
.7 .3
AL
.4 GL
.6
NC
.5 .5 CC
EC
.4 .6
NB
.7 TB
.3
TSB
.2 .8 KF
MC
.1 .9
1.0
0.0
10 Δ c(Chloride)
Fig. 8. Tetrahedron projections of the Dc (Clf) – Dc (Clt) – 10DcChloride system for the tested chemical and biological contaminants. Arrow indicates the change trend as chloride
accumulates while the DClf/DClt ratio increases for slow-reacting contaminants. Symbols: AL – aldicarb, DI – dicamba, GL – glyphosate, PF – potassium ferricyanide, MC – mercuric
chloride, NC – nicotine, CC – colchicine, EC – E. coli in terrific broth, NB – nutrient broth, TB – terrific broth, and TSB – tryptic soy broth.
Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506 2503
NC
This agreement indicates a potential for contaminant differentia-
CC
0.05 EC tion and classification with the assistance of discrimination
NB diagrams as forensic tools. Four discrimination systems are exam-
0.04 GL TB ined to differentiate the 11 tested contaminants.
TSB
0.03 PF 5.2.1. The D c (Clf)/D c (Clt)–D c (Clf) system
MC
Among the water quality parameter changes, free and total
0.02 chlorine residual losses are the most direct indicator of contami-
DI, MC
nant reactivity. The ratio of relative changes as shown in the Dc
0.01 (Clf)/Dc (Clt)–Dc (Clf) diagram reflects the reaction kinetic differ-
EC & Growth media
ences between total and free chlorine (Table 2). As expected from
Eq. (9), fast-reacting contaminants are associated with a narrow
-0.1 0.1 0.2 0.3 0.4 0.5 0.8 1.0
range of Dc (Clf)/Dc (Clt) values. The ratio is independent of time,
-0.01 Δ c*(ORP) - Δ c* (Chloride) but a function of stoichiometric constants and molar concentration
NC
ratios between contaminant and chlorine. In Fig. 7, this correlation
-0.02
is evident in pesticide/herbicides and alkaloids that form a broad
Fig. 9. Binary discrimination diagrams in the Dc (pH) – Dc(ORP) – Dc(Chloride) system band with Dc (Clf)/Dc (Clt) < 2 over the full range of free chlorine
showing different plotting areas and correlations among tested chemical and biological loss.
contaminants. Symbols: AL – aldicarb, DI – dicamba, GL – glyphosate, PF – potassium On the other hand, the slow-reacting contaminants E. coli in
ferricyanide, MC – mercuric chloride, NC – nicotine, CC – colchicine, EC – E. coli in
terrific broth and other biological growth media showed larger
terrific broth, NB – nutrient broth, TB – terrific broth, and TSB – tryptic soy broth.
relative loss ratios and a positive correlation in the plot. As shown
in Eqs. (9) and (10), the total and free chlorine residual loss and
strength, a better performance than the other distance-based their ratios are a function of time and relative magnitude of their
detection algorithms. reaction kinetic constants. This difference defines the range of Dc
While the statistical population distance is commonly used as (Clf) values and the slopes of correlations in the Dc (Clf)/Dc (Clt)–Dc
the judging criteria in robust anomaly detections, transitions (Clf) diagram.
between the populations are often neglected. This method
assumption has restricted the anomaly detection capability for 5.2.2. The D Cf–DCt–DCchloride system
a dynamic process, where significant changes between two process Relationships among the reactants (free and total chlorine) and
statuses are potentially small and overshadowed in background reaction product (chloride) are shown in a tetrahedron projection
noise. The detection capability is improved by introducing the rate (Fig. 8) where all tested contaminants are plotted in the area of
of changes as an independent criterion that contains rich infor- Dcf Dct. Pesticide/herbicides and alkaloids are located in the area
mation characteristic of the populations. For example, Lee et al. 0.25 Dc(Clf)/Dc(Clt) 0.5 different from that of E. coli in terrific
(2004) introduced a dynamic independent component analysis broth and other biological growth media. On the other hand,
technique to improve process control by capturing the transitions inorganic compounds potassium ferricyanide and mercuric chlo-
of control parameters between two processing conditions. Simi- ride are associated with an increase in total chlorine and chloride,
larly, Lin et al. (2007) outlined a fast-algorithm for independent respectively (Table 1). Because of these properties, the contami-
component analysis and recovery (ICA-R) in anomaly separation nants are plotted in different projection planes separate from other
and detection. tested contaminants (Fig. 8).
In drinking water applications, the READiw method utilizes
a hybrid detection approach that combines both distance-based 5.2.3. The pH–ORP–chloride system
robust statistics and the analysis of the transition between the Water quality parameters chloride, ORP and pH are sensitive to
background and a contaminant event. It is observed that for non- the presence of tested contaminants in drinking water (Fig. 3).
compound specific conventional water quality sensors, the differ- Except for mercuric chloride for which simple dissolution can result
ence between background and the contamination can be small in in pH changes, other detected pH changes are related to chlorine-
magnitude and the transition is often overshadowed in the noisy contaminant reactions. The largest pH decrease was recorded in
background of a water distribution pipe. Thus to improve the glyphosate (2–4%), consistent with published kinetic studies
2504 Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506
Δc (Clf, Clt)
-0.2 -0.2
Δc (Clf, Clt)
-0.2 -0.1
Δc (Clf, Clt)
-0.2 0.005 -0.2
Fig. 10. Characteristic Dc–t patterns for aldicarb, glyphosate, dicamba, nicotine, colchicine, E. coli in terrific broth constructed for the 22.4-m and 355.4-m monitoring stations. The
shape and assembly of Dc values are distinct between contaminants, reflecting the differences of their reactivity with chlorine and other physiochemical properties in water pipes.
(Mehrsheikh et al., 2006; Brosillon et al., 2006) that glyphosate the observed Dc values of water quality parameters, contaminant
oxidization in chlorinated drinking water generates HCl as a reaction forensic analysis in discrimination diagrams, and contaminant
intermediate in 10 of 26 reaction steps. Smaller degrees of pH transport between monitoring stations.
decrease were observed in E. coli, mercuric chloride, dicamba, and The adaptive transformation and contaminant classification
aldicarb in the order of decreasing magnitude. Differently, a small pH techniques are examined on 22 pilot-scale distribution pipe
increase <1% was registered in nicotine (Table 1). The compound is experiments for 11 selected contaminants including pesticide/
readily distinguishable for an increase in pH, a large decrease in ORP, herbicides, alkaloids, E. coli in terrific broth, biological growth
and the lack of change in chloride in the pH–ORP–chloride system media, and inorganic compounds. A composite dataset composed
(Fig. 9). This property reflects fact that in chlorine solution, nicotine of all 22 individual experiments of varying baseline variations is
is transformed to nicotinic acid producing changes in hydrogen and analyzed. Major conclusions are:
ORP but not in chloride ions (Weijlard, 1945).
- All contaminant injection events are detected in a paired
5.2.4. Discrimination patterns in Dc–t plots sensor station configuration along a straight water pipe. In the
Relative change in sensor outputs can be assembled into unique glyphosate experiments, contaminant intrusion events were
patterns on a Dc–t plot (Fig. 10). These patterns reflect both the correctly detected at 0.4 mg/L concentration below the U.S.
contaminant reactive kinetics and its transport in pipe flows, and EPA drinking water standard of 0.7 mg/L. For the composite
clearly exhibit the geometric differences between the contaminants. dataset, the smallest Dc for an accurate detection is 0.1% of
background level for pH, 0.1% for ORP, 0.9% for free chlorine,
6. Conclusions 1.6% for total chlorine and 0.9% for chloride (Table 1). These
levels are substantially lower than the background noise
To detect and classify a contaminant event in a drinking water measured as one standard deviation of the background varia-
distribution pipe, the READiw method begins with the anomaly tion attributed to the different baselines of 22 individual
detection in a course statistical filter followed by the detection experiments.
confirmation and characterization. The anomaly detection relies on - After adaptive treatment, the sensor data have small back-
adaptive transformation of time-series sensor outputs in a moving ground noises and clearly show a set of characteristic and
time window to suppress background noises and enhance consistent variation patterns in a Dc–t plot corresponding to
contaminant signals. Initial anomaly detections are subsequently each of contaminant events. Free chlorine residual loss
verified and classified according to the inferred contaminant measured from Dc–t patterns agrees well with a modified
properties. Multiple independent criteria are used in the verifica- second-order competitive kinetic model of Clark and Sivaga-
tion and classification, including quantitative relationships among nesan (2002) in the fiberglass-lined experiment pipe, based on
Y. Jeffrey Yang et al. / Journal of Environmental Management 90 (2009) 2494–2506 2505
which 11 contaminants are classified as non-reactive, fast- Gibs, J., Stackelberg, P.E., Furlong, E.T., Meyer, M., Zaugg, S.D., Lippincott, R.L., 2007.
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National Homeland Security Research Center (NHSRC) and Greg on dynamic independent component analysis. Chem. Eng. Sci. 59, 2995–3006.
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