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To cite this article: A. M. Moncaster & J-Y. Song (2012) A comparative review of existing data and methodologies for
calculating embodied energy and carbon of buildings, International Journal of Sustainable Building Technology and Urban
Development, 3:1, 26-36, DOI: 10.1080/2093761X.2012.673915
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International Journal of Sustainable Building Technology and Urban Development
Vol. 3, No. 1, March 2012, 26–36
A comparative review of existing data and methodologies for calculating embodied energy and
carbon of buildings
A.M. Moncastera* and J-Y. Songb
a
Department of Engineering, University of Cambridge, Cambridge, UK; bSchool of Environment and Technology, University of Brighton,
Brighton, UK
(Received 4 January 2012; final version received 23 February 2012)
Extended abstract
In the Climate Change Act of 2008 the UK Government pledged to reduce carbon emissions by 80% by 2050. As one step
towards this, regulations are being introduced requiring all new buildings to be ‘zero carbon’ by 2019. These are defined as
buildings which emit net zero carbon during their operational lifetime. However, in order to meet the 80% target it is necessary
to reduce the carbon emitted during the whole life-cycle of buildings, including that emitted during the manufacture of
materials and components, and during the processes of construction, refurbishment and demolition. These elements make up
Downloaded by [Princeton University] at 12:14 22 September 2013
the ‘embodied carbon’ of the building. This paper reviews the existing European and UK standards, methodologies, databases
and software tools for the estimation of embodied energy and carbon of buildings.
While there is currently no legislation requiring the calculation of embodied energy in buildings, voluntary standards are
being developed by the European Committee for Standardisation Technical Committee 350 (CEN/TC 350). Based on BS EN
ISO 14040 and BS EN ISO 14044, these define a four stage process-based life cycle assessment method to calculate the
embodied energy in construction, with a compulsory ‘product’ stage and optional further stages for ‘construction’, ‘use’ and
‘end of life’. A further voluntary specification for the assessment of the life-cycle greenhouse gas emissions of goods and
services, PAS2050, was introduced in the UK in 2008. It too uses a process-based assessment the environmental impact of a
building calculated through this method can therefore be seen as the sum of the environmental impacts of the products and
processes that have created the building.
Other Life Cycle Assessment methodologies have been developed in this area, including input-output (I-O) and hybrids of
process and input-output. The environmental impact of a building defined by an input-output based assessment in contrast to
that by a process-based method, is seen as a proportion of the total impacts of the different economic sectors which have
created the building. The I-O approach therefore inherently assigns responsibility for environmental impacts to a particular
industrial sector. Process-based methods are more specific to the construction product, and more accurate within the limited
boundaries used. However they omit the supporting services necessary for construction, including finance, insurance,
government and organisational administration and all related office buildings. While I-O assessment overcomes the problems
with process assessment by considering a complete system boundary, the assumptions of homogeneity and proportionality in
particular limit its use for comparison of impacts from individual products. For the purposes of designing a low embodied
energy building, the I-O approach is too broad-brushed and generic to be helpful. The hybrid approaches attempt to overcome
the limitations of both the process and the I-O methods.
There is some existing embodied carbon and embodied energy data. However, due to the lack of current regulations and the
inherent complexity and diversity of the area, the available data are varied in scope and application. There are three main
sources of data:
(1) There are several databases which include embodied energy and carbon of standard building materials and components.
Some of these are construction sector-specific, while others contain more general product data. These provide data for
the ‘cradle to factory gate’ phase of the embodied energy. Manufacturers are also starting to develop their own
Environmental Product Declarations (EPDs) which include this data, and several of these are publicly available.
(2) Both commercial and in-house software tools have been developed to calculate whole life-cycle embodied energy for
buildings and infrastructure projects. This is known as ‘cradle to grave’ assessment.
(3) Detailed life cycle assessments of specific buildings, including housing developments and individual dwellings, have
also been carried out by academic researchers.
A review of the research literature shows a wide range for the calculated embodied energy. This range in reported figures is due
to the use of diverse product data arrived at through different LCA methodologies, different boundaries and often for specific
manufacturers, which are therefore non-comparable; different calculation methodologies for the LCA of the whole building; and
different building construction and designs. Perhaps most crucially, in spite of the likelihood of an underestimation by current
analysis methods, the results show that embodied energy and carbon of buildings can be a very significant absolute value, as well
as an increasingly high proportion of the whole life energy and carbon.
The existing databases and much of the literature provide data for the product stage (stage 1) of the process – that is for the
embodied energy and carbon in the building materials. However there is less, very limited, data available for composite
components such as windows, for services components and for innovative materials and products. There is also a particular
shortage of data across the construction sector in the energy used and carbon emitted during transport to site (part of stage 1 in
prEN 15804), stages 2 (construction), 3 (in use) and 4 (end of life). The commercial and in-house analysis tools also vary in the
databases they use, in their LCA methods and in the boundaries assumed in analysis.
Taking each of the missing calculations in turn, the calculation of the reduced impacts of transport to site of local construction
materials will inform and support the European standard BS EN 15643 parts 3 and 4, which considers the social and economic
sustainability of construction works.
Some construction projects last for several years and have hundreds of workers on site carrying out energy intensive activities.
The accurate prediction of energy use and carbon emissions during standard site operations for stage 2 of the life cycle is
therefore a fundamental part of the calculation for whole life embodied energy. Separately the development of off-site
construction systems has been heralded as a ‘sustainable’ solution; this can only be verified with the development of an accurate
‘carbon costing’ method for both on-site and off-site construction activities, enabling the accurate comparison of different
techniques and materials. Furthermore there is a lack of general data on the carbon and energy savings to be made by site
management operations such as reuse of subgrade rather than the import of new materials.
While ongoing maintenance and repair can be considered as part of the operational energy requirements, as suggested by the
Strategic Forum for Construction (SFfC) [15], the impacts of major retrofit and refurbishment works form part of stage 3 of the
whole life embodied impacts of a building. A clear understanding of the service life of individual components is necessary for
these to be calculated.
Finally there is limited data on the energy used by demolition, reuse and recycling processes at the end of life of a building.
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While these may be less important for building types with a long expected lifetime such as UK housing, it is a key element of
short expected lifespans such as stadia, where design approaches are often required to consider deconstruction and reuse of
components.
In conclusion, it is essential to measure the whole life embodied energy and carbon of buildings, as well as their operational
energy and carbon emissions. The comprehensive development of a robust methodology, and a deeper understanding of its
limitations, is a necessary prerequisite for this. Various initiatives to develop and collate data and tools and make them freely
available are still in their infancy, and these should be encouraged by the construction industry. It is hoped that the forthcoming
standardisation of EPDs should ensure that all manufacturers produce equivalent information for their products within a few
years. However the diversity of products used within construction will mean that the LCA of individual buildings will remain
complex.
This review will guide the future development of a consistent and transparent database and software tool to calculate the
embodied energy and carbon of buildings within the specific context of the UK. The research is being carried out as part of a
project led by BLP Insurance, and with the support of the Technology Strategy Board and the Engineering and Physical Sciences
Research Council (EPSRC).
Abstract
In the Climate Change Act of 2008 the UK Government pledged to reduce carbon emissions by 80% by 2050. As one step
towards this, regulations are being introduced requiring all new buildings to be ‘zero carbon’ by 2019. These are defined as
buildings which emit net zero carbon during their operational lifetime. However, in order to meet the 80% target it is necessary
to reduce the carbon emitted during the whole life-cycle of buildings, including that emitted during the processes of
construction. These elements make up the ‘embodied carbon’ of the building. While there are no regulations yet in place to
restrict embodied carbon, a number of different approaches have been made. There are several existing databases of embodied
carbon and embodied energy. Most provide data for the material extraction and manufacturing only, the ‘cradle to factory gate’
phase. In addition to the databases, various software tools have been developed to calculate embodied energy and carbon of
individual buildings. A third source of data comes from the research literature, in which individual life cycle analyses of
buildings are reported. This paper provides a comprehensive review, comparing and assessing data sources, boundaries and
methodologies. The paper concludes that the wide variations in these aspects produce incomparable results. It highlights the
areas where existing data is reliable, and where new data and more precise methods are needed. This comprehensive review
will guide the future development of a consistent and transparent database and software tool to calculate the embodied energy
and carbon of buildings.
Keywords: embodied energy; embodied carbon; life-cycle assessment; sustainable building; sustainable construction;
building energy assessment
buildings by 2019, defined as zero net carbon emissions ISO 14040:2006 Environmental management – Life cycle
during their operational lifetime [5,6]. The policy assessment – Principles and framework and ISO
encourages greater energy efficiency of the design 14044:2006 Environmental management – Life cycle
enabling lower energy use by occupiers (particularly in assessment – Requirements and guideline. Further
heating and lighting), and the provision of on- or off-site specific requirements for construction products are
renewable energy sources to provide the remaining energy given in ISO FDIS 21930 Sustainability in building
needs. construction – Environmental declaration of construction
However, the energy use during the operation of the products. These international standards define four key
building is only part of the story. Energy is also used phases of life cycle assessment.
during the manufacture of the building materials and A further European standard under approval is prEN
components, in transporting these to site, and during the 15804 Sustainability of construction works – Environ-
construction process itself. This energy is known as the mental product declarations – Product category rules.
embodied energy of the building. Embodied energy can Environmental Product Declarations (EPDs) are defined as
further include the energy needed for refurbishment and a Type III declaration by ISO 14020:2000, Environmental
replacement of components during the lifetime of the Labels and Declarations. The content of EPDs includes
building and that used in the demolition, waste and details of the manufacturer plus data on the environmental
reprocessing at the end of life stage. It is apparent therefore assessment of the product. The declared environmental
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that to make effective and real-time reductions in energy impacts include amongst other aspects the energy used, the
use and carbon emissions of buildings the whole life carbon dioxide and other greenhouse gases emitted, and
(embodied and operational) energy use and carbon the percentage waste. While EPDs have already been
emissions should be calculated. This, with the need for developed by a few manufacturers, these are highly
a standardised and industry-recognised methodology, variable in scope and format and cover only a few of the
formed the first two recommendations of the final report products in use in construction.
of the Innovation and Growth Team reporting to the UK Life Cycle Assessment, the method prescribed by
Government in December 2010 [7], supported by the these standards, has been widely recognised by prac-
Government’s response in June 2011 [8]. titioners and researchers as a useful tool to assess buildings
This paper reviews the existing methodologies, since 1990, and has been actively applied to both the
databases and software tools for the estimation of embodied financial and the environmental assessment of buildings
energy and carbon of buildings, comparing and assessing [9]. However, although its usefulness is widely recognised
data sources, boundaries and methodologies. The paper [10], the LCA of buildings is still relatively less developed
asks which data exists in a reliable form and emanates from compared with other sectors, due to their complexity and
clear and comparable methodologies, and considers where variability. Unlike goods manufactured in batches as part
new data and more precise methodology are needed. of a uniform process within a carefully controlled
environment, most buildings are still built on site under
particular environmental conditions and by a diverse
group of organisations and individuals. They are formed of
2. Standards and methodologies
numerous components, products and processes, with the
2.1 Standards involvement of many different stakeholders ensuring that
The measurement and reduction of embodied energy in each one is unique [11].
buildings is not a legislated requirement of the EU or UK A further standard published in October 2008 by the UK
policy framework at present. However, European stan- National Standards Body, British Standards Institute (BSI)
dards have been developed by the European Committee is the Publicly Available Specification PAS2050: 2008
for Standardisation Technical Committee 350 (CEN/TC Specification for the assessment of the life cycle greenhouse
350) to look at the sustainability of construction works gas emissions of goods and services. Building on BS EN
(environmental, social and economic), and the calculation ISO 14040 and 14044, the standard specifies requirements
method for the whole life performance of buildings. for the assessment of the life-cycle greenhouse gas (GHG)
Developed from this work, BS EN 15643-2 Sustainability emissions of goods and services, considering emission
of Construction Works – Assessment of Buildings, (pt 2) sources, system boundaries, calculations of greenhouse gas
Framework for the assessment of environmental perform- emissions and publication of data.
ance was published in the UK in March 2011, followed by
BS EN 15978 Sustainability of construction works –
Assessment of environmental performance of buildings —
Calculation method in November 2011. 2.2 Methods of life cycle assessment
For methodology, both standards refer to the There are three main methods used for the Life Cycle
International Organization for Standardization standards Inventory (LCI) phase of Life Cycle Assessment
International Journal of Sustainable Building Technology and Urban Development 29
(Figure 1), including process, input-output (I-O) and processes, as well as on-site waste. The use stage includes
hybrid methods. The LCA methodology proposed by the the impacts of operation of the product during the lifetime
European and International Standards is a process-based of the building, the impacts of the maintenance, repair,
assessment as shown in Figure 2, which calculates the replacement and refurbishment of components, and
embodied energy by considering the building process in associated treatment of waste, during the lifetime of the
four stages, with only the first, the product stage, being building. The end of life stage includes impacts associated
recommended as mandatory. The product stage includes with deconstruction and demolition, transport, disposal
the resource input to the product including raw materials, and waste processing. Potential positive impacts from
the transport between processes, and the impacts of the reuse and recycling after the end of life are shown in the
manufacture process. For construction products a further final phase. Treloar [12] describes the four repeating steps
three additional (currently optional) phases during the of the process assessment as:
building life cycle can be included, as shown in Figure 2, (1) measurement of the direct energy requirements of the
with a fifth additional stage looking at impacts outside the process;
building life cycle. The construction stage includes the (2) measurement of the output of the process;
transport from the production gate to construction site of (3) quantification of the products required directly by the
the product, and the construction and installation process; and
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installation process
Replacement
Maintenance
Reuse-
Manufacturing
Construction-
Waste processing
Repair
Recovery-
Use
Transport
Transport
Recycling-
Transport
Disposal
Figure 2. Display of modular information for the different stages of the building assessment, BS EN 15978:2011Sustainability of
construction works — Assessment of environmental performance of buildings — Calculation method.
30 A.M. Moncaster and J-Y. Song
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Figure 3. Scope categorisation of processes across the construction project physical boundary, Strategic Forum for Construction &
Carbon Trust (2010) [15].
for the construction of the building, including the this target was written by the SFfC and the Carbon Trust, in
associated industry support services of finance, insurance, association with Arup, and revised in March 2010 [15]. The
and government administration, and the related office report limits the responsibilities of the construction sector at
buildings from the construction and the services sectors, this stage to the construction process itself, major
are usually omitted from the model. Both of these require maintenance and refurbishment, and deconstruction (see
responsible reporting of environmental impacts by a great Figure 3). Thus it excludes the manufacture of building
number of different organisations in different industry materials and components, but includes their transport to
sectors. site, with reasons given for this including ‘the lack of
An alternative model is the input-output life cycle complete and consistent data’ (page 15). It also excludes the
assessment. First developed by Wassily Leontief in the energy used during normal operation of the building.
1930s, in the 1970s he suggested its application to While I-O analysis overcomes the problems with
environmental impact assessment [13]. Countries calcu- process analysis by considering a complete system
late gross domestic product (GDP) and now carbon boundary, and by inherently assigning responsibility to
emissions by economic sectors; by considering the inputs an industrial sector, the assumptions of homogeneity and
and outputs from and to other sectors, the input-output proportionality in particular limit its use for comparison of
model can calculate the total impact of construction, impacts from individual products. For the purposes of
including the areas omitted by the process LCA. The designing a low embodied energy building, the I-O
method also implies sectoral responsibility for energy use approach is too broad-brushed and generic to be helpful.
and carbon emissions. Therefore a hybrid methodology has been developed by
This approach has been followed in the UK by Treloar [12] and Crawford [16]. Their ‘hybrid input-output
the Strategic Forum for Construction (SFfC). In 2008 the method’ attempts to overcome problems with both of the
SFfC and the UK Government jointly published the other methods by conducting both an I-O analysis and a
Strategy for Sustainable Construction [14], under which the process analysis, and then replacing the elements of the
SFfC is made responsible for delivering a 15% reduction in I-O analysis which are accounted for more accurately by
carbon emissions from construction processes and associ- the process analysis.
ated transport compared to 2008 levels, by 2012. A paper The environmental impact of a building defined by a
defining the scope and interim stages necessary to achieve process based analysis can therefore be seen as the sum of
International Journal of Sustainable Building Technology and Urban Development 31
LCI method
put econ-
put econ-
the environmental impacts of the products and processes
Input-out-
Input-out-
Process-
Process-
Process-
that have created the building. The environmental impact
method
method
method
model
model
based
based
based
omic
omic
of a building defined by an input-output based analysis, on
the other hand, is seen as a proportion of the impacts of the
different economic sectors which have created the
Cradle-to-gate and
building.
Cradle-to-grave
Cradle-to-grave
Cradle-to-gate
Cradle-to-gate
Cradle-to-gate
Boundary
3. Data, databases and calculation tools
Licensed
Licensed
Licensed
access**
3.1 Data and databases
access*
Access
access
access
access
Open
Open
Data for individual products are published by some
manufacturers in the form of EPDs and these are often
General energy and material flows into and out of the environment that are
associated with producing a material, component, or assembly, U.S. data
materials, chemicals, washing agents, paper & board, agriculture, waste
publicly available. There are also some initiatives to
develop new EPDs, and collate and publish existing ones,
such as the CAP’EM (Cycle Assessment Procedure for
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Life Cycle Database (ELCD) and US LCI (Table 1). There National Renewable Energy Laboratory (NREL)
are also buildings- or construction-specific databases
concentrating on the building and construction sector
the University of Stuttgart, Germany)
(Table 2). These often include data that are more suitable
IVAM Environmental Research,
US LCI
Process-based hybrid
Table 3. Parameters which cause variations in embodied energy
data, after Dixit et al. (2010) [21].
analysis method
Process-based
Process-based
Process-based
Parameter
LCI method
1. System boundaries 2. Method of EE analysis
method
method
method
3. Geographic location 4. Primary and delivered energy
5. Age of data 6. Data source
7. Completeness of data 8. Manufacturing technology
9. Feedstock energy
Cradle to
Boundary
to-gate*
Cradle-
Cradle-
Cradle-
consideration 10. Temporal representation
to-gate
to-gate
grave
* The Athena database claims to have the cradle-to-grave phase data; however the data does not consider some stages of the whole life-cycle such as construction footprint and demolition
3.2 Calculation tools
Licensed
Access
access
access
access
Open
Open
Victoria University of
Wellington, New Zealand
vation Council, Australia
Athena Institute, Canada
(ICE)
Germany
REGIS Sinum AG, Swiss Ecoinvent Products LCA, corporate eco Commercial
performance, LCI modelling
CES eco selector Granta Design Ltd., UK Granta in-house database Energy usage and carbon Commercial
footprint of products and
processes
by Sartori and Hestnes [26] and Dixit et al. [21]. These values between 10 and 45 kWh/m2/yr [quoting references
show that authors have found a wide range of values for 30,31] equivalent to a total of 1.8 and 8.1 GJ/m2 floor area
the embodied energy and carbon for buildings, as shown in for a 50 year lifespan (1 GJ ¼ 278 kWh).
Figures 4 and 5. Dixit quotes Ding [27] who shows Sartori and Hestnes compare the results for embodied
embodied energy values of between 3.6 and 8.76 GJ/m2 energy with operational energy. Rather than plotting the
floor area. The two highest values come from papers by full embodied energy, most of which is used during stages
Treloar et al. [28,29], who use a hybrid input-output A1-A5 (see Figure 2), instead they divide it by the design
analysis to reach the values. Sartori and Hestnes show life of the building, giving an equivalent embodied energy
34 A.M. Moncaster and J-Y. Song
Figure 4. Embodied energy values in residential buildings, from Dixit et al., 2010 (p.1242) [21].
Downloaded by [Princeton University] at 12:14 22 September 2013
Figure 5. Normalised total energy for end use energy cases in residential buildings reproduced from Sartori and Hestnes, 2007 (Figure 5
p. 254) [26].
‘spend per year’ to compare with the operational energy per (1) There are several databases which include embodied
year. The total embodied energy for the building can be energy and carbon of standard building materials and
found by multiplying the ‘annual’ embodied energy by the components. Some of these are construction sector-
life expectancy. The case in the first column [30] therefore specific, including that developed at Bath University
has (25 kWh/m2/yr x 50 years) total embodied energy. This
[7], while others contain more general product data.
is equivalent to 20 years worth of operating energy (that is
These provide data for the ‘cradle to factory gate’
(25x50)/60 kWh/m2).
phase of the embodied energy. Manufacturers are also
starting to develop their own EPDs which include this
4. Summary, discussion & conclusion data, and several of these are publicly available.
4.1 Summary (2) Both commercial and in-house software tools have
been developed to calculate whole life-cycle
There are no current regulations requiring the measure-
ment of embodied energy and carbon in buildings. embodied energy for buildings and infrastructure
Therefore the available data and methodologies are varied projects. This is known as ‘cradle to grave’ analysis.
in scope and application. There are three main sources of (3) Detailed life cycle analyses of specific buildings,
available information: including housing developments and individual
International Journal of Sustainable Building Technology and Urban Development 35
dwellings, have also been carried out by academic construction materials will support the European standard
researchers. BS EN 15643, which considers the social and economic
sustainability of construction works in parts 3 and 4 giving
The proposed European standard pr EN 15804 sets out
a strong driver for the specification of local materials.
a clear methodology for the development of Environmen-
The elements of the in-use phase which relate to
tal Product Declarations, using a process-based life cycle
embodied impacts include replacement and refurbishment,
assessment as shown in Figure 2. This calls for a
while ongoing maintenance and repair can be considered
mandatory assessment of the impacts of stage 1 (product),
as part of the operational energy requirements, in
and optional assessment of the impacts of stage 2
accordance with the suggestions of the SFfC [15]. A clear
(construction process), stage 3 (use) and stage 4 (end of
understanding of service life of individual components is
life). Other methodologies for life cycle assessment have
necessary for replacement and refurbishment to be
been proposed including Input-Output analysis and a
calculated as part of the whole life embodied impacts of
hybrid version of the two.
a building, and will consist of a proportion of stages 1 and
A review of both the databases and the research
2 above.
literature shows a wide range for the calculated embodied
Finally there is limited data on the energy used by
energy of buildings. This range in reported figures is due to
demolition, reuse and recycling processes at the end of life
the use of diverse product data arrived at through different
of a building. While these may be unimportant for building
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Local Government Publications, Wetherby (2007). Identification of parameters for embodied energy measure-
[6] UK Government, Budget 2008, 13 March 2008. ment: A literature review, Energy Build. 42 (2010),
[7] HM Government, Low carbon and construction innovation pp. 1238– 1247.
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(2000), pp. 31 – 41.
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[23] M.J. Gonzalez and J.G. Navarro, Assessment of the
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advancing life cycle approaches as the last 15 years? Int. decrease of CO2 emissions in the construction field through
J. Life Cycle Assess. 11 (2006), pp. 6 – 8. the selection of materials: Practical case study of three
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assessment and the environmental impact of buildings: (2006), pp. 902– 909.
A review, Sustainability, 1 (2009), pp. 674– 701. [24] L. Gustavsson and A. Joelsson, Life cycle primary energy
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Research: A Review of Government R&D Policies and pp. 210–220.
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