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A Simplified Model For The Phase Composition Curve of Saline Soils Considering The Second Phase Transition
A Simplified Model For The Phase Composition Curve of Saline Soils Considering The Second Phase Transition
A simplified model for the phase composition curve of saline soils considering
Liyang Wang1,2,3; Jiankun Liu1,4; Xinbao Yu3; Tengfei Wang5; Ruiling Feng2
1
School of Civil Engineering, Sun Yat-sen University, Zhuhai 519082, China
2
School of Civil Engineering, Beijing Jiaotong University, Beijing 100044, China.
3
Department of Civil Engineering, The University of Texas at Arlington, Arlington, TX 76019,
United States.
4
Southern Marine Science and Engineering Guangdong Laboratory (Zhuhai), Zhuhai, 519082,
China
5
MOE Key Laboratory of High-Speed Railway Engineering, Southwest Jiaotong Univ., Chengdu
610031, China;
Key Points:
The correlation between the matrix effect and the freezing point depression is simplified.
A new conceptual model for the phase composition curve of saline soils is proposed and
validated.
The phase composition characteristic of the pore solution of saline soils are analyzed.
This article has been accepted for publication and undergone full peer review but has not been
through the copyediting, typesetting, pagination and proofreading process which may lead to
differences between this version and the Version of Record. Please cite this article as doi:
10.1029/2020WR028556
1 Introduction
Frozen soil is widely distributed in cold regions perennially or seasonally (Zhang et al.,
1999; Zhang et al., 2003). The frozen layer retains water in cold seasons and releases water in
warm seasons (Gao et al., 2018), which directly affects the local hydrological cycle. The
occurrence of the frozen layers also inhibits rainfall infiltration (Hayashi et al., 2003), while the
degradation of frozen layer contributes to the growth of thermokarst lakes (Grosse et al., 2013).
In addition to the impact on the local environment, structures built on frozen soils are also
subjected to frozen-soil-related problems, including frost heave (Tai et al., 2018), thaw
settlement (Tai et al., 2020), frost jacking (Guo et al., 2016), and creep (Qi et al., 2013).
Unfrozen water content fundamentally affects the hydromechanical behavior of frozen soil (Chen
et al., 2006; Qi et al., 2013; Teng et al., 2020), and serves as an indicator of potential ice
formation and moisture migration.
In many cases, pore water in the soil is not completely frozen at sub-zero temperatures
due to the soil grain matrix effect (Andersland & Ladanyi, 2004), which includes the surface
tension of pore water, the size of pore, and the adsorption of soil grain to water (Lu, 2020;
Scherer, 1999). The correlation between unfrozen water content and temperature is described by
the phase composition curve (Anderson & Tice, 1972; Liu & Yu, 2013; Lovell, 1957). Soluble
salts (e.g. 𝑁𝑎2 𝑆𝑂4, 𝑁𝑎𝐶𝑙, and 𝑁𝑎2 𝐶𝑂3) are common components in the natural soils in the
cold and arid regions of China and elsewhere (Han et al., 2018; Wang et al., 2020; Xu, 1993),
and the freezing points of pore water solutions are also depressed by the solutes (Banin &
Anderson, 1974; Bouyoucos & McCool, 1916; Wan & Yang, 2020; Xiao et al., 2018). The
solubility of the salts is governed by the temperature, and the solute will precipitate from the
pore solution as hydrate crystal when the solute concentration approaches or exceeds the
solubility, which also consumes the unfrozen water (Pronk, 2006; Steiger & Asmussen, 2008;
Wan et al., 2017; Xu et al., 2001; Zhang, 1991).
2 Background
where 𝑇𝑓∗ is the freezing point of pure water at a reference state, and ∆𝑇𝑓𝑚 the depression
induced by soil matrix effect. In this study, the freezing point of free pure water at atmospheric
pressure is selected as a reference state, and, thus, 𝑇𝑓∗ is 0 ℃.
As discussed previously (Nagare et al., 2012; Watanabe & Wake, 2009; Xu et al., 2001),
pore saturation (as a function of initial water content and dry density of soil) has a minor
influence on phase composition curve compared to temperature and soil texture. Therefore, the
influence of pore saturation is neglected during the modeling progress. To establish a conceptual
model in Fig.4, soil grain is assumed as spherical, and unfrozen water covers it as a film. The
unfrozen water film in the conceptual model comprises of capillary water and bound water. 𝑟𝑚
where 𝑎 and 𝑏 are fitting parameters that reflect the influence of matrix effect on freezing
𝑎
point of pore water, 𝑇 ∗ = 1 ℃, and 𝑚 = 𝑟 𝑏 . The utilization of 𝑇 ∗ aims to nondimensionalize
𝑚
where 𝐺𝑠 is the specific gravity of soil grain. Substituting Eqs. (1) and (3) into Eq. (4), the
gravimetric unfrozen water content can be calculated by
1 3
1 −
(𝑚𝑏 × (−∆𝑇𝑓𝑚 /𝑇 ∗ ) 𝑏 + 1) − 1
𝑤𝑢 = × 100%
𝐺𝑠
(5)
1 3
1 −
(𝑚𝑏 × (−𝑇𝑓 /𝑇 ∗ ) 𝑏 + 1) − 1
= × 100%
𝐺𝑠
As per Zhou et al. (2020), 𝑇𝑓 can be replaced with 𝑇 at phase equilibrium state. Thus,
Eq. (5) is rewritten as follows.
1 1 3
(𝑚𝑏 × (−𝑇/𝑇 ∗ )−𝑏 + 1) − 1
(6)
𝑤𝑢 = ∗ 100%
𝐺𝑠
For saline soil, the freezing point of pore water is affected by the matrix effect and the
osmotic effect, where the osmotic effect represents the impact of solute. Considering the
influence of matrix and osmotic effects, the freezing point 𝑇𝑓 is calculated by (Xiao et al., 2018;
Xu et al., 1995; Zhou et al., 2020)
For a soil containing a single type of soluble salt, its initial water content and salt content
are 𝑤0 and 𝑠0 . The initial mass ratio of salt to water is 𝑐0 = 𝑠0 /𝑤0 ∗ 100%. At a given
temperature 𝑇, the solute concentration 𝑐 is expressed as follows.
𝑠𝑢
𝑐= ∗ 100% (8)
𝑤𝑢
where 𝑠𝑢 is the dissolved salt content, [%], and 𝑤𝑢 the liquid or unfrozen water content [%].
The freezing point depression induced by solute is correlated with the concentration of solute
(Bing & Ma, 2011; Xu et al., 1995; Zhou et al., 2019). Thus, it is defined as
∆𝑇𝑓𝑠 /𝑇 ∗ = 𝜑(𝑐) (9)
The relationship between freezing point depression induced by solute and concentration
is the ice line of a salt-water system. Given 𝑇𝑓∗ = 0℃, Eq. (7) can be rewritten as follows.
Assuming the density of solution is equal to free water, the gravimetric unfrozen water
content is given by substituting Eqs. (9) and (10) into Eq. (5) as follows.
1 3
1 −
∗ 𝑏
(𝑚𝑏 × (−𝑇𝑓 /𝑇 + 𝜑(𝑐)) + 1) − 1 (11)
𝑤𝑢 = × 100%
𝐺𝑠
Similarly to Eqs. (5) and (6), at phase equilibrium state, Eq. (11) is rewritten as follows.
1 3
1 −
∗
(𝑚𝑏 × (−𝑇/𝑇 + 𝜑(𝑐)) 𝑏 + 1) − 1
(12)
𝑤𝑢 = × 100%
𝐺𝑠
For saline soil at the precipitating stage, the unfrozen water content decreases with
decreasing temperature due to the solution-crystal phase transition, and the water-ice phase
transition has not occurred. In this model, the solubility of salt is assumed to be solely governed
by the temperature 𝑇, and the solubility line is expressed as
𝑐𝑠𝑎𝑡 = 𝑔(𝑇/𝑇 ∗ ) (13)
When the soil temperature 𝑇 is higher than its freezing point but lower than its initial
precipitation point 𝑇𝑐0 , which is calculated by 𝑇𝑐0 /𝑇 ∗ = 𝑔−1 (𝑐0 ), the solute will precipitate
from the solution. The initial water and salt content are expressed as follows.
𝑤0 = 𝑤𝑢 + 𝑤𝑐 (14)
𝑠0 = 𝑠𝑢 + 𝑠𝑐 (15)
where 𝑤𝑐 is the water content possessed by salt crystals, and 𝑠𝑐 the salt content possessed by
salt crystals. In the precipitation, the mass ratio of solid solute to solid water in salt crystals is
defined as
𝑠𝑐
𝑘= (16)
𝑤𝑐
Assuming the pore solution is equilibrated, the pore solution is saturated during this
stage. Thus, the pore solution can be calculated as
𝑠𝑢
𝑐= × 100% = 𝑐𝑠𝑎𝑡 (17)
𝑤𝑢
Substituting Eqs. (15), (16), and (17) into Eq. (14), the gravimetric unfrozen water
content in the precipitating stage is calculated as
𝑠0 − 𝑘𝑤0
𝑤𝑢 = × 100% (18)
𝑐𝑠𝑎𝑡 − 𝑘 × 100
For saline soil at the icing stage, the unfrozen water content decreases with decreasing
temperature, but the solute remains dissolved in pore solution since it is unsaturated. The solute
concentration in the icing stage is calculated as follows.
Substituting Eq. (19) into Eq. (11), the unfrozen water content in the icing stage can be
calculated by
1 3
1 −
bi ∗ bi
(𝑚i × (−𝑇𝑓 /𝑇 + 𝜑(𝑐𝑖 )) + 1) − 1 (20)
𝑟 3 − 𝑟𝑚 3
𝑤𝑢 = 3 × 100% = × 100%
𝑟𝑚 × 𝐺𝑠 𝐺𝑠
1 1 3
∗ −
bi
(𝑚i × (−𝑇/𝑇 + 𝜑(𝑐𝑖 )) bi + 1) − 1
(21)
𝑤𝑢 = × 100%
𝐺𝑠
When the temperature is low enough, icing and precipitating will occur simultaneously.
According to the conceptual model, at a given freezing point 𝑇𝑓 , the solute concentration can be
calculated by Eq. (13) since it is saturated and phase equilibrated. As a result, the freezing point
depression induced by the solute is given by Eq. (9), and the depression induced by soil matrix is
determined by Eq. (7). As parameters 𝑚 and 𝑏 are related to the soil matrix and the matrix
effect on the freezing point of the pore solution is also influenced by the solute concentration
(Steiger, 2006), 𝑚 and 𝑏 are determined for given soil texture and solute concentration.
According to the solubility assumption, the solute concentration can be determined for a known
temperature in the icing-precipitating stage, and the state point of pore solution will move along
the solubility line in this stage during freezing (Fig.2). Therefore, for a given soil texture and salt
type, soils with various initial salt and water contents will have the same values of 𝑚 and 𝑏 in
the icing-precipitating stage. As a result, the freezing point depression induced by the matrix
effect and the thickness of unfrozen solution film can be determined at different conditions. This
helps explain the observation that after the occurrence of second phase transition in soil, phase
composition curves of soils with various initial saline and moisture states tend to be very similar
for given soil texture and salt type, and this stage of the curve is termed the residual phase. The
stage of the phase composition curve can be calculated using Eq. (22), in which fitting
parameters are marked as 𝑚r and 𝑏r .
4 Model analysis
As described by Eq. (2), the fitting parameters 𝑚 and 𝑏 determine the magnitude and
degree of attenuation of the freezing point depression with increasing distance 𝑥, respectively. In
order to study the impact of the fitting parameters on the phase composition characteristics,
various values of 𝑚 and 𝑏 are assigned to Eqs. (2) and (6). Fig.6 plots the calculation results
of the relationship between freezing point depression and fitting parameters. As shown in Fig.6
(a) and (b), 𝑟/𝑟𝑚 is the relative distance from the unfrozen water molecular to the center of
spherical soil grain. The freezing point depression and its rate of attenuation rapidly decrease
with increasing 𝑟/𝑟𝑚 , which indicate that the pore water is more vulnerable to be freezing in
larger pores. As the distance from water molecule to soil grain boundary increases, the freezing
point depression induced by matrix effect gradually decreases, and the freezing point gradually
approaches 0℃, which is the freezing point of free water. As shown in Fig.6 (c) and (d), the
phase composition curve is more sensitive to the value of 𝑏 rather than 𝑚.
The initial solute concentration is a key factor in determining the order of water-ice phase
transition and solution-crystal phase transition during cooling, while the matrix effect has only a
minor effect on it. As described above, the water-ice phase transition occurs earlier than the
solution-crystal phase transition if the initial solute concentration is low.
In order to illustrate the phase composition characteristics of saline soil using this
conceptual model, a soil containing 𝑁𝑎𝐶𝑙 is assumed and the phase characteristics of the given
This assumption assures that the intersection point of Eqs. (23) and (21) (also known as
the second phase transition point) is saturated at the end of icing stage.
As per Rumble et al. (2019), the ice line and solubility line of a 𝑁𝑎𝐶𝑙 − 𝐻2 𝑂 system are
expressed as follows.
5
Below 0.1 ℃, 𝑁𝑎𝐶𝑙 (aq) will react with 𝐻2 𝑂 (aq) and generate 𝑁𝑎𝐶𝑙 ∙ 2𝐻2 𝑂 (s) as
precipitation when the concentration of 𝑁𝑎𝐶𝑙 exceeds its solubility in aqueous solution
(Rumble et al., 2019). The reaction is expressed as follows.
𝑁𝑎𝐶𝑙 (𝑎𝑞) + 2𝐻2 𝑂 (𝑎𝑞) → 𝑁𝑎𝐶𝑙 ∙ 2𝐻2 𝑂 (𝑠) (28)
where 𝑀(𝑁𝑎𝐶𝑙) the molar mass of 𝑁𝑎𝐶𝑙, and 𝑀(𝐻2 𝑂) the molar mass of 𝐻2 𝑂.
Above the initial freezing point, there is no unfrozen water loss or concentration of the
pore solution (Fig.7 (c) and (d)). In the icing stage, the pore solution is concentrated due to the
In case of a high initial solute concentration, the precipitating stage occurs earlier than the
icing-precipitating stage. Soil containing 𝑁𝑎2 𝑆𝑂4 is selected as the research object.
In ideal dilute solution, the freezing point depression induced by solute of a salt-water
system is nearly linear correlated with concentration (Banin & Anderson, 1974; Zhou et al.,
2020). As per Tanaka et al. (1992) and Wan et al. (2015), the ice line and solubility line of a
𝑁𝑎2 𝑆𝑂4 − 𝐻2 𝑂 system are expressed as follows.
∆𝑇𝑓𝑠 /𝑇 ∗ = 𝜑(𝑐) = −30𝑐 (30)
−2504.1
7.89 × 10^ ( + 6.9336)
∗) 𝑇/𝑇 ∗ + 273.16
𝑐𝑠𝑎𝑡 = 𝑔(𝑇/𝑇 = × 100% (31)
−2504.1
1 − 10^ ( + 6.9336)
𝑇/𝑇 ∗ + 273.16
The precipitation reaction of 𝑁𝑎2 𝑆𝑂4 in aqueous solution generates 𝑁𝑎2 𝑆𝑂4 ∙ 10𝐻2 𝑂
and is expressed as follows.
𝑁𝑎2 𝑆𝑂4 (𝑎𝑞) + 10𝐻2 𝑂 (𝑎𝑞) → 𝑁𝑎2 𝑆𝑂4 ∙ 10𝐻2 𝑂 (𝑠) (32)
Experimental results of four types of soils (bentonite, silty clay, kaolin clay, and sandy
clay) are cited from Akimov (1978) and fitted by this model for validation. For non-saline soils,
the freezing point of pore water is solely governed by the matrix effect and Eq. (5) is used to fit
the phase composition data. The performance and robustness of this model was evaluated by
comparing these results to the results from three other widely used models. These models
include:
As for non-linear regression, 𝑅𝑛𝑒𝑤 is used to evaluate the goodness of fitting and
expressed as follows.
The parameters used for these models are listed in Table 1, and Fig.9 plots the
calculated/fitted curves. The models proposed by Anderson and Tice (1973) and Kozlowski
(2007) are prediction models, while the model proposed by Michalowski and Zhu (2006) is a
fitting model. The values of 𝑅𝑛𝑒𝑤 obtained by this model are all higher than 0.96 for all the four
tested soils, indicating a high performance in fitting. According to the comparison results, the
performance of this model is obviously higher than other three models. Therefore, as a two-
parameter model, this conceptual model is feasible and convenient to fit the phase composition
curves of non-saline soils.
Experimental data for three soils containing 𝑁𝑎𝐶𝑙 (Lanzhou sand, Inner Mongolia clay,
and Lanzhou silt) were used for model validation, and these data were obtained by a Praxis PR-
103 Nuclear Magnetic Resonance analyzer (Xu et al., 2001; Zhang, 1991). Since there are no
other models that consider the second phase transition of saline soil, no performance comparison
among the models was possible. The experimental data ranging in the icing stage are fitted by
Eq. (21), while the experimental data ranging in the icing-precipitating stage except the rapid
phase transition zone are fitted by Eq. (23) as the model of residual curve is an equilibrium state
based model. The fitting parameters and 𝑅𝑛𝑒𝑤 are summarized in Table 2, and the fitting results
are plotted in Fig.10. As shown in Table 2 and Fig.10, the model fits experimental results very
well at the icing stage, and almost all the values of 𝑅𝑛𝑒𝑤 are higher than 0.96. At the icing-
precipitating stage, the residual curve also fits the measured data well except in the rapid phase
transition zone, and the values of 𝑅𝑛𝑒𝑤 are above 0.84. However, our model is developed based
on the equilibrated state of pore solution, and the real state of pore solution may be
supersaturated in the rapid phase transition zone. There is a deviation between the predicted and
measured second phase transition point, where the predicted point is the cross point of the fitted
curve at the icing stage and the residual curve at the icing-precipitating stage. The predicted
temperature of the second phase transition point is 0.96 ℃ higher than the measured temperature
on average. The deviation may be caused by the insufficient degree of supersaturation to drive
the salt crystallization at the predicted second phase transition point.
The phase composition curves of various initial states tend to be very similar in the icing-
precipitating stage, which indicates that the pore solutions are in the same state at a given
temperature. Although there are not enough data to establish that the solute concentrations of
As mentioned above, the fitting parameters 𝑚 and 𝑏 are influenced by the initial state
of saline soil in the icing stage. As shown in Fig.11, if the values of 𝑚 and 𝑏 are assumed to be
consistent among different stages and the values of salt-free state are used in the calculation, the
calculated results show some deviation from the experimental data. This indicates that the
influence of solute concentration on the values of fitting parameters cannot be ignored in some
cases. However, the correlation between the fitting parameters and the solute concentration is
still unknown due to insufficient experimental data.
As mentioned above, the precipitating stage occurs before the icing-precipitating stage
for soils with high initial solute concentrations. Experimental data for Lanzhou silt containing
𝑁𝑎2 𝑆𝑂4 are taken from Xu et al. (2001) by a Praxis PR-103 Nuclear Magnetic Resonance
analyzer. The phase composition curves are calculated by Eq. (18) in the precipitating stage,
while the phase composition curves are fitted by Eq. (23) in the icing-precipitating stage. As
shown in Fig.13 (a), the calculated data generally agree with the measured data in the
precipitating stage with 𝑅𝑛𝑒𝑤 ≥ 0.9, and the residual curve shows a good agreement with the
experimental data in the icing-precipitating stage with 𝑅𝑛𝑒𝑤 = 0.94. The predicted temperature
of the first phase transition point is 6.91 ℃ higher than the measured point on average, and the
predicted unfrozen water content of the second phase transition point is 1.03% lower than the
measured point on average, where the predicted second phase transition point is the cross point
of the calculated curve at the precipitating stage and the residual curve. The measured data
indicate that the pore solution is supersaturated in the precipitating stage, which may be the
reason for the deviation of the modeled data from the experimental data. In addition, the
deviation may also be due to the unfrozen pore solutions of samples not being equilibrated
during analysis (Fig.13 (b)).
6 Concluding remarks
This study presents a conceptual model for predicting the phase composition curve for
saline soils. This model simplifies the pore water to be a water film covering the soil grain, and
the freezing point depression induced by the matrix effect is assumed to be a power function of
(1) The initial solute concentration significantly influences the development of the phase
composition curve of soil due to the water-ice phase transition. For non-saline soils, an icing
stage occurs in the evolution of the phase composition curve during cooling. For saline soils with
a low initial solute concentration in the pore solution, the icing stage occurs initially due to the
water-ice phase transition, followed by the icing-precipitating stage due to the solution-crystal
phase transition. For saline soils with a high initial solute concentration, the precipitating stage is
subsequently followed by the icing-precipitating stage.
(2) The ice line of a salt-water-soil system is lower than it of a salt-water system, and the
influence of matrix effect on the ice line of saline soil increases with decreasing unfrozen water
film thickness.
(3) Phase composition curves of a given soil texture containing different initial water
contents and solute concentrations tend to become very similar in the icing-precipitating stage.
This experimentally observed phenomenon indicates the same correlation between solute
concentration and temperature for saline soils with various initial conditions in the icing-
precipitating stage. Although there is no experimental datum directly proving the assumption that
the correlation of pore solution and temperature follows the solubility line of a salt-water system
in the icing-precipitating stage, the assumption is observed in the model results. Further study
should focus on the measurement of the solute concentration of pore solution to support or
modify the assumption.
(4) Solute characteristics have an impact on the matrix effect, and the impact is
significant in some cases. However, the detailed mechanism is still uncertain due to insufficient
experimental data. The relationship between the fitting parameters (m and b) and the soil texture
is still unclear. More laboratory tests should be conducted to clarify the relationship in the future.
(5) The model performs well in the calculation of the phase composition curve in the
icing stage and icing-precipitating stage for soil containing a single type of soluble salt, while the
occurrence of supersaturation of pore solution would degrade the performance of the model since
the model assumes the components are in an equilibrium state. Since natural soils may contain
various types of salts, further study can be conducted based on this work.
References
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1.46E-
Bentonite 6.59 2.8 0.99 382 0.89 2.02 -0.12 80.8 21.2 0.83 382 -0.12 80.8 19.04 0.91
04
1.41E-
Silty clay 2.95 2.7 0.98 111 0.70 1.32 -0.15 27.1 6 0.86 111 -0.15 27.1 7.66 0.91
03
Kaolin 7.33E-
0.98 2.6 0.97 13 0.54 1.57 -0.15 30.7 0.8 0.92 13 -0.15 30.7 3.55 0.66
clay 02
2.95E-
Sandy silt 2.77 2.63 0.96 68 -0.09 2.48 -0.15 17.7 3.8 0.93 68 -0.15 17.7 5.86 0.51
04
Icing-precipitating stage
Icing stage (except the rapid phase
Soil 𝐺𝑠 𝑤0 , [%] 𝑐0 , [%] transition zone)
𝑚𝑖 𝑏𝑖 𝑅𝑛𝑒𝑤 𝑚𝑟 𝑏𝑟 𝑅𝑛𝑒𝑤
Inner Mongolia
2.72 16.23 20 6.52E-03 2.83 0.99 – – –
clay
Note:
*
– denotes the unavailability of data.