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Li Ion Batteries-1
Li Ion Batteries-1
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1 Abstract
Batteries have become quite a buzz word of the 21st century. Starting from our
homes, 20 years ago we barely had one battery in our homes today, we have
more than 10. We have batteries in our shaver, toothbrush, speakers, electric
toys, and so on.
Battery technologies have undoubtedly become the Holy Grail of the EV
industry, just as energy storage is the Holy Grail of renewable power genera-
tion/Integration. There are different types of batteries but Lithium-ion batteries
are the most popular batteries existing in the market powering our consumer
electronics and EVs successfully. The specific energy of a modern lithium-ion
battery is about 220-240 Wh/kg which is still not good enough to compete with
gasoline powered cars making EVs less viable option for long distance travels.
Engineering lighter, more powerful batteries with higher energy density would
definitely be a game changing innovation in battery technology systems.
Lithium batteries, with an average operational cell voltage of 3.5 V and
energy densities ranging from 150 to 250 Wh/kg, are most suitable for such
applications. However, such high-capacity configurations must meet customer
demands such as safety and affordability [2].
2 Introduction
The process that ends with the manufacturing and assembling of battery cells
begins with extraction of metals which are first mined then refined into pre-
cursors at a technical grade suitable for batteries. A lion’s share of lithium is
mined out of Salars in the ABC triangle in South America, Argentina, Bolivia,
and Chile. Those three countries represent about 50% of worldwide proven
reserves and are blessed with easy to collect and naturally high grade lithium
salts. Compare to just hard rocks found in China, Australia, USA, and others.
1
Today around 50% of worldwide refining capacity is located in China. On the
other hand, Cobalt is a pretty specific resource. It’s almost exclusively mined as
a by-product, mainly from nickel. It requires extensive refining and purifying to
have a suitable grade for batteries. Moreover, Democratic Republic of Congo is a
central stakeholder of its metal, holding more than 70% of the worldwide known
resources and 50% of the current supply. Today around 80% of the worldwide
refining capacity is located in China. Finally, nickel, manganese aluminium,
copper, and natural graphite are mined all around the world in various places
and are less prone to geopolitical issues in terms of sourcing.
3 What is a Battery?
A battery is an electrical energy storage device which electrochemically con-
verts chemically energy of its active components directly into electrical energy
with the help of electrochemical oxidation- reduction (redox) reactions. The
oxidation reactions lead to loss of electrons and reduction reactions tend to gain
those electrons. This constant oxidation and reduction process within an elec-
trochemical cell is responsible for flow of electrons through an external circuit
to power the load connected to it.
An ideal battery pack should be able to exhibit following properties for
commercial adoption:
• Higher Capacity
• Better Reversibility
• Higher rate capability
• Thermal and electro-chemical stability
2
3.2 Why Li-ion Battery?
Li-ion batteries have some fundamental advantages over other batteries which
gives them a clear edge over its competitors. Firstly, Lithium has the lowest
reduction potential of any known element meaning it could be easily oxidized
(release electrons) and also yield highest possible cell voltage. Secondly, Lithium
has one of the smallest ionic radii of any single charged ion which is responsible
for high charge density of lithium around 3862 mAh/g [1]. Thirdly, Li-ion
batteries could be discharged more deeply and have high energy densities than
lead acid batteries. These are the main reasons which makes Li-ion batteries
preferable over other batteries for number of commercial applications.
3
4 Major developments in the Battery Technol-
ogy/Materials
Since 1990, when Sony first introduced the Li-ion batteries on the commercial
scale much has been changed in the Li-ion battery technology and also new
active materials have been discovered with higher charge capacities and higher
rate capabilities.
• Lithium–manganese spinels
• Layered lithium-metal oxides
• Vanadium oxides
• Olivines
4
4.2 Anode materials
Carbon is a prime anode material in lithium-ion batteries due to its affordable
cost, easy availability and favourable electrochemical properties. One of the
main challenges with the usage of carbon as an anode material is poor theoretical
Lithium-intercalation capacity of graphitic carbon compared to very high charge
density of the Lithium. The other key problem with most of anode materials
is volume changes that accompany during charge-discharge process limiting the
life cycle of the battery. Following are widely used anode materials in Li-ion
batteries.
• Carbonaceous anodes
4.3 Electrolytes
Electrolyte plays an important role in balancing the charge of the system. For
every electron flowing through the external circuit, a charged ion need to pass
through the electrolyte and deposit at the electrode to balance the charge of the
system. Most of the solvents being used in the Li-ion cells have low boiling and
5
flash points making it vulnerable to the safety hazards. Researchers are trying
to develop non-flammable polymer electrolytes to improve the safety conditions
of the battery and also making sure that electrolytes should have lower heat of
reaction with electrode materials to avoid self-sustaining combustion environ-
ment in case of any accidental heating. Nowadays, selection of electrolyte is
always a trade-off between their flammability and cell performance. There are
different types of electrolytes:
• Polymer electrolytes
• Non-flammable electrolytes
• Ionic liquids
6
combination of both methods requires monitoring of battery voltage and
calibration of SOC when the charge approaches either end and battery
current is integrated to determine the relative charge.
• State of Health (SOH) Determination: This shows the general condition
of the battery and its ability to deliver a specific result when compared
to a new battery. Parameters such as cell impedance and conductivity
diminish with age and this is a good indicator of the batteries state of
health.
• Cell balancing: This is a way of compensating weak cells and equalization
of charge on cells to extend battery life. During charging, the weak cells
may fail, and this could lead to failure of the battery. There are three
method of cell balancing. These are active, passive and charge shunting
cell balancing. In active cell balancing, charge from strong cell is being
removed and given to weak cells. In passive cell balancing, cells with
highest charge based on highest voltage are located. The excess energy is
removed by a by-pass resistor, until the voltage matches that of the weak
cell. Charge shunting has to do with levelling up of the voltage to that
of a rated voltage of a good cell. Once it is achieved, the current would
by-pass fully charge to charge weak cell until full voltage level is achieved.
• Communication: The type of communication protocol used is not deter-
mined by the battery type but by how the battery is being used. The BMS
used in electric vehicles for proper operation must communicate with the
upper vehicle control and motor control. There are two major type of
communication protocol, used by the BMS for electric vehicles. These are
the data bus and the controller area network (CAN). The industry-based
standard for communication for vehicles is CAN.
BMS design can be divided into two parts. The hard ware and the software.
The hardware, obtains the state variables of the batteries which includes volt-
age, current temperature. To improve the accuracy the measurement of the
parameters is obtained simultaneously. To guarantee the system dynamic prop-
erties, high sampling rate is done. The hardware also measures the thermal and
electrical variables and provides reliable estimation for parameters that cannot
be measured. The software monitors all the variables, manages battery pro-
tection, internal communication with various hardware blocks, communication
with different system and implementation of cell balancing.
7
5.1 BMS Topology
There are three basic topologies, used in the design of BMS hard ware. These
are:
• Distributed Topology: Voltage monitors, discharge balance and digital
communication are place on cells. This can cut-off charger and reports
its status. The advantage of this topology is in its simplicity and high
reliability. However, it would require many mini-slaves printed circuit and
it may be difficult to use on certain cells.
• Modular Topology: Many slave controllers are used to make up the data to
the master controller. For this topology, printed circuits are not required
for the connection, however when implemented in electric vehicles, it is
very difficult to achieve isolated master slave communication.
8
installation is that since the controller is the major source of cell balance,
excessive heat could be generated. In addition to the above mentioned,
since the cells are located in different areas of the vehicles, wiring would
be needed to serve as a connection to the central controller.
9
Figure 7: Advantages and limitations of existing Lithium-Ion modeling methods.
[14]
management system quite difficult and hectic. A research, for BMS of lithium
ion batteries for EVs, based on CAN, was proposed [16].
This research postulated that the BMS would sample battery parameters/information’s,
determine the SOC and communicate with vehicle controller. This research
theory, was used in designing an EV manufactured by manufactured by Tianjin
Qingyuan Electric Vehicle Inc. However, the downside of this device is that it
did not have a cell balancing feature.
Using Digital signal processing, a BMS system was developed for battery
10
Figure 9: Principle of Battery Management System Based on DSP [17]
protection and charging system [17]. The downside of this device, was that the
price of the digital signal processing was much higher as compared to the price
of the microcontroller. This automatically made the BMS very expensive.
11
• Cell Module: Unlike lead acid batteries, lithium ion batteries cannot self-
balance itself hence, this could damage the battery based on over charging
and over discharging. The goal of cell module, is to provide electronic
control. This device is usually one for each cell and it acts as a standalone
shunt balance and helps in balancing and monitoring of cell voltage.
12
Figure 11: Cathode layer structure vs. spinel structure
13
battery capacity is also very reliable and durable having warranty of 8 years or
160,000km. [9]
Let’s see some of the comparable feature of NEW LEAF vs. OLD LEAF.
Firstly, the battery pack is quite similar to the old one I.e. no of cells and
similar pack footprint, both with no cooling system.
• In NEW LEAF the no. of module is now 24 and 8 cells per module while
in old LEAF that was 4 cells per module and no of module was higher 48.
• NMC mix is used in 192cells instead of LMO lithium manganese oxide
cells LMO.
• Capacity of pack is 40kWh and the real value is of around 39.5 kWh while
37kWh or less is usable.
• Output power also got increased form 80 KW to 110KW.
• In case of charging power, its lowers than 30KWh battery perhaps for the
safe side (battery
Now, if we see the ranges of new Leaf and old leaf, it’s pretty much evident
from the figure below that the new NMC LEAF battery pack is capable of high
range 400km instead of 24kwh and 30kwh battery pack which just able to cruise
below 300km.
14
to the fact that they can tolerate high temperature. Tesla uses NCA chemistry
because of great energy density, long cycle life and great charge performance.
This makes tesla batteries unique, last longer and weighs less. Tesla batteries
have gone through the different stages of development.
• Stage 1 (2009-2012) found in roadster and model S.
• Stage 1 batteries were constructed with 18650 cells; they have NCA for-
mulation consisting of 11 kg of cobalt as a cathode material per car and
graphite anode.
• Stage 2 batteries use the same 18650 cells but amount of cobalt as a cath-
ode material is dropped to 7kg per car. While in anode they introduced
small amount of silicon in graphite anode.
• Stage 3 batteries are new for Tesla uses NCA formulation but amount of
cobalt is further reduced to 4.5kg per car and in anode probably higher
amount of silicon is introduced.
Tesla has switched form 18650 cells to 2170 cells because of its optimized size to
maximum energy with minimum increase in weight and excellent cost. Voltage
is largely unchanged since it’s a function of battery chemistry. [10]
So a big question is why Tesla use little battery cell when they know that
they will be needing thousands of them?
Tesla model 3 uses new 2170 cells in battery pack that powers all future tesla
models even provide complete pack of home energy solution because of its design
flexibility. If needed more voltage put cells together in series and needed more
capacity put cells together in parallel which in result increase range. That’s the
unique flexibility that tesla offers in its battery pack without changing the core
voltage of the system. [10]
15
6.2.2 Tesla Model S Lithium Ion Battery 18650 EV Module - 22.8
Volt, 5.3 kWh
This use 18650 forms 85kwh. It is considered to be the best battery in the
market as because of energy density and better mileage per charge I.e. 200 miles.
Model S battery module contain 3400mAh cell having integrated liquid cooling
and heating system as well as they can be air cooled. The pack contains 444
cells and each and every cell is independently safety focused on both terminals.
[12]
Figure 12: Tesla’s models progressive ranges with each corresponding models
Figure 13: Performance analysis of fuel driven cars and battery electric vehicle
16
7 Possible replacements for li-ion batteries
In order to have a good comparison, all the most important features of lithium-
ion (advantages and disadvantages) will be assessed. The typical li-air battery
has an energy density between 200 and 600 Wh/kg, although the majority
stays around 200 Wh/kg. The Tesla Model S’ 100 kWh battery has an energy
density of 200 Wh/kg, its weigh is 500 kg, and we know that can cover around
500 km: this means that this model has an approximate energy consumption of
20 kWh/100km (200 Wh/km). Due to its chemistry, this battery could increase
its capacity only by the increase of the mass (and hence the volume), but for
logistic reasons this would be really difficult.
The environmental impact of a li-ion battery is for sure better than using
fossil fuel for the production of the usual fuel, but still there is space for im-
provement: these types of batteries are produced with some metals such as
lithium, lithium-oxides, graphite and cobalt, with lithium and graphite used
respectively for the cathode and the anode. The problem is that lithium has
limited resources, and with the production of li-ion batteries we have nowadays
the projection is to finish the reserves in 365 years. If we hypothetically find a
way to improve the efficiency of a li-ion battery in order to make it competi-
tive to a normal diesel car (economically speaking), the production will rise to
500000 cars per year by 2020, and the lithium demand will rise dramatically:
in this case the lithium reserves could last around 17 years. This demonstrates
the need for effective battery recycling (nowadays only 1% of li-ion batteries are
recycled, and the aim is to have a 100% recycling).
In terms of life cycles this battery works well: data gathered by Tesla showed
that the Model S battery only saw a 10% decrease of capacity after 100000 miles
driven. Considering that a full cycle is equivalent to 500 km (310 miles), 100000
miles correspond to 321 charge cycle ca. This is a great feature, as an average
vehicle would drive 200’000 miles and go through 642 charges before getting a
20% reduce of the total capacity. The 80% mark is generally considered a point
in which the battery changed significantly. This was a general overview of the
main characteristics of a li-ion battery, and now we can compare it with the
other two types.
17
the long term the lithium-sulphur battery is likely to be more feasible than the
lithium-ion battery. The only problem regards the mining of the sulphur, pro-
cedure that can create some issues to the environment. However, the improving
technology will reduce these issues. [8]
18
7.3 Supercapacitors
Another possibility is to think about another device, which has a high power
density but low energy density, which is the supercapacitor. A very interesting
feature of these types of devices is the really high life cycle: the general life
cycle of a supercapacitor is around 106 times, while the one of a good battery
is around 400 cycles.
The supercapacitor uses a different way to produce electric energy: while
the batteries transform chemical energy into electricity, supercapacitors have a
mechanism called electric double layer effect.
In a possible future vehicle we could combine the high energy density of a
battery with the high power density of a supercapacitor, as is depicted in the
figure 15.
When required, the current is supplied to the engine, that is transformed into
kinetic energy that can drive the wheels. The current flows from the superca-
pacitor to the DC/DC converter to regulate the voltage, while the current from
the battery flows directly into an AC converter. Under breaking conditions,
modern EVs are able to convert kinetic rolling energy into electrical energy to
recharge the battery and the supercapacitor, in order to increase the life of the
battery for one cycle. This process is known as regenerative breaking. In order
to have a proper car with accelerating features similar to the ones that we have
now, we can also include a fuel cell into the car: this would provide the energy
to move (combined to the battery), while the peaks could be supplied by the
supercapacitor.
To illustrate how a battery and a supercapacitor work together the figure 16
is presented. The image plots the current draw against time for an electric car
under simulated conditions. The yellow labels indicate the driving conditions.
Particularly relevant is region 4, with high peaks of the grey line (total system
load). The green line depicts the supercapacitor activity, and as it can be seen
it meets a greater proportion compared to the battery (pink line): this lasts just
for a short period of time before the supercapacitor is discharged and goes into
the negative part, indicating that it is being recharged (by the battery, in this
model there is not a regenerative modelling). This process greatly reduces the
maximum power requirement for the battery.
19
Figure 16: Supercapacitor’s behaviour in various conditions. [7]
20
Figure 17: Price development of battery-grade lithium carbonate, Source: En-
ergy Brainpool
9 Conclusions
Engineering lighter, more powerful batteries with higher energy density would
definitely be a game changing innovation in battery technology systems.
Development of new anode materials with higher Lithium-intercalation ca-
pacities to replace present carbon anodes with inherently low theoretical lithium
intercalation capacities and improve the overall capacity of the battery and also
finding environmentally benign replacements to LiCoO2 with low-cost. Safer
21
polymer electrolytes as alternative to the organic liquid electrolytes, for better
batteries, high performance electrodes are required but those high performance
electrodes can’t work effectively without robust electrolyte.
Some of the materials present in our batteries make two or three world trips
before settling in the final battery delivered to a customer. Shortening the
supply chain is a key challenge for all stakeholders which could substantially
decrease costs, and improve ecological footprint, and supply chain resiliency.
References
[1] Nitta, Li-ion battery materials: Present and future, Materials Today, 2015,
volume 18, issue 5, pp. 252-264
[2] A. K. Shukla, Materials for next-generation lithium batteries, Current Sci-
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[3] https://blog.energybrainpool.com/en/is-there-enough-lithium-to-feed-the-
need-for-batteries/
[4] M. A. Hannan, Review of Energy Storage Systems for Electric vehicles
applications, Renewable and sustainable energy reviews, 2017.
[5] https://www.futurelearn.com/courses/energy storage/1/todo/31918
[6] https://evrater.com/problem-with-electric-vehicles
[7] Horn, Supercapacitors: a new source of power for electric cars?, Economic
Analysis and Policy, 2018
[8] Kragl, Alternatives to Lithium-Ion batteries for electric vehicles, 2017
[9] https://www.nissan-global.com/EN/index.html
[10] https://www.tesla.com
[11] https://insideevs.com/
[12] http://www.roperld.com/science/teslamodels.htm
22
[16] Minxin Zheng, Bojin Qi, Hongjie Wu. (2008). A Li-ion Battery Manage-
ment System Based on CAN-bus for Electric Vehicle, IEEE
[17] Zhang Haoming, Sun Yukun, Ding Shenping, Wang Yinghai. 2008, Full-
digital Lithium Battery Protection and Charging System Based on DSP,
Proceedings of the 27th Chinese Control Conference
23