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Chapter 4
Chapter 4
Chapter 4
This chapter presents the data which address the questions posed in Chapter I
with the object of analyzing the rule provided under Rule 9, Section 3 of the Revised
Rules of the Sandiganbayan,1 creating a special division consisting of five (5) justices in
deciding a criminal action, whether it is in accordance with the rule of proof beyond
reasonable doubt. As earlier discussed, the natural consequence of this setup is having
a variation and conflicting opinions at the first level of determination. This study focuses
First, this study deals with the analysis on the determination on when is the rule
of proof beyond reasonable doubt complied with generally by trial courts as given by the
rules and by the pronouncements of the Supreme Court. Rule 133, Section 2 of the
1
This provision may be break down into the following statements: that an accused
is entitled to an acquittal unless his guilt is proven beyond reasonable doubt; and that
reasonable doubt does not imply the presence of absolute certainty but only requires
The following elements, in order to justify that the proof is beyond reasonable
doubt, may also be derived from the above-mentioned provision: that there be proof or
evidence; that the totality of such is in such degree as would produce moral certainty to
an unprejudiced mind; and such moral certainty is inclined to the guilt of the accused. If
one of these elements is not present, it can be said that there is presence of reasonable
What is only needed therefore in deciding criminal cases, at the same time to say
that a conviction is based on proof beyond reasonable doubt, is that the totality of the
proof or evidence admitted by the court will give moral certainty. When admitted, it
presupposes compliance with the Rules of Evidence with regard the rules of
admissibility and competency, unless such is waived for failure to raise a proper
objection2.
The rule also mentioned that proof beyond reasonable doubt refers to such
degree that would produce conviction in an unprejudiced mind. The rule is silent,
however, on how such degree is measured – how to determine that it has reached such
extent that would induce an unprejudiced mind. It only implies that it depends on a
case-to-case basis. In order to ease the burden in determining the guilt, the elements of
the crimes and the exact prohibited acts are provided by the Revised Penal Code and
expressly, by the various special penal laws. As such, the admissibility and
2
consequently the guilt are determined by depending on these elements provided by the
Code or the penal laws. As the Court has pronounced, “The determination of the guilt of
The principles serving as guidelines in determining an accused’ guilt are given by the
Concisely, moral certainty is based on the evidence submitted to the court and
conviction, may be obtained solely depends wholly in the totality of those evidence and
facts surrounding the case. Noteworthy is that the Court also included above the
Equipoise Rule. With this rule, as indicated above, if the evidence admitted are so
balanced as to have two or more interpretations – one for innocence and one for guilt –
it is considered equal to reasonable doubt and shall result to acquittal 5. The inclusion of
this rule and other rules like “in dubio pro reo”6 implies that these rules are also required
3
People of the Philippines vs Willington Rodriguez y Hermosa, G.R. No.211721, September 20, 2017
4
6
surrounding the case, consequently on whether there will be moral certainty as to
warrant conviction.
On the other hand, what does the law then mean when it mentions of
“unprejudiced mind”? In the case of People vs Rodriguez7, the Court laid the following
discussion:
In addition and in connection therewith, the Court discussed in the case of People vs
Mahinay8 that:
“It is that state of the case which, after the entire comparison
and consideration of all the evidence, leaves the minds of
jurors in such a condition that they cannot say they feel an
abiding conviction, to a moral certainty, of the truth of the
charge… a certainty that convinces and directs the
understanding and satisfies the reason and judgment of
those who are bound to act conscientiously upon it.”
From the foregoing, it implies that when the law mentions unprejudiced mind, it refers to
the conscience or the mind of the judge, the reason and understanding of those who are
bound to act conscientiously upon it – referring also to judges trying and hearing the
criminal case.
From the foregoing, it may be derived that the second and third sentence of Rule
133, section 2 of the Rules of Court may be interpreted as to mean that proof beyond
reasonable doubt does not need absolute certainty but only such degree of admitted
7
Ibid
8
proof or evidence as to lead the mind and conscience of the judge to convict the person
charged of an offense.
Having settled on how shall proof beyond reasonable doubt is complied and
manifested generally in trial courts, in accordance with the rules and jurisprudence, the
The fact is settled that the Sandiganbayan is a special 9 trial court10 exercising
original and exclusive jurisdiction over criminal and civil cases arising from graft and
corrupt practices11 of certain public officers12. In order to meet the particularities of its
special jurisdiction, it is authorized by law 13 to promulgate its own rules to govern its
procedures in handling such cases as well as for its internal operations. This authority is
conferred as follows:
9
R.A. No. 8249 (An Act Further Defining the Jurisdiction of the Sandiganbayan) classifies the Sandiganbayan as "[A]
special court, of the same level as the Court of Appeals and possessing all the inherent powers of a court of justice
… x x x (Section 1)."
10
R. A. No. 8249, Section 2, empowers the Sandiganbayan to "hold sessions x x x for the trial and determination of
cases filed with it.
11
12
13
This authority was amended by Section 4 of RA 7975 14 which rule still presently
authorized to promulgate its own rules of procedure, apart from the rules intended for its
internal affairs. The amendment, however, divested such authority from the
Sandiganbayan. As such, the Sandiganbayan does not have the authority to promulgate
its own rules of procedure like its own rules on the admissibility and competency of
evidence that may be submitted to them. In this regard, it is similar with regular trial
courts as it shall follow the Rules of Evidence provided by the Rules of Court and is
consequently bound to comply with the rule of proof beyond reasonable doubt in
deciding criminal cases. This implies that the elements of this rule as discussed earlier
may also be used to determine how should said rule be manifested as to prove a
Court in accordance with the Rules of Evidence – admissible and competent. The
14
courts in appreciating said evidence should consider them together with all the factual
circumstances surrounding such case and the principles provided by the Court.
Next thing to consider is that the totality of evidence admitted shall produce a
moral certainty to an unprejudiced mind and as discussed above, the latter refers to the
conscience and mind of the judge trying the case. The Sandiganbayan, in contrast to
regular trial courts where decisions are made by one judge, is a collegial body
comprised of divisions, generally consisting of three members each 15. How does this
collegial nature of Sandiganbayan fair and meet the definition of unprejudiced mind?
Referring back from how unprejudiced mind is defined, it refers to the conscience
or the mind of the judge, the reason and understanding of those who are bound to act
conscientiously upon it – referring also to judges trying and hearing the criminal case.
What may be noticed in this pronouncement is that it refers to the reason and
understanding of those bound to act upon the case. There is no rule as limiting the
case. As such, having three judges sitting in court to try a case does not defy the rule of
landmark case of Nunez vs Sandiganbayan16. In this case, the Court resolved the raised
Sandiganbayan. The Court, speaking through Justice Fernando said: “the Constitution
15
Section 1, Republic Act No. 10660, July 28, 2014 amending Section 3 of Presidential Decree No. 1606
16
dishonesty in the public service”. Justice Barredo, in his concurring opinion, discussed
over criminal offenses of public officers the urgency to be met by its justices is the
deciding through a collegial body is justified to have a better guarantee of a real and full
consideration of the evidence and the determination of the facts in the presence of three
judges actually seeing and observing the demeanor and conduct of the witnesses. This
is also to make sure that the evaluation of evidence will be appropriate and sufficient
enough to be relied upon by the Supreme Courts in case the accused, convicted in the
that the only available appeal under the Revised Rules of the Sandiganbayan shall only
be in accordance with Rule 45 of the Rules of Court raising only pure questions of law.
II. Pertinent provisions of the Revised Rules of the Sandiganbayan and the
rule of proof beyond reasonable doubt
The preceding discussion showed the justification of the collegial nature in the
unanimous decision cannot always be resorted to. In such case, the Internal Rules
provides:
This rule effectively provides a remedy to address the mentioned situation. Two
additional justices will be chosen by draw lots to sit with them and only a majority vote is
required to have a decision. As primarily discussed and opined, this naturally results to
a variation of opinions, which are often contradicting – majority for conviction, minority
for acquittal or the reverse. This is a natural consequence in a collegial body consisting
of persons with different perspective and understanding and is also observed in other
higher courts also deciding through a collegial body. However, it must be emphasized
that the Sandiganbayan, in cases where it exercises exclusive and original jurisdiction,
serves as the first level court, a trial court having the advantage of observing the
demeanor of the parties during the trial 17 compared to the higher courts which generally
17
One case decided by the Sandiganbayan, which applied the abovementioned
rule, is the case of Entienza vs Sandiganbayan.18 In this case, the accused was charged
and convicted for Falsification of Public Document penalized under paragraph 4, Article
171 of the Revised Penal Code (RPC). Entienza was, at the time of the commission of
the crime, the incumbent Municipal Mayor of Calauag, Quezon. The charge against him
sprung from the complaint of one Adriano Marana who claimed of having been given of
Torres Prudente is a municipal employee when in fact, after careful scrutiny of Marana,
is not. Prudente happens to be the former live-in partner of Mayor Entienza with whom
he had two (2) children. The said certification was allegedly signed and issued by the
accused as testified in court by Marana and through a video recording by Prudente. The
signature was allegedly that of the accused as testified by one Alpuerto who worked in
To analyze this case, the elements earlier provided maybe resorted upon. First,
are the evidence in the case admitted by the court all admissible? As mentioned by
Justice Martires in his dissenting opinion, the Certificate of Employment was not offered
in accordance with Section 21, Rule 132 of the Rules of Court. The video recordings of
Prudente, testifying as regards the reason why the Certificate was allegedly issued,
were not testified and authenticated in court since Prudente was not presented as
witness.
favored by three (3) of the five (5) justices present in the proceedings. The former
18
concurred for conviction ruling that all the elements of falsification of a public document
Section 19, Rule 132 of the Rules of Court and with reference to
Entienza to prove his allegation that his signature was forged; and
c. The facts stated therein are all false as proven by the testimony of the
HR representative.
follows:
administrator, in charge with all the documents that shall bear the
signature of the accused, testified that the document does not bear
her initials which means, as per standard office procedures, it did not
and unverifiable way19 and this was testified by him but was not
corroborated;
19
It is noticed from the foregoing that the major point is the public document subject
Justice Samuel Martires20, though the document in question squarely fits the definition
of public document as provided under Section 19, Rule 132 of the Rules of Court and
Black’s Law Dictionary (cited in the decision), it shall still be offered in accordance with
the manner provided under Section 24, Rule 132 of the Rules 21 which the prosecution
failed to comply with. The case now lacks a proof of official record signifying that the
considered as a public document and assuming that the signature thereon is that of the
accused, the first element is still not present considering that the document is not a
public document or at the very least, is not intended to serve as such. Another point
noted by Justice Martires is the manner on how Marana obtained such document.
According to the case, it was merely handed to him by an unknown person when he
was about to leave the office 22 of the accused and without actually witnessing the
signing of such. Alpuerto merely said that it was given to her by Prudente for
safekeeping but she did not, likewise, witnessed the signing of the document.
A reading of the decision shows that the main basis of Entienza’s conviction is
the failure to prove his allegation of forgery considering that once an accused As
pointed by Justice Martires, the issue is not whether the Office of the Mayor is
authorized to issue such certificate but is whether the document is really issued by the
accused23 as to consider it as a public document. Failing to address this issue and the
20
21
22
Facts decision
23
Dissent
fact that no one among the prosecution witnesses saw the accused signing the subject
document amounts to a reasonable doubt on the guilt of the accused. Noteworthy is that
this dissent is not discussed nor mentioned in the ponencia in order to compare the
Another case worthy of being cited in this study is the case of Republic vs
Dumaluan24. In this case, Doloreich Dumaluan was the incumbent Mayor of Panglao,
Bohol during the period of the commission of the crime. The case involves an alleged
violation of Section3(f) of Republic Act 3019. As found by the court, Bohol Resort and
Development Incorporation (BRDI) was applying for a building permit for the
construction of additional establishments within its property, Bohol Beach Club. One of
the requirements to obtain such permit is the locational clearance allegedly being issued
by the accused Dumaluan. Lagumbay, BBC’s officer in charge with transactions relating
with real estates, went to the accused three times regarding the clearance application.
First, he was told by the accused that the latter will first check the area. After this
meeting Dumaluan ordered one of the defense witness to checked the area being
applied for and it was then that he knew that it was the lot he has a claim with. On the
second meeting, the accused told him that the latter has an adverse claim over the lot
upon where the establishments are to be constructed. The accused has a pending case
against BBC, PENRO and the Register of Deeds of the Province of Bohol regarding the
ownership of the subject lot. Such case was filed before the third appointment between
the accused and BBC on October 2005. The locational clearance was already drafted in
May 2005 by the Municipal Engineering, even before the completion of the
requirements in September 2005. However, it was only issued in December 2005 when
24
the accused was suspended and the Vice Mayor, holding office that time, was the one
a. The elements for violation of Section 3(f) of Republic Act No. 3019 are
present:
reasonable time has lapsed from the demand; and the refusal
b. The pending civil case filed by the accused against BBC, PENRO and
unless nullified by the court and further stated that adverse claim
Two justices dissented the ponencia, namely Justice Musngi and Justice Samuel
Martires. Justice Martires shared his opinion and contrary perception as follows:
the right to acquire and own a property is a right not prohibited by the
Constitution
b. Such right is not lost by assuming public office and property rights of a
clearances, the mayor does not have authority to issue such contrary
The decision of conviction is focally based on the reason that majority concurred
in finding that there is no sufficient justification for the refusal issuing the locational
clearance or certification or that the reason posed by the accused for his refusal was not
On the issue of authority, the court solely based its discussion on the testimonies
of prosecutor witness Asilo. In deciding the issue as regards the adverse claim of
Dumaluan over the subject lot, the court maintained that considering that a Torrens title
in the name of BBC covers the subject lot, it is indefeasible. As such, relying solely on
the indefeasibility of said title, in the minds of majority of the justices, it is just right to
opinion, the former failed to resort to legal authorities in justifying their reasons in
prosecutor witness Asilo regarding on who has authority to issue the locational
clearance or certification and when shall it be issued. In the dissenting opinion, Justice
Martires provided the pertinent provisions of the Local Government Code in showing
that it is silent as to who shall issue locational clearance and certification. He also
provided the issuance of HLURB and then President Fidel V. Ramos showing that the
authority to issue said instruments are not lodged with the municipal mayor. The
discussion regarding the claim over the subject property was countered by considering
the rights of a person over his property as provided by the Constitution which the
ponencia did not dwell upon. As such, it can be considered that there is a reasonable
doubt as to whether the justification given by the accused is sufficient or not which
The foregoing analysis of the two cases, decided in accordance with Rule 9,
Section 2 of the Revised Rules of the Sandiganbayan, shows how the decisions of
Sandiganbayan do not comply with the rule of reasonable doubt. The first case
manifests questions on the admissibility of the evidence and also the irregular way such
document was given to the prosecutor’s witness. These matters were, however, not
mentioned and dwelled upon in the ponencia as to answer the doubts arising from the
facts and circumstances surrounding the case. The latter case shows that the ponencia
fails to resort to the provisions of relevant laws which should also be relied other than to
solely rely on the testimony of the witness. The rights mentioned in the dissenting
opinions are not just statutory but are provided by the Constitution and as such it should
remedies of Motion for Reconsideration or New Trial under Rule 10 of its Internal Rules.
Rule 10, Section 2 provides the rules on who shall decide or act upon the motion for
reconsideration. The first rule provides that the motion shall be acted upon by the
ponente and the other members of the Division who participated in the decision or
already in other Divisions at the time the said motions were filed 25. This is anchored on
the reason that a Motion for Reconsideration is an opportunity for the court to correct
any actual or perceived error attributed to it by re-examination of the legal and factual
circumstances of the case26. And by saying “court”, it should be the very same judges or
was acted upon by the same set of justices who tried and heard the same. However, in
the Resolution27, it is noticed that the Court merely maintained its prior position. This is
primarily because the accused did not produce any additional evidence. Nonetheless,
such motion could have been a good opportunity to discuss the case further by
incorporating the dissenting opinion penned by Justice Martires but it was not done –
the dissenting opinion was reiterated in the Resolution still invoking the contrary position
The case of Entienza was also moved to be reconsidered, however, only the
chairperson of the division, the ponente, remained from the original special division who
25
26
Republic vs Abdulwahab A. Bayao, et. al, G.R. No. 179492, June 5, 2013
27
tried and heard the case28. The other members were replaced following the rules
provided under Rule 10, Section 2(b) 29. In its Resolution30, Justice Cabotaje-Tang
reiterated the discussion prior made and presented in the ponencia. The resolution
addressed the point made by Justice Martires as regards the inadmissibility of the video
recordings by emphasizing that the such video recordings were not considered in
deciding the case. However, the Resolution still failed to discuss the matter regarding
the non-compliance with Rule 132, Section 24 of the Rules of Court concerning the
manner on how the public document should be offered in the case as well as the fact
that there was no record, as well as the legal custodian’s testimony that it was not
What may be implied from the foregoing is that despite having the opportunity,
both granted to the losing party as well as the court, a complete discussion as to
address all matters surrounding the case and to justify that the accused is indeed guilty
beyond reasonable doubt is not done. This is despite having reconsidered the decision
and reviewing the original decision together with all the records of the case in
The next resort that the aggrieved party may pursue is to appeal the decision to
the Supreme Court in the manner provided under Rule 11, Section 1 of the Internal
Rules. Though it may be said that the review with the Supreme Court may touch upon
constant resort of the losing accused which may result to congestion of cases with the
Supreme Court. Moreover, it will negate the essence of having the Sandiganbayan as a
28
29
30
special court intended to try cases involving graft and corrupt practices if at the end, the
finality of resolving the issues would still be relayed with the Supreme Court.
a. The Rules and Republic Act No.10660 amending Republic Act No.
8249
mentioned in some provisions of the Internal Rules. The effectivity of this amendment is