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Effects of Aerobic
Effects of Aerobic
1590/0004-282X-ANP-2020-0551
View and Review
ABSTRACT
Background: Stroke is among the leading causes of death and disability worldwide. Interventions for stroke rehabilitation aim to minimize
sequelae, promote individuals’ independence and potentially recover functional damage. The role of aerobic exercise as a facilitator of post-
stroke neuroplasticity in humans is still questionable. Objective: To investigate the impact of aerobic exercise on neuroplasticity in patients
with stroke sequelae. Methods: A systematic review of randomized clinical trials and crossover studies was performed, with searches for
human studies in the following databases: PUBMED, EMBASE, LILACS and PeDRO, only in English, following the PRISMA protocol. The
keywords used for selecting articles were defined based on the PICO strategy. Results: This systematic review evaluated the impacts of
aerobic exercise on neuroplasticity through assessment of neural networks and neuronal excitability, neurotrophic factors, or cognitive and
functional assessment. Studies that evaluated the effects of aerobic exercise on neuroplasticity after stroke measured through functional
resonance (fMRI) or cortical excitability have shown divergent results, but aerobic exercise potentially can modify the neural network,
as measured through fMRI. Additionally, aerobic exercise combined with cognitive training improves certain cognitive domains linked
to motor learning. Studies that involved analysis of neurotrophic factors to assess neuroplasticity had conflicting results. Conclusions:
Physical exercise is a therapeutic intervention in rehabilitation programs that, beyond the known benefits relating to physical conditioning,
functionality, mood and cardiovascular health, may also potentiate the neuroplasticity process. Neuroplasticity responses seem more
robust in moderate to high-intensity exercise training programs, but dose-response heterogeneity and non-uniform neuroplasticity
assessments limit generalizability.
Keywords: Stroke; Stroke Rehabilitation; Exercise; Neuronal Plasticity; Endurance Training; High-Intensity Interval Training; Brain-Derived
Neurotrophic Factor; Nerve Growth Factor.
RESUMO
Antecedentes: O acidente vascular cerebral (AVC) é a segunda causa principal de morte no mundo. Intervenções para reabilitação dos
pacientes com AVC visam minimizar sequelas, promover sua independência e potencialmente recuperar danos funcionais. O papel do
exercício aeróbico como facilitador da neuroplasticidade pós-AVC em humanos ainda é questionável. Objetivo: Investigar o impacto do
exercício aeróbico na neuroplasticidade em pacientes com sequelas de AVC. Métodos: Foi realizada revisão sistemática de literatura,
pesquisando nas seguintes bases de dados: PUBMED, EMBASE, LILACS e PeDRO. Foram selecionados trabalhos em língua inglesa, realizados
apenas com humanos, seguindo o protocolo PRISMA. As palavras-chave utilizadas para a seleção de artigos foram definidas com base na
estratégia PICO. Resultados: Esta revisão sistemática avaliou os impactos do exercício aeróbico na neuroplasticidade através da avaliação
das redes neurais e da excitabilidade neuronal, por meio de fatores neurotróficos, por meio da avaliação cognitiva e funcional. Estudos que
avaliaram os efeitos do exercício aeróbico sobre neuroplasticidade após o AVC medido através de ressonância funcional ou excitabilidade
cortical, são controversos, mas há dados sugerindo uma modificação da rede neural na ressonância funcional após o exercício aeróbico.
Há evidências de que, associar exercício aeróbico com treinamento cognitivo melhora certos domínios cognitivos ligados à aprendizagem
motora. Estudos que envolveram a análise de fatores neurotróficos, como avaliação da neuroplasticidade, tiveram resultados conflitantes.
Conclusões: Exercício aeróbico é uma intervenção terapêutica em programas de reabilitação, pois, além de proporcionar os benefícios no
condicionamento físico, funcionalidade, humor e saúde cardiovascular, pode potencializar a neuroplasticidade.
Palavras-chave: Acidente Vascular Cerebral; Reabilitação do Acidente Vascular Cerebral; Exercício Físico; Plasticidade Neuronal; Treino
Aeróbico; Treinamento Intervalado de Alta Intensidade; Fator Neurotrófico Derivado do Encéfalo; Fator de Crescimento Neural.
Universidade de Coimbra, Faculdade de Medicina, Departamento de Medicina do Desporto, Coimbra, Província de Coimbra, Portugal.
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INTRODUCTION types included were randomized clinical trials and crossover
studies. The search was done by one of the authors (LGP) and
Stroke is among the leading causes of death and disability was checked by another author (JPP). Any disagreements regard-
worldwide1. Atherothrombotic etiology is the main cause of ing inclusion were resolved by reaching a consensus. Studies
ischemic stroke, and the main risk factors for this are hyper- in English, conducted only on humans, were included. The
tension, diabetes, dyslipidemia, smoking and sedentarism. PRISMA protocol was followed. The search aimed to identify
Particularly, a sedentary lifestyle is increasingly adopted after studies relating to stroke, aerobic exercise, cognition, neuro-
the event, thus further compromising physical fitness and plasticity and functional recovery.
cardiovascular function2. The functional consequences of The search strategy was defined based on keywords and
stroke depend on the extent, location and area affected3, and through using the Boolean operators AND and OR. The key-
on whether appropriate therapeutic interventions are imple- words used were defined based on the PICO strategy, which
mented for each stage of the disease. was used for selecting articles as follows:
Interventions for rehabilitation of post-stroke patients
(P) - Population: Studies on post-stroke patients at any stage,
aim to minimize sequelae, promote these individuals’ inde-
of any age and gender, were included regardless of the severity
pendence and potentially recover functional damage, based
of the sequelae and functionality. Key words used: “stroke” and
on three basic principles: adaptation, regeneration and neu-
“cerebrovascular accident”.
roplasticity. Individuals’ recovery capacity is proportional to
(I) - Intervention: Aerobic exercise, of any intensity or dura-
central nervous system neuroplasticity, defined as changes to
tion, either belonging to a training program or consisting just
or reconnection of the neural networks that were interrupted
of aerobic training sessions. Keywords used: “exercise”, “endur-
by the ischemic/hemorrhagic event. According to individu-
ance training”, “aerobic exercise”, “physical activity” and “train-
als’ predisposition and favorable stimuli, these networks can
ing exercise”.
reconnect to adjacent areas and perform similar functions in
(C) Comparison with a control group (conventional rehabilita-
total or partial replacement of the compromised functions4.
tion), or with interventions such as strength exercises, physio-
One of the best-known facilitators for neuroplasticity is aero-
therapy, flexibility exercises or functional exercises, provided
bic exercise. In experimental stroke models, moderate-intensity
that these did not involve aerobic exercises.
aerobic exercise induces neural responses that optimize motor
(O) Outcomes: Results relating to neuroplasticity assessment
recovery through plasticity5. One proposed mechanism for this
were evaluated, including neurotrophic markers such as BDNF,
relates to increases in neurotrophin levels associated with neu-
IgF1 and VEGF1, assessment of neuronal excitability, assess-
roprotection, neurogenesis and neuroplasticity, particularly the
ment from neuroimaging such as functional magnetic reso-
brain-derived neurotrophic factor (BDNF), which is induced
nance ( fMRI) or use of recovery scales that indicated neuro-
in the brain directly through aerobic exercise. This could pos-
functional improvement. Keywords used: “neuronal plasticity”,
sibly be potentialized when combined with other forms of
“brain-derived neurotrophic factor”, “recovery” and “nerve
rehabilitation6. BDNF is a key mediator of motor learning and
growth factor”.
post-stroke rehabilitation7.
Despite the plausibility demonstrated in animal models, the The articles identified through the search strategy were
facilitator role of aerobic exercise with regard to post-stroke selected according to their titles and then according to their
neuroplasticity in humans is still questionable. Approximately abstract; and lastly according to reading of the full text, as
30% of humans have BDNF genetic polymorphism (Val66Met)8, defined through the eligibility criteria of the protocol (prospec-
which has been associated with impaired motor learning among tive registration number CRD42020160865).
post-stroke individuals9. Thus, stroke extent and localization, The following types of articles were excluded: systematic
genetic variations such as BDNF polymorphisms and the revies of the literature, meta-analyses and articles that did not
types of intervention can all affect the response to rehabilita- meet the requirements of the research strategy.
tion and potentially modulate the effects of aerobic training
on neuroplasticity7.
The objective of this systematic literature review was to RESULTS
identify the impact of aerobic exercise on neuroplasticity among
patients with stroke sequelae. Figure 1 summarizes the search and selection process for
the studies included, in accordance with the PRISMA protocol.
Out of the 569 articles extracted from the databases, 22 were
METHODS selected and six were later excluded because they did not meet
the eligibility criteria or because they were prospective studies
A systematic review was conducted between November without a control group.
27, 2019, and February 4, 2020, with searches in the following Among the 16 articles that thus were selected for this sys-
databases: PUBMED, EMBASE, LILACS and PeDRO. The study tematic review, nine reported on aerobic physical training
- Review: 25
- Preliminary studies: 4
Abstracts screened (N = 569)
- Letters: 10
- Not randomized clinical trial: 19
- Unrelated to intervention: 385
Eligibility
N=40 (patients
evaluated, 16 in the 45 minutes on an exercise bike
The outcomes evaluated were measures to improve motor
Linder et al., 2019 /Journal: “forced exercise until reaching 60 to 80% of the Educational videos Change in
recovery through functional scales. All 3 groups improved
Neurorehabilitation and neural group(FE)”, 16 in the reserve heart rate achieved in and physiotherapy functional
significantly on FMA by mean of 11, 6 and 9 point for the FE,
repair/ Randomized clinical trial voluntary exercise group the cardiopulmonary exercise exercises scale: FMA
VE and education groups respectively. (p= 0.001).
(VE) and 8 in the control test
group)
Author(s) / year/ type of study Sampling Experimental intervention Control Outcomes Results
N: Number of patients; RHR: reserve heart rate; fRMI: functional resonance magnetic; VO2: oxygen consumption; FE: forced exercise; VE: voluntary exercise; FMA (scale): Fugl Meyer scale; RPMT test: Raven Progressive matrices
test; COG: Cognitive training; GAMES: Cognitive training with video games; HR máx: heart rate maximum; SPE: Subjective perception of effort; 6MWT: 6 minutes walking test; 10MWT: 10 meters walk test; BDNF: Brain derived
837
838
Table 2. General characteristics of the studies with a single exercise session.
Nepveu et al., 2017/ N = 22 (intervention: 11 Exercise group: 15 minutes of HIIT: 2 Rest group Changes in Cognitive Skill retention was significantly better in the
Neurorehabilitation versus control: 11). min of warm-up at 25% of the peak VO2 assessment (MoCA) HIIT group (unpaired t test, t(19) = 2.20; p
and neural repair/ (calculated in the ergospirometry test), = 0.04; effect size d = 0.96), which showed
randomized clinical followed by 3 minutes of high intensity a 9% improvement in skill level, compared
trial12 (100% of peak) interspersed with 2 with the end of acquisition, while the control
minutes of low intensity at 25% of the group showed a 4% decay. Specifically, 7 out
peak effort. of 11 participants in the HIIT group improved
their mean score in the retention block,
compared with the best block of training,
Abraha et al., N = 12 (MICE group: 6 HIIT group: heating: 80% of VO2 max; MICE group: Cadence Changes in motor evoked MEP latency from the ipsilesional
2018/ Frontiers and HIIT group: 6) maintained 60 to 80 steps per min of 60 to 80 passes per potential (MEP) on hemisphere was lengthened after HIIT (pre:
of Physiology/ alternating every 2 min with 40% of VO2 minute, at 60% of VO2 electroneuromyography. 24.27 ± 1.8 ms, and post: 25.04 ± 1.8 ms; p =
crossover13 max. Total of 5 HIIT cycles, for 20 minutes max for 20 minutes. 0.01) but not MICE (pre: 25.49 ± 1.10 ms, and
post: 25.28 ± 1.0 ms; p = 0.44). There were
no significant changes in motor thresholds,
intracortical inhibition or facilitation. Pinch
strength of the affected hand decreased
after MICE (pre: 8.96 ± 1.9 kg vs. post: 8.40
± 2.0 kg, p = 0.02) but not after HIIT (pre:
8.83 ± 2.0 kg vs. post: 8.65 ± 2.2 kg, p =
0.29). Regardless of type of aerobic exercise,
higher total energy expenditure was
associated with greater increases in pinch
strength in the affected hand after exercise
(p = 0.04) and decreases in pinch strength of
the less affected hand (p = 0.02)
Murdoch et al., N = 12 (intervention: 6 Cycloergometer at 50 rpm for 30 minutes Resting in a seated Changes in motor evoked There was no significant effect on neuronal
2016/ Plos One/ and control: 6) and with subjective perception of light position for 30 potential (MEP) in excitability after a single session of mild-
crossover study15 exertion (11-13/20). minutes. electroneuromyography. intensity exercise with or without electrical
stimulation (iTBs). There was no significant
change in MEP amplitude over time with
exercise alone (p = 0.661).
Mild-intensity aerobic exercise does not
result in an improvement in excitability.
Table 2. Cont.
Charalambous et al., N = 34 Treadmill walk (TMW): 13 individuals - 15 Control (CON): 11 Changes in BDNF blood Intensity significantly changed from the
2018/ Topics Stroke 3 groups: minutes of high intensity exercise (75 to individuals - walking level. beginning to the end of exercise only in the
Rehabilitation/ - Control: 11 80% of HR max. or 13-15 SPE if using BB). on the treadmill at exercise groups (CON: p = 0.104; TMW: p <
Randomized clinical - Treadmill walk: 13 - Total Body exercise (TBE): Subjects 25% of comfortable 0.001; TBE: p < 0.001). Lactate levels were
trial20 - Total body exercise: 10 pedaled at high resistance and fast speed (low intensity) similar between the groups pre-exercise (p >
speed, which we modulated throughout 0.05 in all groups). Only the exercise groups
so that the exercise intensity was within (p < 0.001 in both groups) showed significant
the high-intensity range based on either changes from pre- to post-exercise (CON: p
HR or SPE. = 0.592). A significant exercise effect was
found for all measurements, except BDNF.
Boyne et al., 2020/ N = 15 - HIIT on the treadmill: 3 min of warm-up Continuous exercise Changes in VEGF1, IgF1 - HIIT elicited significantly (P < 0.05) greater
Neurorehabilitation - 3 groups: + 20 min of HIIT, in which the protocol (MCT treadmill): from and cortisol blood level. mean responses than MCT for blood lactate
and Neural/ - HIIT on the treadmill: 5 was 30’’ acceleration with 60’’ rest and moderate intensity to (HIT-treadmill, 4.6 mmol/L; HIT-stepper, 6.8
crossover21 - Seated stepper HIIT :5 recovery decreasing to 30’’ after the first 45% of RHR mmol/L; MCT-treadmill, 2.0 mmol/L), mean
- Continuous exercise 5 min. The goal was to achieve a RHR of heart rate (HIT-treadmill, 59.0% of heart rate
(MCT treadmill): 5 60%. reserve; HIT-stepper, 67.5%; MCT-treadmill,
- Seated stepper HIIT (ergometer cycle): 43.8%), and peak treadmill speed (HIT-
3 min of warm-up + 20 min of HIIT, in treadmill, 1.30 m/s; MCT-treadmill, 0.68 m/s)
which the protocol was 30’’ acceleration - VEGF1 significantly increased in HIIT on
with 60’’ rest and recovery decreasing to the treadmill, with no increase in the other
30’’ after the first 5 min. The goal was to groups
achieve a RHR of 60%. - IgF1 increased significantly in both HIIT
groups and did not increase in MICE
- Cortisol decreased in all 3 groups
Boyne et al., N = 15 HIIT on the treadmill: 3 min of warm-up Continuous exercise: Changes in BDNF blood Serum BDNF significantly increased
2019/ Journal of - 3 groups: + 20 min of HIIT, in which the protocol from moderate level. during the treadmill GXT (4.6 ng/ml [95%
Applied Physiology/ - HIIT on the treadmill: 5 was 30’’ acceleration with 60’’ rest and intensity to 45% of confidence interval: 0.7-8.4]). The increase
crossover22 - Seated stepper HIIT: 5 recovery, decreasing to 30’’ after the first RHR. was significantly greater for HIT-treadmill,
- Continuous exercise 5 min. The goal was to achieve a RHR of compared with MCT-treadmill (3.9 [0.1-7.8])
(MCT treadmill): 5 60%. but not for HIT-stepper compared with MCT
- Seated stepper HIIT (ergometer cycle): treadmill (2.9 [1.0-6.7]). The increase in
Same HIIT protocol on the treadmill. BDNF was positively related to lactate, VO2
and HR. The highest BDNF results were with
lactate > 4.7, mean VO2 > 67% peak and RHR
> 60%.
Morton, 2019/ N = 13 (HIIT and rest) Two one-week training sessions between Rest Changes in motor evoked All participants were able to reach the target
Topics in Stroke them – crossover: potential (MEP) on high-intensity exercise level. Blood lactate
Rehabilitation/ - 5 minutes of high intensity on the electroneuromyography. levels increased significantly after exercise
crossover27 treadmill - 70 to 80% of HRmax. (p < 0.001; d = 2.85). Resting motor evoked
potentials from the lesioned hemisphere
increased after exercise, compared with the
resting condition (p = 0.046; d = 2.76), but
this was not the case for the non-lesioned
hemisphere (p = 0.406; d = 0.25).
Subjects were Blind Similar Subjects Therapists Assessors Results Intention-to- Intergroup Measurement
Author and year Eligibility Total
randomly assigned distribution groups were blinded were blinded were blinded measured treat analysis comparison of variability
Linder et al., 20195 Yes Yes Yes Yes No No Yes Yes No Yes Yes 8/11
9
Ploughman et al., 2019 Yes Yes Yes Yes No No Yes Yes Yes Yes Yes 9/11
11
Luft et al., 2008 Yes Yes No Yes No No Yes No No Yes Yes 6/11
12
Nepveu et al., 2017 No Yes No Yes No No Yes Yes Yes Yes Yes 7/11
13
Abraha et al., 2018 No No No No No No No Yes Yes Yes Yes 4/11
15
Murdoch et al., 2016 Yes Yes No No No No No No No Yes Yes 4/11
Quaney et al., 200916 Yes Yes No Yes No No Yes Yes No Yes Yes 7/11
Yang et al., 201417 Yes Yes Yes Yes No No Yes Yes No Yes Yes 8/11
El-Tamawy et al., 201419 Yes No No Yes No No No Yes Yes Yes Yes 6/11
Charalambous et al., 201820 Yes Yes No Yes No No No Yes Yes Yes Yes 7/11
21
Boyne et al., 2020 Yes No No Yes No No No Yes Yes Yes Yes 6/11
22
Boyne et al., 2019 Yes No No Yes No No No Yes Yes Yes Yes 6/11
23
Shaughnessy et al., 2012 No Yes No Yes No No No No No Yes Yes 4/11
24
Sandberg et al., 2016 Yes Yes Yes Yes No No Yes Yes No Yes Yes 8/11
25
Nave et al., 2019 Yes Yes No Yes No No Yes No Yes Yes Yes 7/11
27
Morton, 2019 Yes No No Yes No No No Yes Yes Yes Yes 5/11
correlation (r = 0.53) between the increase in BDNF and the A growing body of evidence from experimental stroke models
improvements in the tests. has shown that physical activity positively impacts neuroplas-
Three studies measured the response of a single session of ticity, thus suggesting that exercise techniques can potentially
aerobic exercise regarding neuroplasticity, through changes in improve cognition and functionality. However, there is great
serum neurotrophins. variability in the dose-response of exercise prescription and in
Charalambos et al.20 were unable to demonstrate that neuroplasticity metrics as well. Therefore, the clinical applica-
high-intensity exercises increased serum BDNF levels after a bility of exercise prescription remains unknown.
training session, possibly due to the severe neurological dam- To try to address this relevant clinical question, we con-
age and advanced age in their sample, which thus limited the ducted the present systematic review. Our main findings were:
response to the intervention. a) acute and chronic interventions consisting of moderate to
Boyne et al.21 showed that the neurotrophic factors VEGF1 high-intensity exercise are associated with better neuroplastic
and IgF1 significantly increased through high-intensity inter- responses overall, except when assessed using functional MRI,
val training session, but not with moderate-intensity exercise. from which the results are conflicting; b) cognitive or physio-
However, they did not measure BDNF, nor did they assess therapeutic stimuli after an exercise session seem to provide
whether such results clinically impacted rehabilitation goals. additional neuroplastic benefit, which is greater than if these
Boyne et al.22 showed that high-intensity interval exer- stimuli were applied without the exercise; c) good quality evi-
cise promoted a significant increase in BDNF, in comparison dence is still lacking, given the absence of any gold-standard
with continuous training of moderate intensity. In addition, neuroplasticity metric, the non-uniformity of exercise interven-
they showed that the increase in BDNF was associated with tions and the unknown dose-response relationship.
a decrease in intracortical inhibition. Since motor relearning After a stroke, alterations to brain physiology and organiza-
has been associated with lower intracortical inhibition, their tion result in different brain activation patterns. During func-
findings provide support for the idea that changes in BDNF tional restructuration, the brain can modify its connections,
represent a potential marker of neuroplasticity. thus leading to clinical changes during the rehabilitation period.
Neuroplasticity is defined as the ability of the central nervous
system to undergo structural and functional adaptations as a
Neuroplasticity assessed through functional scales result of new experiences4. Cohort studies on stroke patients
The three articles included in this section used functional have suggested that the motor recovery plateau occurs around
scales as outcomes. Indeed, in assessing overall functionality, 12 weeks after vascular ictus6. Several researchers have imple-
scales can provide indirect inferences about neuroplasticity, mented forms of rehabilitation that make it possible to reopen
albeit not exclusively, given that other rehabilitation mecha- the window of recovery and neuroplasticity after stroke6. Thus,
nisms (e.g. adaptation) can also improve the functional char- aerobic physical exercise has been one of the strategies used
acteristics of post-stroke individuals. for this goal.
Shaughnessy et al.23 evaluated the effects of aerobic train- The mechanisms through which aerobic exercise can
ing for six months on functional independence and functional enhance or intensify neuroplasticity have been described in
recovery. They showed that there was an increase in the abil- relation to animals: these involve vascular impact through angio-
ity to perform tasks of daily living and an increase in aerobic genesis, glial restructuration and neurogenesis (with VEGF1 as
capacity. Notably, this was a self-assessment study with no one of the main markers); and a direct role for aerobic exercise
objective measurements. in neuronal growth and presence of survival markers (with IgF1
Sandberg et al.24 showed that intensive aerobic exercise, and BDNF). Some authors have speculated that IgF1 elevation
twice a week, for 12 weeks, among patients with stroke in the even with unchanged BDNF was associated with better post-
subacute phase improved their physical performance and stroke functional outcomes9. In addition, physical exercise can
quality of life. There were improvements in aerobic capacity, act on cognitive improvement and, therefore, have a direct
speed, functional mobility, balance, quality of life and sense of impact on the overall motor relearning process. This can acti-
functional recovery. vate accessory neural networks that assist in improving motor
Nave et al.25 evaluated only patients with severe motor recovery. Lastly, there was an improvement in expectations
sequelae in subacute phases after stroke and demonstrated associated with doing exercise: this was important because it
that there was no superiority of aerobic physical activity in rela- shows that belief in the benefits of exercise can help in long-
tion to relaxation sessions, regarding functional improvement. term adherence.
This systematic review evaluated the impacts of aerobic
exercise on neuroplasticity through assessment of neural net-
DISCUSSION works and neuronal excitability, through neurotrophic factors
and through cognitive and functional assessment.
Neuroplasticity plays a pivotal role in post-stroke recov- We found that the studies that evaluated the effects of
ery processes, through limiting sequelae and brain damage. aerobic exercise on neuroplasticity after stroke, as measured
REFERENCES
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ed. Brasília (DF): Ministério da Saúde; 2016. Available from: https:// the American Heart Association/American Stroke Association.
bvsms.saude.gov.br/bvs/publicacoes/diretrizes_reabilitacao_ Stroke. 2014 Aug;45(8):2532–53. https://doi.org/10.1161/
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