Iosifescu (2011) - Electroencephalography-Derived Biomarkers of Antidepressant Response.

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REVIEW

Electroencephalography-Derived Biomarkers of
Antidepressant Response

Dan Vlad Iosifescu, MD, MSc


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Recent meta-analyses point to the relatively low efficacy of commonly used antidepressant medica-
tions. Selecting the most effective medications for depressed subjects having failed previous treat-
ments is especially difficult. There is a clear need for objective biomarkers that could assist and
optimize such treatment selection. We will review here a growing body of evidence suggesting that
several electroencephalography (EEG)-based methods may be useful for predicting antidepressant
response and eventually for guiding clinical treatment decisions. While most of these methods are
based on resting-state EEGs (e.g., alpha- and theta-band EEG abnormalities, the combined Antide-
pressant Response Index (ATR), cordance, referenced EEG), others include EEG source localization
and evoked potentials. The limitations of these technologies and the potential clinical uses will also
be outlined. (HARV REV PSYCHIATRY 2011;19:144–154.)
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Keywords: antidepressant, EEG source localization, electroencephalography, event-related po-


tentials, major depressive disorder, predictor, quantitative electroencephalography,
response

The search for disease-specific biological markers in ma- information would potentially allow more targeted and fo-
jor depressive disorder (MDD) is driven by two related goals. cused clinical interventions.
The first is to identify the underlying pathophysiology. These Partial or inadequate response to antidepressant treat-
findings could then guide future diagnostic procedures or ment is common in MDD. Only about 30% to 40% of the pa-
even drug/treatment development. The second goal is to find tients who receive adequate pharmacotherapy will achieve
objective biomarkers of treatment response, which could dis- full remission (absence or near absence of symptoms).1
criminate between likely treatment responders and nonre- In the Sequenced Treatment Alternatives to Relieve De-
sponders or identify those at greater risk for relapse. This pression (STAR∗ D) study, only 29% of 2,876 MDD subjects
treated with the maximum tolerated dose of citalopram (up
to 60 mg) for up to 14 weeks achieved remission.2 Recent
meta- and re-analyses of STAR∗ D data suggest even lower
From the Departments of Psychiatry and Neuroscience, Mount Sinai
rates of success of antidepressant treatments (reviewed by
School of Medicine; Harvard Medical School; Department of Psychi-
Pigott and collaborators).3 Nonresponse to antidepressants
atry, Massachusetts General Hospital, Boston, MA.
is associated with disability and higher medical costs,4 and
Original manuscript received 6 September 2010; revised manuscript partial response is associated with higher relapse and recur-
received 18 November 2010, accepted for publication 16 February rence rates.5 Moreover, it takes 6–12 weeks to fully evalu-
2011. ate the efficacy of an antidepressant treatment. As each new
pharmacotherapy is tried, patients are exposed to additional
Correspondence: Dan V. Iosifescu, MD, MSc, Department of Psychi- cost and side-effect burden, along with the potential for loss
atry, Mount Sinai School of Medicine, One Gustave L. Levy Place, of function and for suicide. The ability to predict treatment
Box 1230, New York, NY 10029. Email: dan.iosifescu@mssm.edu response before or shortly after a new treatment is initiated
would translate into significant improvement of our treat-

c 2011 President and Fellows of Harvard College
ment selection process, ultimately resulting in a significant
increase in the efficacy of our treatments.
DOI: 10.3109/10673229.2011.586549

144
Harv Rev Psychiatry
Volume 19, Number 3 EEG-Derived Biomarkers 145

An ideal predictor of treatment outcome would be present electrode reflects the summation of the synchronous electri-
in many or all patients and would have high (close to 100%) cal activity of thousands or millions of neurons localized on
positive and negative predictive values; that is, if the pre- the cortex in areas surrounding the electrode. Normal rhyth-
dictor is present, all patients with the predictor would have mic activity on the EEG is divided into bands by frequency.
the outcome of interest, and if the predictor is absent, none The relative distribution of frequency bands varies with age
would have the outcome. To be of clinical utility, the predic- and level of alertness, and is influenced by medications and
tor would have to be relatively easy to measure (including brain pathology. Beta waves (frequency range, 12 to 30 Hz)
cost considerations) and be present either at baseline, be- are associated with active, busy, or anxious thinking and
fore the onset of antidepressant treatment, or early during active concentration; alpha waves (8 to 12 Hz) emerge with
the treatment (during the first week). Also importantly, re- closing of the eyes and with relaxation, and attenuate with
search supporting putative predictors would have to report eye opening or mental exertion; theta waves (4 to 7 Hz) are
not merely significant statistical associations, but a detailed present in drowsiness or meditation; and delta waves (up
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description of predictor behavior at different cutoff points, to 4 Hz) are present in healthy adults in slow-wave sleep.
such as the area under the receiver-operator characteristic EEG signals are also described in terms of the power of the
curve, AUROC, a common summary statistic for the good- electrical signal. Absolute power is the amount of power in
ness of a predictor in a binary classification. In this case an EEG frequency band at a given electrode measured in
AUROC represents the probability that a biomarker (e.g., microvolts squared (µV2 ). Relative power is the percentage
QEEG theta power [see below]) will correctly predict treat- of power contained in a frequency band in relation to the
ment response versus nonresponse. total power across the entire spectrum. EEG asymmetries
Several clinical variables such as comorbid anxiety represent the differences in EEG activity between the left
disorders,6 substance use disorders,7 and medical illness8 and right hemisphere.
have been associated with lower rates of improvement from Most EEG recordings discussed here will be resting-state
For personal use only.

antidepressant treatments. Clinical variables have proven EEGs (spontaneous potentials). A more recent version of
to be inconsistent predictors, however, with only limited spontaneous EEG is quantitative EEG (QEEG), which in-
value in selecting the next-step treatment after an initial volves computerized spectral analysis of EEG signals, pro-
treatment failure.9 Genetic10 and neuroimaging11,12 stud- viding information that cannot be extracted through visual
ies have suggested specific correlates of response to antide- inspection of EEGs alone. Other forms of post-processing of
pressant treatment, but none has yet been prospectively the EEG signal involve source localization (i.e., using the
validated. Moreover, the relatively low prevalence of some electrode recordings at scalp level to compute, via triangu-
proposed genetic predictors and the high cost of the imag- lation, the localization of cortical and subcortical sources
ing tests make such predictors problematic for widespread of EEG signals). In contrast to spontaneous EEGs, evoked
clinical use. potentials represent electrical potentials recorded from the
In the search for predictors, electroencephalography nervous system following presentation of a stimulus.
(EEG) has obvious advantages: it is widely available and
has a relatively low cost (compared to neuroimaging). In the
following sections we will review the evidence supporting RESTING-STATE (SPONTANEOUS) EEG
the use of several EEG-based neurophysiology methods as
potential predictors of antidepressant response in MDD. To Studies investigating EEG parameters in relation to clini-
identify the pertinent literature, we conducted a search of cal outcomes go back several decades. Most of these studies
the National Library of Medicine MEDLINE database for (except when specifically noted) utilized the International
articles including the following keywords: major depressive 10–20 system (described by Towle and colleagues),13 an in-
disorder, antidepressant response, predictor, quantitative ternational standard for the number and location of elec-
electroencephalography, event-related potentials, and EEG trodes used for most clinical and research EEG applica-
source localization. The reference lists of reports identified tions. The earliest studies (published in the 1980s and early
on MEDLINE were used to find additional publications. 1990s) are hard to compare since they differ in regard to the
EEG features examined, the time-points of examinations,
the EEG electrode montages, and the analytical methods
ELECTROENCEPHALOGRAPHY utilized. However, these earlier reports highlight the poten-
tial of QEEG as a predictor of outcome to antidepressants. A
EEG is an established technique to investigate central ner- number of pretreatment EEG parameters, especially in the
vous system (CNS) activity. EEG refers to the recording alpha14 and theta bands,15 were reported to differentiate
of the brain’s spontaneous electrical activity from multiple responders and nonresponders to tricyclic antidepressants
electrodes placed on the scalp. EEG activity at each scalp (TCAs).
Harv Rev Psychiatry
146 D. V. Iosifescu May/June 2011

A common limitation of most studies using resting-state at occipital sites. Fluoxetine responders showed greater al-
EEG is the lack of ability to make precise inferences to lo- pha (less activity) over the right, versus left, hemisphere,
calize the EEG signal source(s). Even results that have been whereas nonresponders tended to show the opposite pat-
validated in large samples and are statistically valid may tern. Neither alpha power nor asymmetry changed after
therefore lack a clear mechanistic explanation relating to treatment. Both alpha power and asymmetry at the occipital
the neurocircuits involved. This limitation is compensated, sites showed good predictive ability (alpha power: sensitiv-
in part, by studies using low-resolution brain electromag- ity = 72.7%, specificity = 57.5%, positive predictive value =
netic tomography (LORETA) for EEG source localization. 72.7%, negative predictive value = 57.1%; alpha asymmetry:
sensitivity = 63.6%, specificity = 71.4%, positive predictive
value = 77.8%, negative predictive value = 55.6%).
EEG Alpha-Band Activity
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Limitations. The limitations of all studies in this section


Changes in the EEG alpha band (8.5–12 Hz) have been are related to open, nonrandomized treatment with a va-
examined with regard to response to antidepressant treat- riety of medications (which does not allow differentiation
ments. Measuring changes in alpha EEG bands from pos- between medication-specific and non-medication-specific ef-
terior (occipital) leads, Ulrich and colleagues14 reported dif- fects). Since most of these studies tested different param-
ferences between 20 responders and 20 nonresponders af- eters of the alpha band, their results cannot be compared
ter four weeks of treatment with TCAs. Responders showed directly. Also, the earlier studies did not report sensitivity,
left lateralization of alpha power at baseline and decreases specificity, or other parameters relevant for the predictive
in absolute alpha power from baseline to week 4. In a ability or value, whether positive or negative.
follow-up study, the same group compared EEG patterns
of response to TCAs with different mechanisms of action
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(clomipramine and maprolitine) in a group of 43 MDD pa-


tients and found that early changes in alpha band EEG Frontal EEG Theta Activity
after the first TCA dose were associated with treatment
response at three weeks.15,16 Knott and coworkers17 stud- Changes in frontal EEG measures in the theta band (4–8
ied 29 subjects treated with imipramine for six weeks; Hz) have been interpreted as reflecting altered activity in
responders had increased alpha power compared to non- the anterior cingulate regions implicated in emotional reg-
responders, but the differences were not statistically sig- ulation. This interpretation is supported by earlier animal
nificant (in contrast to the differences in theta activity, data21 and by studies combining surface EEG recordings
as outlined in the next section). In another study of 50 and magnetoencephalographic (MEG) data,22,23 which indi-
MDD subjects, baseline increases in alpha power and de- cated that surface theta rhythms recorded from prefrontal
creases in theta power were detected in responders com- channels are correlated with deep theta magnetoencephalo-
pared to nonresponders to a six-week treatment with graphic activity in the anterior cingulate (recorded with
paroxetine.18 MEG). This area is the same one whose activity has been
In a study by Bruder and colleagues,19 EEG alpha asym- associated with predicting treatment response in imaging
metry between brain hemispheres recorded at baseline studies.11
was shown to differentiate responders and nonresponders Alterations in theta activity have been shown in associ-
among 52 MDD subjects treated with fluoxetine for 12 ation with treatment with a variety of antidepressants17,18
weeks. At baseline, in the eyes-open condition, nonrespon- and with electroconvulsive therapy,24 although the direc-
ders showed greater activation (less alpha) over the right tion of these findings is inconsistent across studies. In a
hemisphere, but responders did not. Of note, this study sug- group of patients treated with imipramine for four weeks,
gested a significant gender effect for this biomarker: the baseline theta activity in 13 responders was lower than in
difference in alpha asymmetry strongly separated the 21 16 nonresponders; the effect was independent of recording
female responders from 7 female nonresponders (p < .005) site (brain region).17 In another group of 51 MDD subjects
but not the 13 male responders from 12 male nonrespon- treated with paroxetine for six weeks, greater theta activity
ders. Alpha asymmetry was a significant predictor of treat- and lower beta-band activity was significantly associated
ment outcome (Wald test = 4.96; p < .05), but the sensi- with treatment response.18 Among 7 subjects undergoing
tivity and specificity of the predictor were not reported. In ECT, increased left frontal theta band activity from base-
a recent study replicating their previous result,19 Bruder line to the first postconvulsive recording correlated with the
and coworkers20 reported that 11 responders to fluoxetine efficacy of the ECT treatment after four treatments.24 None
had greater baseline EEG alpha power than 7 nonrespon- of these studies reported sensitivity and specificity for the
ders and 18 healthy control subjects, with largest differences predictors tested.
Harv Rev Psychiatry
Volume 19, Number 3 EEG-Derived Biomarkers 147

Our group recently reported the predictive ability of theta QEEG index that combines prefrontal EEG theta and al-
band relative power measured from frontal electrodes to pre- pha power from baseline and week 1.25,27,28 ATR is a non-
dict antidepressant response.25 In a cohort of 82 MDD out- linear combination of three features: relative combined
patients treated with open-label selective serotonin reup- theta and alpha power (3–12 Hz), plus alpha power in
take inhibitors (SSRIs) for eight weeks, frontal theta band two different alpha bands (8.5–12 Hz and 9–11.5 Hz). ATR
relative power at baseline and at week 1 were significant also includes the change in alpha power from baseline
predictors of treatment response (defined as Hamilton Rat- (8.5–12 Hz) and week 1 (9–11.5 Hz). The ATR index is pre-
ing Scale for Depression [HAM-D]-17 reduction >50% af- sented as a probability score ranging from 0 (low proba-
ter 8 weeks).25 Baseline relative theta power was lower in bility of response to treatment) to 100 (high probability of
treatment responders (21.1 ± 4.4%, vs. 23.7 ± 4.9% in nonre- response).
sponders; p = 0.017), predicting treatment response at eight In our initial cohort of 82 subjects treated with
weeks with 63% accuracy (sensitivity = 64%, specificity = SSRIs, ATR predicted antidepressant response with 70%
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62%, AUROC = 66%; p = .014). After one week of treatment, accuracy (sensitivity = 82%, specificity = 54%, AUROC
relative theta power predicted treatment response with 60% = 72%, p = 0.001).25 Since that study was used for the
accuracy (sensitivity = 62%, specificity = 57%, AUROC = development of ATR, those first ATR results are retro-
61%; p = .089). spective and could have been skewed by “overfitting.” Re-
In a group of 25 MDD patients treated with a variety of cently, results have been reported from the large, multicen-
antidepressants, Spronk and colleagues26 tested EEG vari- ter Biomarkers for Rapid Identification of Treatment Ef-
ables and genetic polymorphisms as potential predictors of fectiveness in Major Depression (BRITE-MD) study, where
treatment outcome. Increased absolute theta power at base- ATR was tested prospectively.27,28 In BRITE-MD, 220 MDD
line was associated with change of HAM-D scores over the patients who started treatment with escitalopram were ran-
eight-week treatment; the Met/Met variant of the COMT domized and one week later continued with escitalopram,
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gene was the best genetic predictor. It appeared that com- switched to buproprion, or augmented with buproprion.27,28
bining verbal memory performance with an EEG evoked Overall, ATR had 74% accuracy (AUROC = 0.77) in pre-
potential parameter measured at baseline (N1 amplitude at dicting both response and remission, whereas clinical pa-
Pz electrode) accounted for a high proportion (60%) of the rameters or genetic polymorphisms were associated with
change in treatment outcomes and may potentially consti- neither response nor remission. Following a strategy com-
tute a good combined predictor. It is difficult to draw any monly used in biomarker studies, the authors arbitrarily
reliable conclusions from this study since it used a variety split the BRITE-MD sample in two and used data from
of treatments in a small group of patients. However, the the first 35 subjects to refine the ATR index, while data
association between EEG and genetic predictors (and the from the last 38 subjects were used to prospectively validate
implication that a combination of EEG and cognitive and the results. Since the refined predictor was, in fact, estab-
genetic markers may yield superior predictions), while re- lished retrospectively in the first half of the sample, it is
quiring replication, raises intriguing possibilities. not surprising that ATR had an improved predictive ability
(AUROC = 0.85) in that group compared to the other half
Limitation of studies on EEG theta activity in MDD. Since
of the sample, for whom ATR was tested prospectively (AU-
none of the studies cited here included MDD subjects treated
ROC = 0.69).27
with placebo, the ability of these indicators to discriminate
The other important question answered by BRITE-MD
between specific response to medication and nonspecific ef-
is whether prediction of nonresponse with an initial an-
fects is unknown. The earlier studies17,18,24 do not provide
tidepressant justifies a switch to a different agent or would
data on predictor performance and have conflicting results
also predict poor response to other treatments. ATR was
with respect to the directionality of theta changes in rela-
useful for predicting differential response to either esci-
tion to treatment outcome. Our larger study25 (n = 82) used
talopram or bupropion monotherapy. Subjects with high
a simplified, nontraditional EEG montage with only four
ATR values (above a threshold) were more than 2.4 times
EEG electrodes (F7-Fpz, F8-Fpz, A1-Fpz, A2-Fpz), which
as likely to respond to escitalopram as those with low
does not allow for comparisons of EEG activity in posterior
ATR values (68% vs. 28%; p = .001).28 Subjects with ATR
brain areas.
values below the threshold who were switched to bupro-
pion treatment were 1.9 times as likely to respond to
Combinations of EEG Alpha and Theta: Antidepressant bupropion alone than those who remained on escitalo-
Treatment Response Index pram treatment (53% vs. 28%; p = .034). This result un-
derscores the potential of ATR to guide treatment deci-
We have recently described an Antidepressant Treatment sions (i.e., continuing or changing a treatment after only
Response Index (ATR) as a composite, three-parameter 1 week).
Harv Rev Psychiatry
148 D. V. Iosifescu May/June 2011

Limitations of the ATR studies. The ATR studies are the tients receiving open-label treatment with antidepressants
largest among those reviewed in this article and therefore from a variety of classifications, prefrontal theta cordance
provide the most credible estimates of predictive ability decreases after one week predicted response (>50% reduc-
(AUROC). However, the ATR index has been derived post tion of Montgomery-Åsberg Depression Rating Scale scores
hoc from an initial study,25 and its parameters were slightly after four weeks of treatment), with an overall accuracy of
modified in subsequent studies.27,28 All these studies were 88% (sensitivity = 100%, specificity = 83%).35 In a sepa-
based on simplified EEG montages (with four EEG elec- rate study of 25 MDD subjects treated with venlafaxine,
trodes), a method that is practical for future clinical ap- treatment responders had larger decreases in prefrontal
plications but whose results are more difficult to compare cordance after one week compared to nonresponders (p =
to traditional EEG studies. Moreover, the ATR index is 0.03).36 Positive and negative predictive values of cordance
based on several parameters—relative and absolute power reduction for response were 0.7 and 0.9, respectively.
at baseline, plus change in alpha power between two time We therefore see that across studies of MDD subjects
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points—whose complexity makes ATR changes difficult to treated with various antidepressant medications, decreases
interpret in relation to brain activity. in prefrontal theta cordance one week after start of medica-
tion have consistently predicted response, with overall accu-
racy ranging from 72% to 88%. Examination of this measure
Theta QEEG Cordance in one randomized, double-blind, placebo-controlled trial
has suggested it may be a specific indicator of medication
Cordance is a measure that combines EEG absolute and efficacy but not placebo efficacy.
relative power (as defined earlier) according to a specific
formula.29 Limitations of cordance studies. While cordance represents
In two small case series, frontal decreases in theta cor-
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one of the best-developed predictors in the QEEG litera-


dance as early as 48 hours after beginning open-label SSRI ture, most of the studies are still relatively small. In con-
or serotonin and norepinephrine reuptake inhibitor (SNRI) trast to other EEG and imaging results that suggest base-
antidepressants predicted clinical improvement at eight line differences in brain activity between responders and
weeks.30,31 In a follow-up study including 51 MDD patients nonresponders,11 prefrontal theta cordance shows no pre-
treated with fluoxetine or venlafaxine versus placebo, a de- treatment differences between treatment responders and
crease in prefrontal theta cordance at one week after start nonresponders. Significant differences in theta cordance ap-
of medication was a significant predictor of antidepressant pear only after two to seven days of treatment and are in-
response (measured at week 8 as final HAM-D-17 score terpreted as representing early changes in brain activity
<10).32 Change in prefrontal theta cordance at one week induced by antidepressant treatments, but no clear mecha-
significantly distinguished medication responders from all nism is presented in support of this hypothesis. One early
other groups (medication nonresponders, placebo respon- neuroimaging study suggests correlations between cordance
ders, and placebo nonresponders). Using prefrontal theta and global brain perfusion,37 but no clear associations of cor-
cordance “decrease/no decrease” at one week as a predictor dance with activity in specific brain areas have been demon-
of clinical response (observed at week 8) led to an accuracy strated. Moreover, cordance is based on a complex mixture of
of 72% (sensitivity = 69%, specificity = 75%). Interestingly, relative and absolute power, making it difficult to interpret
placebo responders exhibited a different pattern of QEEG results in terms of changes in brain activity.
change (increases in prefrontal cordance at four and eight
weeks).33
The same group of investigators replicated the theta cor- Referenced EEG
dance as predictor results in a study of 12 patients with
treatment-resistant depression, where prefrontal theta cor- A different approach for predicting antidepressant response
dance EEG measures were obtained at baseline and after using QEEG has been pursued by Suffin and Emory.38 The
approximately one week of beginning a new treatment.34 power within EEG frequency bands and coherence (a mea-
These treatment-resistant subjects were evaluated without sure of the cross-correlation of recording sites within a fre-
a drug-free interval between trials. Response was evaluated quency band) were among the elements utilized to clas-
after eight to ten weeks. Of six responders, five showed an sify participants. They called their method referenced EEG
early decrease in cordance; only two of the six nonresponders (rEEG), as the prediction for each individual patient is ref-
showed an early cordance decrease. The predictor yielded an erenced to a large database of EEGs collected at the onset of
accurate classification for 75% of the subjects. clinical treatment from a large population with diverse psy-
Findings using cordance have been independently repli- chiatric diagnoses. The current version of their database39
cated by other researchers. In a study of 17 depressed inpa- contains information on more than 1800 patients, including
Harv Rev Psychiatry
Volume 19, Number 3 EEG-Derived Biomarkers 149

baseline (unmedicated) EEGs and clinical outcomes (rated riety of pharmacotherapies; the variability of concomitant
only as positive, negative, or neutral) for more than 17,000 medications is high even within groups (rEEG or treatment
medication trials administered to these subjects. For each as usual). While this variability is consistent with usual
subject the data were collected for an extended period (aver- clinical practice, it also makes comparisons between groups
age = 405 days). Based on these data the authors developed more difficult.
QEEG “patterns” or “signatures” of specific responses to spe-
cific psychotropic medications.
The advantage of this approach is the ability to pre- EVENT-RELATED POTENTIALS
dict response with a variety of psychiatric medications, not
just the restricted groups of antidepressants (mostly TCAs, Event-related potentials (ERPs) measure voltage changes
SSRIs, SNRIs, and buproprion) tested by other researchers. on the scalp surface that correspond to cortical or brain
The disadvantage rests on the original assumption of the stem activity in response to sensory stimuli (e.g., sounds or
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rEEG database: that the QEEG “signature” for responses light). ERPs are also named according to the nature of the
to a specific psychiatric medication or group of medications stimulus (e.g., auditory or visual evoked potentials).
would be identical across psychiatric diagnoses (e.g., a pat- P300, the wave recorded at 300 msec after presentation of
tern of response to an anticonvulsant would predict suc- an auditory stimulus, is interpreted as an ERP index of early
cessful treatment with that medication in bipolar disorder, attention switching and was used extensively in schizophre-
schizophrenia, and eating disorders alike). This controver- nia research.42 Bruder and coworkers43 have recorded P300
sial approach has so far been tested in a few small studies during dichotic listening tests (where different words, sylla-
and in one recent larger study in MDD.39 bles, or tones are simultaneously presented to the two ears)
In a small (n = 13) randomized and controlled study, in 27 MDD patients who were later treated with fluoxetine,
Suffin and coworkers40 compared rEEG-guided medica- TCA, or placebo for 6 to 12 weeks. Treatment response was
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tion selection (n = 7) to treatment as usual (n = 6) associated with higher amplitude of the P300 wave only at
for treatment-resistant depressed patients followed for the occipital electrodes. No data on predictor performance
25 weeks. The rEEG group experienced higher rates of re- were presented. Kalayam and Alexopoulos44 measured the
sponse (6 of 7) compared to the control group (1 of 6). In P300 auditory evoked potential in 49 elderly MDD patients
a small study (n = 18 subjects) by DeBattista and col- prior to a six-week treatment with a variety of antidepres-
leagues, it was reported that rEEG-guided pharmacother- sants; 22 controls also provided ERP data. Patients who did
apy resulted in better outcomes compared to the Texas Med- not remit at six weeks had, at baseline, longer P300 latency
ication Algorithm Project–recommended pharmacotherapy, than remitted depressed patients and controls. When com-
but the results were presented only as a poster (at the U.S. bining the P300 result with clinical predictors (psychomo-
Psychiatric and Mental Health Congress in 2008) and have tor retardation and perseveration), 23 of the 24 remitted
not yet been published. depressed patients were correctly identified (sensitivity =
A recently reported, randomized, single-blind, multicen- 95.8%, specificity = 65.9%).
ter study included 114 subjects with treatment-resistant de- Another ERP tested in MDD is the loudness-dependence
pression who were treated for 12 weeks with either rEEG- of the auditory evoked potential (LDAEP)—which describes
guided pharmacotherapy or a control treatment strategy how one ERP component (N1/P2), generated in the auditory
(based on STAR∗ D algorithms).39 Subjects receiving rEEG- cortex, changes with increasing loudness of the auditory
guided pharmacotherapy exhibited significantly greater im- stimulus. The LDAEP is believed to correspond to the mag-
provement for both primary endpoints, which were related nitude of serotonergic neurotransmission in auditory cortex,
to improvements in the severity of depression (Quick In- particularly in the primary auditory cortex.45,46
ventory of Depressive Symptomatology [Self-Report], −6.8 The data are promising for LDAEP as a predictor of re-
vs. −4.5; p < 0.0002) and in functional outcomes (Qual- sponse to serotonergic antidepressant medication. An early
ity of Life Enjoyment and Satisfaction Questionnaire–Short report compared 11 responders (>50% improvement in
Form, 18.0 vs. 8.9; p < 0.0002) compared to control subjects. HAM-D depression-severity scores) to 6 nonresponders af-
ter 4 to 8 weeks of treatment with fluoxetine, buproprion,
Limitations of the rEEG literature. Although rEEG is essen- or desipramine; responders had, at baseline, larger slopes
tially used as a predictor of antidepressant response, no of the P2 amplitude as a function of stimulus intensity.47 A
data have been reported on the predictive abilities of the follow-up report from the same group replicated the result
biomarker (sensitivity, specificity, negative predictive value, in 12 subjects treated with buproprion for 6 to 12 weeks.48
positive predictive value), making it difficult to evaluate the Most of the subsequent reports in the literature perform
strength of rEEG as a predictor of treatment response. With a median split of LDAEP scores in their samples and con-
one exception all studies have been small. In all rEEG stud- trast the top group (with higher or “stronger” LDAEP) to the
ies subjects start on no medications but then receive a va- bottom group (with “weak” LDAEP). Lee and coworkers49
Harv Rev Psychiatry
150 D. V. Iosifescu May/June 2011

contrasted 50 subjects with higher slope of LDAEP (“strong between responders to serotonoergic and non-serotonergic
LDAEP”) with 50 subjects with lower slope (“weak LDAEP”) antidepressants.51−54 Further studies will be needed to as-
and found the first group to show higher response rates to sess the potential clinical utility of LDAEP as a predictor of
fluoxetine after four weeks (44.3% vs. 34.4%). Of note, there antidepressant response.
was no discernable difference in outcome between the two
groups at eight weeks, so the difference in LDAEP was asso-
ciated only with early treatment response. In another study, EEG SOURCE LOCALIZATION
which involved 29 MDD patients treated with paroxetine,
better four-week outcomes (measured by the HAM-D) were Low-resolution electromagnetic tomography, in which
present in the half of the sample with “stronger” LDAEP.50 QEEG data are used to create three-dimensional maps of
Some studies suggest LDAEP may be a differential cortical currents and to localize the sources of electrical im-
marker of response for antidepressant drugs with seroton- pulses, has also been used to investigate brain electrical
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ergic versus non-serotonergic mechanisms of action. In 14 activity in MDD. Several studies have associated pretreat-
patients treated with the norepinephrine reuptake inhibitor ment theta activity in the rostral anterior cingulate (rACC)
reboxetine, lower LDAEP slopes at baseline were associ- with response to pharmacotherapy. Of note, all the LORETA
ated with treatment response.51 Juckel and coworkers52 results cited here point to changes in EEG theta band activ-
measured LDAEP before treating 20 subjects with citalo- ity, which is consistent with previous studies linking theta
pram (an SSRI) and 15 with reboxetine, and reported that band oscillations with rACC sources. 21−23
citalopram responders had a “strong” LDAEP at baseline, Measuring resting EEG data before an open-label trial
whereas responders to reboxetine had a “weak” LDAEP at with nortriptyline, Pizzagalli and colleagues55 reported that
baseline. Nonresponders to citalopram or reboxetine showed resting rACC activity in the theta EEG band correlated
the inverse LDAEP characteristics, respectively. Earlier, with superior treatment response after four months on nor-
For personal use only.

the same group had published the same results for the 20 triptyline (measured with the Beck Depression Inventory).
citalopram-treated patients in the study.53 More recently, Of note, in this study nearly all (16 of 18) patients responded
in a group of 12 subjects treated with reboxetine and 14 to nortriptyline treatment with at least 50% improvement
with citalopram, Linka and colleagues54 reported the same in the BDI, making it impossible to compare treatment re-
pattern of high LDAEP being associated with citalopram sponders with nonresponders. Instead, the authors decided
response and low LDAEP being associated with reboxetine to compare two groups of treatment responders (“high” ver-
response. sus “low” responders, separating their sample in two with
a median split of BDI improvement scores). Since nearly
Limitations of ERP studies. Each of the P300 studies has every patient in their study is a responder, their result is
used a different predictor (e.g., amplitude of P300 or less significant for the topic of prediction of response. Nev-
length of P300 latency). The P300 studies have reported ertheless, a recent reanalysis of these data56 suggests that a
only statistical associations between predictors and out- specific cutoff of pretreatment rACC activity correctly classi-
comes. The predictor characteristics reported by Kalayam fied 88.9% of eventual “high responders” and 89.9% of even-
and Alexopoulos44 were good only when combining ERP tual “low responders,” with a large effect size in differenti-
and clinical variables; no sensitivity or specificity data ating high and low responders (Cohen’s d = 1.43). Using the
were presented for the ERP predictor alone. Most LDAEP same LORETA source localization technique, Mulert and
studies contrast the top 50% of their samples (with colleagues57 reported that in a group of 20 subjects treated
“stronger” LDAEP) to the bottom 50%. Consequently, the with citalopram or reboxetine, treatment response was as-
midpoint used for the contrast is specific to each study, sociated with increased pretreatment resting theta activity
and there are no consistent cutoffs and no descriptions in the rACC. The effect size differentiating responders and
of predictor ability (e.g., AUROC). LDAEP is the EEG nonresponders was also high (Cohen’s d = 1.33).
method that has been linked most closely with serotoner- More recently, Korb and coworkers58 used LORETA to
gic neurotransmission.45,46 In some studies, however, treat- analyze data previously acquired by their group in stud-
ment with the serotonergic agent paroxetine did not change ies with cordance.29,30 Pretreatment EEG LORETA revealed
LDAEP measurements,50 and baseline LDAEP slopes were higher resting theta activity (current density) in the rACC
correlated with improvement of depressive symptoms af- and orbitofrontal cortex in responders to medication (flu-
ter four weeks of treatment with the norepinephrine reup- oxetine or venlafaxine, in separate studies). Responders to
take inhibitor reboxetine.51 These results raise questions placebo did not differ from nonresponders on this metric.
about the significance of LDAEP and the presumed link While the contrast in EEG parameters between placebo and
between LDAEP and serotonergic activity. It is possible, medication responders matches the results previously pub-
but not fully demonstrated, that LDAEP may differentiate lished with cordance in the same patients, the novel aspect
Harv Rev Psychiatry
Volume 19, Number 3 EEG-Derived Biomarkers 151

of the LORETA analysis is the localization of the differences not all, studies as a clinical predictor of poor treatment
in the rACC region. outcome.62 However, the effect sizes of some of the EEG
These EEG LORETA results add to a large body of results reported here are significantly larger than the pre-
neuroimaging evidence correlating pretreatment increased dictive ability of baseline depression severity, indicating the
rACC activity with treatment response.11,56 Also, these EEG results capture other, more specific variables.
LORETA results56−58 suggest that the link between in- An important question pertains to how EEG-based tech-
creased resting rACC theta activity and treatment response nologies will be used by clinicians in the process of select-
may generalize across antidepressant classes but not to ing effective antidepressants. For some predictors with solid
placebo. data (relative theta power, ATR, cordance), predictive abil-
ity is increased by combining EEG data recorded at baseline
Limitations of source localization studies. LORETA is a tech- and at an early second timepoint (day 3 or day 7). In this
model the next-step antidepressant will be chosen based on
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nique attempting to compute the sources of electric neuronal


activity based on scalp EEG measurements. This mathemat- clinical criteria, and the EEG technology will serve to pre-
ical problem has no unique solution, and LORETA is us- dict early the efficacy of this treatment and suggest an early
ing a number of strong assumptions to define the adequate switch for subjects with low predicted efficacy. Other QEEG
solution.59 The method is significantly dependent on those technologies (rEEG, LDAEP) have suggested the ability to
assumptions and could provide spurious findings if those differentiate at baseline between antidepressants with dif-
assumptions are violated (e.g., in the presence of artifact ferent mechanisms of action, thus directly informing the
signals). The earlier LORETA studies53,55,57 were small and selection of the next-step antidepressant at that point. How-
involved open treatments. Although Korb and colleagues58 ever, the data supporting such claims are either early and
reported on a larger cohort, they were reanalyzing data from limited (rEEG) or controversial (LDAEP) as to the use of
such predictors for treatment selection.
For personal use only.

three separate studies, each with a different protocol and


treatment; a comparison between the three studies is not How, then, would a physician use these results in clini-
straightforward. Given the limitations discussed, it appears cal practice? Using the example of ATR, although the tech-
that LORETA-based measures have a promising, but not nology may not help clinicians to select treatments, it may
yet fully demonstrated, ability as predictors of treatment help them to evaluate quickly the treatments that they have
response in MDD. chosen and to increase the speed by which they eventu-
ally find the most efficacious alternative. Data from BRITE-
MD28,29 suggest that switching treatments after one week
based on QEEG (ATR) prediction of nonresponse to an SSRI
CLINICAL APPLICATIONS AND FUTURE may be associated with significant increases in the rates
PROMISES of treatment response to an antidepressant with a differ-
ent pharmacological mechanism (buproprion). Although the
As reviewed here and by other authors,60,61 several mea- BRITE-MD study used a single cutoff score (ATR = 52) to
sures derived from prefrontal analysis of spontaneous EEG, differentiate between responders and nonresponders, one
evoked potentials, and EEG source localization have been could imagine that in clinical practice a three-tier system
associated with antidepressant response. EEG-based tech- may be used. For example, scores in the 60–100 range will
nologies have considerable advantages as potential clinical represent good probability of success and will provide pa-
predictors. Since EEG is more widely available and cheaper tients and clinicians with further justification to continue
than neuromaging, it lends itself to studies with larger num- the current treatment even in the presence of mild adverse
bers of subjects (which are required for the validation of any effects. Scores in the 0–45 range will signify low probability
biomarker of treatment response). The translation to clinical of success and will justify changing the treatment even after
practice is also easier with a cheaper, ubiquitous technology. only one week. The ability to predict outcomes for subjects
EEG has several limitations related to the poor spatial in the low and high ATR ranges will be greatly enhanced.
resolution, which does not allow good mechanistic interpre- There will remain a group of patients (in this example those
tations of some of the results. This deficit is compensated, in with ATR scores between 45 and 60) for whom the tech-
part, by the source localization (LORETA) techniques. As a nology does not meaningfully improve the prediction of re-
consequence, many of the results cited here are mostly em- sponse. Since we currently have no predictors of response
pirical, associated with hypothesized, but not well demon- for any of the depressed patients we treat, reducing the
strated, neuronal explanatory models of brain activity in de- group facing an uncertain response rate from 100% down to
pression. Moreover, the clinical correlates of EEG changes approximately 20% of the total patients would be a major
are also relevant; some studies18 suggest associations be- improvement.
tween EEG markers at baseline and depression severity. One other potential development may be that EEG pre-
Baseline severity of depression was described in some, but dictors will be used not alone but in association with other
Harv Rev Psychiatry
152 D. V. Iosifescu May/June 2011

biomarkers (deriving, e.g., from genetics, imaging, or cogni- 7. Nunes EV, Levin FR. Treatment of depression in patients
tion). Results on this account are preliminary and contradic- with alcohol or other drug dependence: a meta-analysis. JAMA
tory: a small study suggested that a combination of ERP and 2004;291:1887–96.
cognitive measures may be effective predictors,26 although 8. Iosifescu DV. Treating depression in the medically ill. Psychiatr
Clin North Am 2007;30:77–90.
in the larger BRITE-MD study,28 genetic predictors did not
9. Esposito K, Goodnick P. Predictors of response in depression.
improve on the EEG predictors. Intuitively, it seems that
Psychiatr Clin North Am 2003;26:353–65.
combining biomarkers and clinical predictors may be the
10. McMahon FJ, Buervenich S, Charney D, et al. Variation in
best solution for improving predictions of a multifactorial the gene encoding the serotonin 2A receptor is associated
process such as treatment response in MDD, but large stud- with outcome of antidepressant treatment. Am J Hum Genet
ies will be needed to determine the optimal combinations of 2006;78:804–14.
such predictors. 11. Mayberg HS, Brannan SK, Mahurin RK, et al. Cingulate func-
In conclusion, several EEG technologies, especially those tion in depression: a potential predictor of treatment response.
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based on resting-state QEEG, have the potential to offer Neuroreport 1997;8:1057–61.


relatively simple and inexpensive predictors of treatment 12. Canli T, Cooney RE, Goldin P, et al. Amygdala reactivity to emo-
response. As an added benefit, some studies suggest that tional faces predicts improvement in major depression. Neu-
roreport 2005;16:1267–70.
baseline QEEG parameters may serve to predict the total
13. Towle VL, Bolaños J, Suarez D, et al. The spatial location
burden of treatment-emergent side effects63 or, more specifi-
of EEG electrodes: locating the best-fitting sphere relative
cally, to predict treatment-emergent suicidal ideation.64,65 It
to cortical anatomy. Electroencephalogr Clin Neurophysiol
is premature to judge whether EEG-based technologies will 1993;86:1–6.
fulfill their promise as predictors, but the data so far sup- 14. Ulrich G, Renfordt E, Zeller G, Frick K. Interrelation between
port a cautious optimism. Future studies will be necessary changes in the EEG and psychopathology under pharmacother-
to clarify the generalizability of the current findings and apy for endogenous depression. A contribution to the predictor
For personal use only.

to validate their usefulness for clinical practice in assisting question. Pharmacopsychiatry 1984;17:178–83.
next-step treatment selection in MDD. 15. Ulrich G, Haug HJ, Stieglitz RD, Fahndrich E. EEG char-
acteristics of clinically defined on-drug-responders and non-
Declaration of interest: Dr. Iosifescu has received re- responders—a comparison clomipramine vs. maprotiline. Phar-
search support from Aspect Medical Systems, Forest Lab- macopsychiatry. 1988;21:367–8.
oratories, and Janssen Pharmaceutica, and speaker hono- 16. Ulrich G, Haug HJ, Fahndrich E. Acute vs. chronic EEG ef-
raria from Eli Lilly & Co., Forest Laboratories, Pfizer, Inc., fects in maprotiline- and in clomipramine-treated depressive
inpatients and the prediction of therapeutic outcome. J Affect
and Reed-Elsevier.
Disord 1994;32:213–7.
17. Knott VJ, Telner JI, Lapierre YD, Browne M, Horn ER. Quan-
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