Journal of Dentistry: Naichuan Su, Maxim D. Lagerweij, Geert J.M.G. Van Der Heijden

You might also like

Download as pdf or txt
Download as pdf or txt
You are on page 1of 12

Journal of Dentistry 110 (2021) 103664

Contents lists available at ScienceDirect

Journal of Dentistry
journal homepage: www.elsevier.com/locate/jdent

Review article

Assessment of predictive performance of caries risk assessment models


based on a systematic review and meta-analysis
Naichuan Su a, *, Maxim D. Lagerweij b, Geert J.M.G. van der Heijden a
a
Department of Social Dentistry, Academic Centre for Dentistry Amsterdam (ACTA), University of Amasterdam and VU University, the Netherlands
b
Department of Cariology, Endodontology and Pedodontology, Academic Centre for Dentistry Amsterdam (ACTA), University of Amasterdam and VU University, the
Netherlands

A R T I C L E I N F O A B S T R A C T

Keywords: Objectives: To assess the predictive performance of caries risk assessment (CRA) models for prediction of caries
Dental caries increment for individuals based on a systematic review and meta-analyses.
Caries risk assessment Data/Sources: We included external validation studies assessing the predictive performance of CRA models for
External validation
prediction of caries increment for individuals, using discrimination and calibration as the outcome parameters.
Discrimination
PubMed, EMBASE, and CINAHL were searched electronically on 10th September 2020 to identify prediction
Calibration
Systematic review modeling studies on external validation of CRA models. The risk of bias of the included studies was assessed
using the Prediction model Risk Of Bias ASsessment Tool (PROBAST).
Study selection: A total of 22 studies with seven different CRA models were included. As for full Cariogram, the
pooled area under the receiver operating characteristic curve (AUC) was 0.78 (95 %CI: 0.68; 0.85) based on eight
studies regardless of the risk of bias levels, and 0.82 (95 %CI: 0.58; 0.93) based on four studies with low risk of
bias only. The pooled observed: expected ratio (O:E ratio) of full Cariogram was 0.91 (95 %CI: 0.72; 1.14) based
on 12 studies regardless of the risk of bias levels, and 0.89 (95 %CI: 0.71; 1.12) based on five studies with low
risk of bias only. As for reduced Cariogram, the pooled AUC was 0.72 (95 %CI: 0.67; 0.77) based on six studies
regardless of the risk of bias levels, and 0.74 (95 %CI: 0.45; 0.91) based on two studies with low risk of bias only.
The pooled O:E ratio of reduced Cariogram was 0.84 (95 %CI: 0.59; 1.18) based on six studies regardless of the
risk of bias levels, and 1.05 (95 %CI: 0.43; 2.59) based on two studies with low risk of bias only. Based on an
insufficient number of studies for the other CRA models, the pooled AUCs ranged from 0.50 to 0.88, while the
pooled O:E ratio ranged from 0.38 to 1.00.
Conclusion: The average predictive performance of both full and reduced Cariogram seems to be acceptable.
However, the evidence from research does not allow a firm conclusion on the performance of the other included
CRA models, due to the insufficient number of high-quality studies.
Clinical significance: Both full and reduced Cariogram were found to be reliable CRA models for prediction of
caries increment in clinical practices for dental patients and communities for general populations. The reduced
Cariogram showed better predictive performance and less burden in terms of time and resources to individuals
than the full Cariogram. Therefore, the reduced Cariogram could be more recommended than the full Cariogram.

1. Introduction prevalence of dental caries of permanent teeth is 35 %, which is the


highest among the 50 most common diseases, while the global preva­
Caries is a chronic progressive disease caused by a multifactorial lence of dental caries of primary teeth is 9 % in the year 2010 [2]. In the
dynamic interplay of microbial, behavioral, and social aspects [1]. If year 2017, around 2.3 billion people globally had caries of permanent
caries is not treated in time, it may affect deeper layers of teeth and may teeth, and 0.5 billion children had caries of primary teeth [3]. However,
result in a severe toothache, infection, and tooth loss. Caries is a major in recent decades, a paradigm shift in caries management is seen from
oral health problem in most industrialized countries. The global restorative treatments towards non-operative caries risk management

* Corresponding author at: 5F, Department of Social Dentistry, Academic Centre for Dentistry Amsterdam (ACTA), University of Amsterdam and Vrije Universiteit
Amsterdam, Gustav Mahlerlaan 3004, 1081, LA, Amsterdam, the Netherlands.
E-mail address: n.su@acta.nl (N. Su).

https://doi.org/10.1016/j.jdent.2021.103664
Received 23 November 2020; Received in revised form 5 March 2021; Accepted 9 April 2021
Available online 10 May 2021
0300-5712/© 2021 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
N. Su et al. Journal of Dentistry 110 (2021) 103664

(CRM) policies including early preventive strategies [4]. Nowadays, all the references cited in the studies eligible for inclusion were
CRM is an acknowledged integral part of contemporary dental practice. inspected (backward citation searching) and all the articles which have
This paradigm shift has stimulated the development of multivariable cited the studies eligible for inclusion were also inspected (forward
caries risk scores to support caries risk assessment (CRA) [4]. citation searching). Besides, the top 20 related/similar articles to the
CRA refers to an approach to establish the probability of a future studies eligible for inclusion are inspected. The forward citation
(new or incident) enamel or dentine lesion, i.e. predicting caries after searching, backward citation searching, and related articles searching
some period of follow-up. CRA primarily aims at the identification of were all performed via PubMed on 26th September 2020.
individuals with an increased risk of the occurrence or progression of
caries over a specified period of follow-up [5]. It anticipates detection of
early-stage caries and allows for tailoring CRM to individual risk levels. 2.2. Selection criteria
Hence, CRA may assist dentists in decision-making on diagnostic pro­
cedures, treatment, and recall appointments. It is considered a corner­ The development of a CRA model requires a derivation cohort.
stone in patient-centered CRM [6]. Before the model is implemented in practice the predictive performance
Several CRA models have been developed [7–12]. They differ in their of the model (discrimination and calibration) should be established and
content and approach to assess the caries risk. Their predictive perfor­ this requires a validation cohort. Since this systematic review is about
mance, i.e. correspondence between predicted and observed caries at the empirical evidence of such validation studies, we excluded the
follow-up, may depend on such differences, but also on the quality of studies on development of CRA models in derivation cohorts. If a study
study methods and the characteristics of the study population. The included both derivation cohort and validation cohort, only the vali­
discrimination and calibration are the most commonly used parameters dation cohort was included for analysis in the present review.
for evaluating the predictive performance of a prediction model [13,14]. The selection criteria were framed based on the PICOTS (Population,
In absence of assessment of such evaluation, one should be cautious Intervention, Comparison, Outcome, Timing, and Setting) system in the
using CRA models in practice [14]. That is, poor predictive performance Critical Appraisal and Data Extraction for Systematic Reviews of Pre­
could eventually result in inadequate or untoward decisions in caries diction Modelling Studies (CHARMS) checklist [19]. Only publications
risk management, and thereby impact dental health of individuals. reporting studies satisfying the following criteria were selected:
Therefore, it is essential to systematically appraise the predictive per­
formance of CRA models and the external validation thereof across (1) Including participants at risk of incident caries, irrespective of
different study populations, settings, and locations. Such evaluation may demographic background (e.g. gender, age, race, or socioeco­
reveal limitations of CRA models and may provide clues for adjustments nomic status).
or further improvements [13]. So far, reviews have attempted to assess (2) Externally validating a CRA model. Studies in which CRA models
the most important risk factors for caries increment, reported qualitative were developed were excluded. For studies reporting data from
analyses of CRA models or their sensitivity, specificity and predictive both a derivation cohort and a validation cohort, only the vali­
values only [1,6,15,16]. Hence, to date, an overview of the systematic dation cohort was included.
quantitative assessment of discrimination and calibration of CRA models (3) Reporting data on either or both discrimination (e.g. area under
is lacking. the receiver operating characteristic curve [AUC] or c-statistic)
While inexpensive and user-friendly approaches to CRA are expected and calibration (e.g. observed: expected ratio [O:E ratio]), or data
to fulfill the promise of cost-effective deployment of CRM policies, sufficient to (re)calculate these. Discrimination is defined as the
external validation of the performance of CRA models is imperative for ability to differentiate between those with and those without the
the effectiveness of CRM policies. It should be noted that reports on the caries increment in the follow-up [20]. Calibration is defined as
discrimination and calibration of CRA models resulting from pop­ the agreement between the predicted risk and observed risk of
ulations in which the models are derived do not provide a credible basis caries increment in the follow-up [20]. The O:E ratio is defined as
for external validation. Evidence on external validity of CRA models the ratio between total number of observed and total number of
should come from studies that evaluate the predictive performance in expected events (O:E ratio) [21].
subsequent studies in other populations. Hence, to quantitatively assess (4) Both quantitative or qualitative prediction models used to
the predictive performance of CRA models, notably discrimination and perform risk stratification in the assessment of increment of caries
calibration, the external validation studies that assessed the perfor­ at follow-up in clinical practice or communities. Quantitative
mance of CRA models for prediction of caries increment for individuals models are defined as the models in which the individuals` pre­
were systematically reviewed. dicted risks are calculated through algorithms and expressed
quantitatively as percentages. Qualitative models are defined as
2. Materials and methods the models in which the individuals` predicted risks are qualita­
tively classified into multiple ordinal predicted risk groups
This systematic review and meta-analysis were carried out based on through manual charting using a checklist of important factors/
the Preferred Reporting Items for Systematic Reviews and Meta- indicators [22].
analysis: The PRISMA Statement [17].
Publications which met the following criteria were excluded:
2.1. Search strategy
(1) Case reports, conference papers, case-control studies, or cross-
Relevant publications were searched in electronic bibliographic sectional studies;
sources, including PUBMED, EMBASE, and CINAHL, without language (2) Duplicate publications;
restriction, up to 10th September 2020. A combination of free text words (3) Languages other than English.
and systematic vocabulary (Medical Subject Headings for PUBMED and
EMTREE terms for EMBASE) relevant to “dental caries”, “prognosis”, Two reviewers (NS and ML) independently assessed the titles and
and “cohort studies” was used in the search strategies. The search abstracts of all identified studies from the electronic searches. Full texts
strategy is presented in Appendix Table 1. were obtained for studies that met the inclusion and exclusion criteria,
To improve the comprehensiveness of the search and identify or where a clear decision could not be made from the title and abstract
potentially eligible studies that were not retrieved from the databases, alone. In the latter case, the selection was based on full-text reading.
both forward and backward citation searching were used [18]. That is, Reviewers resolved initial disagreements by consensus discussion.

2
N. Su et al. Journal of Dentistry 110 (2021) 103664

2.3. Risk of bias assessment the O:E ratio based on the calibration plots or calibration tables was
prioritized. For qualitative models, the O:E ratio based on the sensitivity
The Prediction model Risk Of Bias ASsessment Tool (PROBAST) was and specificity was prioritized. If the variance of O:E ratio was not re­
used to assess the risk of bias of the included studies [14]. The tool in­ ported, it was calculated with total number of observed events and total
cludes four domains, including participants, predictors, outcome, and sample size [13]. An pooled O:E ratio of 1 indicates that the observed
analysis. Each domain was assessed in terms of risk of bias, while the risk equals the expected risk and hence the model is optimally cali­
first three domains were also assessed in terms of applicability concerns. brated. An pooled O:E ratio <1 indicates the overestimation of the
A “risk of bias” judgment (“high”, “low”, and “unclear”) was made for model, while an pooled O:E >1 indicates the underestimation of the
each domain. If the answers to all signaling questions within a domain model. An pooled O:E ratio between 0.8 and 1.2 indicates that the
were judged as “yes” or “probably yes” (indicating a low risk of bias for calibration of the model is acceptable [13].
each question), the domain was judged to be at low risk of bias. If any For pooling the AUC and O:E ratio, a logit-transformation was used
signaling question was judged as “no information”, or any signaling because both were not normally distributed. The meta-analyses were
question was judged as “no” or “probably no” (indicating a high risk of performed for the different CRA models separately. If the number of
bias), the risk of bias of the domain was first discussed by the consensus included studies was not big enough for the meta-analysis, a qualitative
discussion and then was judged as “low”, “unclear” or “high” risk of bias description was performed instead. The subgroup analysis was per­
[14]. The overall risk of bias of a primary study was regarded as “low” formed based on the risk of bias of included studies for each meta-
when the risk of bias was low in each domain, while the overall risk of analysis. The meta-analysis was conducted using R 3.6.1 (R Develop­
bias was “high” when the risk of bias was high in any domain. Other­ ment Core Team, Vienna, Austria).
wise, the overall risk of bias was regarded as “unclear”. This was fol­
lowed by a judgment about concerns regarding the applicability that 3. Results
considers the extent to which the included studies match the systematic
review question in the aspect of participants, predictors, and outcome 3.1. Results of search and selection
domains. Concerns about applicability were rated as “low”, “high”, and
“unclear”. High concern was rated when the primary study did not The initial search identified a total of 3,506 records from the elec­
match the review question in any domain, while low concern was rated tronic databases. During screening the titles and abstracts, 482 of them
when the study matched the review question in each domain. Unclear satisfied the inclusion criteria. Another 16 records were screened after
domain was rated only when insufficient data were reported. reading the titles and abstracts based on forward citation searching,
Two independent raters (NS and ML), blinded for each other`s rat­ backward citation searching and related articles searching. 476 studies
ings, performed the PROBAST assessment. Reviewers resolved initial eventually did not satisfy the inclusion criteria after carefully reading
disagreements by consensus discussion. the full-text publications. Therefore, a total of 22 studies were included
in the present review [10,22,24–43] (Fig. 1).
2.4. Data extraction
3.2. Characteristics of included studies
The data extraction of the primary studies was guided based on the
CHARMS checklist [19]. The information on source of data (study type), The 22 included studies concerned three quantitative models (Car­
participants (country and settings, number of participants, sex, age, and iogram [10,22,24–34], the National University of Singapore Caries Risk
country), outcomes (follow-up time, definition of outcome event, Assessment (NUS-CRA) model [22], and Dentoprog-Method model [42])
criteria for diagnosis of caries, use of radiography, and percentage of and four qualitative models (Caries Management By Risk Assessment
event), names of the validated prediction models, and model perfor­ (CAMBRA) model [22,35–39], the Caries-risk Assessment Tool (CAT)
mance (AUC and O:E ratio) were extracted using a standardized form. [22,39,40], the Public Dental Service (PDS) guidelines [41], and the
The data extraction was performed by one reviewer (NS) and cross- University of Michigan School of Dentistry Caries Risk Assessment
checked by the other reviewer (ML). Reviewers resolved initial dis­ (UMSD-CRA) model [43]). Among the seven CRA models, Cariogram,
agreements by consensus discussion. CAMBRA, NUS-CRA, and CAT had both full and reduced versions. The
full model was defined as the model with a complete set of predictors
2.5. Design of meta-analysis including biological predictors, such as saliva tests with microbiological
cultivations. A reduced model was defined as one excluding such bio­
To assess the discrimination of the CRA models, the meta-analyses logical predictors. 12 studies reported about the full Cariogram [10,22,
were performed by computing AUC extracted from the included 24–33], six studies about the reduced Cariogram [22,25,26,28,33,34],
studies using the random-effect model. For quantitative models, only the six studies about the full CAMBRA [22,35–39], one study about the
AUCs that were produced with the endpoints versus the quantitative reduced CAMBRA [22], one study about the full NUS-CRA [22], one
predicted risks were included. For qualitative models, the AUCs that study about the reduced NUS-CRA [22], two studies about the full CAT
were produced with the endpoints versus the qualitative risk categories [22,39], two studies about the reduced CAT [22,40], one study about
were included. If the variance of the AUC, including standard error (SE) the Public Dental Service (PDS) guidelines [41], one study about the
or 95 % confidence interval (95 %CI), was not reported, it was calcu­ Dentoprog-Method model [42], and one study about UMSD-CRA [43].
lated based on the total number of observed events, total number of The essential features of the seven CRA models are presented in Ap­
sample size, and AUC values [13]. An pooled AUC of 0.70 to 0.80 in­ pendix Table 2. The main characteristics of the included studies are
dicates the discrimination of the model is acceptable, while an pooled presented in Table 1.
AUC ≥ 0.80 indicates that the discrimination of the model is excellent to
outstanding [23]. 3.3. Risk of bias assessment
To assess the calibration of the CRA models, the meta-analyses were
performed by computing the O:E ratio extracted from the included The overall risk of bias was considered low in only five studies [10,
studies using the random-effect model. If neither the total number of 22,25,29,31] and high in the remaining 17 studies (Table 2). All the five
expected events nor the expected risk of the population was directly studies with low risk of bias [10,22,25,29,31] concerned the assessment
reported, the O:E ratio was estimated based on the reported mean pre­ of the performance of the full Cariogram, two studies [22,25] with low
dicted risks across different risk groups in calibration plots or calibration risk of bias concerned the performance of the reduced Cariogram, and
tables or reported sensitivity and specificity. For quantitative models, one study with low risk of bias [22] concerned the performance of both

3
N. Su et al. Journal of Dentistry 110 (2021) 103664

Fig. 1. Flow diagram of study inclusion (CAMBRA: Caries Management By Risk Assessment; NUS-CRA: the National University of Singapore Caries Risk Assessment;
CAT: Caries-risk Assessment Tool; PDS: Public Dental Service; UMSD-CRA: the University of Michigan School of Dentistry Caries Risk Assessment model.

full and reduced NUS-CRA, both full and reduced CAMBRA, and both 3.4. Results of meta-analysis
full and reduced CAT (Fig. 1).
With respect to the participants domain, all the included studies were 3.4.1. Full version of Cariogram
considered low risk of bias. With respect to the predictors domain, we Eight studies [10,22,25,26,28–30,33] were pooled for discrimina­
considered the risk of bias high in one study [42] because the predictors tion, irrespective of the risk of bias, and the pooled AUC was 0.78 (95 %
were not defined and assessed in a similar way for all the included CI: 0.68; 0.85; I2 = 94 %), which indicated that the discrimination of the
participants. No study was considered unclear risk of bias in this model was acceptable. When the studies with low and high risk of bias
domain. With respect to the outcome domain, we considered the risk of were pooled separately, it indicated that the discrimination of the model
bias high in one study [42] because the outcome was not determined in a based on the studies with low risk of bias and high risk of bias was both
similar way for all participants. We considered the risk of bias unclear in acceptable (Table 3).
another study [40] because the definition of the caries was not reported. Twelve studies [10,22,24–33] were pooled for calibration, irre­
With respect to the analysis domain, the risk of bias in 16 studies [24, spective of the risk of bias, and the pooled O:E was 0.91 (95 %CI: 0.72;
26–28,30,32–41,43] was considered high. The reasons were that (1) the 1.14; I2 = 97 %), which indicated that the calibration of the model was
number of participants with the events was too small, which did not acceptable. When the studies with low and high risk of bias were pooled
meet the criteria of >100 participants with outcome events based on the separately, it indicated that calibration of the model based on the studies
widely used thumb of rules [14]; (2) the loss to follow-up of the par­ with low risk of bias and high risk of bias was both acceptable (Table 3).
ticipants >20 %; and (3) a complete case analysis was used to handle the
missing data when the percentages of missing values were large and the 3.4.2. Reduced version of Cariogram
missing data mechanism was not checked. One study [42] was consid­ Six studies [22,25,26,28,33,34] were pooled for discrimination,
ered to have an unclear risk of bias because the information on loss to irrespective of the risk of bias, and the pooled AUC was 0.72 (95 %CI:
follow-up of the participants and the handling of the missing data were 0.67; 0.77; I2 = 44 %), which indicated that the discrimination of the
not reported. model was acceptable. When the studies with low and high risk of bias
All the 22 studies were considered to have low concerns regarding were pooled separately, it indicated that the discrimination of the model
the applicability of primary studies to the review question in the aspect based on the studies with low risk of bias and high risk of bias was both
of participants, predictors, and outcome domains (Table 2). acceptable (Table 3).

4
N. Su et al.
Table 1
Characteristics of the included studies.
Source of date Participants Outcomes Models Outcomes

Studies Study Type Participants No. of No. of Age at Outcome event % of Location Criteria for Radiography Follow-up Models Discrimination O:E ratio
description (country participants participants baseline definition events of caries diagnosis of used for time validated (AUC)
and settings) at baseline at follow-up caries diagnosis of
(F/M) (F/M) caries

Gao 2010 [10] Prospective Children from Grade- 1782 (893/ 1576 3− 6 years Δdmft>0 44 % Coronal WHO criteria No 1 year Cariogramc 0.73 (0.71 0.76) 689:789
cohort 1 government 889) (unknown) (689/
kindergartens in 1576)
Singapore
NUS-CRAa 0.88 (0.84 0.91) 178:184
NUS-CRAb 0.85 (0.81 0.89) 178:178
Cariogramc 0.78 (0.74 0.82) 178:181
Children in grade-1 in
Prospective 544 (262/ 485 (224/ 37 % Cariogramd 178:180
Gao 2013 [22] kindergartens in Hong 3 years Δdmft >0 Coronal WHO criteria No 1 year
cohort 282) 261) (178/485) CAMBRAe 178:263
Kong, China
CAMBRAf 0.76 (0.72 0.81) 178:340
CATg 178:474
CATh 178:467
Patients registered in
Prospective public dental clinics in 1295 (676/ 982 (454/ 35 %
Petersson 2015 [24] 19 years ΔDFS>0 Coronal WHO criteria Yes 3 yeras Cariogramc 344:368
cohort the Skåne region, 619) 528) (344/982)
Sweden
Retrospective Children from schools 438 (208/ 392 10− 11 31 % Cariogramc 0.75 (0.70 0.80) 122:107
Petersson 2010 [25] ΔDMFS>0 Coronal Other Yes 2 years
cohort in Halmstad, Sweden 230) (unknown) years (122/392) Cariogramd 0.72 (0.67 0.78) 122:107
The elderly in Cariogramc 0.77 (0.70 0.83) 70:187
Prospective 334 280 25 % (70/
Hayes 2017 [26] communities in Cork, ≥65 years ΔDFS>0 Root ICDAS Unknown 2 years
cohort (unknown) (unknown) 280) Cariogramd 0.79 (0.72 0.85) 70:123
Ireland
5

The elderly in 55, 65,


Retrospective 208 148 74 % Root and
Petersson 2003 [27] communities in and 75 ΔDMFS>0 WHO criteria Yes 5 years Cariogramc 109:85
cohort (unknown) (unknown) (109/148) coronal
Sweden years
Patients visiting the Cariogramc 0.71 (0.65 0.78) 76:94
Department of
Conservative
Dentistry and
Endodontics,
Prospective 215 192 23.3 ± 3.1 40 % (76/
Dou 2018 [28] Stomatological ΔDMFS>0 Coronal WHO criteria Yes 2 years
cohort (unknown) (unknown) years 192) Cariogramd 0.70 (0.63 0.77) 76:103
Hospital of Chongqing
Medical University,
China, for caries or
pulpitis/pulp necrosis
caused by caries
Prospective Children from schools 957 (485/ 861 (440/ 36 %
Campus 2012 [29] 7− 9 years ΔDFS>0 Coronal WHO criteria No 2 years Cariogramc 0.93 (0.91 0.95) 312:368
cohort in Sardinia, Italy 472) 421) (312/861)
Children residing in
social welfare schools

Journal of Dentistry 110 (2021) 103664


Prospective in principle of 36 36 12.9 ± 0.7 36% (13/
Sudhir 2017 [30] ΔDFS>0 Coronal ICDAS Unknown 1.5 years Cariogramc 0.79 (0.63 0.95) 13:15
cohort Vatsalaya (unknown) (unknown) years 36)
vidhayasharam
Nellore, India
Children
5 ± 0.5
Children from schools aged 5
Prospective 520 499 years, 12 ΔDMFT/
Garg 2018 [31] in Paonta Sahib, years: Coronal WHO criteria Unknown 1 year Cariogramc 161:233
cohort (unknown) (unknown) ± 0.5 dmft>0
District Sirmour, India 37 % (92/
years
250);
(continued on next page)
N. Su et al.
Table 1 (continued )
Source of date Participants Outcomes Models Outcomes

Studies Study Type Participants No. of No. of Age at Outcome event % of Location Criteria for Radiography Follow-up Models Discrimination O:E ratio
description (country participants participants baseline definition events of caries diagnosis of used for time validated (AUC)
and settings) at baseline at follow-up caries diagnosis of
(F/M) (F/M) caries

Children
aged 12
years:
28 % (69/
249)
Dolic 2020 [32] Retrospective Pregnant women from 96 (96/0) 80 (80/0) 20− 42 ΔDMFT>0 68% (54/ Coronal WHO criteria No 4 years Cariogramc 54:32
cohort communities in Banja years 80)
Luka, Bosnia and (mean:
Herzegovina 27.4 ± 7.2
years)
Children from public 2− 5 years Cariogramc 0.65 (0.56 0.74) 74:77
Retrospective preschools in the 175 140 (mean: 3.3 53 % (74/ WHO criteria
Birpou 2019 [33] ΔECC>0 Coronal No 2 years
cohort greater area of Athens, (unknown) (unknown) ± 0.8 140) and ICDAS Cariogramd 0.65 (0.56 0.74) 74:65
Greece years)
Patients referred to
12− 20
the Specialist Clinic
years
Prospective for Orthodontic, 270 255 (165/ 13 % (34/
Enerbäck 2020 [34] (mean: ΔDFT>0 Coronal WHO criteria Yes Unknown Cariogramd 0.69 (0.59 0.79) 34:60
cohort Public Dental Service, (unknown) 90) 255)
15.4
Mölndal Hospital,
years)
Sweden
Children residing in a
social welfare school
6

Prospective in principle of 36 % (26/


Sudhir 2016 [35] 72 (24/48) 72 (24/48) 13 years ΔDFS>0 Coronal ICDAS unknown 2 years CAMBRAe 0.64 (0.50 0.77) 26:21
cohort Vatsalaya 72)
vidhayasharam
Nellore, India
Patients from the
University of
54 %
Retrospective California San 3810 (1772/ 1315 (624/ 0.5− 6 4− 24
Chaffee 2016 [36] Δdft>0 (713/ Coronal Unknown Unknown CAMBRAe 713:867
cohort Francisco Pediatric 2029) 687) years months
1315)
Dentistry clinic, the
USA
Patients from the
University of
58 %
Retrospective California San 18,004 4468 (2238/ 539 ± 257
Chaffee 2015 [37] >18 years ΔDFT>0 (2597/ Coronal Unknown Unknown CAMBRAe 2597:2298
cohort Francisco Pediatric (9560/8444) 2230) days
4468)
Dentistry clinic, the
USA
Children from Close to 0.50
Retrospective communities in the 466 214 35 % (75/
CAMBRAe

Journal of Dentistry 110 (2021) 103664


Christian 2020 [38] 1.5 years ΔCL>0 Coronal ICDAS-II No 4 years 75:142
cohort western corridor of (unknown) (unknown) 214) 0.50 (0.42 0.58)
Victoria, Australia
Children from public 2− 5 years CAMBRAe 0.73 (0.63 0.83)
Agouropoulos 2019 Prospective preschools in the 175 140 (mean: 3.3 53 % (74/ WHO criteria
ΔECC>0 Coronal No 2 years g
[39] cohort greater area of Athens, (unknown) (unknown) ± 0.8 140) and ICDAS CAT 0.50 (0.46 0.54)
Greece years)
Children from
Prospective 68 4.9 ± 0.7 51 % (35/
Kuru 2020 [40] kindergartens in 90 (45/45) ΔCL>0 Coronal Unknown Unknown 3 years CATh 35:51
cohort (unknown) years 68)
Izmir, Turkey
Prospective Patients registered at 1295 (676/ 982 (454/ 35 %
Petersson 2013 [41] 19 years ΔDFS>0 Coronal WHO criteria Yes 3 years PDS 0.71 (0.68 0.74) 344:560
cohort public dental clinics in 619) 528) (344/982)
(continued on next page)
N. Su et al.
Table 1 (continued )
Source of date Participants Outcomes Models Outcomes

Studies Study Type Participants No. of No. of Age at Outcome event % of Location Criteria for Radiography Follow-up Models Discrimination O:E ratio
description (country participants participants baseline definition events of caries diagnosis of used for time validated (AUC)
and settings) at baseline at follow-up caries diagnosis of
(F/M) (F/M) caries

the Skåne region,


Sweden
Dutch
children
Dutch aged 7.5 Dutch children
population: years: 10 aged 7.5 years:
% (27/
270);
Dutch
children
270 aged 9.5
0.83 (0.75 0.91)
(unknown) years: 15
Children in
% (36/
Van Palenstein communities in Tiel 7.5, 9.5, Dentoprog-
Retrospective Unknown 235);
Helderman 2001 and Culemborg, the and 10.5 ΔD3S>3 Coronal Unknown Yes 4 years Method
cohort (unknown) Swiss
[42] Netherland, and in the years model
children
Canton of Zurich Swiss Dutch children
aged 7.5
population: aged 9.5 years:
years: 5 %
(8/154);
0.78 (0.70 0.86)
Swiss
Swiss children
children
aged 7.5 years:
aged 10.5
7

194 0.77 (0.60 0.94)


years: 19
Swiss children
% (36/
aged 10.5 years:
194)
0.77 (0.58 0.96)
Δnew carious Using dental
lesion>1 (the procedures,
Patients from a
number of new procedures 0.5− 4
vertically integrated
dental with an years
Brons-Piche 2019 Retrospective adult clinics of the 2449 447 (236/ 56.6 ± 55 %
procedures Coronal associated Yes (Mean: UMSD-CRA 247:272
[43] cohort University of (unknown) 211) 18.5years (247/447)
treatment with diagnosis of 2.2 ± 0.8
Michigan School of
an associated caries as a years)
Dentistry, the USA
diagnosis of surrogate for
caries) caries lesions
a
Full version of NUS-CRA.
b
Reduced version of NUS-CRA (mutans streptococci level and lactobacilli level were excluded).
c
Full version of Cariogram.
d
Reduced version of Cariogram (mutans streptococci level, saliva secretion, and saliva buffering capacity were excluded).

Journal of Dentistry 110 (2021) 103664


e
Full version of CAMBRA.
f
Reduced version of CAMBRA (saliva flow rate, mutans streptococci level and lactobacilli level were excluded).
g
Full version of CAT.
h
Reduced version of CAT (saliva flow rate and mutans streptococci level were excluded); F, female; M, male; AUC, Area under the receiver operating characteristic curve; O:E, total number of observed: total number of
expected events; DMFT/dmft, the sum of the number of decayed, missing due to caries, and filled teeth; DMFS/dmfs, the sum of the number of decay, missing due to caries, and filled surfaces of teeth; DFT/dft, the sum of
the number of decayed and filled teeth; DFS/dfs, the sum of the number of decayed and filled surfaces of teeth; D3S, the sum of the number of decayed surfaces of teeth with a discontinuity of integrity or clearly visible
undermined enamel in fissures and pits and on buccal and lingual smooth surfaces and approximal surfaces; CL, the sum of the number of caries lesions; ECC, the number of surfaces that changed from “sound” to “decay”;
WHO, World Health Organization; ICDAS, International Caries Detection and Assessment System; NUS-CRA, the National University of Singapore Caries Risk Assessment; CAMBRA, Caries Management By Risk
Assessment; CAT, Caries-risk Assessment Tool; PDS, Public Dental Service; UMSD-CRA, the University of Michigan School of Dentistry Caries Risk Assessment model.
N. Su et al. Journal of Dentistry 110 (2021) 103664

Six studies [22,25,26,28,33,34] were pooled for calibration, irre­ 4. Discussion


spective of the risk of bias, and the pooled O:E was 0.84 (95 %CI: 0.59;
1.18; I2 = 93 %), which indicated that the calibration of the model was In this systematic review, we included seven CRA models which have
acceptable (Table 3). When the studies with low and high risk of bias been externally validated in at least one population: Cariogram, CAM­
were pooled separately, it indicated that the calibration of the model BRA, Dentoprog, NUS-CRA, CAT, PDS, and UMSD-CRA models. Gener­
based on the studies with low risk of bias was acceptable while that ally, the AUCs of the CRA models included in the present review ranged
based on the studies with high risk of bias was moderately overestimated from 0.50 to 0.88, showing that most of the CRA models had acceptable
(Table 3). to good discrimination except for full CAMBRA and full CAT (Table 3).
The O:E ratio of the CRA models ranged from 0.38 to 1.00, indicating
3.4.3. Full version of Cariogram vs. reduced version of Cariogram that most of the included models tended to overestimate the prediction
Five studies [22,25,26,28,33] assessed the predictive performance of of caries. This is also a common problem for most clinical prediction
both full and reduced Cariogram. The pooled AUCs for the five studies models in general [44]. However, due to the limited number of included
were 0.74 (95 %CI: 0.68; 0.79; I2 = 52 %) for full Cariogram and 0.73 studies, in particular, the studies with low risk of bias, the evidence on
(95 %CI: 0.66; 0.79; I2 = 52 %) for reduced Cariogram, respectively. The the predictive performance of the included CRA models except for
pooled O:E for the five studies were 0.80 (95 %CI: 0.47; 1.38; I2 = 97 %) Cariogram was limited.
for full Cariogram and 0.89 (95 %CI: 0.61; 1.31; I2 = 93 %) for reduced So far, several systematic reviews on the predictive performance of
Cariogram. Therefore, the discrimination between full and reduced the CRA models have been published [1,6,45]. However, those reviews
Cariogram is similar, while reduced Cariogram seems to have better were either qualitative or only reported sensitivity, specificity, and
calibration than full Cariogram. predictive values of CRA models. Most of the systematic reviews [1,6]
reported that Cariogram had limited predictive performance based on
3.4.4. Full version of CAMBRA the sensitivity and specificity. These conventional diagnostic classifica­
The discrimination of CAMBRA was assessed in three studies [35,38, tion measures require one or more thresholds, and therefore are known
39] and the reported AUC was 0.62 (95 %CI: 0.32; 0.85; I2 = 79 %) to lead to loss of information because the entire range of predicted
(Table 3), which indicated that the discrimination of the model was low. probabilities of the model is not fully used [14]. Besides, the use of
All the three studies were considered high risk of bias. classification measures may cause substantial bias because the thresh­
Five studies [22,35–38] were pooled for calibration, and the pooled olds can be data-driven instead of pre-specified on clinical grounds [14].
O:E was 0.83 (95 %CI: 0.54; 1.28; I2 = 99 %), which indicated that the The present study clearly goes beyond these conventional diagnostic
calibration of the model was acceptable. When the studies with low and classification measures and makes use of the entire range of predicted
high risk of bias were pooled separately, it indicated that the calibration probabilities and showed the external validated predictive performance
of the model based on the study with low risk of bias was moderately of the Cariogram, more specifically discrimination and calibration, to be
overestimated while that based on the studies with high risk of bias was acceptable. The evidence on predictive performance of other CRA
acceptable (Table 3). models was scarce in the previous reviews due to an insufficient number
of validation studies. To our knowledge, this is the first quantitative
3.4.5. Reduced version of CAMBRA systematic review on the predictive performance of the existing CRA
No study assessed the discrimination of reduced CAMBRA. The O:E models using discrimination and calibration rather than the classifica­
ratio based on one study [22] carrying a low risk of bias was 0.52 (95 % tion measures. This is also the first systematic review that compared the
CI: 0.47; 0.59) (Table 3), which indicates that the calibration of the predictive performance between the full Cariogram and the reduced
model was poor (Table 3). Cariogram.
In interpreting the findings of the present systematic review and
3.4.6. Other externally validated CRA models meta-analysis, some limitations should be taken into consideration.
The NUS-CRA model was externally validated in only one study [22] Firstly, the number of the included studies for the CRA models, other
carrying a low risk of bias. The discrimination and calibration of both than the Cariogram, was small. Second, there is large variation in the
full version and reduced version of NUS-CRA was acceptable (Table 3). design of the included studies, notably with respect to demographics of
The full version of the CAT model was externally validated in two study populations with in particular the age groups, the definition and
studies [22,39]. One study [39] carrying a high risk of bias assessed the measures for outcome events, and follow-up period, which may cause
discrimination of the model and showed that the discrimination of the various baseline risks of incident caries in different study populations.
model was low (Table 3). The other study [22] carrying a low risk of bias The performance of a prediction model may vary considerably with the
assessed the calibration of the model and showed that the calibration of baseline risk [46] and this may have caused the observed rather large
the model was poor (Table 3). heterogeneity in the meta-analyses. For example, some included studies
The reduced version of the CAT model was externally validated in predicted the incident caries of primary teeth for children, while other
two studies [22,40]. Both of the two studies did not assess the studies predicted the permanent teeth for adults or the elderly. Primary
discrimination of the model. The calibration based on the two studies teeth are more vulnerable to caries than permanent teeth because
was poor (Table 3). The PDS model was externally validated in one study compared with permanent enamel, primary enamel has faster lesion
[41] carrying a high risk of bias. It showed that the discrimination of the progression due to its higher degree of porosity, smaller thickness, and
model was acceptable but the calibration was poor (Table 3). greater susceptibility to acid-induced demineralization due to its lower
The discrimination of the Dentoprog model was externally validated degree of mineralization and remarkable mechanical and dynamic
in one study [42] carrying a high risk of bias. In this study, 7.5- and characteristics [47–49]. This may indicate that the baseline risk of
9.5-year-old Dutch children were recruited for the validation of the incident caries of the subjects is various with ages across included
model. This study also used historical data collected from 7.5- and studies. Besides, the follow-up time varies across the included studies,
10.5-year-old Swiss children for the validation. The pooled AUC based ranging from 4 months to 5 years. The subjects with longer follow-up
on both Dutch and Swiss children in this study showed that the time may have higher risk to have incident caries than those with
discrimination of the model was acceptable (Table 3). The O:E ratio of shorter follow-up time [50]. Therefore, the baseline risk varies with
Dentoprog-Method model cannot be obtained from any included study. different follow-up time. Some studies regarded the increment of
The UMSD-CRA model was externally validated in one study [43] DMFS/dmfs or DMFT/dmft as the outcome while other studies regarded
carrying a high risk of bias. The study did not assess the discrimination the increment of DFS/dfs or DFT/dft as the outcome. The subjects may
of the model. The O:E ratio was acceptable (Table 3). have higher risk to have incident caries when the missing teeth were

8
N. Su et al. Journal of Dentistry 110 (2021) 103664

Table 2
Summary of risk of bias assessment of included studies based on PROBAST.
RoB Applicability Overall
Study
Participants Predictors Outcome Analysis Participants Predictors Outcome RoB Applicability

Validation studies
Gao 2010 [10] + + + + + + + + +
Gao 2013 [22] + + + + + + + + +
Petersson 2015 [24] + + + – + + + – +
Petersson 2010 [25] + + + + + + + + +
Hayes 2017 [26] + + + – + + + – +
Petersson 2003 [27] + + + – + + + – +
Dou 2018 [28] + + + – + + + – +
Campus 2012 [29] + + + + + + + + +
Sudhir 2017 [30] + + + – + + + – +
Garg 2018 [31] + + + + + + + + +
Dolic 2020 [32] + + + – + + + – +
Birpou 2019 [33] + + + – + + + – +
Enerbäck 2020 [34] + + + – + + + – +
Sudhir 2016 [35] + + + – + + + – +
Chaffee 2016 [36] + + + – + + + – +
Chaffee 2015 [37] + + + – + + + – +
Christian 2020 [38] + + + – + + + – +
Agouropoulos 2019 [39] + + + – + + + – +
Kuru 2020 [40] + + ? – + + + – +
Petersson 2013 [41] + + + – + + + – +
Van Palenstein Helderman 2001 [42] + – – ? + + + – +
Brons-Piche 2019 [43] + + + – + + + – +

RoB, risk of bias; +, low risk of bias; -, high risk of bias;?, unclear risk of bias.

considered a component of the outcome. Therefore, the baseline risk high rate of loss to follow-up ranging from 54 % to 75 %. Omitting those
may vary with different outcome measures. The I2 of the meta-analyses participants from the analysis may cause biased predictor-outcome as­
for Cariogram and CAMBRA ranged between 44 % and 99 %. However, sociations and biased predictive performance of validated models if the
validation studies typically differ in design, execution, and thus participants were not missing at random [14]. For example, if the par­
case-mix. So, the variation between the results of the validation studies ticipants whose predictor values were unclear are excluded from the
is unlikely to occur by chance only, but this does not necessarily imply analysis, it is likely to yield a study sample with participants in the ex­
that the reported pooled estimates are biased [51,52]. Because of this, tremes of the predictor range [55]. This can make the performance of the
the meta-analysis for the validation studies can allow for the presence of models biased and better than the actual performance. However, most of
heterogeneity and produce a summary result that quantifies the average the I2 values of the subgroup meta-analyses did not significantly
performance across studies [13]. The meta-analysis with random effect decrease compared with the I2 values of the overall meta-analyses
models is therefore recommended to pool the validation studies [13]. including all the studies. For example, as for the discrimination of full
That is why meta-analyses were still performed even though the het­ Cariogram, the I2 value of the overall meta-analysis was 94 % while that
erogeneity across included studies was relatively large in the present of the subgroup meta-analysis for low risk of bias was 98 %. This indi­
review. Third, most of the included studies had a high risk of bias based cated that risk of bias may not be the main reason for the large het­
on the PROBAST. The high risk of bias was due to the insufficient sample erogeneity in the meta-analyses.
size, large loss to follow-up, and inappropriate handling of missing data This review shows that, to date, for all the available CRA models
of the included studies. The subgroup meta-analyses showed that the except for Cariogram, the evidence on the performance in prediction of
risk of bias may have some impact on the predictive performance of the caries increment at follow-up is scant due to the limited number of
models because small to moderate difference in the AUC and O:E ratio studies. The overall predictive performance for both full and reduced
was found between the studies with low risk of bias and high risk of bias Cariogram is acceptable when all the studies were included regardless of
in Cariogram and CAMBRA (Table 3). For instance, the calibration of the the risk of bias. Besides, the predictive performance is still acceptable
reduced Cariogram was acceptable based on the studies with low risk of when only studies with low risk of bias or high risk of bias were
bias [22,25] with O:E ratio of 1.05, while the calibration was moderately considered separately. This indicated that both full and reduced Cario­
overestimated based on the studies with high risk of bias [26,28,33,34] gram may be reliable CRA models for prediction of caries increment at
with O:E ratio of 0.74. The main reason for this discrepancy may be that follow-up in clinical practices for dental patients and communities for
all the studies with high risk of bias included insufficient number of general populations and can help healthcare providers make decisions
events (<100), which may lead to exaggerated and misleading perfor­ on whether individuals need more dental check-ups, more frequent
mance of the prediction models [53]. The inaccurate estimation of the recall appointments, or more comprehensive preventive means for
true performance is more likely in the validation studies with a low caries.
number of events [54]. Overestimation of the calibration is more likely When the predictive performance of full Cariogram was compared
to be captured when the number of events is lower than 100 based on a with that of reduced Cariogram, reduced Cariogram had slightly better
simulation study [54]. Furthermore, the calibration of full CAMBRA was calibration than full Cariogram while the discrimination of the full and
found to be moderately overestimated with O:E ratio of 0.68 based on reduced Cariogram was very similar. This indicated that the biological
one study with low risk of bias [22], while the calibration was accept­ predictors including saliva secretion rate, saliva buffering capacity,
able with O:E ratio of 0.88 based on the four studies with high risk of lactobacilli (LB) count, and mutans streptococci (MS) count do not have
bias [35–38]. This indicated that the calibration based on the studies added values to the predictive performance of Cariogram. Hence,
with high risk of bias seemed to be better than the calibration based on considering that the reduced Cariogram has better predictive perfor­
the study with low risk of bias. The main reason for this may be that mance and poses less burdens in terms of time and resources to in­
three of the four studies with high risk of bias [36,36,37,38] had a very dividuals, it may be well placed when used in clinical practice or

9
N. Su et al. Journal of Dentistry 110 (2021) 103664

Table 3
The overall results and the results for the subgroups based on meta-analyses.
Overall Low risk of bias High risk of bias
2 2
CRA models No. of No. of Pooled AUC I No. of No. of Pooled AUC I No. of No. of Pooled AUC I2
studies subjects (95 %CI) studies subjects (95 %CI) studies subjects (95 %CI)

Discrimination
Full Cariogram 8 3962 0.78 (0.68 94 4 3314 0.82 (0.58 98 4 648 0.72 (0.62 39
0.85) % 0.93) % 0.80) %
Reduced 6 1744 0.72 (0.67 44 2 877 0.74 (0.45 3% 4 867 0.71 (0.60 53
Cariogram 0.77) % 0.91) 0.80) %
Full CAMBRA 3 426 0.62 (0.32 79 0 NA NA NA 3 426 0.62 (0.32 79
0.85) % 0.85) %
Reduced 0 NA NA NA 0 NA NA NA 0 NA NA NA
CAMBRA
Dentoprog 1 853 0.79 (0.74 NA 0 NA NA NA 1 853 0.79 (0.74 NA
model 0.84) 0.84)
Full NUS-CRA 1 485 0.88 (0.84 NA 1 485 0.88 (0.84 NA 0 NA NA NA
0.91) 0.91)
Reduced NUS- 1 485 0.85 (0.81 NA 1 485 0.85 (0.81 NA 0 NA NA NA
CRA 0.88) 0.88)
Full CAT 1 140 0.50 (0.46 NA 0 NA NA NA 1 140 0.50 (0.46 NA
0.54) 0.54)
Reduced CAT 0 NA NA NA 0 NA NA NA 0 NA NA NA
PDS 1 982 0.71 (0.68 NA 0 NA NA NA 1 982 0.71 (0.68 NA
0.74) 0.74)
UMSD-CRA 0 NA NA NA 0 NA NA NA 0 NA NA NA
Calibration
Full Cariogram 12 5671 0.91 (0.72 97 5 3813 0.89 (0.71 92 7 1858 0.91 (0.59 98
1.14) % 1.12) % 1.41) %
Reduced 6 1744 0.84 (0.59 93 2 877 1.05 (0.43 55 4 867 0.74 (0.43 92
Cariogram 1.18) % 2.59) % 1.27) %
Full CAMBRA 5 6554 0.83 (0.54 99 1 485 0.68 (0.60 NA 4 6069 0.88 (0.48 99
1.28) % 0.76) 1.61) %
Reduced 1 485 0.52 (0.47 NA 1 485 0.52 (0.47 NA 0 NA NA NA
CAMBRA 0.59) 0.59)
Dentoprog 0 NA NA NA 0 NA NA NA 0 NA NA NA
model
Full NUS-CRA 1 485 0.97 (0.86 NA 1 485 0.97 (0.86 NA 0 NA NA NA
1.09) 1.09)
Reduced NUS- 1 485 1.00 (0.89 NA 1 485 1.00 (0.89 NA 0 NA NA NA
CRA 1.12) 1.12)
Full CAT 1 485 0.38 (0.33 NA 1 485 0.38 (0.33 NA 0 NA NA NA
0.42) 0.42)
Reduced CAT 2 553 0.51 (0.01 95 1 485 0.38 (0.34 NA 1 68 0.69 (0.54 NA
21.22) % 0.43) 0.86)
PDS 1 982 0.61 (0.56 NA 0 NA NA NA 1 982 0.61 (0.56 NA
0.67) 0.67)
UMSD-CRA 1 447 0.91 (0.84 NA 0 NA NA NA 1 447 0.91 (0.84 NA
0.99) 0.99)

NA, not applicable; NUS-CRA, the National University of Singapore Caries Risk Assessment; CAMBRA, Caries Management By Risk Assessment; CAT, Caries-risk
Assessment Tool; PDS, Public Dental Service; UMSD-CRA, the University of Michigan School of Dentistry Caries Risk Assessment model; AUC, Area under the
receiver operating characteristic curve; O:E, total number of observed: total number of expected events.

population studies. (>100), minimize the risk of loss to follow-up by optimizing the study
The present review indicated that Cariogram is a reliable CRA tool designs, and use appropriate techniques like multiple imputation to
that healthcare providers can rely on to classify populations or patients handle the missing values when analyzing the data. Besides, it is rec­
into different levels of caries risk in clinical practice or communities and ommended to further assess the added values of biological predictors to
to develop different prevention plans for caries for individuals with the predictive performance of other CRA models, such as CAMBRA, CAT,
different risk levels. Eventually, this may contribute to achieving good and NUS-CRA.
dental health outcomes of individuals. Furthermore, the present review
can provide policymakers with the information that Cariogram is the 5. Conclusions
CRA model that can be relied on when they make public policies in
targeting people at moderate or high risk and justifying the reallocation Both full and reduced Cariogram are found to be reasonably reliable
of resources from people at low risk to those at moderate and high risk. tools for prediction of caries in individuals in clinical practices and
This may help to reduce potential redundant provision of services for communities. The reduced Cariogram shows slightly better performance
those at low risk and enhance the efficiency of oral health care system. and poses less burden in terms of time and resources to individuals than
However, due to the limited number of high-quality validation the full Cariogram. Therefore, the reduced Cariogram could be more
studies so far, high-quality studies with low risk of bias are needed to recommended to use for caries prediction for individuals than the full
further provide evidence on the external validity of the other CRA Cariogram. However, the evidence on the predictive performance of the
models before they are routinely applied in CRA management. To reduce other CRA models, notably CAMBRA, NUS-CRA, CAT, Dentoprog, PDS,
the risk of bias of the future validation studies on CRA models, re­ and UMSD-CRA, is limited so far due to the insufficient number of high-
searchers are suggested to include a sufficient number of outcome events quality studies included. Therefore, more high-quality research with low

10
N. Su et al. Journal of Dentistry 110 (2021) 103664

risk of bias on external validation of CRA models is required to further [17] D. Moher, A. Liberati, J. Tetzlaff, D.G. Altman, PRISMA Group, Preferred reporting
items for systematic reviews and meta-analyses: the PRISMA statement, PLoS Med.
assess their predictive performance in the future.
6 (2009), e1000097, https://doi.org/10.1371/journal.pmed.1000097.
[18] S. Briscoe, A. Bethel, M. Rogers, Conduct and reporting of citation searching in
Funding Cochrane systematic reviews: a cross-sectional study, Res. Synth. Methods 11
(2020) 169–180, https://doi.org/10.1002/jrsm.1355.
[19] K.G. Moons, J.A.H. de Groot, W. Bouwmeester, Y. Vergouwe, S. Mallett, D.
This research did not receive any specific grant from funding G. Altman, J.B. Reitsma, G.S. Collins, Critical appraisal and data extraction for
agencies in the public, commercial, or not-for-profit sectors. systematic reviews of prediction modelling studies: the CHARMS checklist, PLoS
Med. 11 (2014), e1001744, https://doi.org/10.1371/journal.pmed.1001744.
[20] E.W. Steyerberg, A.J. Vickers, N.R. Cook, T. Gerds, M. Gonen, N. Obuchowski, M.
J. Pencina, M.W. Kattan, Assessing the performance of prediction models: a
Declaration of Competing Interest framework for traditional and novel measures, Epidemiology 21 (2010) 128–138,
https://doi.org/10.1097/ede.0b013e3181c30fb2.
[21] S. Siregar, R.H. Groenwold, F. de Heer, M.L. Bots, Y. van der Graaf, L.A. van
The authors declare that they have no known competing financial
Herwerden, Performance of the original EuroSCORE, Eur. J. Cardiothorac. Surg. 41
interests or personal relationships that could have appeared to influence (2012) 746–754, https://doi.org/10.1093/ejcts/ezr285.
the work reported in this paper. [22] X. Gao, I. Di Wu, E.C. Lo, C.H. Chu, C.Y. Hsu, M.C. Wong, Validity of caries risk
assessment programmes in preschool children, J. Dent. 41 (2013) 787–795,
https://doi.org/10.1016/j.jdent.2013.06.005.
Acknowledgements [23] D.W. Hosmer, S. Lemeshow, Applied Logistic Regression, 2nd ed., John Wiley &
Sons, New York, 2000.
[24] G.H. Petersson, S. Twetman, Caries risk assessment in young adults: a 3 year
None. validation of the Cariogram model, BMC Oral Health 15 (2015) 17, https://doi.
org/10.1186/1472-6831-15-17.
[25] G.H. Petersson, P.E. Isberg, S. Twetman, Caries risk assessment in school children
Appendix A. Supplementary data
using a reduced Cariogram model without saliva tests, BMC Oral Health 10 (2010)
5, https://doi.org/10.1186/1472-6831-10-5.
Supplementary material related to this article can be found, in the [26] M. Hayes, C. Da Mata, G. McKenna, F.M. Burke, P.F. Allen, Evaluation of the
online version, at doi:https://doi.org/10.1016/j.jdent.2021.103664. Cariogram for root caries prediction, J. Dent. 62 (2017) 25–30, https://doi.org/
10.1016/j.jdent.2017.04.010.
[27] G. Hänsel Petersson, S. Fure, D. Bratthall, Evaluation of a computer-based caries
References risk assessment program in an elderly group of individuals, Acta Odontol. Scand.
61 (2003) 164–171, https://doi.org/10.1080/00016350310002261.
[28] L. Dou, J. Luo, X. Fu, Y. Tang, J. Gao, D. Yang, The validity of caries risk assessment
[1] M.G. Cagetti, G. Bontà, F. Cocco, P. Lingstrom, L. Strohmenger, G. Campus, Are
in young adults with past caries experience using a screening Cariogram model
standardized caries risk assessment models effective in assessing actual caries
without saliva tests, Int. Dent. J. 68 (2018) 221–226, https://doi.org/10.1111/
status and future caries increment? A systematic review, BMC Oral Health 18
idj.12378.
(2018) 123, https://doi.org/10.1186/s12903-018-0585-4.
[29] G. Campus, M.G. Cagetti, S. Sale, G. Carta, P. Lingström, Cariogram validity in
[2] T. Vos, A.D. Flaxman, M. Naghavi, R. Lozano, C. Michaud, M. Ezzati, et al., Years
schoolchildren: a two-year follow-up study, Caries Res. 46 (2012) 16–22, https://
lived with disability (YLDs) for 1160 sequelae of 289 diseases and injuries
doi.org/10.1159/000334932.
1990–2010: a systematic analysis for the Global Burden of Disease Study 2010,
[30] K.K. Kanupuru, K.M. Sudhir, N. Fareed, E. Srikanth, N.T. Chaitra, Validation of
Lancet 380 (2012) 2163–2196, https://doi.org/10.1016/S0140-6736(12)61729-2.
Cariogram as a tool for caries risk prediction among 12-year-old institutionalized
[3] GBD 2017 Disease and Injury Incidence and Prevalence Collaborators, Global,
children - a longitudinal follow-up study, OHDM 16 (2017) 1–8.
regional, and national incidence, prevalence, and years lived with disability for
[31] A. Garg, M. Madan, P. Dua, S. Saini, R. Mangla, P. Singhal, A. Dupper, Validating
354 diseases and injuries for 195 countries and territories, 1990–2017: a systematic
the usage of Cariogram in 5- and 12-year-old school-going children in Paonta
analysis for the Global Burden of Disease Study 2017, Lancet 392 (2018)
Sahib, Himachal Pradesh, India: a 12-month prospective study, Int. J. Clin. Pediatr.
1789–1858, https://doi.org/10.1016/S0140-6736(18)32279-7.
Dent. 11 (2018) 110–115, https://doi.org/10.5005/jp-journals-10005-1495.
[4] M. Fontana, D.T. Zero, Assessing patients` caries risk, J. Am. Dent. Assoc. 137
[32] O. Dolic, M. Obradovic, Z. Kojic, N. Trtic, S. Sukara, N. Knezevic, V. Veselinovic,
(2006) 1231–1239, https://doi.org/10.14219/jada.archive.2006.0380.
Validation of Cariogram in caries prediction in women and their children 4 years
[5] S. Twetman, M. Fontana, Patient caries risk assessment, Monogr. Oral Sci. 21
after pregnancy-Longitudinal study, Risk Manag. Healthc. Policy 13 (2020)
(2009) 91–101, https://doi.org/10.1159/000224214.
549–557, https://doi.org/10.2147/rmhp.s243907.
[6] M. Tellez, J. Gomez, I. Pretty, R. Ellwood, A.I. Ismail, Evidence on existing caries
[33] E. Birpou, A. Agouropoulos, S. Twetman, K. Kavvadia, Validation of different
risk assessment systems: are they predictive of future caries? Community Dent.
Cariogram settings and factor combinations in preschool children from areas with
Oral Epidemiol. 41 (2013) 67–78, https://doi.org/10.1111/cdoe.12003.
high caries risk, Int. J. Paediatr. Dent. 29 (2019) 448–455, https://doi.org/
[7] D. Bratthall, G. Hänsel Petersson, Cariogram–a multifactorial risk assessment
10.1111/ipd.12476.
model for a multifactorial disease, Community Dent. Oral Epidemiol. 33 (2005)
[34] H. Enerbäck, P. Lingström, M. Möller, C. Nylén, C.Ö. Bresin, I.Ö. Ros,
256–264, https://doi.org/10.1111/j.1600-0528.2005.00233.x.
A. Westerlund, Validation of aries risk assessment methods in orthodontic patients,
[8] J.D.B. Featherstone, B.W. Chaffee, The evidence for caries management by risk
Am. J. Orthod. Dentofacial Orthop. 158 (2020) 92–101, https://doi.org/10.1016/j.
assessment (CAMBRA®), Adv. Dent. Res. 29 (2018) 9–14, https://doi.org/
ajodo.2019.07.017.
10.1177/0022034517736500.
[35] K.M. Sudhir, K.K. Kanupuru, N. Fareed, P. Mahesh, K. Vandana, N.T. Chaitra,
[9] American Academy of Pediatric Dentistry Council on Clinical Affairs, Policy on use
CAMBRA as a tool for caries risk prediction among 12- to 13-year-old
of a caries-risk assessment tool (CAT) for infants, children, and adolescents,
institutionalised children - a longitudinal follow-up study, Oral Health Prev. Dent.
Pediatr. Dent. 30 (2008-2009) 29–33.
14 (2016) 355–362, https://doi.org/10.3290/j.ohpd.a35621.
[10] X.L. Gao, C.Y. Hsu, Y. Xu, H.B.T. Loh, D. Koh, Building caries risk assessment
[36] B.W. Chaffee, J.D. Featherstone, S.A. Gansky, J. Cheng, L. Zhan, Caries risk
models for children, J. Dent. Res. 89 (2010) 637–643, https://doi.org/10.1177/
assessment item importance: risk designation and caries status in children under
0022034510364489.
age 6, JDR Clin. Trans. Res. 1 (2016) 131–142, https://doi.org/10.1177/
[11] G. Hänsel Petersson, E. Ericson, P.E. Isberg, S. Twetman, Caries risk assessment in
2380084416648932.
young adults using Public Dental Service guidelines and the Cariogram–a
[37] B.W. Chaffee, J. Cheng, J.D. Featherstone, Baseline caries risk assessment as a
comparative study, Acta Odontol. Scand. 71 (2013) 534–540, https://doi.org/
predictor of caries incidence, J. Dent. 43 (2015) 518–524, https://doi.org/
10.3109/00016357.2013.788734.
10.1016/j.jdent.2015.02.013.
[12] T.N. Imfeld, M. Steiner, G.D. Menghini, T.M. Marthaler, Prediction of future caries
[38] B. Christian, H. Calache, G. Adams, M. Hall, S. Dashper, L. Gibbs, M. Gussy,
increments for children in a school dental service and in private practice, J. Dent.
A methodological study to assess the measurement properties (reliability and
Educ. 59 (1995) 941–944.
validity) of a caries risk assessment tool for young children, J. Dent. 95 (2020),
[13] T.P. Debray, J.A. Damen, K.I. Snell, J. Ensor, L. Hooft, J.B. Reitsma, R.D. Riley, K.
103324, https://doi.org/10.1016/j.jdent.2020.103324.
G. Moons, A guide to systematic review and meta-analysis of prediction model
[39] A. Agouropoulos, E. Birpou, S. Twetman, K. Kavvadia, Validation of three caries
performance, BMJ 356 (2017) i6460, https://doi.org/10.1136/bmj.i6460.
risk assessment tools for preschool children from areas with high caries prevalence,
[14] K.G. Moons, R.F. Wolff, R.D. Riley, P.F. Whiting, M. Westwood, G.S. Collins, J.
Paediatr. Dent. 15 (2019) 391–399.
B. Reitsma, J. Kleijnen, S. Mallett, PROBAST: A tool to assess risk of bias and
[40] E. Kuru, E. Eden, Success of two caries risk assessment tools in children: a pilot
applicability of prediction model studies: explanation and elaboration, Ann. Intern.
study within a 3-year follow-up, Int. Q. Community Health Educ. 40 (2020)
Med. 170 (2019) W1–W33, https://doi.org/10.7326/m18-1377.
317–320, https://doi.org/10.1177/0272684x19892356.
[15] I. Mejàre, S. Axelsson, G. Dahlén, I. Espelid, A. Norlund, S. Tranæus, S. Twetman,
[41] G. Hänsel Petersson, E. Ericson, P.E. Isberg, S. Twetman, Caries risk assessment in
Caries risk assessment. A systematic review, Acta Odontol. Scand. 72 (2014)
young adults: a 3-year validation of clinical guidelines used in Public Dental
81–91, https://doi.org/10.3109/00016357.2013.822548.
Service, Acta Odontol. Scand. 71 (2013) 1645–1650, https://doi.org/10.3109/
[16] A. Senneby, I. Mejàre, N.E. Sahlin, G. Svensäter, M. Rohlin, Diagnostic accuracy of
00016357.2013.788734.
different caries risk assessment methods. A systematic review, J. Dent. 43 (2015)
1385–1393, https://doi.org/10.1016/j.jdent.2015.10.011.

11
N. Su et al. Journal of Dentistry 110 (2021) 103664

[42] W.H. Helderman, J. Mulder, M.A. van’T Hof, G.J. Truin, Validation of a Swiss scanning microscopy, Adv. Dent. Res. 11 (1997) 442–447, https://doi.org/
method of caries prediction in Dutch children, Community Dent. Oral Epidemiol. 10.1177/08959374970110041001.
29 (2001) 341–345, https://doi.org/10.1034/j.1600-0528.2001.290503.x. [50] J.M. Broadbent, L.A. Foster Page, W.M. Thomson, R. Poulton, Permanent dentition
[43] E. Brons-Piche, G.J. Eckert, M. Fontana, Predictive validity of a caries risk caries through the first half of life, Br. Dent. J. 215 (2013) E12, https://doi.org/
assessment model at a dental school, J. Dent. Educ. 83 (2019) 144–150, https:// 10.1038/sj.bdj.2013.991.
doi.org/10.21815/jde.019.017. [51] T.P. Debray, Y. Vergouwe, H. Koffijberg, D. Nieboer, E.W. Steyerberg, K.G. Moons,
[44] C.D. van Steenbeek, M.C. van Maaren, S. Siesling, A. Witteveen, X.A.A.M. Verbeek, A new framework to enhance the interpretation of external validation studies of
H. Koffijberg, Facilitating validation of prediction models: a comparison of manual clinical prediction models, J. Clin. Epidemiol. 68 (2015) 279–289, https://doi.org/
and semi-automated validation using registry-based data of breast cancer patients 10.1016/j.jclinepi.2014.06.018.
in the Netherlands, BMC Med. Res. Methodol. 19 (2019) 117, https://doi.org/ [52] Y. Vergouwe, K.G. Moons, E.W. Steyerberg, External validity of risk models: use of
10.1186/s12874-019-0761-5. benchmark values to disentangle a case-mix effect from incorrect coefficients, Am.
[45] M.R. Jørgensen, S. Twetman, A systematic review of risk assessment tools for early J. Epidemiol. 172 (2010) 971–980, https://doi.org/10.1093/aje/kwq223.
childhood caries: is there evidence? Eur. Arch. Paediatr. Dent. 21 (2020) 179–184, [53] G.S. Collins, J.A. de Groot, S. Dutton, O. Omar, M. Shanyinde, A. Tajar, M. Voysey,
https://doi.org/10.1007/s40368-019-00480-2. R. Wharton, L.M. Yu, K.G. Moons, D.G. Altman, External validation of multivariate
[46] I. Ahmed, T.P. Debray, K.G. Moons, R.D. Riley, Developing and validating risk prediction models: a systematic review of methodological conduct and reporting,
prediction models in an individual participant data meta-analysis, BMC Med. Res. BMC Med. Res. Methodol. 14 (2014) 40, https://doi.org/10.1186/1471-2288-14-
Methodol. 14 (2014) 3, https://doi.org/10.1186/1471-2288-14-3. 40.
[47] R.J.M. Lynch, The primary and mixed dentition, post-eruptive enamel maturation [54] G.S. Collins, E.O. Ogundimu, D.G. Altman, Sample size considerations for the
and dental caries: a review, Int. Dent. J. 63 (2013) 3–13, https://doi.org/10.1111/ external validation of a multivariate prognostic model: a resampling study, Stat.
idj.12076. Med. 35 (2016) 214–226, https://doi.org/10.1002/sim.6787.
[48] L.J. Wang, R. Tang, T. Bonstein, P. Bush, G.H. Nancollas, Enamel demineralization [55] B. Shinkins, M. Thompson, S. Mallett, R. Perera, Diagnostic accuracy studies: how
in primary and permanent teeth, J. Dent. Res. 85 (2006) 359–363, https://doi.org/ to report and analyse inconclusive test results, BMJ 346 (2013) f2778, https://doi.
10.1177/154405910608500415. org/10.1136/bmj.f2778.
[49] A.B. Sønju Clasen, B. Ogaard, H. Duschner, J. Ruben, J. Arends, T. Sönju,
Permanent enamel in situ examined by microradiography and confocal laser

12

You might also like