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Crisis Management in Political Systems and The Five Leadership Challenges
Crisis Management in Political Systems and The Five Leadership Challenges
Public leadership
Nature of crisis
leadership perspectives
Leadership in crisis: five critical tasks
Questions
Broad scope of crisis
Similarities of such situations: leaders may have to make fast decisions,
while needed information is not available.
Question: Can leaders be prepared for the crisis of the future?
COVID-19 showed that some countries do better (East Asian) while others
do worse (e.g., Western countries)
o WHY IS THAT THE CASE?
LEADERSHIP?
INSTITUTIONS?
CULTURE AND VALUES?
PAST EXPERIENCES?
Crisis management and public leadership
Thomas Jefferson wrote to John B. Colvin in 1810
“...strict observance of the written laws is doubtless one of the high duties of a
good citizen, but it is not the highest. The laws of necessity, of self-preservation, of
saving our country when in danger, are of higher obligation. To lose our country
by a scrupulous adherence to written law, would be to lose the law itself, with life,
liberty, property and all those who are enjoying them with us.”
Crises and leadership
Crises built up slowly over time or occur suddenly.
They test organizations, show their weaknesses, strengths.
Leadership & personalities are critical (pragmatism)
Politicians rise when succeed as manager and fall fast when they fail.
For analysts it is important to be aware that: Politicians can misuse their
power in crisis situations, intimidate populations to implement their agendas.
Efficient management of a crisis: not always priority since leaders often
benefit from crises.
Institutional consequences: changed laws, organizations, basic rights,
Threat
Crises occur when core values or life-sustaining systems of a community
come under threat.
o Values may be safety, security, welfare and health, integrity, fairness.
o The more lives are under threat, the deeper the crisis goes.
o However: a crisis does not automatically entail victims or damages
(see financial crisis, among others)
Urgency and Uncertainty
Climate change is slow – so there was no feeling of crisis for decades; this
changed now: why?
Leadership at operational level: decisions about life and death have to be
made fast.
o Example: in 1988, commander of battle cruiser Vincennes decided to
down an incoming aircraft from Iran – 288 civilians died in Hormuz
Strait
o Think about the commander’s situation.
Disjunction of information
Organizations often do not read the signals accurately.
Although, such information usually would be available somewhere within an
organization.
o Signals may come from different parts of a system, that do not share
information, or that does not make it to the top-level of an
organization.
o Communication/ language problems may occur - example: The
German Coastguard
High-quality intelligence that put pieces together is a scarce resource...
Again, D. Rumsfeld: “if it is not intelligence, it would be fact.”
Why that? Two reasons...
1) Interpretation of data is a political process.
a. “where one stands depends on where one sits.”
b. In intra-governmental struggles, information and data gets
manipulated to best fit organizational interests.
2) People in organizations rarely agree on what data tells them.
a. Absence of mechanisms that facilitate sense-making within
governments.
b. Yet more complex within multiple organizations that get involved in
the sense-making process (some organizations my try to exclude
themselves to avoid blame, other may try to benefit from crisis
situations)
“Normalization of Risk”
Highly modern organizations try to frame risks as rational as possible to
exclude any possible disasters: they may say “it won’t happen around here.”
An organization that facilitates an attitude where all kinds of risks are
deliberately assessed may be blind for the unforeseen and unimagined crisis.
Organizational Constraints
When a crisis has become manifest, organization information processing
usually does not become better. Why:
o At different points of time, different organizations may enter the
scene.
o Organizations have different perspectives on crisisThey often do not
share information.
o Information is power, and officials often receive information in an
arbitrary fashion (as punishment, or as reward)
o For security reasons, information is often compartmentalized (but who
knows who needs to know what?)
Conditions for reliable reality-testing
The ‘ideal’ commander
Veteran military officers, journalists, bureaucrats, senior politicians often
have ability to remain cool.
‘Mental slides carousel’: commander with rich experience check previous
situations – once the specific situation is identified, he knows what to do.
Who is “better”?
o Politicians usually have more time to react than commander and more
information available (interaction)
o but commanders experience more incidents.
DECISION MAKING
Assumption: scale of response correlates with impact levels
Leaders decide, but crisis responses are shaped by many more players.
o E.g., Experts: scientists, army, industries, (social) media
o Facilitation of crisis implementation and coordination is important as
well.
Question: What role do values and public opinion play?
o Feedbacks with leaders
Are there varying “risk societies”, if yes, how could that be measured?
o Germans, e.g., are said to pay the highest security premiums
worldwide.
o Link: Munich Re and Coronavirus
Political Infighting
Competition within a group
o For the opinion leader
o For the leader’s ear
o Exclusion of other, even more competent actors
Recommendation:
o (large collection of tapes on ‘secretly’ recorded presidential talks with
advisors from Roosevelt to Nixon)
o “The Kennedy Tapes” on Cuba crisis
Success factors of leadership
Experience of teams on recurrent situations
When mutual trust is pre-existent at a reasonable degree
Conflict and competition, rivalry must be avoided.
“domain consensus” on member roles and common goals and shared
understanding
Acceptance of different roles of members – it must be clear who leads– and
who advise with duty to “speak truth to power”, even if truth is unpleasant.
Procedure of “multiple advocacy” (collective deliberation)
Establish a neutral “custodian”, “magistrate-leader”.
o That is a strong leader, that creates norm of equality within the circle,
but appears to the external world to be in charge.
Decentralization or centralization?
Centralization of crisis management has largest appeal in times of non-crisis,
but is often seen as insufficient, ineffective, or even counter-productive by
“ground staff.”
However: decentralization is more efficient when crises emerge
o Only those decisions that cannot be taken on the spot will rise to the
top.
o Example: submarine commanders in cold war had authority to launch
nuclear weapons after potential decapitating
Improvisation
Some organizations are used to improvise, others not or constrain
improvisation.
However, improvisation is important in the face of the “unforeseen.”
o NASA and Apollo 13 mission in 1970
Large organizations have to be trained to recognize when their competence
is not adequate to deal with crisis, since staff otherwise may rely on SOP.
Some crises last long time, others end quickly. Why? What factors make the
difference?
Assumption: Crisis termination depends on the way how leaders deal with
the accountability (responsibility) process following the operational phase of
crisis
Democratic accountability does not work in predictable, fair, or controllable
way – today’s heroes might be tomorrow’s villains.
o Example: the Dutch UN soldiers that left Srebrenica in 1995 – first
heroes, later coward after Bosnian Serbs committed massacres against
ca. 8000 Muslim men
The political (and legal) dynamics of the accountability process determines
where crisis actors end up court ruling held Dutch partly responsible.
Characteristics of Accountability
In Western societies, accountability process has moved from “fatalistic no-claim”
to high-accountability, high-remedy system.
LEARNING AND REFLECTION:
o Crisis Management is about optimizing social abilities to prevent
extreme circumstances in future.
ACCOUNTABILITY AND BLAME
o Takes place in parliament and in media/ public and in competition.
Blame Games and the politics of meaning making.
Key Questions of Actors:
“Blame game”: refers to the interaction between actors who are out to protect their
self-interests rather than to serve the common good.
1) How bad was the situation? How could it happen? Who is to be
sanctioned?
2) Was situation and incident or a symptom of underlying policy failures?
3) How central was any single actor (individual, organizational) in
producing the undesirable situation?
The government
Effectiveness of governmental crisis communication depends on degrees of:
Preparedness
o No preparedness at all
o Too technical language
o Pro-active rumour tackling through precise information.
coordination of outgoing information
o “message discipline” in a hard to coordinate crisis environment with
many actors.
professionalization
o Communication through PR professionals
o Crisis manager (pics: German virologist)
Battle of Credibility
Conditions: government as a credible crisis manager
Credibility and sources of credibility
o Is there “a crisis history” of an organization in charge?
o Importance of “initial responses”: realistic, exaggerating, or
downplaying?
o Remember, Donald: “media tend to be more tolerant for
exaggeration”!
o “Timing of messages”: before or after media come up with the
embarrassing facts?
Tactical publications: when media or public are occupied with
other very important things like FIFA World Cup...
“Masking”
Crisis manager “may sometimes see greater advantage” in concealment than
exposure.”
Some say, “governments have the right to lie”, since status-quo-oriented
politicians may want to protect “social order.”
Sometimes, catastrophes are simply ignored, or the “truth” is only revealed
piece by piece.
Masking efforts may succeed and buy the official time or political credit
(Trump’s popularity increased during Corona crisis)
However, masking failure occurs often.
o See BP oil spill in Gulf of Mexico (20010), Three Mile Island nuclear
incident (1979)
1) What is a crisis?
a) When values like safety, security, welfare and health, integrity, and fairness are severely
threatened, we can speak of a crisis.
b) A crisis is when many people are threatened to lose their lives because of extraordinary
circumstances, although not each crisis will bear civil losses.
c) It is a severe threat to the underlying structures or the fundamental values and norms of a
system, which under time pressure and highly uncertain circumstances necessitates making vital
decisions".
a) During and after hurricanes and floods, earthquakes, tsunamis, and other natural disasters, and
when many people are directly affected by such hazards. They occur in the circumstances, in
which leaders are forced to make fast decisions during which standard ways of communication
do no longer work.
b) They occur when the parliamentary opposition rejects governments national budget plan.
c) Crises occur when core values or life-sustaining systems of a community are interrupted or
destroyed.
d) It would focus on organizations, states, and non-governmental organizations and how they
coordinate their policies
d) It would focus on organizations, states, and non-governmental organizations and how they
coordinate their policies
a) Structuralism
b) Neorealism
c) Liberalism
d) Constructivism
d) Tsunamis
8) Why do experts claim that minor incidents today can trigger a major crisis?
a) Non-linear dynamics and complexity make a crisis hard to detect, while a minor trigger in an
environment of Ignorance may initiate destructive escalation within a system.
b) The Chinese use two brush strokes to write the word 'crisis.' One brush stroke stands for
danger: the other for opportunity. In a crisis, be aware of the risk--but recognize the opportunity.
c) Two things are infinite: the universe and human stupidity; and we are not sure about the
universe
d) A butterfly in tropical Brazilian forests may, with using her wings, trigger a Hurricane racing
towards the shores of New Orleans
a) Politicians of government and opposition do all their best to cooperate and make the best
decisions to overcome the crisis. Crisis management is the time for bipartisanship where all work
together.
b) Politicians do not only think about how to deal with a crisis the best way, but also which
strategies would help them the best way to obtain an advantage against political opponents
within and outside a government, and what best may help them to get a credible image as good
crisis manager.
c) Crisis manager only has in mind how to best terminate the crisis, save people's lives and
restore the situation before the disaster.
d) Crisis managers do all the best to make deliberate decisions to terminate a crisis as fast as
possible after all involved organizations had presented their full information on a given crisis
a) It is a process where different actors may compete on interpretation and how best deal with a
crisis.
b) It is a process which aims to calm down people and regain trust in the institutions
c) It is a process where opposition leaders and other organizations like media are excluded by the
government. It often entails a news embargo.
a) Leaders are expected to reduce uncertainty, and must be convincing against the audience;
otherwise, their policies may not be implemented
b) If the crisis manager fails to interpret a crisis situation convincingly, then other actors will step
in
14) Why do policymakers often fail to see a crisis coming, even if many signals are at hand?
b) It is still impossible to precisely predict a crisis. One reason is, that organizations often do not
effectively communicate with each other, and they may interpret facts in a different way.
c) There are not enough organizational barriers, that would stop a crisis
a) Most organization suffer from too strong administrations that advance too many rules that
keep away researcher and analysts from their professional tasks.
b) Organizations are often not able to read the signals accurately, and coordination and
information exchange is weak. Besides, modern organizations tend to have wrong (too
optimistic) perceptions of their risk management.
c) Facts do not cease to exist because they are ignored. However, war is peace, freedom is
slavery, and Ignorance is strength.
c) Organizations do not look for trouble, but they try to achieve individual goals
17) Why is information often not read and interpreted appropriately to predict a crisis?
a) An organization that facilitates an attitude where all kinds of risks are deliberately assessed
may be blind for the unforeseen and unimagined crisis
b) Well, because "where one stands depends on where one sits"! The interpretation of data is a
political process. Moreover, people in organizations rarely agree on the understanding of
information.
c) Highly modern organizations try to frame risks as rational as possible to exclude any possible
disasters: they may say "it won't happen around here."
18) Good crisis manager needs to be able to adapt well to stress and keep calm. What are
the stress factors that can harm crisis management psychic ability?
a) They are less likely to rely on stereotypes or lapse fantasies and are less easily irritable.
c)They fall back on and rigidly cling to old and deeply rooted behavioural patterns (often
forgetting more recent ones). They scrutinize "central" issues while neglecting less important
ones.
d) all of the above is correct
19) Does organizational information processing usually get better during a crisis?
a) Yes, because when the crisis manager knows each other better, they feel more empathy with
each other.
b) Information is power, and for security reasons, information processing is often centralized, so
that all branches of an organization share the same knowledge of high importance.
c) Often not, since at different points of time, various organizations may enter the scene, that
may have different perspectives and do not share information
20) Is the role of media during crisis different or more or less the same compared to 30
years ago?
a) The media did not change their styles in reporting, although the technology has changed
rapidly in recent 20 years.
b) The media today are more competitive, sensationalistic, aggressive in their surveillance of
political elite. However, it is not fully known whether the "watchdogs" are less critical than
decades ago, or whether they are more aggressive than before ("attack journalism")?
d) 30 years ago, the media's crisis reporting was keener on "faultfinding", today it is mainly
uncritical echoing of government positions.
21) How may the crisis manager in the political executive dramatize a crisis situation?
c) That way, they try to calm opposition, and the leaders may raise their popularity.
23) How do citizens behaviour regarding media change, do they get more interested in the
news during the crisis, and when, in which ways?
a) In the absence of a crisis, they watch hours TV on average, during a mess it is up to ten hours,
at least in the Western world.
c) Citizens are more critical about the information they receive during a crisis and look for
discrepancies or inconsistencies of the crisis management of the leaders.