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(1689388) Motion Supplement The Record and Protective Order
(1689388) Motion Supplement The Record and Protective Order
equitable power to permit him to supplement the record in this appeal. Schneider
acknowledges the “basic tenet of appellate jurisprudence . . . that parties may not
unilaterally supplement the record on appeal with evidence not reviewed by the
court below.” Tonry v. Sec. Experts, 20 F.3d 967, 974 (9th Cir. 1994) (citing
Dickerson v. Alabama, 667 F.2d 1364, 1367 (11th Cir. 1982)). But appellate
proceed[ing] by motion . . . so that the court and opposing counsel are properly
apprised of the status of the documents in question.” Lowry v. Barnhart, 329 F.3d
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1019, 1024-25 (9th Cir. 2003) (citing Dickerson, 667 F.2d at 1366-68 & n.5);
Dickerson, 667 F.2d at 1367 (“[I]t is clear that the authority to do so exists . . .
Morgan Chase Bank, N.A. (“Chase”) moved to supplement the record with a
sealed document, which is now in the Joint Appendix as JA239. The district court
granted Chase’s motion over Schneider’s objection. ECF 109. Chase used this
Schneider alleged violated the Consent Judgment. The document was an email
dated January 31, 2014, with the names of the sender and recipients redacted.
Schneider argued, in response, that the document in question did not demonstrate
that the Monitor was aware of Chase’s practices regarding RCV1 when
Schneider’s complaint was filed in May 2013 or when Chase filed its certificates of
compliance with the Consent Judgment. ECF 110 at 32. In granting the motion to
dismiss, the district court did not discuss Chase’s arguments related to this
document.
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2. Chase now revives this argument in its response brief at pages 11 and 37.
Chase’s fraud against the government. 2nd Amend. Compl. ¶¶ 12-16, JA30-32.
As a result, Schneider filed a separate action for damages and other relief in the
U.S. District Court for the Southern District of New York (SDNY), Mortgage
Resolution Servicing, LLC, et al. v. JPMorgan Chase Bank, N.A., et al., No. 1:15-
against Chase is well advanced and the parties have agreed that discovery used in
that case may be used in this case. See Amended Pre-Trial Scheduling Order, ECF
113-1, ¶ 12 at 5.
which does not demonstrate that the Monitor was even aware of the email. Ex. A.
Update,” states that the Office of Mortgage Oversight did not learn that RCV1 was
intentionally excluded from servicing metric testing until October 2013. Ex. B.
Finally, Joseph Smith, the Monitor of the Consent Judgment, has been deposed and
about the loans in Recovery 1 (RCV1) he stated: “your question is about did I
know they weren't being serviced, and the answer is I didn't know that.” Ex. C.
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USCA Case #17-7003 Document #1689388 Filed: 08/18/2017 Page 4 of 7
Schneider during the pendency of the District of Columbia district court action,
Schneider moves to supplement the record with: (1) the un-redacted version of
Recovery Update;” and (3) the relevant portion of the Smith deposition. These
documents confirm that JA239 does not show that the Monitor knew of Chase’s
compliance.1
5. Schneider moves to introduce these documents into the record at this time
not to prove his allegations, which they do, but to demonstrate that there is a
depart from the rule that, on a motion to dismiss, it will “accept the plaintiff’s
factual allegations as true.” Browing v. Clinton, 292 F.3d 235, 242 (D.C. Cir.
2002).
that case are used in another action that a confidentiality order be entered in that
1
If this motion is granted and the protective order entered, Exhibits A & B will be
filed under seal because they have been treated as confidential in the SDNY action.
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second case that is substantially similar to the one entered in the New York action.
to comply with the terms of this protective order, Schneider moves this court to
enter the same protective order in this appeal for the limited purpose of permitting
Schneider to supplement the record with the two documents labeled confidential
Respectfully submitted,
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27(d)(2)(A) in that the brief contains 942 words excluding those parts exempted by
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CERTIFICATE OF SERVICE
I hereby certify that on August 18, 2017, I electronically filed the foregoing
document with the Clerk of this Court by using the appellate CM/ECF system.
The participants in the case are registered CM/ECF users and service will be
accomplished by the appellate CM/ECF system. I also certify that a true and
correct copy of the foregoing was sent via e-mail to the State Plaintiffs.
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