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Thinking in Three Dimensions Theorizing Rights As A Normative Concept
Thinking in Three Dimensions Theorizing Rights As A Normative Concept
Jurisprudence
Jean Thomas
Rights theory is in a paradoxical place. Theories about rights – which ones we have, what
justifies them, whether and how their scope may be limited – abound; at the same time, theories
of what rights are have reached an impasse:1 On one side there is the interest theory, which holds
that interests – aspects of human well-being – justify and direct duties. To have a right, on this
view, is to have an interest that warrants the imposition of a duty toward oneself in respect of
that interest. On the other side sits the will theory: it says that to have a right is to have control
over the duty in respect of that right in various ways – to be able to waive it, to enforce it, to seek
1
Theorists who argue about which rights we have tend to rely on these two main concepts of
rights, now calcified in mutual opposition, in the course of their substantive discussions. One
approach is to simply say that one’s substantive argument about rights relies on either the will or
the interest theory; the other approach is to say that one’s substantive argument is compatible
with either of these two main accounts. At the same time, theorists who argue about what rights
are often make moral and political arguments rather than conceptual ones.
In this article I will argue that this state of affairs represents a serious problem: the stalemate
among conceptual accounts of what rights are obscures and frustrates progress in the moral and
political discussion about which rights we have. Rights are too important to our moral and
political discourse for our concept of what they are to be an impediment to normative clarity in
this way. Our concept of rights ought to facilitate progress by focusing attention on what matters
most, namely, on what, normatively, disagreements concerning rights are about. I will propose a
way to re-orient ourselves: a theory of rights that pursues an altogether different path.
My starting point is the observation that RIGHTS2 is a normative concept. 3 While noone seriously
disputes that proposition, its implications for giving an account of RIGHTS have been neglected.
Consequently, conceptual theories of rights do not properly account for the way normative
2 I follow philosophical convention in using small caps to indicate that I am referring to the concept rather
than the term in question.
3 Geoff Sayre-McCord puts the point as follows: “normative concepts are such that when things (actions,
options, objects, people) satisfy them, there is ipso facto reason for someone to do (or refrain from doing)
something or to be (or avoid being) a certain way.” Geoffrey Sayre-McCord, ‘Rational Agency and the
Nature of Normative Concepts’ 2011 Published Online 15, 12.
2
concepts are distinctively used. The use of RIGHTS, in particular: (a) is general across normative
domains – moral and legal, most importantly – and substantive ethical views; and (b) involves
claiming or implying a substantive normative position. These features of its use give rise to three
1) Fidelity to, and charitable interpretation of, ordinary users: diversity in RIGHTS’ use
content is baked into the way in which the concept is used. The theory must therefore
3) But, in light of moral disagreement and value pluralism, a theory of RIGHTS cannot tell us
which rights we have. The theory’s conceptual structure must explain both the normative
judgements involved in its deployment and make room, within that same structure, for
ethical disagreement.
In Part II, I will argue for a model of rights comprising three elements: constraint, value, and the
right’s relational context. The three-dimensional concept I sketch constitutes progress in thinking
about rights because it accounts for rights’ normativity, allowing for substantive and contextual
normative differences among ordinary uses of RIGHTS, without compromising the idea that there
is something we can coherently say about the concept without knowing which domain or which
moral theory we’re in, thus meeting the criterion of generality. The concept I will outline
identifies and makes explicit its interpretive content. This means that it articulates the kinds of
normative judgments involved in recognizing any given right, but does not itself prescribe the
specific content of those judgments. To put the point more conventionally: evaluative criteria are
3
among the necessary and sufficient conditions for RIGHTS, but those criteria involve normative
judgments rather than normative conclusions. The account I propose thus allows us to interpret
disagreements about rights, or disagreements that involve the use of RIGHTS, as substantive
A normative concept is one that, on its own, can give reasons for action: a right, then, must be
capable of fully justifying the reason(s) it gives rise to. It follows that RIGHTS’ conceptual
structure has to somehow incorporate its justificatory content. But the generality of use across
normative domains and ethical commitments means that our concept of rights cannot effectively
disguise a substantive ethical position as a conceptual truth, leaving no space for meaningful
together, mean that the best account of rights would be one that brought out the shared
conceptual elements among the users of RIGHTS without taking sides in the deep normative
disagreements among them about which rights we should have.5 To do that it would have to
4 Wenar clearly recognizes this predicament: his conceptual account of rights in general in ‘The Nature of
Rights’ is purely formal; when he comes to giving an account of claim-rights, in the context of
establishing what directs legal duties, he takes sides: his ‘kind-desire’ account may or may not be a
version of the interest theory, but it certainly associates itself with the idea that rights protect goods –
even if these are goods we have reason to want. See Wenar, ‘The Nature of Rights’ (n 1) and ‘The Nature
of Claim-Rights’ [2013] 123 Ethics 202, 207.
5 The distinction between the purportedly conceptual question of what rights are as distinct from the
normative one of which rights we have was made famous by Judith Jarvis Thompson, The Realm of
Rights, (Harvard, 1990), 366-77. Wenar puts the point as follows: “Will theorists and interest theorists
have erred in adopting analyses framed to favor their commitments in normative theory. This has turned
the debate between them into a proxy for the debate between Kantianism and welfarism. Yet that
4
Theorizing rights as a normative concept requires thinking in three dimensions. The metaphor is
not accidental. Theorists recognize that rights exist in a context of value pluralism or contestation
about the value(s) they serve;7 from this seems to emerge the implication that a formal account is
necessary to permit rights to serve different values.8 The problem with this solution is that
normative disagreement about rights is not just about which values they should serve. It is about
whether rights are morally fundamental or instrumental; whether it makes sense to say there is a
right to do wrong; whether a right can be justifiably infringed or overridden, or if its scope must
be fully specified; whether rights should be recognized where we have not yet recognized duties
– whether a right without a remedy, in other words, can be a right at all. It is, in other words, a
well as between competing values. This means that a formal theory that allows a right to ‘serve’
normative dispute cannot be resolved through a conceptual analysis of rights.” Wenar, ‘The Nature of
Rights’, at Error! Bookmark not defined..
6 Here I mean to invoke consequentialist and deontological views, broadly construed.
7 See Hallie Liberto: “different accounts of the form of rights fall naturally out of different accounts of the
function of rights”; Liberto, ‘The Moral Specification of Rights: A Restricted Account’ (n Error!
Bookmark not defined.); John Oberdiek, ‘Lost in Moral Space: On the Infringing/violating Distinction
and its Place in the Theory of Rights’ [2004] 23 Law and Philosophy 325.
8 In his Hohfeldian ‘Several Functions Theory’, Wenar makes the argument for a value-neutral,
descriptive account that, it seems to me, is shared by many rights theorists who rely heavily on Hohfeld’s
positions partly for the reason that they seem to account for rights’ normativity while remaning neutral
about value: the “ambition” of his theory of the nature of rights is “principally descriptive… not fashioned
to fortify any normative position. Rather, it is offered as a vernacular standard against which to measure
the interpretations of rights that various normative theories press us to accept.” Wenar, ‘The Nature of
Rights’ (n Error! Bookmark not defined.). See Wesley Newcomb Hohfeld, Fundamental Legal
Conceptions: As Applied in Judicial Reasoning (New Haven, Conn: Yale University Press, 1919), 57-60.
5
different values is never going to represent the language of rights to someone who thinks rights
RIGHTS is a concept that allows us to yoke together incommensurable moral ideas in our
normative discourse. Or so I will argue in this paper. They allow us to proceed in our pursuit of
the question about what each of us owes and is entitled to without agreement on the deeper
question of whether deontology or some form of consequentialism is true. The advent of ‘rights’
as distinct from ‘The Right’ in political theory and history is precisely the emergence of a means
for shared endorsement of particular obligations we have to one another. That endorsement is not
always on the basis of the same reasons. The Magna Carta,9 after all, was a political treaty
before it was a constitutional document. The Rights of Man and the Citizen10 represented a
theory of the best kind of society. And while the rights in Magna Carta came, essentially, from
King John, those in The Rights of Man and the Citizen and in The Declaration of Independence11
were taken to come from God. This meant that when abolitionists wanted to end slavery, part of
the rhetoric they could use in their moral argument was that of rights. And there, too, the
commitment argued for could be shared by those with different ideas about how society is best
run, how law is best justified, and what morality requires of us comprehensively. RIGHTS, in
other words, has always been a concept that allowed people to make moral progress without first
9 Magna Carta, 1215, 17 John, (Eng.), translated in ENGLISH TRANSLATION OF MAGNA CARTA (British
Library), available at http://www.bl.uk/magna-carta/articles/magna-carta-english-translation [hereinafter
Magna Carta of 1215].
10 1789 CONST. Déclaration des Droits de l'Homme et du Citoyen [Declaration of the Rights of Man and
the Citizen] (Fr.)
11 THE DECLARATION OF INDEPENDENCE (U.S. 1776)
6
settling on comprehensive, foundational moral principles which have always been the subject of
deep disagreement.12
The problem for theorizing rights is therefore not only disagreement about what is valuable, nor
even about whether value pluralism is true. It is that people are able to capture something, using
the concept of rights, that is in a sense paradoxical; this is why rights are so often the focus of
serious disagreement. If something is so important that it can be the subject of a right, and if a
right means that considerations of utility or value do not override it, how can that something, if it
is at stake for many people, not override a single right? Rights lose their special force if we see
them as instrumental to values, because it is hard to make sense of their role as protecting the
inviolability of individuals in that way. And that latter role is classically the one rights have been
taken to have. On the other hand, if rights are absolute, then duties will have to be compossible, 13
which dramatically reduces the number of things we can have rights to. We therefore ought to
pursue a concept of rights that facilitates clarity in the moral argument underlying rights
12 The United Nations Charter of human rights was drafted in a way that the enumerated rights could be
agreed upon from a variety of more foundational points of view; see Mary Ann Glendon, ‘Knowing the
Universal Declaration of Human Rights’ (1998) 73 The Notre Dame Law Review 1153
13 ‘Compossibility’ of duties simply means that all the duties associated with rights can be fulfilled
without conflicting with one another: Hillel Steiner, An Essay on Rights (OUP 1994), at p. 2.
7
a) Generality
Ordinary normative discourse is rife with the language of rights.14 When people want to extend
new legal protections they argue for the recognition of new legal rights. Sometimes these are
explicit arguments for recognizing new rights, sometimes they are arguments for better
protections of existing rights, or for protections of existing rights in new and different contexts 15.
Sometimes the language of rights is used to open a door in moral thinking and action that had
seemed determinedly closed, and so rights are used to express what might seem to be radical
moral positions: people argue that animals have political rights, for example, or that ecosystems
have rights 16. Often the concept of rights is used to challenge the moral credibility of new
institutions, like trade agreements 17. Political philosophy is itself replete with rights: one could
describe several political theories at a sufficient level of abstraction as saying something like: a
just society is one that protects certain rights with a certain priority. And most pervasively of all,
14 Jeremy Waldron describes the prevalence of rights in ordinary political discourse as follows:
the language of rights has now become the normal currency (or at least a normal currency) of
ordinary political discussion…People use the language of rights to express their vision of the
good society, or their conception of the respect we owe each other. They use it in conversation, in
legislatures, in pressure groups, in academic seminars, in democratic deliberations of all sorts. …
[I]t has long ceased to be a language specific to (the threat of) legal proceedings.
‘The Role of Rights in Practical Reasoning: “Rights” Versus “Needs”’(2000) 4 Journal of Ethics 115,
116.
15 World Health Organization, The Right to Water, Health and Human Rights Publications, Series 3, 2003,
online at <http://www.who.int/water_sanitation_health/en/righttowater.pdf>
16 Sue Donaldson & Will Kymlicka, Zoopolis: A Political Theory of Animal Rights (OUP 2011); Elaine
C. Hsiao, “Whanganui River Agreement: Indigenous Rights and Rights of Nature”, [2012] 42
Environmental Policy and Law 371.
17 Emilie M. Hafner-Burton, ‘Trading Human Rights: How Preferential Trade Agreements Influence
Government Repression’ (2005) 59 International Organization 593.
8
the concept of rights is used as a locus of ordinary moral and political disagreement: is there a
right to abortion? Do corporations have rights? If they do, which ones do they have? What is the
scope of the right to free speech? Does the right to freedom of religion entail that religious
citizens be entitled to make arguments on religious grounds in the public sphere? Many of these
The preceding examples furnish us with uses of the concept in different normative domains:
political, moral and legal. Within the latter, we have different kinds of rights which are theorized
accounts of rights are tied to different normative ethical commitments 20. But as is evident from
the instances of characteristic use I described above, RIGHTS is often used in normative argument
18 That is, constitutional rights are the subject of one branch of legal theory, the philosophy of human
rights another, that of private law rights yet another, and so on.
19 By ‘substantive’ I mean normative judgments of a broadly ethical kind. I take this to include moral
judgments and do not want to take on any theoretical baggage associated with either the relation or the
distinction between morality and ethics.
20 Rights play a role in both broadly deontological and consequentialist ethical theories. See John Stuart
Mill, Utilitarianism, ed, Colin Heydt (Broadview Press 2011), Jeremy Bentham, “Principles of the Civil
Code” in The Works of Jeremy Bentham, ed John Bowring (W. Tait Publishing 1843); William Talbott,
Which Rights Should be Universal? (OUP, 2005) (for consequentialist views). See Robert Nozick,
Anarchy, State and Utopia (Basic Books 1974); Immanuel Kant, The Metaphysics of Morals, ed Mary
Gregor (CUP 1996) (for deontological views about rights). Many normative ethicists, as I say below, take
an essentially dualistic view of rights. See John Locke, Second Treatise of Government (1690), ed C. B.
Macpherson (Hackett Publishing Company, Inc, 1980), Judith Jarvis Thomson, The Realm of Rights (n
5); FM Kamm, Intricate Ethics: Rights, Responsibilities and Permissible Harm (OUP 2007).
9
precisely because rights have a distinctiveness and coherence which holds constant across these
domains.21
My claim in this section is that we should charitably interpret ordinary use of the concept RIGHTS
– either by way of inference to the best explanation or by way of a normative imperative to foster
that is sufficiently general to coherently account for uses of the term across various normative
domains, and that is in principle defensible from a variety of substantive normative points of
view.22 This I will call the criterion of generality for a successful model of RIGHTS. It requires
that we take all the above kinds of uses of RIGHTS to be data of the concept’s legitimate
employment, meaning that none of these uses of the idea of rights is obviously confused or
mistaken. That is, this desideratum requires that there is something we can say about what rights
are that does not commit us to a conclusion about which ones we have.
To conclude otherwise would imply that these ordinary users of RIGHTS are conceptually
confused, incoherent, or talking past each other. 23 This could be because different uses of the
concept would, in light of theories of rights that are divided among normative domains as well as
21 Wenar argues persuasively that the main theories of rights are unacceptably revisionist because they do
not account for many of the ordinary uses of the concept. See Wenar, ‘The Nature of Rights’ (n Error!
Bookmark not defined.).
22 People may accept and advocate the practice of rights enforcement because they view the rights as
direct reflections of real ‘natural’ individual moral rights; or they may view rights as instrumentally
necessary to promote one or another view of the good.
23 Ronald Dworkin, Justice for Hedgehogs (Harvard 2011) at 158-159; R. M. Hare, The Language of
Morals (OUP 1991); David Plunkett & Timothy Sundell, ‘Dworkin’s Interpretivism and the Pragmatics
of Legal Disputes’ (2014) 19 Legal Theory 242, 259.
10
between broadly ‘interest’-based and ‘will’-based,24 imply that one user is employing an
‘interest-theory right’ while the other is employing a ‘will-theory right’. Or it could be that if we
take there to be a deep conceptual difference between private law or property rights on one hand
and public or human rights on the other, an important dispute in the real world about who owes
what to whom with regard to natural resources, for instance, could be interpreted as an instance
of users employing different concepts but coincidentally sharing a term. And in cases of
normative concepts like RIGHTS, if two users of a term are employing different concepts, then
they can neither agree nor disagree substantively about the application of the concept – they’re
If, instead of taking various users to be employing different but legitimate concepts associated
with the term ‘rights’, we commit strongly to one of the positions within rights theory, we’re left
with the implication that ordinary arguments among users are simply non-starters because one or
the other of them is wrong about what rights can be. Thus, the fragmented state of rights theory
has the implication that ordinary users cannot be engaged in meaningful discourse, let alone
disagreement. Even setting aside the desideratum for conceptual analysis requiring fidelity to
24 See Hillel Steiner, An Essay on Rights (n 13); ‘Working Rights’, in A Debate Over Rights:
Philosophical Enquires (OUP 1999); Carl Wellman, Real Rights (OUP 1995); see also H.L.A. Hart,
Essays on Bentham (OUP 1982), 183-4. Later waves of will theory can be found in Hillel Steiner,
‘Directed Duties and Inalienable Rights’, (2013) 123 Ethics 230.
25 In meta-ethics this phenomenon has been given considerable attention and is simply understood to
involve users of a term ‘talking past’ each other. So, classically, if we are planning to meet at the bank
and I am using the term to employ the concept of ‘riverbank’ while you’re using it to employ that of
‘financial institution’, then we are not going to meet unless we clear things up. See Ronald Dworkin,
Justice for Hedgehogs (CUP 2011), 158-159.
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ordinary use, this state of affairs seems to me to be embarrassing for theory and, worse,
potentially undermining of the vibrant normative discourse involving disagreements about rights.
It seems intuitively misguided to assert, moreover, as contemporary rights theory implies, that
what users of the RIGHTS are really talking about is how to identify rights holders, given the
existence of duties.26 The normative assumption many users seem plainly to be making is that
rights generate distinctive protections for individuals – not that they either benefit them or assign
them controls over people’s existing obligations. It deeply misinterprets those who argue that
there is a fundamental right to abortion, for instance, to adopt a theory of rights that requires that
we effectively tell those users that really the question of whether there is a right to abortion
doesn’t arise until we determine that there is a duty to provide or allow abortions. And that the
only work the concept of the right is doing is to tell us why the holder of the right associated with
that duty (assuming we decide on some non-rights-based ground that there is one) is the woman,
either because she benefits from the duty or because she has the greatest control over the
correlated duty. The much more intuitive interpretation of the assertion that there is a right to
abortion is that others are under duties that allow the right’s vindication, whatever those may be.
b) Normativity
I will make two arguments in favor of revising the way we think of RIGHTS as normative. The
first is negative, pointing out that formal theories of rights have important intrinsic limits. The
26 Kramer describes the project this way: “it recounts the general considerations that determine to whom
any legal duty is owed.” See Kramer, ‘Refining the Interest Theory of Rights’ (n Error! Bookmark not
defined.).
12
second is positive: theorists treat the uses of rights that are their explananda much too narrowly;
we should re-think the way in which RIGHTS is used, for the purpose of conceptualization.
Identifying what makes the second claim distinct from the first is to explain the distinctiveness of
the concept of rights. 27 Without more information, the justifications for these two claims look
like they could be very similar. So the difference would seem to be formal. Separating form and
justification has been the central move in rights theory since at least J.J. Thompson. 28 And for
good reason. In the quest for a purely formal theory, though, conceptual theorists of rights make
their accounts increasingly formal. That is, they aim at a theory that can identify a right and
explain a right without giving substantive normative judgments as part of that explanation. 29
27 The locus classicus of this way of isolating rights’ distinctiveness in this particular way is Joel
Feinberg, ‘The Nature and Value of Rights’ (1970) 4 The Journal of Value Inquiry 243.
28 Thompson, The Realm of Rights (n 5).
29 One illustration of the trend in this direction is in Kramer’s articulation of the theoretical project: “If we
know the content of a legal duty, and if we know the sundry non-normative facts that bear upon the
fulfillment of that duty, we can employ the Interest Theory to ascertain who holds the correlative legal
right.” Kramer, ‘Refining the Interest Theory of Rights’, (n Error! Bookmark not defined.), 32.
13
We should be able to say what rights are without saying which ones we have, but we must do so
while confronting the fact that disagreements about rights are substantive normative ones. Now
of course people use RIGHTS all the time when they’re not disagreeing – when, for instance, a
party to a contract makes a claim for remedial damages in light of non-performance. But in all
instances in which that is possible, it is because the relevant parties agree about the normative
matters that make the right and its implications possible. If one party disagrees about whether
there is a right to damages, they are probably objecting to the interpretation of the right(s) the
other party is claiming under the contract. Those parties are not going to be able to make
progress in determining what the relevant right is without making substantive normative
argument and normative judgments. When people have a dispute about whether a right exists it is
almost impossible to fully make sense of that disagreement without seeing the moral one
underlying it. This is true even when it comes to evaluating the influential duty-directing
accounts of legal rights. Each main theorist of this kind wants to suggest that we can identify and
explain legal rights, in particular, without recourse to moral argument. To illustrate this point
about the nature of the real disagreement underlying apparently conceptual ones, consider one of
the most common points of disagreement between these kinds of theories. This involves whether
or not third-party beneficiaries of contracts have rights arising out of or otherwise relating to the
contractual obligations.
Consider a particular often-used type of example:30 A has a contract with B to take care of B’s
grandmother, G. A pays B to care for G over the weekend, and B fails to perform. G is injured as
30 This example is also used in Nico Cornell’s argument that it shows that wrongs can come apart from
rights; See Nicholas Cornell, ‘Wrongs, Rights, and Third Parties’ [2013] Philosophy & Public Affairs 43
109.
14
a result. On the duty-directing model of analysis, it is clear that B has a duty in this case which
he has breached. It is also clear that A had a contractual right against B, which gives rise to a
further remedial claim. So far everyone would likely agree. Even if they do agree on that, their
different theories give different explanations for why it is the case. But since the beneficiary of
B’s duty is, at least partly, G, a more difficult question arises: shouldn’t G also hold a right
against B? Contract law has one view of this kind of situation, and tort law has a somewhat
different view. Now the will theory can better explain why A is the holder of the contractual
right correlating to B’s duty, while the interest theory can better explain how we might think that
G also has some kind of right against B. The two theories argue at length about points like this
precisely because each captures an important intuition about rights. But, as I said above, simply
hybridizing these existing theories cannot work since the intuitions that support them are to some
The problem with all of this is that there is no way of resolving the question at issue on the
narrow terms of the current debate. Will- and interest- theorists may say that their arguments do
contain substantive normative premises about what can both generate and direct duties, but in
that case they are clearly taking sides in a substantive normative dispute, and they fail the
criterion of generality. They may, instead, want to insist that their respective accounts will,
without recourse to normative propositions about what justify rights, show why G conclusively
can or cannot be a right-holder in this kind of case. But this is belied by the legal context itself,
where questions of this kind have turned out to be whether or not a party like G should have a
right – there was no doubt that the law had not previous recognized rights in that situation. The
question of whether or not a right exists turns out, even where rights are most fixed and formal,
15
to be a substantive normative question, not one that could be resolved by way of logical
The development of tort law illustrates the impossibility of there being a single correct answer
about whether G can be a legal right-holder in a case like this on the basis of a purely descriptive
theory of rights: contractual privity used to dominate the question of who could have rights in the
situation of third parties affected by contractual duties. If you weren’t a party to a contract, you
couldn’t have a right against one of its parties for an action arising in the domain of the contract.
The most famous case of this kind is Donoghue v Stephenson:32 at the time of its adjudication,
manufacturers only had obligations of non-negligence to those to whom they had contracts of
sale – typically these would be retailers. When a manufacturer of ginger beer, however,
negligently left a rotting snail in one of its opaque bottles, and Mrs Donoghue drank the bottle
and was made ill, the court decided to change the law. It concluded that in such circumstances
the retailer did hold the only contractual rights attached to manufacturer’s duty, but that Mrs
Donoghue had an independent tort right against the manufacturer that there not be rotting snails
in opaque bottles of ginger beer. At the time, that right was entirely new: it was not deduced
from the law or conjured from midair, it was determined by way of substantive moral argument.
Even at the time, though, judges disagreed about whether parties in Mrs Donoghue’s situation
had a right. They disagreed about whether the law should recognize a right-duty relation between
consumers and manufacturers. And because they did, they also disagreed about whether the
31 Wesley Newcomb Hohfeld, Fundamental Legal Conceptions: As Applied in Judicial Reasoning (n 8).
32 [1932] UKHL 100.
16
manufacturer – or B, in our hypothetical case – had a duty correlating to the putative right under
dispute. But it was clear at the time that B-type parties did not have legal duties of that kind to G-
type parties. Courts changed the law because they thought it was wrong. To the extent that the
will- and interest- theories, are formal ones relying on Hohfeldian jural positions, and focusing
on the kind of thing that can direct duties, they begin with duties and ask about rights. Those
arguments simply cannot extend to circumstances where people disagree about whether a right
should exist and then must answer the question of whether there is a correlative directed duty.
The respective duty-directing theorists may respond that their arguments can certainly make
sense of such situations where the rights in question are legal ones, because that is all they claim
to be analyzing. The problem is that even in the legal context, disputes about rights are often
moral disagreements.
The need to say what rights are, as distinct from which rights we have, seems to have been taken
to mean that a successful concept of rights should be able to explain an instance of the concept’s
use – to say whether or not it is a right, and why – without making a normative judgment in the
moral or ethical sense. This imperative, though, has led to slippage in the idea of concept use: it
has been implicitly confused with the idea that we should be able to apply the concept, as
ordinary users do, without making the kind of normative judgments involved in asserting or
concluding that some right exists or doesn’t. This is to mistake two orders of concept application.
We employ a concept when we use it extensionally, making a particular claim of or about a right
17
We also use a concept, intensionally, when we apply it in a second-order sense: we compare our
concept of rights to a given first order use, and deem that use to be a successful application of the
concept, or not. Second-order use can also form part of ordinary discourse: when someone says,
for instance, that it’s a mistake to say that everyone has a right to adequate health care when
there are clearly insufficient resources to allow for the fulfilment of the duties that would be
associated with that right; implicitly, this is partly a claim about what a right can and cannot be.
But for the most part, second-order concept use involves shaping the theory of something,
mapping its conceptual boundaries to preserve its coherence, so that first order uses get included
I want to bring rights’ character as a normative concept to the fore by suggesting that we rethink
the way we understand their use. In particular, we ought to recognize that first-order use of
RIGHTS involves substantive normative judgments. Theorists of rights take their task to be
explaining and accounting for rights when we find them in the law. And by ‘find them’ in the
law, I mean that theorists ‘see’ or identify the use of rights in a static, if paired, way: the rights of
parking ticket wardens vis-à-vis drivers; the rights of judges vis-à-vis litigants. Moreover,
contemporary rights theorists have further narrowed their aim, as I pointed out above, to target
the explanation for the direction of duties. But of course this is to assume that the relevant
question for the concept of rights is: given a directed duty, who holds the associated claim (and
thus the right)?33 This, however, is to misunderstand or misconstrue the first order use of the
33 Cruft puts the point this way: “Suppose I am subject [meaning that I am the duty-bearer] to a particular
duty DD. Is it owed to anyone? If so, whom?” See Cruft, ‘Introduction to «Symposium: Rights and the
Direction of Duties»’ (n Error! Bookmark not defined.); see also Kramer: “it recounts the general
18
concept of rights, even in the law. It is to treat a right as a kind of metaphysical widget which
‘belongs’ to its holder, with a logical relation to another normative position. Disagreement about
rights, on this kind of view, is taken to be distinct from their use, and thus doesn’t form part of
We can find rights, especially in the law, that resonate with that widget-like way of thinking
about what rights are. When someone makes a rights-claim, even if implicit – says ‘get off my
property’, gives a parking ticket, or makes a judicial order, expecting those actions to have a
certain normative effect – it might make sense to say that they’re holding a normative widget that
it is the task of rights theory to explain. Feinberg originally drew the distinction, to this kind of
effect, between making a claim of right and making a claim about rights.34 And while this
distinction is logically comprehensible, I think it has also been deeply misleading. For it is to
suggest that the only significant use of a right that needs explaining is the one Feinberg called
‘performative’ rather than ‘propositional’. 35 This is convenient for the aim of giving a morally
neutral account of what rights are, but it is deeply unfaithful to ordinary use. 36 Claims of rights,
considerations that determine to whom any legal duty is owed.” See Kramer, ‘Refining the Interest
Theory of Rights’ (n Error! Bookmark not defined.).
34 See Joel Feinberg, ‘The Nature and Value of Rights’ (n 27).
35 Ibid, 251.
36 It is not even clear that Feinberg meant for the ‘claim’ feature of rights to exhaust their nature or
whether he meant it to illuminate their value. See George W Rainbolt, ‘Two interpretations of Feinberg's
Theory of Rights’ [2005] 11 Legal Theory 227.
19
In legal discourse, the concept RIGHTS is applied at a variety of stages in the normative life of the
law. Someone will often go to court to claim that some right has been violated, and that they now
have a right to be compensated for that violation. Whether the claimant in fact has either of these
rights is the subject of judicial evaluation, the conclusion of which will be used in further claims
and evaluations of claims about rights made by others – both claimants and judges. In another
legal domain, when a legislator wants to protect some aspect of people’s lives, he or she can
propose the recognition of a legal right and its vindication in the enactment of legislation. These
are both uses of rights, which a good theory of them ought to be able to encompass.
In both moral and legal discourse, the concept of rights is clearly not applied (or not only
applied) as expressing fixed points in relation to known and identified duties or interests, but in
argument about when interests give rise to duties, and what the shape and content of those duties
will be. Our concept of rights must therefore reflect not only its static, widget-like uses, but all
those dynamic applications or uses of the concept as well: 37 claims about rights, as well as
evaluations, recognitions, and assignments of rights. And once we recognize these uses, we need
also add another: when we ‘see’ an existing right, say, in the law, we have to see not only a
relation to an associated duty, but that a right has been recognized by the exercise of a normative
judgment. The concept of rights should enable us to read or explain a right in terms of one of
37 Recognizing the dynamic use of the concept of rights was a feature of Raz’s theory of rights – a feature
that proved persuasive and influential for many theorists of rights and for the success of the interest
theory more generally; see Raz, The Morality of Freedom, Error! Bookmark not defined.; Waldron
Liberal Rights: Collected Papers 1981-1991 (CUP 1993), 203.
20
c) Making Conceptual Space for Ethical Disagreement
How can a concept of rights properly take account of normativity while fulfilling the criterion of
generality? Recall that generality requires that we articulate the shared conceptual elements
among users of RIGHTS without taking sides in the deep normative disagreements among them
about which rights we should have. To do that our concept of rights will have to make sense
against the background of the mainstream moral views. I want to suggest that we can accomplish
this by developing the concept RIGHTS such that it articulates the kinds of normative judgments
that are involved in using – understood now as explaining, evaluating, recognizing, and
assigning, as well as claiming – any given right, but that does not itself prescribe the specific
content of those judgments. The concept RIGHTS I will describe is thus one which identifies and
justice.39 If I say that justice demands redistribution of wealth through tax and transfer, I am
38 We might think that this problem can be resolved by appeal to the idea that normative concepts are
‘essentially contested’. The problem with this is that it does not take account of the way in which ordinary
users draw on shared conceptual content of the term to support their argument, as in the case of the
dispute about tax and transfer in the concept of justice I discussed in the text above.
39 One of the most common ways of thinking about the relation between conceptual structure and the
substantive normative facts or judgements involved in applying a normative concept is the
concept/conception distinction referred to by Rawls, Hart and Dworkin. I take the kind of argument I
describe in the text to draw on elements of both shared conceptual or analytic structure and substantive
normative judgments – meaning that both the concept and the conception, to use that terminology, is in
play. I therefore don’t find that exact way of breaking down the problem to be particularly helpful. See
also G.A. Cohen’s argument against that approach: G.A. Cohen, ‘Rescuing Justice and Equality’, in On
21
presupposing that using the language of justice will have some meaning for you that goes beyond
the assertion that ‘there ought to be’ a redistribution of wealth through tax and transfer. Saying
that such an assertion is part of the normative demand of justice implies that there is some
conceptual content there, under the heading of justice, that you are likely to think will matter to
what ought to happen overall. This kind of argument for a political outcome that relies partly on
a normative concept like justice would be incoherent, though, if it did not also assume that there
is some content of JUSTICE that is open to normative disagreement. So any such argument that
draws on a normative concept relies on a shared conceptual foundation that can accommodate
normative disagreement on what the normative concept requires in any particular case.
I am going to argue that we should think of rights in three dimensions. The important thing about
the dimensional metaphor is that it allows us to see three things as being united and yet in tension
with each other: it is the paradigm for an object consisting in three elements where none can
reduce to the others. Any three-dimensional object, if one of the dimensions were taken to reduce
to one of the others, would simply disappear as an object in the real world. Think, for instance, of
a cube. A cube allows us to see two ‘things’ as being distinctively different and yet on one plane
– height and width, in two dimensions – and a third ‘thing’ necessary to create the object,
namely, depth. I will argue that the concept of a right has a similar structure: it involves two
kinds of distinct normative judgments: one about value in the context of the importance of
interests, and one about relational context. These are, in a sense, on the same plane, although
the Currency of Egalitarian Justice, and Other Essays in Political Philosophy (Princeton University Press
2011), 239.
22
they are distinct, because they are both evaluative judgments. The third dimension is just that of
constraint. It is not a value judgment of any kind. It represents the limit on choices that rights
create. It captures the side-constraint, ‘trumping’, or peremptory feature that rights are often
taken to have, 40 and the model thus allows a deontological view of constraint as compatible and
incommensurable with value within the single conceptual structure. But this model of rights
holds these three things in equivalent tension: it does not say which is more important or
fundamental, or which is in service of which. So the right to bodily security, for instance, might
be thought to protect the interest in bodily integrity and safety because that interest is morally
important; or it might be thought to protect that aspect of human well being only incidentally,
being explained and justified by reference to the moral imperative that people be the authors of
their own choices, not subject to being used by others. People can interpret this model, in other
words, according to their preferred normative commitments; this will have the effect of re-
orienting what might have appeared to be unbridgeable conceptual divides into normative
By constraint I mean a limit on the parameters of choice or permissible action, and I take this to
encompass the general idea of duty or obligation. By value I mean the relative worth of different
aspects of human wellbeing. I will begin by arguing for these two elements because most
40 These are each particular ways individual theories of rights have tried to capture what I am calling the
element of constraint. I do not, by using the terms illustratively, mean to suggest that these theories of
rights are the same, or even that they have the same view of the way in which rights are, or generate,
constraints.
23
theorists of rights in effect accept a model consisting in something like these two conditions. 41 It
is within the dimension of constraint that we think of rights as directed duties and as positions or
clusters of Hohfeld’s logical analytics in respect of what he called ‘jural positions’, which are
now widely taken to constitute the formal character of rights.42 The concept I set out here makes
Making something the subject of a rights-constraint makes that thing inviolable for the individual
the right protects.43 Inviolability creates a limitation on the actions and choices of others.44 If one
is a deontologist, one will take that limitation to reflect a foundational moral inviolability; if one
is an instrumentalist about rights, one will take that inviolability to be functional. These moral
views are lenses through which different people will see and interpret uses of RIGHTS.45 The
model of rights that I propose does not take a position about nature of the inviolability reflected
in the dimension of constraint. It is partly for this reason that the model is general in the sense
41 I take the enormous influence of Raz’s interest theory of rights to be explained partly because it is a
version of a dualistic theory: rights are intermediate points of reasoning that relate interests to duties. It
makes rights conceptually distinct from duties and justified by reference to interests, yet also conceptually
related to duties in such a way that we might say that although they do not yet represent duties their
intermediate place in reasoning makes them appositely called constraints of some kind.
42 Wesley Newcomb Hohfeld, Fundamental Legal Conceptions: As Applied in Judicial Reasoning, 8.
43 This means that where individuals have rights, their element of constraint disables aggregation or
maximizing utility or wellbeing across persons. It does not, though, mean that the importance of the
interest is necessarily to the person who holds the right.
44 Note that ‘constraint’ is not the same as ‘restraint’. The latter would have the effect of always
prohibiting certain actions, whereas the former can require actions; it only limits the range of permitted
choices.
45 I am grateful to Sam Scheffler for helping me to see this interpretive possibility.
24
that it is defensible to those who use the language of rights but who are committed to different
One might think, for instance, of rights in formal terms such as the Nozickean hyper-sphere that
surrounds each of us. This is currently analyzed as a liberty paired with a perimeter of claims, to
put the point in Hohfeldian terms. 46 But of course the sphere must have a boundary somewhere
in that hyper-space: it thus includes some aspects of our well-being and not others, and a
principle of prioritization is necessary to determine which aspects are included and protected.
Perhaps the simplest explanation for distinguishing which ones get included in the sphere and
which don’t is that the aspects of our well being that are the most important go inside the sphere:
as Waldron says, citing Raz’s theory of rights, “a person may be said to have a right if and only
if some aspect of her well-being (some interest of hers) is sufficiently important in itself to
justify holding some other person or persons to be under a duty” 47 Importance, here, will be
normatively determined by the domain in which a given right is at issue. If we are considering
moral rights, then it is the moral importance of rights that will be the principle that prioritizes
which aspects of human well being are protected by moral rights. If we are analyzing legal
rights, then the matter appears more complex, since often it is the case that legal rights are
recognized or assigned on a moral basis – whether that is a basis of moral rights or some other
moral principle. But once assigned or recognized, legal rights protect aspects of human well
25
being that have been deemed to be important, legally speaking. The legal importance of interests
will mean different things to different people depending on their view of the relation between
law and morality. But that complexity doesn’t obscure the fact that legal rights protect interests,
and that fact means that those interests are of legal importance, whether we think they are moral
importance or not.
Rights’ constraining form have the effect of protecting aspects of human well being – they have
this effect whether one takes this to be their sole justification or no justification at all. This means
interests being more important than others, whether we want it to be or not.48 An account of
rights must make room for a justification for this prioritization of the protection of some interests
but not others, whether it is of the kind I outlined in the previous paragraph or not. Some have
taken the interest theory to prevail on this kind of basis: it makes no sense to create and observe
Formal or status-based theorists, might, though, think that although rights incidentally protect
some thing or interest which may itself be valuable, and although that protection is valuable, the
dimension of value that attaches to rights in these cases is only incidental rather than central or
48 I have argued more fully against the plausibility of purely formal accounts of rights, such as a Kantian
juridical account, Dworkin’s excluded reasons account, and Nozick’s purportedly formal account, in
Public Rights, Private Relations, Chapter 4 (OUP 2015), 77-99.
49 See W.D. Ross, The Right and the Good (OUP 1930); G. E. M. Anscombe, ‘Modern Moral Philosophy’
[1958] 124 Philosophy 1.
26
necessary to what rights are. 50 The right to free speech, for instance, can be explained as a
protection of an aspect of human life that is of great moral importance because it is especially
valuable to us, or because it is integral to our well being. But if one thinks rights exist only in
virtue of the equal moral status of persons, the right to freedom of speech will have to flow
through the role of the state, and of the rights individuals must have against it in order for their
personhood to be adequately protected. One can, on the account of rights I am advancing here,
hold this kind of view without inconsistency. The disagreement between this kind of view and a
the relative importance of the elements of constraint and value. The model I propose does not
take a position on how these two elements will be weighted, which is more foundational, or how
they might relate to one another. It simply asserts that wherever one finds an assigned or
recognized right or where one asserts a right, one will find the constraining form, and articulation
of relative value intrinsic to rights, however one takes the right to be justified or explained.
Even on this dualistic model, then, apparently conceptual disputes can be translated into
substantive normative ones about how one ought to interpret the relative weight and foundational
quality of these elements. Most importantly, viewing rights in this way allows us to interpret
ordinary uses of the concept, and especially disagreements about whether something is a right or
not, as substantive normative ones about the value of the thing in question. This allows us to
50 Robert Nozick, Anarchy, State and Utopia, (n 20), 174-83. Similarly, James Griffin argues that human
rights are those required by ‘personhood’, so that the interests they protect will be determined and limited
by what the incidents of autonomous personhood are. James Griffin, On Human Rights (OUP 2008), 8-9.
27
The model of rights as I have argued for it so far says that the dimensions of constraint and value
are jointly necessary to the concept of rights; it is essentially dualistic. It can be formalized as
follows:
(1) Creates constraint(s) oriented toward protecting the inviolability of individuals; and
Outside a very small circle of theorists of rights, 51 something like this dualistic model is in fact
what people work with when the argue about or for rights: the idea of constraint, usually in the
form of Hohfeldian positions, justified by reference to something like interests. This, I would
suggest, is the result of the huge influence of Raz’s theory of rights, which, as I pointed out
above, can be interpreted as a dualistic one. 52 But if we accept the imperative for a general and
51 Only the contemporary will and interest theorists truly take the position that these two aspects are
mutually exclusive. See Matthew Kramer, ‘Rights Without Trimmings’ in Matthew Kramer, Nigel
Simmonds, and Hillel Steiner (eds), A Debate Over Rights: Philosophical Enquiries (n 24); Hillel Steiner,
‘Working Rights’ (n 24), Matthew H. Kramer, ‘Some Doubts about Alternatives to the Interest Theory of
Rights’ (n Error! Bookmark not defined.); Hillel Steiner, “Directed Duties and Inalienable Rights” (n
24).
52 In addition to Raz himself, above at note 41, see e.g. John Tasioulas “Taking the Rights out of Human
Rights” (n Error! Bookmark not defined.); F. M. Kamm, Intricate Ethics: Rights, Responsibilities and
Permissible Harm (n 20) ; Judith Jarvis Thomson, ‘Précis of The Realm of Rights’ [1993] 53 Philosophy
and Phenomenological Research 159, 161; Gopal Sreenivasan, ‘A Hybrid Theory of Claim-Rights’
28
normative concept of rights – one that can give reasons just on its own – then a dualistic model
turns out to be insufficient to explain why particular rights impose the constraints they do to
protect valuable interests. This is because indeterminacy plagues a dualistic concept of rights. If
rights are taken only to protect interests and to involve somehow corresponding constraints, the
conceptual content of RIGHTS does not itself sufficiently inform the constraint any particular right
involves, either by way of justification, entailment or moral requirement. It tells us too little
about the identity of those for whom rights will have normative implications, as well as about
This does not mean that we cannot recognize a right unless we already know the exact constraint
or duty attached to it. What it means is that deploying the concept of rights both makes and calls
for others to make normative judgments about the implications of the right for them. We can
think of this aspect of the concept of rights by an analogy with the concept of infectiousness: if
someone says they are infectious it means that they are making and calling for others to judge
what actions are necessary for them in light of what infectiousness means. The concept of
infectiousness, though, tells us neither what the infectious agent is, nor precisely what actions are
appropriate for which individuals: the latter will depend on their relative situation in regard to the
infectious agent. In that regard both concepts are action-guiding in the sense that they call for
individuals to make judgments about how exactly the concept applies to them. But neither
concept is action-guiding in that its deployment already circumscribes the actions it requires. To
[2005] 25 Oxford Journal of Legal Studies 257, 257-258; Rowan Cruft, ‘Why Aren’t Duties Rights?’
[2006] 233 The Philosophical Quarterly 175 at 175-177; Wenar, ‘The Nature of Claim-Rights’ (n 4);
Wenar, ‘The Nature of Rights (n 1).
29
arrive at conclusions about the specific actions required by the concept, people will have to make
judgments about the implications for their action of the deployment of the concept.53
If we begin with a right and try to reason our way to a duty, the inclusion of the element of value
or interest in the conceptual structure of rights tells us what substantive content the duties owed
in respect of that right will have. A right to food will generate duties to assist the right-holder to
enjoy the good of food. But on this conceptualization of rights, the right to food tells us no more
than that. It does not tell us whose choices are constrained by the right, nor does it specify, for
those who are thus constrained, what shape the constraint on their choices and conduct will take.
I argued above for the necessity of the element of value to the concept of rights by pointing out
that all rights are inevitably and inescapably rights to something. But we also can’t identify what
a right is to by reference to an interest alone. The entitlement implied by a given right remains
opaque unless we know what would constitute its violation. We can’t know what a right is to, in
other words, unless we know what it is ‘against’. Here I am not focused on the goods that are the
subject of the right, but on the limitation imposed on the actions and choices of others that
protects the given good. If we don’t know what could count as violating a right, this limitation
More formally, we can say that: (1) constraint and interest are jointly necessary to a concept of
rights; (2) the necessity of constraint as an element of rights entails that we identify the constraint
as part of the identification of the right; (3) the conduct that would constitute a violation of the
30
right reveals the shape and content of the constraint by bringing into relief the kind of behavior
that is and is not permitted by the right. (4) Following from (2) and (3): to identify the content of
the constraint in respect of a right we need to be able to tell whether it has been complied with or
violated, or what such compliance or violation would look like. Therefore, (5), if we can’t tell,
when faced with some conduct by a given actor and a putative right, whether or not the putative
right has been complied with or violated, we simply cannot say that it exists. 54 We cannot know
what a right is to, therefore, unless we can tell when it has been respected or violated.
I have argued for premise (1), the joint necessity of constraint and value, in section II(a). Premise
(3) is stipulative; it sets out what I mean by the content of a constraint. The conduct that would
constitute a violation of a right is the content of the constraint because it creates a functional
inviolability. The meaning of functional inviolability is simply that there is a course of action
that would constitute a violation, and the constraint prohibits that course of action. The crucial
premises are (2) and (4), and I will thus focus my argument on them. Premise (2) is what is
necessary to distinguish rights from important interests;55 premise (4) is necessary to show, and
the conclusion, (5), establishes, that the elements of constraint and value are not jointly sufficient
to constitute RIGHTS; the conceptual structure of a right must include some further content that
54 This is the main point at which my proposed concept of rights differs from dualistic accounts such as
Raz’s, and the differences become greater and more significant when the third, relational dimension is
added, as will become clear in the following section.
55 See John Tasioulas, ‘Taking Rights out of Human Rights’ (n Error! Bookmark not defined.).
31
This way of thinking about the element of constraint in rights reinforces the idea that rights are at
least sometimes action-guiding in ordinary use.56 A right is very widely accepted to entail a
special kind of obligation—a directed one, or even an agent-relative one.57 This latter
characterization means that for each person the right of another either has a special normative
implication, or, in the case of third parties to rights arising out of transactions like promises, it
This implies that in order for a right to establish a directed obligation, each person must be able
to tell whether the right of some other person has that kind of normative implication for him. The
best existing method for explaining how people can tell whether someone else’s right creates a
duty for them is the categorical one dividing rights on the basis of whether they are partly
Now it’s true that special rights do seem to provide the information that allows us, and potential
duty-bearers, to reason from right to duty without additional contingent information. These
rights, then, don’t seem to pose the problems of indeterminacy we are concerned about. But that
doesn’t help us because many central cases of rights are the kind that would be classified as
56 Jeremy Waldron, ‘Duty-Bearers for Positive Rights’ (2014) Public Law & Legal Theory Research
Paper Series, Working Paper No 14-58.
57 See e.g. Ronald Dworkin, ‘Rights as Trumps’ in Jeremy Waldron, ed, Theories of Rights (OUP 1984),
153; Judith Jarvis Thomson, The Realm of Rights (n 5); Thomas Nagel, The View From Nowhere (OUP
1986), 175–82; Robert Nozick, Anarchy, State, and Utopia (n 20).
58 The distinction is Hart’s, most influentially and compellingly elucidated by Waldron, The Right to
Private Property (OUP 1988), Chapter 4.
32
general, such as basic human rights. And general rights are supposed to be ones that everyone
has independently of any transaction or relationship. That latter requirement means that they are
universal in the sense that everyone is a right-holder but also in the sense that everyone is
potentially a duty-bearer.
But now we are clearly back to the problem of indeterminacy: if I know that another person—
and especially that every other person—has a right to potable water, how do I know what the
specific and complete normative implications of that right are for me?59 I think it is reasonable to
claim that if I can’t tell, then the right in question can’t be the right kind of reason or
obligation that I owe directly to the person whose right is asserted; if that obligation is supposed
reasons, then surely at a minimum I ought to have some way of knowing whether I have such a
reason. The right, in other words, has to be able to direct the obligation, not only in the abstract
universe of theoretical rights, but in a way that potential duty-bearers can discern on the basis of
reasons arising from the kind of thing a right is. Potential duty-bearers can only reason from right
to duty if there is information in the idea of what a right is that tells them what kinds of
judgments to make to determine whether a given right imposes a duty on them or not. One type
59 In some cases, such as the right not to be murdered, say, the normative implications for everyone
appears to be obvious – don’t murder. But that right does generate other obligations, such as the
obligation, perhaps, to intervene if a murder is about to take place, or to protect people against murder, or
to prosecute murderers, or to establish a system of justice that makes murder less likely, to support such a
system, and so on. And the shape and content of the obligations the right entails for different agents is not
clear just from the conceptual content ‘not being murdered is an interest with sufficient importance to
warrant imposing duties on others’.
33
of judgment is clearly about the importance of interests, but that information has no specific
bearing on whether or not a right directs their obligation toward the right-holder in the necessary
kind of way.
To bring this out, consider John Tasioulas’ account of what makes rights distinct from interests:
that they are “sources of duties or obligations.” So “[t]he existence of a right to , on the part of
A, grounds duties on the part of others variously to protect, respect, and so on A’s possession,
access, and so on to .”60 This dualistic model does a potential duty-bearer whether the
importance of to A has the right kind of normative implications for me to make it A’s right,
rather than some other kind of reason I might have to help A secure or possess . How am I to
know whether I am one of the ‘others’ on whom this right does in fact impose the kind of
constraint associated with RIGHTS? Moreover, this way of putting things fails to answer the most
important question: by virtue of the conceptual content of RIGHTS, as a potential duty bearer I
cannot tell what I must do to in respect of the constraint imposed on me by A’s right to
(assuming there is such a constraint). Any model of rights that includes interests means that, as
Tasioulas says, the right will ground various duties – “to protect, respect, and so on, A’s
possession, access, and so on, to .”61 The constraint may involve protection and respect, in
other words, but also may take many more possible shapes. But nothing in the dualistic model of
rights can specify which shape the constraint entailed by any given right will take for any
particular duty-bearer.
34
I have so far argued that the elements of value and constraint are jointly entailed by rights; I then
tried to show why it matters that a dualistic model of rights constructed on the basis of that joint
necessity leaves out any further information about whom a right implicates and in what way.
Such an account of rights fails to explain how they become the requisite kind of categorical,
exclusionary, and directed obligation they are accepted to be. The dualistic model is thus
insufficient: the elements of constraint and value are jointly necessary but not sufficient to
understand what rights are. Something is missing from the model as so far developed.
The next question is: what is that missing piece in the conceptual content of a right? Value alone
interest, would look like, since there are innumerable ways of infringing the various types of
constraints that could be associated with a given interest, and no obvious way – certainly in the
case of general rights – of knowing what constraints apply to which persons. What type of
normative fact or judgment would supply the answers to the questions of ‘why me’ in the case of
a potential duty-bearer and ‘why her’ in the case of the judge and observer, as well as to the
question of what shape the constraint should take—what action or inaction, on the part of that
I suggest that the relevant judgement, the missing piece, concerns the relational context or
structure in which any given right arises. Rights are a kind of relation – a formal one – but they
necessarily arise in response to another kind, which is external to them but also necessary to their
35
establishment and existence. Duty-bearers are properly identified in respect of interests, on this
view, on the basis of whatever norms govern the relational structure or context between the
putative duty-bearer and putative right-holder. In this section I will introduce the argument for
the third dimension in the model of rights I propose and I will sketch its structure. The argument
and the outline of the relational element of rights will necessarily be somewhat cursory: a full
exposition and defense of this dimension of rights is beyond the scope of this section. 62
Just as the picture of rights so far described tells us that rights necessarily involve value but not
which particular interests are valuable, the relational element of RIGHTS cannot provide the
specific normative judgements to tell us which rights we have. But it can indicate that
relationality is part of rights’ conceptual structure, just as constraint and value are. Rights thus
involve two types of normative judgements—a judgement about value in the form of interests,
Judgements about the normative implications of the relational structure of a right make up the
third element of their conceptual structure. This becomes evident in much the same way that the
element of value or interest becomes evident. In every right, an interest is in fact protected; that
special protection as a right embodies a judgement that that interest is important in the domain of
the right—legal rights protect legally important interests; moral rights protect morally important
ones.63 Actual rights invariably protect interests and thus involve normative facts or judgements
about relative value. This means that we cannot dispense with the element of value in
62 The relational element of rights is discussed in more detail elsewhere, see Jean Thomas, Public Rights,
Private Relations (Oxford: Oxford University Press, 2015), Chapter 7, 150-188.
63 I discuss the meaning of importance in a normative domain more fully at pages 26 and 27, ibid.
36
constructing a model of rights. Rights do not, however, necessarily arise in respect of any
particular values. Their conceptual structure entails only a fact or judgement of that kind;
whatever the content of those judgements about which interests are valuable, the type of
judgement is necessarily part of what rights are. The fact that rights conceptually entail
normative judgements about valuable interests hence does not determine which rights we ought
to have. It is in this sense that the model fulfils the criterion of generality as well as of
normativity. What the model does tell us is that every right reflects judgements about the relative
Relational norms figure in the concept of rights in exactly the same way as judgements about
value. Rights are recognized as claims addressed to some purported duty-bearer. One cannot
identify a right without reference to some person in a position to violate it, and to a type of action
that would constitute the violation. It follows that relational norms underlie claims about the
The dualistic theory makes sense of any right, normatively speaking, only in terms of the
importance of the interest that the constraint protects. The interest, once defined, can only be
evaluated along the valence of more and less important (morally or legally). Yet we have rights
(and the constraints they involve) that protect the same interest – in the free practice of religion,
for instance – that are complexly differentiated in different relational contexts. My right in
my employer, my parents, and my children. The content of those different rights, and the
different duties they involve, are not fully specified by the idea of more and less important. It
37
makes no sense to say that the interest, once defined as important by the ascription of a right in
respect of it, is then for some reason less or more important in these different settings: if an
generate whatever constraint its importance justifies on everyone. Rights that protect the same
interest will, however, be different across different relational contexts. The content of a right
reflects both the interest and the relational context. A child’s right to education, for example, will
create constraints on the state, on her parents, on her teachers, possibly even on her neighbors,
but the shape of those constraints will differ across the various relational settings.
The differentiation among the various instantiations of these rights in different relational contexts
would, from the perspective of a dualistic model of rights including only value and constraint,
appear arbitrary, or at least external to the right itself. Physical integrity, health, religion,
expression, property, are all interests that are important enough to be almost universally
protected as (in these cases both moral and legal) rights; yet the actual content of the entitlements
they entail and the shape of the constraints they involve can justifiably vary across different
relational contexts. This variation cannot be explained by referring to the greater or lesser
If we thus conclude that constraint and value are jointly necessary but insufficient for a model of
rights and that the missing element in the model of Rights involves the relational context in
which a right arises, our model of rights will be three-dimensional, and will take this element of
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Every Right3 is a norm that
Employing the concept of rights, on this three-dimensional model, will involve a normative
judgement about the relational context of the rights claimant and the addressee of the claim. A
given right, in other words, comprises two types of normative considerations: an evaluation of
Different relational structures give rise to different norms. But which relational features will give
rise to which constraints? We can say a few things as a general matter. One important type of
relationality involves positional features. These might include risk (threatened setback to
interest), power (control over others’ goods), and dependency (need/vulnerability + control over
good or interest needed or at risk). These positional relational contexts are governed by norms of
equal respect, since they attract our concern about people treating others as means in settings
where they have certain kinds of power over them, or failing to adequately consider their moral
status as equal in circumstances of risk. Other types of relationality involve the affective features
of care and trust, which give rise to norms that generate constraints in the form of requirements
to promote the other person’s wellbeing to some extent. Still others might be certain normative
features, such as having authority over someone, being a guarantor of their entitlements against
one another, and having control over their status relative to one another, which give rise to the
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kinds of dignitary protections associated with anti-discrimination norms and procedural norms.
Sharing common goods or common benefits might give rise specifically to norms of fair play
and reciprocity, and having a relationship involving representation might give rise to norms
involving taking a neutral outlook on the represented party’s beliefs and desires, as well as
The particular norms that govern different particular relational contexts will necessarily need to
be further elaborated. But this does not preclude the inclusion of this element in a model of rights
any more than including interests in it does, since the fact that interests are necessary to a model
of rights does not, similarly, tell us which interests rights will protect, only that, in recognizing or
imposing rights, we will need to make a normative judgement about the relative importance of
interests. The relational element, similarly, will require that we consider the norms associated
with certain relational features as part of our assessment of whether a given right exists or not, or
whether one ought to be imposed or not. It also gives us a more nuanced and accurate way of
interpreting existing rights, since it allows us to see what the normative judgements are that have
Take the example of a right that seems to have a negative form but is not obviously ‘universal’ in
the sense that, while everyone has it, not everyone obviously owes duties in respect of it, namely,
respect of her interest in freedom of conscience? If not, then, on the basis of the dualistic model,
we would have to say that she does not hold that right against me. But how do we know? If we
begin to think through who ought to have that obligation, it immediately seems that part of the
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answer will be relational, most simply because the right will impose constraints on actions that
So far, the constraint operates in the same way as the interest in freedom from intentional harm
would; the complication arises because it is not enough to say that I am prohibited from limiting
her right to enjoy the good of freedom of conscience, because the question of whether I am
violating her right to that freedom, in contrast to infringing her enjoyment of the good, is the
central one when it comes to establishing, recognizing, or understanding a right. There are ways
that I could diminish her freedom of conscience: I could send her hate mail when she writes a
letter to the newspaper expressing a view I disagree with: would that constitute a (moral) human
rights violation? I could flood the newspaper with letters expressing another view, or I could
write an editorial attempting to discredit her. I could threaten her and her family with worse
forms of harm if she persists in her view. I could publicly mock her or her family for taking such
views; I could preach to all religious people that they ought to shun her, and so on. If, in doing
any of these things, I were her government, I would be committing a violation of her freedom of
conscience. But, just as myself, even if I did any of those things it would not seem intuitively to
If we change the variables of physical proximity and personal connection—if, say, I were her
friend or neighbour, I would still not, by doing the kinds of things I referred to above, intuitively
be violating her right to freedom of conscience, though that seems to become less obvious as we
add layers of relational complexity to our hypothetical context between her and a potential duty-
bearer. Even if I were her neighbor or friend it is arguable that I have constraints of some shape
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in respect of her freedom of conscience: even if I cannot myself violate the right in any of the
ways described above, I might be morally required to avoid contributing to the violation of that
right by supporting her government in its actions. I might have a differently shaped constraint: I
might be required to support institutions that would protect her against such actions. What if I
were her employer? What if I were a religious leader in her Church or an elder in her
community? What if I were in both the previous relational positions to her? What if I own the
newspaper to which she wrote? What if I do not own it but have full editorial and managerial
These questions cannot even begin to be addressed by a dualistic model of rights. Yet addressing
the above questions normatively is necessary to understand what the right requires. The way we
answer these questions will begin to delineate the conditions of fulfillment or violation of the
right in question: that is, in fully answering these questions in a fine-grained way we would come
to a better understanding of what actions, by whom, would constitute a rights violation and thus
III. Conclusion
On the three-dimensional model of rights, the concept itself tells us that we do make normative
judgements when we use the language of rights. It thus also tells us that when we ‘read’ existing
rights to understand what they are, those normative judgements must be part of the explanation.
The model I have sketched here meets the criteria of recognizing rights’ normativity because it
says that applying the concept will involve making normative judgements: it tells us that if X
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claims that she has a right against Y in virtue of Z, we have no non-normative way of figuring
out whether that is correct. It meets the criterion of being action guiding because it identifies the
types of normative judgements required to recognize or understand any given right, which also
are sufficient to identify plausible normative implications the right has for others. Yet its aim is
general: it is to bring to light the types of normative judgement that go into the recognition or
creation of any given right so that it can help to clarify the terms of many substantive
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