R47 Nutraceuticals and Respiratory Diseases CRFSN

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Critical Reviews in Food Science and Nutrition

ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/bfsn20

Nutraceuticals: unlocking newer paradigms in the


mitigation of inflammatory lung diseases

Yinghan Chan, Venkata Sita Rama Raju Allam, Keshav Raj Paudel, Sachin K.
Singh, Monica Gulati, Muralikrishnan Dhanasekaran, Piyush Kumar Gupta,
Niraj Kumar Jha, Hari Prasad Devkota, Gaurav Gupta, Philip M Hansbro,
Brian Gregory George Oliver, Dinesh Kumar Chellappan & Kamal Dua

To cite this article: Yinghan Chan, Venkata Sita Rama Raju Allam, Keshav Raj Paudel, Sachin
K. Singh, Monica Gulati, Muralikrishnan Dhanasekaran, Piyush Kumar Gupta, Niraj Kumar Jha,
Hari Prasad Devkota, Gaurav Gupta, Philip M Hansbro, Brian Gregory George Oliver, Dinesh
Kumar Chellappan & Kamal Dua (2021): Nutraceuticals: unlocking newer paradigms in the
mitigation of inflammatory lung diseases, Critical Reviews in Food Science and Nutrition, DOI:
10.1080/10408398.2021.1986467

To link to this article: https://doi.org/10.1080/10408398.2021.1986467

Published online: 06 Oct 2021.

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https://www.tandfonline.com/action/journalInformation?journalCode=bfsn20
Critical Reviews in Food Science and Nutrition
https://doi.org/10.1080/10408398.2021.1986467

Review

Nutraceuticals: unlocking newer paradigms in the mitigation of


inflammatory lung diseases
Yinghan Chana, Venkata Sita Rama Raju Allamb, Keshav Raj Paudelc,d, Sachin K. Singhe , Monica
Gulatie, Muralikrishnan Dhanasekaranf, Piyush Kumar Guptag , Niraj Kumar Jhah , Hari Prasad
Devkotai , Gaurav Guptaj, Philip M Hansbroc,d , Brian Gregory George Oliverd,k, Dinesh Kumar
Chellappanl and Kamal Duac,m,n
a
School of Pharmacy, International Medical University (IMU), Kuala Lumpur, Malaysia; bDepartment of Medical Biochemistry and
Microbiology, Uppsala University, Uppsala, Sweden; cCentre for Inflammation, Centenary Institute, Sydney, NSW, Australia; dSchool of Life
Sciences, Faculty of Science, University of Technology Sydney, Ultimo, NSW, Australia; eSchool of Pharmaceutical Sciences, Lovely
Professional University, Phagwara, Punjab, India; fDepartment of Drug Discovery and Development, Harrison School of Pharmacy, Auburn
University, Auburn, Alabama, USA; gDepartment of Life Sciences, School of Basic Sciences and Research (SBSR), Sharda University, Greater
Noida, Uttar Pradesh, India; hDepartment of Biotechnology, School of Engineering & Technology (SET), Sharda University, Greater Noida,
Uttar Pradesh, India; iGraduate School of Pharmaceutical Sciences, Kumamoto University, Kumamoto City, Kumamoto, Japan; jSchool of
Pharmacy, Suresh Gyan Vihar University, Jagatpura, Jaipur, India; kWoolcock Institute of Medical Research, University of Sydney, Sydney,
NSW, Australia; lDepartment of Life Sciences, School of Pharmacy, International Medical University, Kuala Lumpur, Malaysia; mDiscipline of
Pharmacy, Graduate School of Health, University of Technology Sydney, Ultimo, NSW, Australia; nFaculty of Health, Australian Research
Centre in Complementary and Integrative Medicine, University of Technology Sydney, Ultimo, NSW, Australia

ABSTRACT KEYWORDS
Persistent respiratory tract inflammation contributes to the pathogenesis of various chronic Dietary supplements;
respiratory diseases, such as asthma, chronic obstructive pulmonary disease, and pulmonary fibrosis. inflammation;
These inflammatory respiratory diseases have been a major public health concern as they are the nutraceuticals;
leading causes of worldwide mortality and morbidity, resulting in heavy burden on socioeconomic phytoconstituents;
plant extracts;
growth throughout these years. Although various therapeutic agents are currently available, the
respiratory disease
clinical applications of these agents are found to be futile due to their adverse effects, and most
patients remained poorly controlled with a low quality of life. These drawbacks have necessitated
the development of novel, alternative therapeutic agents that can effectively improve therapeutic
outcomes. Recently, nutraceuticals such as probiotics, vitamins, and phytochemicals have gained
increasing attention due to their nutritional properties and therapeutic potential in modulating
the pathological mechanisms underlying inflammatory respiratory diseases, which could ultimately
result in improved disease control and overall health outcomes. As such, nutraceuticals have been
held in high regard as the possible alternatives to address the limitations of conventional
therapeutics, where intensive research are being performed to identify novel nutraceuticals that
can positively impact various inflammatory respiratory diseases. This review provides an insight
into the utilization of nutraceuticals with respect to their molecular mechanisms targeting multiple
signaling pathways involved in the pathogenesis of inflammatory respiratory diseases.

GRAPHICAL ABSTRACT

CONTACT Dinesh Kumar Chellappan dinesh_kumar@imu.edu.my; Kamal Dua Kamal.Dua@uts.edu.au


© 2021 Taylor & Francis Group, LLC
2 Y. CHAN ET AL.

Introduction granule protein released by activated eosinophils that serves


as a source for protein carbamylation to trigger various
Chronic respiratory diseases such as asthma, chronic inflammatory cascades and to facilitate the catalysis of cyto-
obstructive pulmonary disease (COPD), and interstitial lung toxic oxidants associated with the pathogenesis of inflam-
disease are the most common inflammatory diseases of the
matory respiratory diseases (Ye et  al. 2019; Z. Wang et  al.
lungs. These diseases represent the most notable causes of
2016). Thus, pharmacotherapy is essential to counteract lung
worldwide deaths, imparting remarkable socioeconomic bur-
inflammation by targeting multiple cytokines and inflam-
den associated with the high healthcare costs incurred with
matory markers, which can help to prevent loss of lung
treatment, prolonged hospitalization, as well as reduced
function in patients suffering from respiratory diseases
productivity. The burden brought upon by these diseases
(Shastri et  al. 2021). Some of this pharmacotherapy such as
have also negatively impacted the livelihood of suffering
mitochondrial targeted antioxidants can specifically target
individuals (Prasher et  al. 2020; Shukla et  al. 2020).
specific organelle such as mitochondrial dysfunction to com-
According to the World Health Organization (WHO), there
bat chronic respiratory disease (Chellappan et  al. 2021).
are approximately 235 million individuals who are suffering
Furthermore, inflammasomes are potent inducers of inflam-
from mild to moderate conditions of asthma, whereas COPD
mation as they can modulate the maturation and release of
alone has claimed more than three million lives every year,
pro-inflammatory cytokines. As such, excessive activation
which corresponds to an estimated figure of 6% global
of inflammasomes represents an exacerbating factor to the
deaths (Chronic respiratory diseases, World Health
complex inflammatory processes underlying various inflam-
Organization n.d.). To make matters worse, the prevalence
matory respiratory diseases, including asthma, COPD, acute
of inflammatory respiratory diseases is still rapidly rising
respiratory distress syndrome (ARDS), and cystic fibrosis.
each year, sounding the alarm that a large number of world-
wide populations will be shredded in the future as a result Therefore, therapies that target inflammasomes are also
of these diseases. Moreover, inflammatory respiratory dis- essential for the management of these diseases and to pre-
eases are further aggravated by various prime mediators vent their progression into more severe disease (Kim
including worsening air pollution, growing smokers’ popu- et  al. 2015).
lation, as well as increased exposure to occupational aller- Although advancements in medical research have led to
gens (Hatipoglu 2018; Burney 2017; Duncan 2016). As such, the discovery and development of various biomolecules and
the rising threat of inflammatory respiratory diseases to chemical compounds, efforts to effectively manage inflam-
public health has necessitated the prompt management of matory lung diseases are to no avail as most of the con-
these diseases using a safe and effective approach with ventional therapeutics are unable to fully cure these diseases
regards to the present scenario. and restore patients’ lung function (Santana et  al. 2016;
As the lungs constantly interacts with the external envi- F. Lssiu et  al. 2016; Lin et  al. 2015). For instance, controlling
ronment, they are swamped by multiple environmental stim- symptoms is currently the mainstay of asthma therapy,
uli, such as pollen, dust, chemicals, or foreign antigens that whereby in cases where patients are not well-controlled, a
may result in the development of respiratory tract infections higher dose or intervention using more than one type
(Chan et  al. 2021b). Therefore, inflammation is an important of therapeutic agent may be required, which exposes
cellular response and a host defence mechanism that will these patients to a higher risk of experiencing adverse reac-
be initiated to protect against these external threats in the tions. Besides, the prolonged use of corticosteroid,
lungs. However, chronic and persistent inflammatory which is the primary anti-inflammatory agent used in
response may lead to damage of the lungs as observed in asthma and COPD, is also associated with suppression of
various inflammatory respiratory diseases (Hatipoglu 2018; hypothalamic-pituitary-adrenal axis, osteoporosis, as well as
Santana et  al. 2016). During lung inflammation, inflamma- reduction in growth velocity that can contribute to reduced
tory cells such as lymphocytes, macrophages, eosinophils, final adult height in treated children due to the interference
and neutrophils will be activated, which subsequently results of corticosteroids with various mediators involved in growth
in the release of various inflammatory mediators such as including the secretion and activity of growth hormone and
interleukins (IL)-5, IL-6, IL-1β, IL-13, tumor necrosis factor synthesis of collagen, thereby affecting the quality of life
(TNF)-α, leukotrienes, prostaglandins, and histamines. These of these patients (Durham et  al. 2016; Heffler et  al. 2018;
inflammatory mediators are often closely associated with Clarke, Lundy, and McGarvey 2015). Hence, there is an
the pathophysiological features of chronic respiratory dis- unmet medical need for the use of complementary thera-
eases, namely airway hyperresponsiveness, airway obstruc- peutic approaches to address the shortcomings of conven-
tion, airway remodeling, as well as mucus hypersecretion tional treatments in inflammatory respiratory diseases.
(Santana et  al. 2016; Gulati et  al. 2016). For example, Nutraceuticals are the hybrid products of nutrients and
increased recruitment of polymorphonuclear leucocytes neu- pharmaceuticals. Apart from being a medicine, they also
trophils has been associated with oxidative tissue damage possess nutritional values that act as food supplements for
due to the release of their granule-associated proteins such the maintenance of body health whilst providing necessary
as myeloperoxidase that stimulate alveolar macrophages, nutrition that are needed various metabolic processes in
leading to increased inflammatory and cytotoxic state that regulating normal body functions, which ultimately protects
amplifies the lung inflammatory response (Grattendick et  al. the body from chronic diseases (Gulati et  al. 2016; Chanda
2002). Besides, eosinophil peroxidase is another example of et  al. 2019). Recently, nutraceuticals are of great interest to
Critical Reviews in Food Science and Nutrition 3

medical researchers as these naturally occurring products history (Oland, Booster, and Bender 2017; Dharmage, Perret,
can potentially reduce the high production costs of modern and Custovic 2019).
pharmaceuticals. Namely, the costs of setting up a produc- Although asthma is one of the most common chronic
tion system for growing plants with the ability of mass respiratory disease worldwide, its pathophysiology remained
production, as well as those associated with the maintenance poorly understood. A precise and in-depth understanding
of infrastructure related to collection of natural products of asthma pathophysiology is crucial for the development
and curation of raw material extracts are significantly lower. of therapeutic agents that can effectively target the under-
Therefore, they are highly suitable for deployment in devel- lying pathophysiological mechanisms of the disease. Typically,
oping countries where high infrastructure costs constitute majority of asthma cases are attributed to the sensitization
a hurdle for the research and development of novel thera- of airways by allergens, followed by a cascade of biological
peutics (Sack et  al. 2015; Cragg and Newman 2013). The events that ultimately results in chronic airway inflammation
lowered production costs can also contribute to therapeutics (Chan et  al. 2021e). The traditional dogma is that the ini-
at a more affordable price, which could address the issue tiation of asthma is modulated via T-helper (Th) cell type-2
of lack of access to medicines for patients residing in rural (Th2) immune responses, in which the recruitment of Th2
areas or low-income countries (Sofowora, Ogunbodede, and lymphocytes into the airways upregulates the expressions of
Onayade 2013; Ma et  al. 2005). At the same time, the pro-inflammatory cytokines, such as interleukins (IL)-4, −5,
medicinal and nutritional properties of nutraceuticals can −9, and −13 (Quirt et  al. 2018; Kuruvilla, Lee, and Lee
provide a viable therapeutic option as studies have also 2019). Among these, IL-5 is regarded as an important bio-
shown reduced adverse effects as compared with chemically logical factor that is responsible for the recruitment, differ-
synthesized compounds, thereby improving safety and over- entiation, growth, activation, and survival of eosinophils,
all therapeutic outcomes in patients (Gulati et  al. 2016; B. thereby exerting its key role in eosinophilic inflammation
Chauhan et  al. 2013; Varzakas et  al. 2018). In this article, and the development of asthma (Kuruvilla, Lee, and Lee
we provide a brief overview to the pathophysiology of sev- 2019; Pelaia et  al. 2019). Eosinophils have been implicated
eral inflammatory respiratory diseases, highlighting their in the development of airway remodeling in asthma via the
primary inflammatory mechanisms and the limitations of production of transforming growth factor (TGF)-β, leading
current therapies. We then summarized recent advances in to airway fibrosis. Besides, eosinophils are also the source
mechanistic studies of nutraceuticals on airways inflamma- of IL-13 and cysteinyl leukotrienes, which promote airway
tion, as well as their potential to be translated into clinical hyperresponsiveness and mucus hypersecretion through the
application for the effective management of inflammatory
enhancement of goblet cells differentiation (McBrien and
respiratory diseases.
Menzies-Gow 2017; Nakagome and Nagata 2018). The dam-
age induced by the accumulation of eosinophils at the bron-
chial level is mainly attributed to their degranulation and
Overview of inflammatory respiratory diseases subsequent release of toxic proteins, including eosinophil
cationic protein, eosinophil-derived neurotoxin, eosinophil
Asthma peroxidase, as well as major basic protein. Collectively, these
Asthma is a disorder of the airways characterized by chronic result in bronchoconstriction and activation of mast cells
inflammation and airway hyperresponsiveness, which is an and basophils, which also secrete prostaglandins, histamine,
exaggerated airway-narrowing response due to sensitization and more leukotrienes to complement the ongoing inflam-
of the airways resulting in recurrent episodes of wheezing, matory processes (Bakakos, Loukides, and Bakakos 2019;
chest tightness, breathlessness, and coughing that may vary Matucci et  al. 2018). Additionally, the stimulation of mast
in intensity over the course of disease (Mims 2015). cells along with IL-4 contributes to the induction of immu-
Generally, asthma is a complex disease that can manifest as noglobulin E (IgE) responses, leading to the production of
episodic where symptoms can be resolved upon therapy, or histamine, tryptase, leukotrienes, adenosine, as well as other
persistent where characteristic asthmatic clinical symptoms inflammatory mediators that work synergistically to trigger
are present. Based on its triggers, asthma can be categorized smooth muscle contraction and vascular leakage, resulting
as either allergic or non-allergic. Allergic asthma can be in mucus hypersecretion, bronchospasm, infiltration of
caused by allergens such as animal dander, dust mites, immune cells, as well as subsequent airway narrowing and
molds, pollens, chemical fumes, as well as air pollutants airway hyperresponsiveness that are commonly observed in
from bushfire, biomass smoke, and motor vehicles. On the asthmatic patients (Kuruvilla, Lee, and Lee 2019; Holgate
other hand, non-allergic asthma is commonly associated 2013; Pembrey et  al. 2018). It has been established that the
with triggering factors such as emotions and stress, physical airway epithelium can modulate Th2 responses through the
activities, diet, infections, and tobacco smoke (Gautier and production of several master regulators including IL-25,
Charpin 2017; Chan et  al. 2021e). Nevertheless, asthma IL-33, and thymic stromal lymphopoietin. Nevertheless, these
triggers may differ between individuals and can be more mediators and other pro-inflammatory cytokines that are
pronounced under several conditions, such as cold environ- produced during the early phase of an immune response
ment, use of certain medications including aspirin, beta could further propagate, resulting in frequent exacerbations
blockers, and non-steroidal anti-inflammatory drugs, phys- in severe asthmatic patients which are characterized by bron-
ical exercise, consumption of alcohol, as well as medical chus hypersensitivity and progressive airway inflammation
4 Y. CHAN ET AL.

that can greatly damage lung functions due to severe airway therapies to current asthma therapies is becoming increas-
obstruction (Shukla et  al. 2020; Chan et  al. 2021e; Holgate ingly relevant and an essential strategy in the management
2013). While these accurately conveys the primary inflam- of asthma.
matory mechanisms of asthma, the model of asthma as a
single entity is now obsolete and “asthma” is a term now
used as an umbrella diagnosis to describe multiple disease Chronic Obstructive pulmonary disease
phenotypes and endotypes (Kuruvilla, Lee, and Lee 2019;
Pavord et  al. 2018). Phenotypes refer to the observable traits COPD is another common type of inflammatory respiratory
of the disease such as its clinical presentation, symptoms, disease and a coherent term used to describe a group of
triggers, and allergic features (e.g.: atopic, non-atopic, late progressive, irreversible obstructive pulmonary conditions
onset), whereas endotypes are the subtypes of the disease such as emphysema, small airway deterioration, chronic
defined by a distinct biological mechanism which links the bronchitis, as well as chronic asthma. Chronic lung inflam-
observed clinical characteristics with a specific molecular mation upon exposure to inhaled gases and particles is
pathway (e.g.: Th2-high and non-Th2) (Fitzpatrick and thought to be at the root of COPD pathophysiology, which
Bacharier 2019). As such, asthmatic patients may have vary- subsequently contributes to the recruitment and activation
ing response to the same therapeutic interventions despite a myriad of inflammatory cells in the lungs (Shukla et  al.
exhibiting similar clinical symptoms of wheezing, chest tight- 2020; O’Reilly 2017). The key clinical features of COPD are
ness, and shortness of breath with variable airflow obstruc- chronic bronchitis and emphysema, whereby in chronic
tion, due to the diverseness and underlying heterogeneity bronchitis, bronchial tubes are narrow and inflamed with
an absence of cilia, thereby leading to mucus hypersecretion
of the disease (Kuruvilla, Lee, and Lee 2019; Pavord et  al.
in the lungs; whereas in emphysema, the size of small sacs
2018). Thus, categorization of patients is crucial in the man-
within the alveoli wall becomes larger, which then reduces
agement of asthma as specific traits can be targeted for
oxygen absorption capacity leading to alveoli damage (H.-X.
achieving an effective therapy of the disease.
Zhou et  al. 2015). As such, these clinical features ultimately
Pharmacotherapy of asthma primarily aims to achieve
deem COPD an incurable progressive disease. The earliest
good control of asthmatic symptoms as well as to reduce
symptoms presented by COPD patients are usually exertional
asthma exacerbations, prevent loss of lung function, and to
dyspnea, with the three essential features of COPD being
minimize risk of adverse drug reactions (Clarke, Lundy, and
intermittent worsening episodes of dyspnea, chronic cough,
McGarvey 2015). Inhaled corticosteroids (ICS) and
and increased sputum production (P. T. King 2015). As the
long-acting β2-adrenoceptor agonists are currently the main-
leading causative factor of COPD, cigarette smoke typically
stay of asthma therapy; however, these agents are unable to
contains more than 4,500 different substances such as toxins,
prevent severe exacerbations and diminish the progression heavy metals, mutagens, and carcinogens that will be depos-
of the disease. Namely, the therapeutic efficacy of these ited along the respiratory tract from the upper airways to
agents is highly dependent on the individual characteristics the smaller alveoli when inhaled (Lugg et  al. 2021). This
of the patients, such as adherence and/or the technique of then leads to an imbalance between oxidants and antioxi-
using medications (Zoratti and O’Connor 2020; Agbetile dants within the respiratory system, which subsequently
and Green 2011). Furthermore, these agents are also fre- results in the upregulation of the genetic expressions of
quently associated with undesirable adverse effects. For various inflammatory molecules, increased mucus secretion,
instance, prolonged use of corticosteroids may lead to the as well as deactivation of anti-proteases. These ultimately
development of osteoporosis, adrenal suppression, candidi- contributed to bronchial cell apoptosis and the destruction
asis, dysphonia, myopathies, as well as metabolic disturbs of local respiratory tissues (Lugg et  al. 2021; Hikichi
that could compromise patients’ quality of life and further et  al. 2019).
affects treatment compliance (Lin et al. 2015; Amaral-Machado An elevated number of neutrophils, macrophages, and
et  al. 2020). Additionally, increasing chronicity and severity CD8+ lymphocytes in the alveolar and peripheral spaces
of the disease may result in permanent narrowing of the are one of the primary features of chronic inflammation in
airways, which significantly reduces the effectiveness of COPD. Generally, the pathogenesis of COPD involves both
bronchodilators for relieving asthmatic exacerbations (Chan arms of the immune response linked via dendritic cell acti-
et  al. 2021e; Chan et  al. 2021d). Another major drawback vation (Suissa, Dell’Aniello, and Ernst 2012). Starting from
of conventional asthma therapeutics is their associated cost. innate immunity, cigarette smoke and/or other noxious gases
It is estimated that there will be a 4% annual increment in can directly activate pattern recognition receptors and puri-
the costs of asthma therapeutics due to increasing cost of nergic receptors to commence the inflammatory response,
medicines. Therefore, the amount of money that is required which is also contributed by the necrotic apoptotic cells
for treating asthma represents a remarkable expenditure in releasing damage-associated molecular patterns (Aghasafari,
public health, which may impose financial strains even in George, and Pidaparti 2019; Barnes 2016). Besides, these
developed countries (Amaral-Machado et  al. 2020). Hence, gases can also damage epithelial cells by inhibiting vascular
given the prominent rise in global prevalence of asthma endothelial growth factor (VEGF) and hepatocyte growth
and upon consideration of the currently available therapies, factor, thereby resulting in apoptosis of alveolar cells and
their adverse effects, as well as their high cost, the devel- the development of emphysema COPD phenotype. Damaged
opment of alternative therapeutics and/or complementary alveolar epithelial cells then release TGF-β which leads to
Critical Reviews in Food Science and Nutrition 5

local fibrosis via the release of connective tissue growth Hence, there is a compelling need for the development of
factor (CTGF), resulting in collagen deposition and airway novel, potent, and safer alternatives, such as the use of
remodeling (Hikichi et  al. 2019; Barnes 2016). Furthermore, alternative and/or complementary therapies, to address the
irritants within cigarette smoke can activate alveolar surface increasing morbidity and mortality associated with this
macrophages and airway epithelial cells to release chemo- chronic disease.
tactic factors such as chemokine ligand 2 (CCL2) that
attracts monocytes, C-X-C motif ligand (CXCL)-1 and −8
that attracts neutrophils, as well as CXCL-9, −10, and −11 Interstitial Lung disease
that attracts Th1 and cytotoxic T cells (Aghasafari, George,
and Pidaparti 2019). Alveolar macrophages can also be fur- Interstitial lung disease (ILD) is an umbrella term used to
ther recruited as a response to chemokines CCL2 and describe a large group of diseases that cause fibrosis of the
CXCL-1, leading to the generation of reactive oxygen species lungs. There are many causes of ILD which are usually a
(ROS), matrix metalloproteinase (MMP)-9, as well as cathep- result of various environmental, occupational, avocational,
sins K, L and S, which collectively damages the alveolar or medication-related exposures, or may be a result of sys-
tissue. Granulocyte production is mediated by temic autoimmune and connective tissue diseases (Chan
granulocyte-macrophage colony-stimulating factor secreted et  al. 2021d; Kalchiem-Dekel et  al. 2018). ILD is generally
by lung macrophages, resulting in increased numbers of characterized by a combination of chronic lung inflamma-
granulocytes and hence, neutrophils in circulation (Barnes tion with elevated levels of chronic inflammatory cells
2 0 1 6 ) . B e s i d e s , t h e a c c u mu l at i on of R O S including macrophages and lymphocytes, as well as
pro-inflammatory cytokines, and varying degrees of lung
induced-phosphatidylinositol 3,4,5-triphosphate (PIP3) and
fibrosis (Kalchiem-Dekel et  al. 2018; Meyer 2014). Therefore,
various neutrophil chemotactic factors, for instance, leukot-
any forms of ILD can manifest as an inflammatory lung
riene B4, CXCL-1, CXCL-5, and CXCL-8 can also facilitate
disease that has minimal fibrosis and responds favorably to
the migration of neutrophils toward the affected area, which
anti-inflammatory or immunosuppressive therapies; or as a
contributes directly to the destruction of alveoli and pro-
fibrotic pulmonary disease that present poor patient prog-
motes the secretion of mucus via activation of airway goblet
nosis and responds poorly to therapies; or may present with
cells (Hikichi et  al. 2019; Barnes 2016). Persistent inflam-
both inflammation and fibrosis of different extent
mation that is observed in COPD might also be a result of
(Kalchiem-Dekel et  al. 2018).
self-sustaining mechanisms, however this is yet to be clar-
Among the various forms of ILD, idiopathic pulmonary
ified, and other mechanisms such as memory T cells, bac-
fibrosis (IPF) has gained the most attention due to its
terial colonization or autoimmunity may contribute to the
uniquely poor prognosis and high morbidity, in which exten-
perpetual cycle of inflammation as well, eventually leading sive deposition of collagen is present within the lungs paren-
to increased airway remodeling and destruction of lung chyma and therapies are often ineffective and at times
parenchyma in COPD (P. T. King 2015; Barnes 2016). harmful. Despite numerous studies and trials being con-
Along with smoking cessation, current COPD therapies ducted over the years, identification of an effective phar-
are mainly focused on the improvement of symptoms and macologic therapy for IPF remains elusive (Kalchiem-Dekel
the prevention of chronic exacerbations. Despite its signif- et  al. 2018; Meyer 2014; Sgalla et  al. 2018). In normal phys-
icant effects on the quality of life of patients suffering from iological conditions, fibrogenesis is usually initiated in
COPD, disease-modifying therapeutics are yet to be devel- response to tissue injury and it is a part of the wound
oped, in which complete recovery is only possible with lung healing process that leads to the restoration of homeostasis.
transplantation. Existing drugs such as corticosteroids, phos- The process of wound healing is initiated by epithelial injury,
phodiesterase (PDE) inhibitors, long acting β2 agonists, and followed by the secretion of inflammatory mediators such
anticholinergics are linked with adverse reactions and as IL-25, IL-33, and thymic stromal lymphopoietin which
increased susceptibility to other diseases (Santana et  al. 2016; facilitate the development of profibrotic Th2 responses.
Ram et  al. 2011). Specifically, corticosteroids resistance is Platelet activation is also induced, leading to an enhanced
frequently observed in many COPD patients, in which the vessel permeability for leucocytes recruitment. These inflam-
mechanisms in suppressing the production of CXCL-8, matory cells then release IL-4 and IL-13 that promotes the
TNF-α, and MMP-9 from alveolar macrophages are impaired development of a profibrotic macrophage subpopulation for
as compared to healthy subjects, attributed to the suppres- the secretion of TGF-β1, thereby mediating the recruitment
sion of histone deacetylase activity in macrophages. This and activation of fibroblasts and their subsequent differen-
abnormal macrophage activity also impairs phagocytosis of tiation into myofibroblasts. The resulting myofibroblasts then
bacterial and apoptotic cells, thereby resulting in chronic release extracellular matrix (ECM) components for the pro-
bacterial colonization of lower airways and an increased risk motion of wound healing (Hadjicharalambous and Lindsay
of pneumonia in COPD patients (Barnes 2016). Other 2020; Wynn 2011). Ideally, these processes can result in the
adverse effects of COPD pharmacotherapy include supra- restoration of normal tissue structure and its structural
ventricular tachycardias and acute glaucoma from anticho- integrity. However, during fibrosis associated with IPF, any
linergics, myocardial ischemia, and electrolyte disturbance stage within the wound healing processes can be dysregu-
from long acting β2 agonists, as well as arrhythmias and lated, which leads to an irreversible deposition of scar tissue.
myocardial infarction from PDE inhibitors (Ram et  al. 2011). These fibrotic areas are often characterized by an excessive
6 Y. CHAN ET AL.

secretion of ECM components that remarkably remodels the ARDS is often linked with poor patient prognosis and
architecture of the lungs and produces excessive scarring, high mortality.
resulting in symptoms such as shortness of breath, persistent The primary feature of ARDS is an elevated pulmonary
cough, and chest tightness (Hadjicharalambous and Lindsay capillary permeability. It is a result of uncontrolled acute
2020; Barratt et  al. 2018). inflammation and dysfunction of lung epithelial and endo-
Currently, apart from lung transplantation, there is no thelial barriers, as well as augmented transepithelial migra-
effective pharmacotherapies for the management of IPF. tion of leucocytes, which collectively leads to loss of integrity
Although there is various evidence that chronic inflamma- of the alveolar-capillary membrane and hyperproduction of
tion plays a role in the pathogenesis of IPF, therapeutics pro-inflammatory cytokines (Patel et  al. 2018). As such, the
agents that modulate or suppress immune responses have innate immune response has a crucial role in ARDS patho-
also been unsuccessful. As such, IPF is regarded as a dif- physiology, in which multiple immunologic processes that
ficult lung disease, in which its survival outcome is com- involve macrophages, neutrophils, and dendritic cells partake
parable to that of malignant tumors, posing a huge challenge in the mediation of tissue injury. Bronchial epithelium, alve-
to the health and quality of life of patients (Heukels et  al. olar macrophages and vascular endothelium can be affected
2019; Guo et  al. 2019). Recently, several anti-fibrotic agents by inflammatory insults either systematically from extrapul-
have been introduced and approved for use as potential monary sites or locally within the lungs, thereby leading to
disease modifying agents for IPF, namely pirfenidone and an accumulation of protein-rich edema fluid into the alveoli,
nintedanib. Nonetheless, these also brought new challenges which ultimately causes hypoxemia due to impaired gaseous
with respect to the adverse effects associated with their exchange (Han and Mallampalli 2015). Such accumulation
chronic use. For example, pirfenidone is linked with gas- of protein-rich fluid within the alveoli signifies damage to
trointestinal, dermatological, and neurological side effects, the alveolar epithelium and capillary endothelium, which
whereas nintedanib is linked with acute nausea, diarrhea, can further amplify the release of cytokines to produce
and modified liver enzyme activity, which may result in diffuse alveolar damage. As the lungs are generally composed
poor patient compliance or discontinuation of their use in by two different types of alveolar epithelial cells, type I cells
IPF patients (Mojiri-Forushani et  al. 2017; Shaw et  al. 2017). damage can promote fluid entry into the alveoli and decrease
Hence, these deleterious and unwanted adverse effects of fluid clearance, whereas type II cells damage can suppress
conventional and chemical drugs prompted the need for production of surfactant which leads to compliance reduc-
alternative and complementary therapies that are derived tion and alveolar collapse (Umbrello et  al. 2017). In ARDS,
from natural sources, as they may present significantly lower
alveolar macrophages have a major role in orchestrating
occurrence of adverse effects and other benefits including
inflammation and the resolution of the disease. Generally,
stable curative effects, long duration, as well as absence of
stimulated alveolar macrophages recruit circulating macro-
obvious drug dependence (Guo et  al. 2019; Mojiri-Forushani
phages and neutrophils to the site of injury within the lungs
et  al. 2017).
and partake in the induction of a wide range of bioactive
mediators, which include ROS, proteases, phospholipids,
eicosanoids, and cytokines that further perpetuate inflam-
Acute respiratory distress syndrome matory responses. During the initial inflammatory phase
ARDS is first described as the syndrome of acute respi- and/or the recovery phase of ARDS, alveolar macrophages
ratory failure with manifestations of arterial hypoxemia, also interact with mesenchymal stem cells, lymphocytes, and
dyspnea, and a marked increase in the work of breathing. epithelial cells in a paracrine manner, which can result in
ARDS frequently develops in the setting of viral and bac- either attenuation of tissue injury or augmentation of the
terial pneumonia, non-pulmonary sepsis, aspiration of oral inflammatory response (Han and Mallampalli 2015; Matthay
and/or gastric and esophageal contents, as well as major and Zemans 2011).
trauma (Matthay et  al. 2019). Based on the Berlin defi- The primary goal of ARDS treatment is to ensure ade-
nition, four criteria must be present for the diagnosis of quate gaseous exchange whilst minimizing the risk of ven-
ARDS, namely, (i) respiratory symptoms must have begun tilator induced lung injury. Supportive care remains as the
within a week from a known clinical insult, or there must hallmark of ARDS therapy as specific therapies have yet to
be presence of new or worsening symptoms within the be developed, although there is an increased understanding
past week; (ii) chest radiograph or computed tomographic of its underlying molecular mechanisms over the years (Patel
scan must reveal bilateral opacities that are consistent with et  al. 2018; Umbrello et  al. 2017). Due to the significant
pulmonary edema, which cannot be completely explained roles of inflammation in driving the progression of ARDS,
by pleural effusions, lung collapse, lobar collapse, or pul- there have been multiple studies that evaluated
monary nodules; (iii) respiratory failure shall not be com- anti-inflammatory agents as potential therapeutics for the
pletely explained by cardiac failure or fluid overload; and disease. Despite that, clinically used anti-inflammatory drugs
lastly, (iv) there must be a presence of moderate to severe have brought upon several drawbacks, including high cost
impairment of oxygenation, as defined by the arterial of treatment and occurrence of adverse effects (Huppert,
partial pressure of oxygen (PaO2) to fraction of inspired Matthay, and Ware 2019). Given the significant morbidity
oxygen (FiO2) ratio (Huppert, Matthay, and Ware 2019; and mortality of the disease, ARDS represents an unmet
Rawal, Yadav, and Kumar 2018). Increased severity of medical need and the development of novel therapies for
Critical Reviews in Food Science and Nutrition 7

an effective management of this disease is urgently required. maintenance of body health as well as the importance of
For this instance, certain natural remedies have demon- nutritional supplements and natural substances in preventive
strated inhibitory effects on multiple key inflammatory path- healthcare are being increasingly recognized and promoted
ways associated with the pathogenesis of ARDS at the globally as an alternative strategy to confer protection
molecular level, which therefore may be useful and effective against chronic diseases, therefore, they have received con-
as novel ARDS therapies. Besides, the application of spe- siderable research interest in the field of modern medicine
cialized nutrients, such as eicosapentaenoic acid and natural (Santana et  al. 2016; Chanda et  al. 2019; Alamgeer et  al.
antioxidants have also shown to be beneficial in patients 2018). In addition, as nutraceuticals are typically derived
with ARDS (Patel et  al. 2018; Hamilton and Trobaugh 2011). from natural sources, they can greatly reduce the high treat-
Hence, these alternative therapies can potentially be devel- ment costs of chronic diseases and most importantly, they
oped as next generation therapeutics to combat the injury do not suffer from the drawbacks of poor tolerability and
and inflammation associated with ARDS, thereby facilitating toxicities, as well as compromised safety issues that are
an effective treatment of this devastating disease. commonly linked with conventional therapeutics. As such,
nutraceuticals such as dietary fiber, probiotics, polyunsatu-
rated fatty acids, and medicinal plants have been widely
Nutraceuticals in the management of inflammatory regarded as the potential alternatives for the management
respiratory diseases of a wide range of human diseases (Gulati et  al. 2016; Moss,
Williams, and Ramji 2018). Nonetheless, it is important to
As discussed earlier, in view of the rapidly rising prevalence note that a potential nutraceutical can only be established
of various inflammatory respiratory diseases that have upon elucidation of sufficient clinical data on its health and
affected more than millions of people globally, medical prac- medical benefits, as well as its safety profile (Das et  al. 2012).
titioners are struggling to address the growing threat of In terms of inflammatory respiratory diseases, nutraceu-
these diseases to public health through the utilization of ticals hold exciting opportunities to revolutionize therapeutic
various pharmacotherapeutic drugs that have been developed approaches, as there have been multiple studies which doc-
thus far. Despite demonstrating a certain extent of efficacy umented their ability to modulate inflammation and other
against these inflammatory respiratory diseases, the thera- cellular mechanisms associated with the pathogenesis of
peutic outcomes of most conventional therapeutic agents these diseases (Figure 1) (Clarke, Lundy, and McGarvey
remain unsatisfactory, as studies and clinical practice have 2015; Berthon and Wood 2015). For instance, green tea,
reported that these agents are associated with several neg- curcumin, caffeine, and gallic acid are nutraceuticals with
ative clinical consequences, including occurrence of adverse remarkable antioxidative properties, which can be utilized
reactions, limited therapeutic efficacy, as well as high costs to counter against ROS overproduction as observed in
of treatment (Shukla et  al. 2020; Lin et  al. 2015; Chan et  al. COPD and ARDS, whereas grape seed oil, resveratrol, lipoic
2021e; Barnes et  al. 2015; Sadikot 2018). Thus, scientists acid, and coenzyme Q10 possess anti-inflammatory activities
and medical researchers are urged to expedite the identifi- which can potentially be exploited to target the underlying
cation and development of potential alternative strategies to inflammatory pathways of inflammatory respiratory diseases
address the increasing ineffectiveness and safety concerns (Helal et  al. 2019; Fasano et  al. 2014). In the following
of conventional drug therapies for inflammatory respiratory sections, we present the general concept and health pro-
diseases. moting effects of several nutraceuticals with respect to
The relation of food and its role in the management of inflammatory respiratory diseases, justified by several studies
various health conditions has been conceptualized almost conducted in this field of research.
25 centuries ago, signified by the popular quote from the (MMP: matrix metalloproteinase; TLR: Toll-like receptor;
father of modern medicine, Hippocrates, “Let food be thy STAT3: signal transducer and activator of transcription 3;
medicine and medicine be thy food” (Chanda et  al. 2019; IFN: interferon; NF-κB: nuclear factor kappa-light-
Helal et  al. 2019). There is a vast cornucopia of foods, herbs, chain-enhancer of activated B cells; MAPK: mitogen-activated
and plants which have been an integral part of culture and protein kinase; TGF-β: transforming growth factor beta; IL:
history, serving as the backbone of traditional healing sys- interleukin; BALF: bronchoalveolar lavage fluid; NO: nitric
tems in multiple countries since the ancient times. Though oxide; EPO: eosinophil peroxidase; Smad: small mothers
multiple plants and food sources were documented in the against decapentaplegic; PGE2: prostaglandin E2; TNF-α:
early years having notable medicinal and healing properties Tumor necrosis factor-α; Nrf2: nuclear factor-erythroid fac-
in various pathological conditions, these are overshadowed tor 2-related factor 2; COPD: chronic obstructive pulmonary
by modern therapeutics as the means for treating human disease).
diseases (Chanda et  al. 2019; Chan et  al. 2021e; Veeresham
2012). Nutraceutical is a term that is derived from “nutri-
tion” and “pharmaceutical” in which it is referred to as Foods and nutrients
products that possess medicinal values in the prevention
and treatment of disease, as well as nutritional values that Probiotics, prebiotics, and synbiotics
can promote physical health, support proper functioning of Probiotics are defined by the Food and Agriculture
the human body, and improve longevity (Nasri et  al. 2014). Organization of the United Nations (FAO) and WHO as
Over the last decade, the role of nutrition to the “live strains of strictly selected microorganisms which, when
8 Y. CHAN ET AL.

Figure 1. Targeting inflammatory respiratory diseases with nutraceuticals. Nutraceuticals such as vitamins, food and nutrient, trace elements, polyunsaturated
fatty acid and phytochemicals are promising source for the management of chronic respiratory disease such as asthma, COPD, pulmonary fibrosis. These nutra-
ceuticals target various cytokines such as IL-4, IL-5, IL-13, IL-2, IgE, IFN-γ, NO, TNF-α, and PGE2, enzyme such as MMP, and EPO, receptor such as TLR, and
cellular signaling pathway such as STAT, Smad, NF-κB, MAPK, TGF-β, Nrf2 to control the airway inflammation. Furthermore, nutraceuticals also decrease airway
neutrophilia, eosinophilia, airway hyperresponsiveness, collagen production, oxidative stress, goblet cell hyperplasia in various in-vitro and in-vivo models of
inflammatory respiratory diseases.

administered in adequate amounts, confer a health benefit diseases by modulating the gut microbiome in a beneficial
on the host” (Aponte, Murru, and Shoukat 2020; L. Shi manner, such as inflammator y bowel disease,
et  al. 2016). The symbiotic relationship between human host antibiotic-associated diarrhea, and Helicobacter pylori infec-
and its bacteria residents that are present within the gas- tion (L. Shi et  al. 2016; Day et  al. 2019; Mortaz et  al. 2013).
trointestinal system along with their collective genomes, Numerous bacteria species are the natural and predom-
known as the gut microbiome, has gained increasing research inant constituents of the gut microbiome, among which,
attention in the recent years, as there are growing evidence those anticipated to exhibit modulatory effects on the gut
that indicates that the gut microbiome plays a central role microbiome are usually selected as probiotics (Aponte,
in maintaining human host homeostasis, promoting health Murru, and Shoukat 2020; L. Shi et  al. 2016). However,
and well-being, as well as preventing disease (Day et  al. according to the recommendations of the European Food
2019). Recently, it has also been established that lung micro- Safety Authority, FAO, and WHO, several safety, function-
biomes can induce innate immune response leading to the ality, and technological criteria must be strictly fulfilled
progression of chronic respiratory diseases (Paudel et  al. during the selection of a probiotic strain before it can be
2020b). A shift in gut bacterial composition and the inter- safely authorized for human use (Table 1) (Markowiak and
action of metabolites that are produced from bacterial Śliżewska 2017; Syngai et  al. 2016). In general, the safety
metabolism of dietary components are frequently associated of a probiotic strain refers to its origin, non-association
with various health conditions. Therefore, probiotic supple- with pathogenic cultures, and antimicrobial resistance pro-
ments have been regarded as potential promoters of good file; functionality refers to its ability to survive in the gut
health whilst acting as therapeutic modulators of disease and their immunomodulatory capabilities; whereas techno-
initiation and progression (Day et  al. 2019; Mortaz et  al. logical feasibility refers to its ability to survive and maintain
2013). As such, probiotics have been employed as therapeu- its properties throughout the processes of storage and dis-
tic and/or preventive approach for a wide range of human tribution (Markowiak and Śliżewska 2017). These
Critical Reviews in Food Science and Nutrition 9

Table 1.  Criteria for the use of probiotic strains in humans (Markowiak and Śliżewska 2017; Syngai et  al. 2016)
Criterion Properties
Safety • Human or animal origin and are isolated from the gastrointestinal tract of healthy subjects.
• Precisely identified at the genus, species, and strain level.
• Do not possess the ability to conjugate bile acids.
• Susceptible to antibiotics and lack of genes that are responsible for antibiotic resistance.
• Nonpathogenic.
• Do not degrade the intestinal mucosa.
Functionality • Ability to adhere to mucosal surfaces and colonize particular sites within the host organism.
• Competitiveness against the gut microbiota.
• Ability to survive, grow, and maintain metabolic activities.
• Tolerance to low pH and bile salts.
• Antagonistic activity against pathogens and able to produce antimicrobial substances.
• Resistance to acids and bacteriocins produced by the endogenic intestinal microbiota.
Technological feasibility • Genetic stability during processing, storage, and distribution.
• Simple production of high biomass amount.
• High productivity of cultures.
• Resistance to bacteriophages.

characteristics of probiotics are not linked with the genus the intestinal epithelial cells and mucosal immune cells
or species of a microorganism, instead, they are associated for the modulation of multiple crucial signaling pathways,
with few and specially selected strains of a specific species. including mitogen-activated protein kinases (MAPK),
Primarily, probiotics belongs to the Gram-positive family of nuclear factor kappa B (NF-κB), phosphoinositide-3-kinase
bacteria due to the presence of their natural habitat in the (PI3K), as well as peroxisome proliferator activated recep-
human’s gut. Lactobacillus spp., Enterococcus spp., and tor gamma (PPAR-γ) pathways, to induce the production
Bifidobacterium spp. are among the most utilized probiotic of various cytokines and chemokines (Chan et  al. 2021b;
microorganisms in humans and have been regarded as safe Y. Liu, Tran, and Rhoads 2018; Maldonado Galdeano et  al.
from the basis of long-term application, in which their appli- 2019; Chan et  al. 2021c). The interaction of probiotics
cations as probiotics are extensive in both fermented and with the intestinal epithelial cells also helps in the pro-
non-fermented food products, as well as functional dietary duction of macrophage chemoattractant protein 1 (MCP-1),
supplements (Markowiak and Śliżewska 2017; Syngai et  al. which propagate signals to other immune cells to activate
2016). Nevertheless, it should not be assumed that all mem- the mucosal immune system. Furthermore, probiotics can
bers from the same genus can be safely employed as pro- be taken up by immune cells such as dendritic cells,
biotics. For instance, certain strains within the Bacillus genus thereby facilitating the maturation of dendritic cells and
are found to be associated with diseases, such as Bacillus stimulation of regulatory T cells (Treg) that are crucial
cereus, which can result in food-borne illnesses (L. Shi in establishing immune homeostasis and maintaining gut
et  al. 2016). immune tolerance. Ultimately, tolerogenic T cells responses
Probiotics are commonly utilized as dietary supple- can be generated against food antigens and the commensal
ments to bring upon health benefits in the gastrointestinal microbiota which avoid undesirable hypersensitivity and
system, which include inflammatory bowel disease, infec- inflammation (Y. Liu, Tran, and Rhoads 2018; Maldonado
tions, and colon cancer. In this respect, probiotics most Galdeano et  al. 2019).
likely exert immunomodulatory effects and as activators In terms of inflammatory respiratory diseases, there have
of host defence pathways, which suggest that probiotics been increasing evidence that orally administered probiotics
can influence incidence and severity of disease at sites can regulate immune responses of the respiratory system.
distal to the gut (Mortaz et  al. 2013). Though the exact For instance, in COPD, it has been established that the
mechanisms by which probiotics exert their effects are extent of inflammation in the airways is strongly correlated
not completely understood, the immune response to pro- with the severity of disease in patients. Therefore, any pro-
biotics is thought to be strain dependent, in which the biotic strain that can exert or promote an anti-inflammatory
differences are proposed to be a result of the vast protein effect can potentially be utilized as nutraceuticals in the
and carbohydrate/glycan profiles within their cell walls, management of COPD (Mortaz et  al. 2013). A study by
varying content of 5′-C-phosphate-G-3′ (CpG) of their Carvalho et  al. has investigated the effect of probiotic
deoxyribonucleic acid (DNA), as well as the metabolites Lactobacillus rhamnosus on a cigarette smoke-induced
and other molecules that they excrete. Therefore, the pro- COPD mice model. It was reported that oral feeding of the
biotic effects are not universal to all bacterial species probiotic strain suppressed inflammatory cells infiltration
(Mortaz et  al. 2013; Stavropoulou and Bezirtzoglou 2020). in the lung and attenuated lung tissue remodeling, including
One of the greatest effects of probiotics is their ability to excess collagen deposition, alveolar enlargement, and mucus
modulate both innate and adaptive immune system hypersecretion. The researchers reported that Lactobacillus
through the crosstalk between bacterial, epithelial, and rhamnosus reduced the expression of TLR2, TLR4, and
immune cells (Figure 2). Typically, probiotics can act as TLR9, which are the key players in the initial immune
the ligands for receptors of the innate immune system, response in COPD, as well as pro-inflammatory transcrip-
such as Toll-like receptors (TLR), that are expressed on tion factors, such as signal transducer and activator of
10 Y. CHAN ET AL.

Figure 2. A general overview of probiotic-mediated immunomodulatory pathways. Dendritic cells can endocytose bacterial products either by extending into
the enteric lumen through the epithelial tight junctions, bacterial transit through M cells, or by pinocytosis of probiotic bacteria by intestinal epithelial cells.
Probiotics bacteria can also influence their interaction with immune cells through membrane receptors, particularly TLRs, that are expressed on dendritic cells
and intestinal epithelial cells. Innate immunity by natural killer cells can be stimulated by IL-12 produced by the macrophages, whereas mast cells can be
induced by IgE which is produced via B cells that is activated by dendritic cells and macrophages. The intracellular signaling pathways of immune cells can
also be altered by probiotics, which eventually modulates the expression of transcription factors including NF-κB, MAPK and STATs, thereby influencing the
production of various cytokines. On the other hand, adaptive immune responses can be triggered by dendritic cells, macrophages, and intestinal epithelial
cells which process and present probiotics that skew T cells toward the regulatory T cells (Treg) subpopulation, which suppresses the responses of effector
T-helper (Th)-1, Th2, and Th17 cells (Dargahi et  al. 2019; Cristofori et  al. 2021; Harzallah and Belhadj 2013).

transcription (STAT)-3 and NF-κB, to the levels comparable to cigarette smoke as a model of COPD were studied. It
to those of the controls. In parallel to that, there was a was demonstrated that both the probiotic strains were effi-
remarkable increase in the levels of proteins that facilitate ciently phagocytosed by human macrophages, and they
an anti-inflammatory milieu in the lungs when compared remarkably inhibited the expressions of IL-10, IL-6, IL-1β,
with the controls, namely IL-10, TGF-β, and suppressor of IL-23, TNF-α, CXCL-8, and high mobility group box protein
cytokine signaling 3 (SOCS3), thereby mitigating cytokine 1 (HMGB1), which would normally be induced by exposure
storm linked to the pathogenesis of COPD. Tissue inhibitor to cigarette smoke. Notably, a remarkable inhibition of
of matrix metalloproteinase (TIMP) 1/2 were also upregu- NF-κB activity was reported, which positively correlated
lated by Lactobacillus rhamnosus, leading to lowered metal- with the suppressed release of pro-inflammatory mediators
loproteases and reduced remodeling in the lung tissues. In (Mortaz et  al. 2015). Hence, these findings indicate that
short, these findings suggest that probiotics can restore the probiotics may be a useful nutraceutical to promote lung
equilibrium between pro- and anti-inflammatory cytokines protective effects in inflammatory respiratory diseases such
and chemokines, thus, daily supplementation with probiotics as COPD.
may offer a protective effect on the lung milieu whilst Apart from that, the anti-allergic effects of probiotics
attenuating inflammation and exacerbation of immune have also been documented in multiple studies. Over the
response associated with COPD (Carvalho et  al. 2020). In past decades, a reduced exposure to microbes early in life
another similar study by Mortaz et  al., the anti-inflammatory has been proposed as one of the major mechanisms leading
effects of Lactobacillus rhamnosus and Bifidobacterium breve to a greater risk for allergic diseases, which is commonly
probiotic strains on a human macrophage cell line exposed referred to as the “hygiene hypothesis” by Strachan in 1989
Critical Reviews in Food Science and Nutrition 11

(Toh et  al. 2012). As such, the rationale for probiotic inter- improvement of clinical condition of patients suffering from
vention is to provide a safe, sufficient, and timely microbial asthma (Moura et  al. 2019).
contact to avoid dysbiosis in the gut microbiota and to On the other hand, prebiotics are metabolic substrates
prevent immune responsiveness, which ultimately decreases that are referred to as “food supplements that are
the risk of developing immunoinflammatory diseases. non-digestible by humans but can exert advantageous health
Namely, a balanced gut microbiota can also avoid the retar- effects on the host by inducing the growth and/or the activ-
dation of gut barrier function maturation and perturbation ity of one or a limited number of microorganisms in the
upon extrinsic and intrinsic triggers (Toh et  al. 2012; gastrointestinal tract”. In order to classify a compound as a
Isolauri, Rautava, and Salminen 2012). Furthermore, probi- prebiotic, several criteria must be met, namely, (i) it must
otics are useful in modulating allergic diseases as they can possess resistance toward the acidic pH conditions of the
regulate Th1/Th2 balance, whilst stimulating the levels of stomach, not susceptible to hydrolysis by mammalian
mucosal IgA as well as B and T cells of the immune system. enzymes, as well as not absorbed in the gastrointestinal
As asthma is an allergic disease, such anti-allergy properties tract; (ii) able to be fermented by the gut microbiota; and
of probiotics can potentially be extrapolated to their appli- lastly, (iii) able to selectively stimulate the growth and/or
cation in the management of asthma (Mortaz et  al. 2013; the activity of gastrointestinal bacteria to improve health of
Toh et  al. 2012; Lopez-Santamarina et  al. 2021). One study the host (Davani-Davari et  al. 2019). Prebiotics are often
by Wang et  al. has investigated the effects of probiotics used as substrates for probiotics, with fructo-oligosaccharides,
application in treating allergic asthma in a mice model. The galacto-oligosaccharides, and trans-galacto-oligosaccharides
study reported that oral administration of Bifidobacterium being the most used prebiotics at present. Other examples
infantis alleviated infiltration of inflammatory cells and air- of prebiotics are resistant starch, as well as soluble and
way hyperreactivity, as well as the numbers of inflammatory insoluble fibers. Prebiotics can also be naturally obtained
cells in the bronchoalveolar lavage fluid (BALF) of the from various fruits, vegetables, and edible plants, such as
ovalbumin-induced mice model. Namely, a decrease in IgE tomatoes, bananas, berries, garlic, asparagus, onions, oats,
upon probiotics treatment was observed. As IgE typically and wheat (Markowiak and Śliżewska 2017; Davani-Davari
mediates mast cell activation and the subsequent aggregation et  al. 2019). Generally, fermentation of prebiotics by the gut
of eosinophils and Th2 lymphocytes, downregulation of IgE microbiota yields short-chain fatty acids, which include lactic
can alleviate contraction of airway smooth muscle and type acid, propionic acid, and butyric acid, where these products
I allergic reactions in asthma. Besides, Bifidobacterium infan- can exert multiple effects on the body. For instance, propi-
tis remarkably suppressed the protein expression of mucin onate regulates dendritic cells in the bone marrows as well
5AC (MUC5AC) in the airway epithelium, thereby attenu- as Th2 cells in the airways and macrophages. Peptidoglycan
ating mucus hypersecretion and airway obstruction. The is another product of prebiotics fermentation which facili-
expressions of IL-4, IL-5, and IL-13, which are the primary tates in the stimulation of innate immune responses against
contributors to asthma initiation produced by Th2 cells, pathogenic microorganisms (Y. Liu, Tran, and Rhoads 2018;
were also found to be downregulated, whereas the expres- Davani-Davari et  al. 2019). The term “synbiotics” is used
sions of IL-2 and IFN-γ, which are the key cytokines pro- when mixtures of probiotics and prebiotics are used to syn-
duced by Th1 cells, were upregulated. These findings ergistically impact the gut microbiota, where the prebiotic
suggested that Bifidobacterium infantis can regulate the bal- compound(s) selectively favour(s) the probiotic organism(s).
ance of Th1/Th2 immune responses to exert therapeutic The rationale of the development and application of synbi-
effects on allergic asthma (W. Wang et  al. 2020). The ben- otics is based on findings that prebiotics improve the sur-
eficial effects of probiotics in treating asthma were also vival of probiotics during their passage through the
demonstrated in a non-randomized clinical study by Moura gastrointestinal system (Y. Liu, Tran, and Rhoads 2018;
et  al. which evaluated the application of probiotics as a Davani-Davari et  al. 2019; Pandey, Naik, and Vakil 2015).
supplementary therapy in the management of childhood and To sum up, due to the immunomodulatory properties of
adolescent asthma. All thirty patients from six to seventeen probiotics, prebiotics, and synbiotics, they may be beneficial
years old were given beclomethasone, a corticosteroid, while agents to treat, manage, and prevent inflammatory respira-
fourteen patients also received an additional probiotic con- tory diseases (Table 2). Nevertheless, the understanding of
taining Lactobacillus reuteri. After 60 days, all patients were the exact mechanism underling the beneficial effects of pro-
assessed with an Asthma Control Test (ACT) which evalu- biotics, prebiotics, and synbiotics remains superficial, and
ated the frequency of shortness of breath and general asth- the outcome of various research regarding their roles in the
matic symptoms, effect of asthma on daily functioning, use management of inflammatory respiratory diseases varies
of rescue medications, as well as an overall self-assessment considerably (Gulati et  al. 2016; Pandey, Naik, and Vakil
of asthma control over the past four weeks, in which higher 2015). Hence, further studies are warranted to clearly elu-
ACT scores signify better asthma control. It was found that cidate the mechanisms involved in the gut-lung axis cross-
patients who received Lactobacillus reuteri supplement had talk between the gastrointestinal and respiratory systems.
increased ACT scores and decreased asthmatic symptoms,
particularly the occurrence of wheezing. An increase in the
peak expiratory flow was also observed in patients who Vitamins
received probiotics. In short, this study supported the Diets high in fruits and vegetables have historically held a
hypothesis that supplementary probiotics facilitate the place in most dietary guidelines due to their abundance of
12
Table 2. Summary of key findings from several studies that presented the beneficial effects of probiotics, prebiotics, and synbiotics in the management of inflammatory respiratory diseases. This list is non-exhaustive
Probiotic / Prebiotic / Synbiotic Disease Study model Findings Reference
Bifidobacterium breve and COPD C57BL/6 mice • In BALF, both probiotic strains reduced the levels of pro-inflammatory cytokines such as TNF-α, IL-1β, and (Fialho et  al. 2019)
Lactobacillus rhamnosus IL-6, whereas the level of the anti-inflammatory cytokine IL-10 was increased.
• Downregulated the transcriptional expressions of MMP-9 and MMP-12, TLR2, TLR4, and TLR9, STAT3, as well
as NF-κB in the lungs.
• Ameliorated airway remodeling in terms of inflammatory infiltrate, alveolar enlargement, collagen
Y. CHAN ET AL.

deposition, and elastic fibers.


Bifidobacterium breve, 90% Asthma Randomized clinical • Significantly increased peak expiratory flow volume. (van de Pol et  al.
short-chain study • Remarkably inhibited the increase in serum IL-5 upon challenge by allergens. 2011)
galacto-oligosaccharides, and • Reduced the production of Th2 cytokines such as IL-4, IL-5, and IL-13 by peripheral blood mononuclear
10% long-chain cells.
fructo-oligosaccharides • However, no significant effect on bronchial inflammation.
Bifidobacterium infantis Asthma BALB/c mice • Alleviated inflammatory cells infiltration in BALF and airway hyperreactivity. (W. Wang et  al.
• Downregulated IgE and alleviated contraction of airway smooth muscle and type I allergic reactions. 2020)
• Remarkably suppressed the protein expression of MUC5AC in the airway epithelium, which attenuated
mucus hypersecretion and airway obstruction.
• Downregulated the expressions of IL-4, IL-5, and IL-13 that are produced by Th2 cells.
• Upregulated the expressions of IL-2 and IFN-γ that are produced by Th1 cells.
• Restored homeostasis between Th1/Th2 immune responses.
Inulin, or inulin with Lactobacillus Asthma Randomized clinical • Soluble fiber prebiotic led to significant improvement in asthma control and airway inflammation. (McLoughlin et  al.
acidophilus, Lactobacillus study • Prebiotic produced changes in forced expiratory volume that was positively correlated with change in total 2019)
rhamnosus, and Bifidobacterium fecal propionate, butyrate, and short-chain fatty acids.
animalis • Prebiotic significantly decreased sputum eosinophils.
• However, no significant difference in clinical outcomes were observed between prebiotics and synbiotics.
Lactobacillus paracasei Asthma BALB/c mice • Ameliorated airway hyperresponsiveness and prevented excess infiltration of eosinophils and neutrophils in (X. Wang et  al.
BALF. 2017)
• Decreased serum total IgE and ovalbumin-specific IgG1.
• Remarkably decreased Th2-related cytokines such as IL-4, IL-5, and IL-13, but increased Th1-related IFN-γ in
BALF.
• Reduced the level of IL-17A while TGF-β was increased.
• Exerted anti-allergic properties via restoration of Th1/Th2 homeostasis.
Lactobacillus reuteri Asthma Non-randomized • Improved asthma control with reduced asthmatic symptoms, particularly the occurrence of wheezing. (Moura et  al. 2019)
clinical study • Increased peak expiratory flow volume.
• Improved the overall clinical condition of asthmatic patients.
Lactobacillus rhamnosus COPD C57BL/6 mice • Suppressed inflammatory cells lung infiltration. (Carvalho et  al.
• Attenuated lung tissue remodeling, collagen deposition, alveolar enlargement, and mucus hypersecretion. 2020)
• Downregulated the expressions of TLR2, TLR4, and TLR9, as well as pro-inflammatory transcription factors
such as STAT3 and NF-κB.
• Upregulated IL-10, TGF-β, and SOCS3, and mitigated cytokine storm in the lungs.
• Upregulated TIMP1/2 which lowered metalloproteases and reduced remodeling in the lung tissues.
Lactobacillus rhamnosus and COPD Human • Both the probiotic strains were efficiently phagocytosed by human macrophages. (Mortaz et  al. 2015)
Bifidobacterium breve macrophage cell • Remarkably inhibited the expressions of IL-10, IL-6, IL-1β, IL-23, TNF-α, CXCL-8, and HMGB1.
line THP-1 • Suppressed TLR4- and TLR9-induced expression of CXCL-8.
• Inhibited the release of pro-inflammatory mediators by downregulation of NF-κB signaling.
Lactobacillus rhamnosus and/or Asthma BALB/c mice • Significantly suppressed the development of airway hyperresponsiveness. (Ghiamati Yazdi
turmeric powder • Downregulated eosinophilia, IL-5, IL-13, and CCL17. et  al. 2020)
• Reduced the levels of CD4+ Th2 cells and CD4+ Th17 populations in the splenocytes.
• Synbiotic formulation produced higher elevation of CD25 + Foxp3 + Treg as compared to the probiotic or
prebiotic alone.
• Suppressed allergic responses with reduced number of inflammatory cells in BALF.
Critical Reviews in Food Science and Nutrition 13

vitamins. Throughout these years, multivitamin supplements collagen IV is required for angiogenesis. In short, these
have been used by most people over the world for the findings suggest that vitamin C prevents emphysema and
treatment and/or prevention of chronic diseases. Despite restores emphysematous lungs, which therefore may offer a
the unclear effectiveness of multivitamins, the prevalence novel therapeutic strategy in treating COPD (Koike et  al.
for the use of multivitamin supplements is rapidly rising, 2014). The advantages of vitamin C were also evaluated by
in which it was reported that one third of adults and half da Silva et  al. on a mice model of paraquat-induced pul-
of the population aging more than 55 years consume at monary fibrosis. It was observed that vitamin C treatment
least one multivitamin supplement per day (Slavin and increased the levels of superoxide dismutase and catalase,
Lloyd 2012; Hamishehkar et  al. 2016). Among the vitamins, which reduced total ROS in the lungs and improved the
vitamins C and E are antioxidants that exert their protective antioxidant defence mechanisms that ultimately suppressed
action via their free radical scavenging mechanisms. Free fibroproliferation and the expression of pro-fibrotic factors.
radicals can result in the development of multiple human Lowered levels of TGF-β and IL-17 were also reported,
diseases, including inflammatory respiratory diseases where indicating that vitamin C ameliorated the pro-inflammatory
oxidative imbalance in the lungs have been associated with effects displayed by IL-17, and diminished excessive pro-
increased disease severity, reduced lung function, as well duction of collagen as TGF-β is a pro-fibrotic cytokine that
as epigenetic changes that can induce resistance toward mediates the production of collagen and its subsequent
corticosteroids (Victoni et  al. 2021). deposition within the inflamed lung tissues. Moreover, vita-
Vitamin C, or ascorbic acid, is a water-soluble vitamin min C halted the recruitment of leucocytes and reduced the
commonly found in raw leafy vegetables, tomatoes, berries, influx of pro-inflammatory cytokines, thereby resulting in
broccoli, melons, and citrus fruits (Chambial et  al. 2013). reduced number of apoptotic cells in the lungs as well as
Although most plant and animal species possess the ability abrogation of lung fibrosis development and progression.
to synthesize vitamin C from galactose and glucose via the Collectively, these results hypothesize that vitamin C may
uronic acid pathway, humans lack the ability to do so due be able to treat IPF or other forms of ILD linked to oxi-
to a defect in L-gulono-1,4-lactone oxidase, which is an dative stress (da Silva et  al. 2018).
enzyme essential for the biosynthesis of vitamin C. Therefore, Vitamin E represents a group of eight hydrophobic mol-
humans must depend on dietary intake to prevent its defi- ecules consisting of four tocopherols and four tocotrienols,
ciency, as it is an essential nutrient required for the regu- all of which possess antioxidant properties. They are com-
lation of multiple physiological processes and have been monly found in green vegetables and various vegetable oils,
proposed to exert a beneficial and/or therapeutic role in nuts, grains, as well as eggs and milk (Farbstein,
immune responses and other disorders, including common Kozak-Blickstein, and Levy 2010). α-tocopherol is the most
cold, cardiovascular diseases, diabetes, atherosclerosis, stroke, abundant form of vitamin E in humans, and it is a potent
and cancer (Chambial et al. 2013; Farbstein, Kozak-Blickstein, peroxyl radical scavenger that halts the propagation of free
and Levy 2010). The health-promoting effects of vitamin C radicals within membranes and plasma lipoproteins. When
is attributed to its unique structure that consists of two peroxyl radicals are generated, the hydroxyl group of
adjacent hydroxyl groups and a carbonyl group, thereby α-tocopherol reacts with them to produce the corresponding
deeming it an excellent electron donor for participating as lipid hydroperoxide and tocopheryl radical, which then
a co-factor in various enzymatic reactions, such as hydrox- reacts with other hydrogen donors such as vitamin C to
ylases involved in the synthesis of collagen, whilst acting as oxidize the latter, thereby returning vitamin E to its native
a plasma localized antioxidant (Farbstein, Kozak-Blickstein, unoxidized state (Traber and Stevens 2011; Rizvi et  al. 2014).
and Levy 2010; Traber and Stevens 2011). In terms of Vitamin E is also involved in the regulation of inflammatory
inflammatory respiratory diseases, supplementation or treat- processes, namely, by suppressing the production of
ment with vitamin C have been demonstrated to produce pro-inflammatory cytokines such as IL-1β and TNF-α, as
symptom-relieving effects and improve lung functions. One well as by downregulating the expressions of other inflam-
study by Koike et  al. evaluated the effects of vitamin C matory mediators such as inducible nitric oxide synthase
treatment on cigarette smoke-induced pulmonary emphy- (iNOS), NF-κB, and prostaglandin E2 (PGE2) (Gulati et  al.
sema in senescence marker protein-30 knockout mice, which 2016; Farbstein, Kozak-Blickstein, and Levy 2010). Therefore,
lack the ability to synthesize vitamin C. As the emphysema as oxidative stress and inflammation have been linked to
closely resembled the physiological properties of human the pathogenesis of various inflammatory respiratory dis-
COPD, the findings from this study can be a valuable exper- eases, vitamin E may help treat, prevent, or delay the devel-
imental model in COPD research. It was found that oxida- opment of progression of these chronic diseases. A work
tive stress and apoptosis of alveolar septal cells were subsided by Quoc et  al. had studied the effects of vitamin E admin-
upon vitamin C treatment, which then restored the concen- istration in an ovalbumin-induced mouse model of asthma.
tration of VEGF in the BALF and in the lungs, indicating The researchers reported that vitamin E downregulated the
that vitamin C revitalized the lung structure maintenance NF-κB signaling pathway and the expression of eosinophil
program. Besides, the synthesis of collagen I and IV was peroxidase, thereby suppressing the production of ROS and
promoted, supporting the hypothesis that vitamin C facili- activation of eosinophils. Vitamin E administration also
tates rapid alveolar repair mechanisms as collagen I is nec- restored homeostasis of the nuclear factor-erythroid factor
essary for the maintenance of lung structure whereas 2-related factor 2 (Nrf2), heme oxygenase 1 (HO1) and
14 Y. CHAN ET AL.

Kelch-like ECH-associated protein 1 (Keap1) pathway immune responses, in which the vitamin D receptor has
(Nrf2-HO1-Keap1), whereby vitamin E decreased the levels been identified in all primary T cell lineages, as well as
of Keap1 to induce the release of active Nrf2 that was earlier macrophages and monocytes. Besides, vitamin D has also
attenuated in alveolar macrophages by free radicals during been shown to inhibit the maturation of dendritic cells,
the late phase of IgE-mediated inflammation. As a result, stimulatory function of T cells, as well as the differentiation
vitamin E treatment led to the suppression of ROS levels and proliferation of B cells (Goldsmith 2015; Sassi, Tamone,
in the lung tissues and ultimately, the attenuation of airway and D’Amelio 2018). Research over the years has identified
hyperresponsiveness and airway inflammation in asthma. that vitamin D deficiency (VDD) is associated with various
Such effects were more pronounced in the older asthmatic pathogenic mechanisms in COPD, as it has been shown
mice as compared to the younger mice, indicating that vita- that the prevalence of VDD is greater in COPD patients
min E may possess antioxidant and anti-inflammatory poten- and increases with the severity of the disease (Janssens et  al.
tial via the regulation of Nrf2 and NF-κB transcriptional 2011). For instance, a double-blind, randomized controlled
activities, especially in elderly asthma (Quoc et  al. 2021). trial by Foumani et  al. found that supplementation of vita-
The effects of γ-tocopherol, a specific isoform of vitamin min D3 in daily diet can increase the quality of life of
E, were also explored in a work by Wu et  al. on an COPD patients, as pulmonary functions began to recover
ovalbumin-induced mouse asthmatic model. A decrease in without any worsening of exacerbations after six months
eotaxin, which is a factor that regulates eosinophil func- upon initiation of supplement intervention (Foumani et  al.
tioning and its trafficking into the airways, was observed 2019). Likewise, Heulens et  al. demonstrated that VDD
in both blood serum and BALF, where such effects were aggravated the development of COPD characteristic features
comparable to those of dexamethasone. Besides, γ-tocopherol in a mice model of cigarette smoke-induced COPD. It is
attenuated the increase in the levels of the pleiotropic cyto- worth noting that vitamin D decreased the expression of
kine IL-4, along with significant inhibition on the exudation pro-inflammatory cytokines in BALF and lung tissue, includ-
of inflammatory cells and goblet cells hyperplasia. These ing MCP-1, IL-12, and TNF-α in macrophages, neutrophils,
indicated that γ-tocopherol could restore the unbalanced and airway epithelial cells via modulation of the NF-κB and
condition of the immune response and help in the preven- p38 MAPK signaling pathways. Early signs of emphysema
tion and/or treatment of asthma (Y.-M. Wu et  al. 2016). were only reported in VDD mice, along with upregulated
Tocotrienols isoform of vitamin E have also been shown to levels of MMP-12 in the lungs. Neutrophilic infiltration in
elicit anti-inflammatory and antioxidative actions for the the airways and lung parenchyma was also more pronounced
in VDD mice, which was suppressed upon supplementation
management of inflammatory respiratory diseases. For
with vitamin D (Heulens et  al. 2015).
instance, a study by Peh et  al. has demonstrated remarkable
To sum up, vitamins are nutraceuticals that may exert
amelioration of oxidative damage and airway inflammation
protective effects on the respiratory system for the treatment
in a house dust mite-induced asthmatic mice model treated
of various inflammatory respiratory diseases (Table 3).
with γ-tocotrienol. In the study, γ-tocotrienol had decreased
Nevertheless, there is no clear evidence regarding their exact
free radical levels and markers of oxidative damage in BALF
health benefits as the results from various studies are still
whilst inhibiting gene expressions of iNOS and NADPH
inconsistent (Janssens et  al. 2011; Tsiligianni and van der
oxidase, which were transcriptionally regulated by the NF-κB
Molen 2010). Hence, further studies must be performed to
pathway. Such inhibition on NF-κB by γ-tocotrienol further
explore the detailed effectiveness of vitamin supplements on
suppressed pro-inflammatory genes encoding for IL-17,
health outcomes and patients’ quality of life.
MUC5AC, TNF-α, and E-selectin. Apart from being a free
radical scavenger, γ-tocotrienol also upregulated Nrf2 in
lung tissues, leading to decreased airway hyperresponsive- Polyunsaturated fatty acids
ness, eosinophil infiltration, as well as mucus hypersecretion Polyunsaturated fatty acids (PUFA) are essential fatty acids
with effects comparable to those of prednisolone. Notably, that possess beneficial roles to human health. They are the
there was a profound protection against elevation in serum foundational building materials for the synthesis of specific
IgE, neutrophil lung infiltration, and oxidative stress as com- biologically active substances, as well as for the structural
pared to prednisolone, suggesting that γ-tocotrienol can components of various cells, tissues, and organs. Like vita-
prevent airway damage and neutrophil-induced chronic per- mins, PUFAs cannot be synthesized by the body, and they
sistent asthma (Peh et  al. 2015). need to be obtained through dietar y means
Vitamin D is another example of lipophilic nutrient, (Sokoła-Wysoczańska et  al. 2018). The structure of each
which is traditionally known for its role as the modulator PUFA is characterized by an acyl chain with the presence
of calcium and phosphate absorption, as well as bone health. of one methyl end and one acid end. As such, PUFAs can
Two forms of vitamin D are present, namely, vitamin D2 be further classified depending on the location of the first
or ergocalciferol, and vitamin D3 or cholecalciferol. Both double bond from the methyl end of the chain, in which
forms of vitamin D occur in limited amounts in diet, with the difference between them is referred to as the number
vitamin D3 that can be produced via sunlight exposure of omega (Figure 3). The two main compound groups of
being the most abundant in humans (Goldsmith 2015). In PUFAs are the omega-3 fatty acids, where the first double
the recent years, the scientific community has come to bond is found at the third carbon from the methyl end of
appreciate the role of vitamin D in the modulation of the chain, and omega-6 fatty acids, where the first double
Table 3. Summary of key findings from several studies that presented the beneficial effects of different vitamins in the management of inflammatory respiratory diseases
Vitamin / Compound Disease Study model Findings Reference
Vitamin C Asthma BALB/c mice • Significantly decreased the levels of neutrophils, IL-4, TNF-α, and IFN-γ in the BALF. (Swierczynska-Machura et  al.
• Decreased the level of thiobarbituric acid reactive substance in the serum of vitamin 2015)
supplemented mice.
• Lowered the total number of cells in the BALF.
• Reduced inflammation and oxidative stress in the lungs.
Vitamin C COPD Senescence marker • Subsided oxidative stress and apoptosis of alveolar septal cells, which restored the (Koike et  al. 2014)
protein-30 knockout mice concentration of VEGF in the BALF and in the lungs.
• Promoted the synthesis of collagen I and IV which facilitated rapid alveolar repair
mechanisms.
• Prevented emphysema and restored emphysematous lungs.
Vitamin C Pulmonary fibrosis C57BL/6 mice • Increased the levels of superoxide dismutase and catalase, which reduced total ROS in the (da Silva et  al. 2018)
lungs and improved antioxidant defence mechanisms.
• Suppressed fibroproliferation and the expression of pro-fibrotic factors.
• Ameliorated the pro-inflammatory effects of IL-17 and diminished excessive production of
collagen by TGF-β.
• Halted the recruitment of leucocytes and reduced the influx of pro-inflammatory cytokines.
• Reduced the number of apoptotic cells in the lungs and abrogated lung fibrosis
development and progression.
Vitamin D Asthma Case-control study • Severe asthmatic patients with vitamin D deficiency had lower forced expiratory volume in (Lan et  al. 2014)
one second as compared to patients with vitamin D sufficiency.
• Vitamin D deficiency exaggerated ROS release and DNA damage and increased the levels
of TNF-α and NF-κB, which were inhibited by supplemental vitamin D3.
• Vitamin D deficiency aggravated oxidative stress and reduced nuclear translocation of
glucocorticoid receptors in airway epithelial cells, which led to corticosteroid resistance.
Vitamin D COPD C57BL/6J mice • Decreased the expression of pro-inflammatory cytokines in BALF and lung tissue, including (Heulens et  al. 2015)
MCP-1, IL-12, and TNF-α in macrophages, neutrophils, and airway epithelial cells.
• Inhibited the pro-inflammatory NF-κB and p38 MAPK p39 signaling pathways.
• Early signs of emphysema were only reported in VDD mice, along with upregulated levels
of MMP-12 in the lungs.
• Suppressed neutrophilic infiltration in the airways and lung parenchyma and aggravated
the development of COPD characteristic features.
Vitamin D Pulmonary fibrosis C57BL/6J mice • Chronic vitamin D deficiency impaired lung development, destructed lung structures, and (Y. Shi et  al. 2017)
induced ECM deposition.
• Increased component of the renin-angiotensin system that worsened with prolonged
vitamin D deficiency.
• Deficiency of vitamin D activated TGF-β1 that preserved ECM and induced fibroblast
proliferation, which led to thickened alveolar walls.
• Vitamin D deficiency stimulated the expression of pro-fibrotic factors to activate the
fibrotic cascade.
Vitamin D3 COPD Randomized clinical study • Recovered pulmonary functions without any worsening of exacerbations after six months (Foumani et  al. 2019)
upon initiation of supplement intervention.
• Improved the quality of life of COPD patients.
Vitamin E Asthma BALB/c mice • Downregulated NF-κB and the expression of eosinophil peroxidase, which suppressed the (Quoc et  al. 2021)
production of ROS and activation of eosinophils.
• Restored homeostasis of the Nrf2-HO1-Keap1 signaling pathway.
• Decreased the levels of Keap1 to induce the release of active Nrf2, which led to the
suppression of ROS levels in the lung tissues.
• Attenuated airway hyperresponsiveness and airway inflammation, with more pronounced
effects in the older asthmatic mice as compared to the younger mice.
(Continued)
Critical Reviews in Food Science and Nutrition
15
16
Y. CHAN ET AL.

Table 3. (Continued)
Vitamin / Compound Disease Study model Findings Reference
α-tocopherol Allergic rhinitis BALB/c mice • Significantly reduced the appearance of inflammatory cells in the nasal membranes. (G. Wu et  al. 2020)
• Reduced the level of eosinophils in the nasal mucosa.
• Lowered the levels of total IgE, ovalbumin-specific IgG1, and ovalbumin-specific IgG2.
• Reduced subepithelial distribution of tryptase positive mast cells.
• Suppressed the PI3K-PKB signaling pathway in mast cells.
γ-tocopherol Asthma BALB/C6 mice • Decreased the level of eotaxin in both serum and BALF, and prevented eosinophil (Y.-M. Wu et  al. 2016)
trafficking into the airways, where such effects were comparable to those of
dexamethasone.
• Attenuated the increase in the levels of the pleiotropic cytokine IL-4 and inhibited the
exudation of inflammatory cells and goblet cells hyperplasia.
• Regulation of eotaxin and IL-4 levels prevented airway inflammation with a significant
reduction in eosinophilic granulocyte.
γ-tocotrienol Asthma BALB/c mice • Remarkably ameliorated oxidative damage and airway inflammation. (Peh et  al. 2015)
• Decreased free radical levels and markers of oxidative damage in BALF, and inhibited gene
expressions of iNOS and NADPH oxidase.
• Inhibited NF-κB and suppressed pro-inflammatory genes encoding for IL-17, MUC5AC,
TNF-α, and E-selectin.
• Upregulated Nrf2 in lung tissues and decreased airway hyperresponsiveness, eosinophil
infiltration, as well as mucus hypersecretion with effects comparable to those of
prednisolone.
• Suppressed the elevation in serum IgE, neutrophil lung infiltration, and oxidative stress
with greater effects as compared to prednisolone.
γ-tocotrienol COPD C57BL/6N mice • Decreased collagen deposition and mucus accumulation in the bronchioles. (Meister et  al. 2020)
• Reduced the expression of IL-4, TIM1, and CX3CL1, which alleviated accumulation of
inflammatory cells and emphysema.
• Preserved lung functions after 8 weeks of e-cigarette exposure.
• Decreased the presence of macrophages in BALF.
Critical Reviews in Food Science and Nutrition 17

Figure 3. The structures of polyunsaturated fatty acids. Generally, the name of the polyunsaturated fatty acid is derived from the location of the first double
bond from the methyl (-CH3) of the chain. Therefore, the structure which double bond is present at the site of third carbon from the methyl end of the chain
is known as omega-3 fatty acids (n-3 PUFAs), whereas the structure which double bond is present at the sixth carbon from the methyl end of the chain is
known as omega-6 fatty acids (n-6 PUFAs).

bond is found at the sixth carbon from the methyl end of in which its rising prevalence has been hypothesized to be
the chain (Sokoła-Wysoczańska et  al. 2018; Bentsen 2017). due to the disruption in the balance of omega-3 fatty acids
Prominent representatives of omega-3 fatty acids are to omega-6 fatty acids ratio (Patterson et  al. 2012). This is
α-linolenic acid (ALA), docosahexaenoic acid (DHA), and typically associated with the Western dietary pattern which
eicosapentaenoic acid (EPA), where ALA acts as the pre- has seen an increasing trend for the consumption of
cursor of the omega-3 family of fatty acids. Therefore, ALA omega-6 fatty acids as they are primarily found in vegetable
is the only omega-3 that must be obtained from diet as it oils, in contrast to omega-3 fatty acids that are mainly
is not synthesized by the body, in which it can be commonly found in marine oils. As mentioned earlier, LA, which is
found in vegetable oils including canola, flaxseed, soybeans, the most abundant omega-6 fatty acid in Western diet, will
and hemp oil, nuts, as well as in seeds. Although EPA and be converted into AA upon ingestion leading to an increased
DHA can also be delivered into the body by food from bioavailability of AA within the human body. Being the
various marine sources such as salmon, tuna, sardines, and precursor of inflammatory eicosanoids such as the well
algae, ALA can be naturally converted into EPA and DHA described prostaglandins and leukotrienes, increased levels
in the body, thereby conferring ALA with the ability to of AA can induce their production from inflammatory cells
modulate their physiological activity (Sokoła-Wysoczańska to exert potent bronchoconstriction and pro-inflammatory
et  al. 2018; Gammone et  al. 2018). On the other hand, properties, thereby contributing to the pathogenesis of
linoleic acid (LA) is the parent compound of omega-6 fatty inflammatory respiratory diseases, such as asthma and
acids. As the human body is too unable to produce LA, it COPD (Adams et  al. 2018; Pizzini et  al. 2018; Duvall and
constitutes another essential fatty acid that must be obtained Levy 2016). In the contrary, an increased intake of dietary
from diet, apart from omega-3 ALA. Upon ingestion of LA, omega-3 fatty acids as seen in the Mediterranean dietary
it is then converted into arachidonic acid (AA). LA occurs pattern can alter the omega-3 to omega-6 balance that
primarily in vegetable oils of sunflower, soybean, and corn, results in fewer substrates for the synthesis of AA-derived
as well as nuts. Certain animal origin products are also eicosanoids. As such, supplementation of omega-3 fatty
regarded as great sources of omega-6 fatty acids, which may acids to the human diet has been associated with reduced
include meat, poultry, and eggs (Sokoła-Wysoczańska et  al. production of omega-6-derived eicosanoid inflammatory
2018; Patterson et  al. 2012). mediators, including PGE2, leukotriene B4, leukotriene E4,
Throughout these years, increasing research interest has and thromboxane A2 (Patterson et  al. 2012; Adams et  al.
been shown regarding the preventative and/or therapeutic 2018; Pizzini et  al. 2018). Besides, omega-3 fatty acids also
roles of dietary PUFAs on chronic inflammatory diseases, act as the precursor of several pro-resolving and
18 Y. CHAN ET AL.

anti-inflammatory eicosanoids. For instance, resolvins, infiltration of total inflammatory cells, which correlated with
which are derived from DHA, facilitate the clearance of the suppression of neutrophil chemoattractants CXCL1 and
allergens and apoptotic cells whilst limiting transmigration CXCL2 in the BALF, as well as reduced pro-inflammatory
of neutrophils (Pizzini et  al. 2018; Barnig, Frossard, and cytokines TNF-α and IL-6. Collectively, these data suggested
Levy 2018). Protectins are another example of pro-resolving that the application of DHA dietary supplements may exert
eicosanoids that are responsible in the inhibition of T cell therapeutic potential for mitigating airway inflammation in
migration and apoptosis, suppression of the production of diseases such as asthma and COPD (Nordgren et  al. 2014).
TNF-α and IFN-γ, as well as downregulation of neutrophil In another work, Lawrenz et  al. studied the effects of flax-
activity and induction of macrophage activation. Besides, seed oil that is rich in the omega-3 fatty acid ALA on
maresins predominantly exert their effects on pulmonary protecting against pulmonary fibrosis. The study found that
tissue through the reduction of overall neutrophils within flaxseed oil was effective in shielding lung tissue from
the lungs as well as the suppression of tissue hypoxia, bleomycin-induced pulmonary toxicity in-vivo, demonstrated
edema, and pro-inflammatory cytokines (Pizzini et  al. 2018; by reduced pulmonary septal thickness, increased lumen
Duvall and Levy 2016). Thus, maintaining a delicate balance patency, reduced inflammatory cells infiltrate, retarded
between omega-3 and omega-6 fatty acids through dietary edema formation, as well as decreased vasculitis and
supplementation to achieve a homeostasis between pro- and peribronchial fibrosis. Such findings can be attributed to
anti-inflammatory molecules could effectively prevent the the production of lung eicosanoids by EPA and DHA that
exacerbation of inflammation as observed in multiple minimized the synthesis of active pro-inflammatory products
inflammatory respiratory diseases. through the competitive inhibition of AA transformation to
The beneficial effects of PUFAs in the management of leukotrienes. In short, dietary flaxseed oil can decrease lung
inflammatory respiratory disease have been reported by inflammation and exert protective effects against pulmonary
various researchers. In one study, Bargut et  al. evaluated fibrosis and the deleterious effects of antineoplastic drugs
the influence of fish oil, which is rich in omega-3 fatty on the lungs (Lawrenz et  al. 2012).
acids, on ovalbumin-induced airway hyperresponsiveness Other than laboratory studies, studies performed on
and lung inflammation in mice. The researchers showed humans using PUFA supplementation have also recorded
that treatment with fish oil containing EPA and DHA mod- positive effects in managing inflammatory respiratory dis-
ified the cell membrane lipid profile, leading to decreased eases. Brigham et  al. in their study attempted to identify
production of essential eicosanoid pro-inflammatory medi- the relationship between dietary intake of omega-3 and
ators such as 2-series prostaglandins and 4-series leukot- omega-6 fatty acids on disease outcomes in 149 asthmatic
rienes, thus attenuating classic asthmatic features including children. In contrast to higher levels of omega-3 fatty acids,
eosinophil infiltration, mucus deposition, peribronchiolar it was reported that higher intake of omega-6 fatty acids
fibrosis, as well as airway hyperresponsiveness. The increase was associated with more severe asthma and lower forced
in inflammatory cytokines production from ovalbumin chal- expiratory volume in one second to forced vital capacity
lenge was also reversed by fish oil. Besides, fish oil down- ratio (FEV1/FVC), signifying reduced lung function.
regulated the expression of GATA-binding protein (GATA)-3, Namely, a diminished strength of effects by exposure to
a transcription factor involved in the development and dif- indoor particulate matter (PM) was noted at higher levels
ferentiation of CD4+ lymphocytes. The phosphorylation of of omega-3, whereas amplification of PM effects on asth-
IκB was also reduced, thereby inhibiting the activation of matic symptoms and circulating neutrophil percentage was
the NF-κB signaling cascade and the subsequent production observed at higher levels of omega-6. These suggest that
of inflammatory proteins. At the same time, fish oil upreg- omega-3 and omega-6 intake is closely linked to pediatric
ulated the activity of PPAR-γ which further suppressed the asthma morbidity, in which dysregulation in omega-3 to
nuclear translocation of NF-κB and its pro-inflammatory omega-6 fatty acids ratio may modify asthmatic response
properties. Taken together, these findings indicated that the to PM and other allergens (Brigham et  al. 2019). Similarly,
intake of fish oil attenuated inflammatory response and Stoodley et  al. in their study evaluated the relationship
prevented systemic sensitization, therefore, it can be con- between omega-3 fatty acids and clinical outcomes of asth-
sidered as a prophylactic adjuvant in the management and matic adults. It was examined using the omega-3 index
prevention of asthma (Bargut et al. 2013). Likewise, Nordgren (O3I), which is the sum of erythrocyte EPA and DHA
et  al. have demonstrated that dietary supplementation with expressed as percentage of total erythrocyte membrane fatty
DHA can attenuate airway inflammation resulting from acids, as it has been established as a reliable parameter of
allergen exposures. It was reported that DHA treatment dietary omega-3 fatty acid intake and reflects its status in
dose-dependently suppressed the organic dust-induced the long-term. The researchers demonstrated that adults
release of IL-6 and IL-8 and downregulated the expression with higher O3I was linked to better asthmatic control and
of bronchial epithelial cell intercellular adhesion molecule remarkably reduced range of maintenance inhaled cortico-
(ICAM)-1 in-vitro. Notably, the inhibition on steroids dosage. In contrast, subjects with uncontrolled
pro-inflammatory cytokines and chemokines was not limited asthma had lower O3I with increased systemic inflamma-
only to bronchial epithelial cells, but such effect was tory markers. Thus, this study reaffirmed the beneficial
extended to fibroblasts, mononuclear phagocytes, as well as roles of omega-3 fatty acids in asthma management, where
the whole lung tissues. In-vivo, mice that was given DHA the researchers have recommended that an O3I of more
supplementation presented significant reduction in airway than 8%, or equivalent to the dietary consumption of more
Critical Reviews in Food Science and Nutrition 19

than 800 mg EPA and DHA per day, could be advantageous human body. Namely, direct iron supplementation, point-of-
for asthmatic patients to reduce their maintenance dosage use fortification that utilizes micronutrient powder that can
(Stoodley et  al. 2020). be added to prepared food, and food fortification that adds
In summary, although PUFAs have been recognized for micronutrients at the point of manufacture (Prentice et  al.
their ability to improve morbidity and mortality of patients 2017). Alterations in iron levels and dysregulated homeo-
suffering from a wide range of diseases, an unbalanced stasis have been implicated in the development of inflam-
dietary consumption of PUFAs may be detrimental to matory respiratory diseases. Sato et  al. in a study reported
human health. Specifically, a decrease in the ratio of omega-3 that iron deficiency augmented pulmonary inflammation
to omega-6 PUFAs could potentiate inflammatory responses and may accelerate the development of COPD. The research-
and predispose an individual to various chronic diseases, ers showed that mice exposed to cigarette smoke in an
including inflammatory respiratory diseases. Nonetheless, iron-deficient condition strongly induced inflammatory
there is also evidence that a diet high in omega-6 fatty acids responses, signified by increased macrophages migration
m ay ov e r p ow e r t h e a nt i - i n f l a m m at or y a n d into the alveolar space and production of TNF-α, IL-6, and
inflammation-resolving properties of omega-3 fatty acids MCP-1 by airway epithelial cells, which led to early devel-
(Pizzini et  al. 2018; Innes and Calder 2018). Hence, the opment of pulmonary emphysema and increased physiolog-
complex interactions between omega-3 and omega-6 fatty ical air trapping within the lungs. These were found to be
acids, as well as their lipid mediators in terms of inflam- attributed to enhanced phosphorylation of Ser536 on p65
mation remain unclear. Further studies should be focused which further activated the NF-κB signaling cascade. The
on identifying these interactions, where successful trials may effect of iron deficiency on enhancing inflammatory
help in the introduction of effective, standardized supple- responses also correlated to the findings that iron pretreat-
mentation of PUFAs in patients with inflammation respira- ment diminished the activation of NF-κB, Nrf2, and MAPK
tory diseases. transcription factors. In short, the study suggested that iron
deficiency may be an aggravating factor for lung inflamma-
tion and a risk factor for smoking susceptibility in the onset
Trace elements
and development of COPD (Sato et  al. 2020). Maazi et  al.
“Trace elements” is a term used to describe elements that
also reported that iron supplementation in a mouse model
exist in natural and perturbed environment in minute quan-
of ovalbumin-induced allergic asthma led to a remarkable
tity while an excess bioavailability can produce a toxic effect
decline in airway eosinophilia, whereas systemic iron injec-
on the living microorganism. As there are two faces regard-
tions resulted in notable inhibition of allergen-induced air-
ing trace elements, the dietary requirement for an essential
way hyperresponsiveness that was attributed to reduced
trace element refers to an intake level that fulfills a specified
criterion for its adequacy and minimizes the risk of nutri- levels of Th2 cytokines within lung tissue (Maazi et  al.
tional deficiency or excess (Bhattacharya, Misra, and Hussain 2011). On the other hand, Ali et  al. reported that excess
2016; Mehri 2020). Trace elements are micronutrients that iron accumulation played a key role in the pathogenesis of
play a vital role in maintaining the integrity of multiple pulmonary fibrosis and subsequent decline in lung function.
metabolic and physiological processes within the human Administration of exogenous iron was found to induce cel-
body. They are specifically involved in both humoral and lular proliferation and pro-inflammatory cytokines, as well
cellular immune responses, act as cofactors for essential as ECM gene expression in lung fibroblasts. Besides, elevated
enzymes, and as antioxidant molecules. Therefore, instead iron levels promoted the activity of prolyl hydroxylase, which
of a specific presentation, deficiency of any of these micro- is a major enzyme involved in the synthesis of collagen,
nutrients can result in a wide range of clinical manifestations thereby increasing ECM deposition and the promotion of
as each trace element is generally associated with the func- IPF. Notably, treatment with deferoxamine, an iron chelator,
tioning of many enzyme systems (Bhattacharya, Misra, and completely suppressed the decline in lung function and
Hussain 2016; Cannas et  al. 2020). reversed the increase in Tfr1+ macrophages associated with
Iron is an essential trace element for almost every living pulmonary fibrosis. Hence, targeting excess iron accumula-
organism due to their role in a wide range of metabolic tion may be an effective strategy for the management of
processes, including the transport of oxygen and electron, fibrotic lung diseases, such as IPF (Ali et  al. 2020).
as well as synthesis of DNA. In the human body, iron pri- Zinc is another example of a nutritionally essential trace
marily exists in the forms of complex that is bound to element, and it is the second most abundant trace element
protein as heme compounds such as hemoglobin and myo- that is present in the human body after iron. Unlike iron,
globin, heme enzymes, or non-heme compounds such as there is an absence of specialized zinc storage system in the
ferritin, transferrin, and flavin-iron enzymes (Abbaspour, human body, therefore, a sufficient daily intake of zinc is
Hurrell, and Kelishadi 2014). Despite the abundance of iron important for the maintenance of its steady state (Gammoh
on earth, iron deficiency is predicted to be the most prev- and Rink 2017). Despite oral zinc supplements being readily
alent micronutrient deficiency globally, especially in available in the market, not all offer the same bioavailability.
low-income countries where poor dietary intake and high Namely, zinc that is bound to amino acids displayed highest
incidences of infection chronically limits iron uptake (Beck concentration, followed by chloride, sulfate, and acetate,
et  al. 2014; Prentice et  al. 2017). Several strategies are cur- while zinc oxide has the lowest absorption. Apart from that,
rently employed to augment the level of dietary iron in the zinc is also present in a vast range of food groups and
20 Y. CHAN ET AL.

among which, foods with the largest concentration of zinc deficiency are both harmful to human health (Kieliszek
include red meat, shellfish, whole grains, fortified cereals, 2019). Therefore, one should strive to adhere to the rec-
and legumes. However, the bioavailability of zinc is generally ommended supply dosage of selenium and its upper toler-
greater in animal sources as compared to plant sources, able intake limit. The suggested maximum daily intake of
therefore, individuals who are vegetarians, vegans, or abstain selenium shall not exceed 70 µg per day according to the
from consuming red meats may have inadequate zinc intake WHO, whereas doses higher than 400 to 700 µg per day
and present with a higher risk of developing zinc deficiency may exert toxic effects (Kieliszek 2019; Kieliszek and
(Gammoh and Rink 2017; J. C. King et  al. 2015; Prasad Błażejak 2016). The content of selenium in food sources
2014). In terms of inflammatory respiratory diseases, the varies greatly depending on its concentration in the soil of
hypothesis that zinc deficiency can impact airway inflam- a given geographical area. Generally, selenium in food prod-
matory response to allergens has been validated in a study ucts occurs in combination with proteins, therefore, prod-
by Knoell et  al. In the study, it was observed that exposure ucts containing high protein such as fish, meat, offal, and
to hog confinement facility dust extract (HDE) induced cereals are usually characterized by a greater content of
influx of total inflammatory cells and BALF neutrophils, selenium. Other plant sources of selenium include mush-
increased pro-inflammatory mediators including TNF-α, rooms, nuts, onions, and garlic (Kieliszek and Błażejak
IL-6, and CXCL1, and enhanced tissue pathology in-vivo, 2016). Both inorganic and organic forms of selenium are
which were more pronounced in zinc deficient mice in absorbed by the small intestine and are subsequently dis-
contrast to the normal diet group. Besides, the researchers tributed to multiple body tissues to exert their biological
also reported that zinc deficiency induced the production functions. The regulation of selenoprotein synthesis is one
of IL-8 and IL-23 in macrophages, which are potent che- of the primary activities of selenium, where the major role
moattractants that enhanced inflammatory response against of selenoproteins such as iodothyronine deiodinase, gluta-
HDE exposure. It is worth noting that such increase in thione peroxidase, and glutathione peroxidase is to act as
IL-23 production was reversed following zinc supplementa- potent intracellular antioxidants to prevent oxidative injury.
tion, thereby affirming the zinc-specific immunomodulatory As such, selenium supplementation has seen its importance
effect. There was also a significant increase in NF-κB/p65 in boosting the body’s antioxidative defence and cellular
activity in zinc deficient macrophages in contrast to zinc homeostasis for remitting various pathological conditions,
sufficient macrophages, which produced an amplified inflam- including inflammatory respiratory diseases (N. Wang et  al.
matory response that can lead to more collateral tissue 2017). In a work, Ghorbel et  al. investigated the ability of
damage. Collectively, these findings supported that dietary selenium supplementation in alleviating aluminum
zinc intake may play an essential role in regulating lung chloride-induced oxidative stress in lung tissue in-vivo.
inflammatory responses to allergens, thus exerting protective Addition of dietary selenium had reduced the pulmonary
effects against inflammatory respiratory diseases (Knoell histology changes such as alveolar edema and emphysema,
et  al. 2019). Similar findings were also reported in a work indicating the protective potential of selenium and its ability
by Boudreault et  al., where dietary zinc deficiency in to modulate the proliferation and differentiation, as well
mechanically ventilated mice produced greater inflammation as secretion of prostaglandins and cytokines from macro-
with increased BALF protein and inflammatory cells infil- phages and lymphocytes during an inflammatory response.
tration. Besides, circulating plasma zinc levels were also Besides, selenium also presented free radical scavenging
found to be reduced in critically ill patients who further activity as an inhibition of lipid, hydrogen peroxide, and
developed ARDS, thereby supporting the role of zinc in protein oxidation levels were observed upon its supplemen-
priming the injury response of the lung. In short, these tation. These data suggested that selenium may be effective
findings suggest that zinc supplementation may be a strategy in preventing lung damage by mitigating oxidative damage
for lung-protective interventions in patients who require via the induction of selenoproteins, which ultimately
mechanical ventilation, as mounting evidence showed that improved the redox state and lung histological damage
increase in intracellular zinc levels can reflect a homeostatic (Ghorbel et  al. 2017). Similar findings were also noted in
program that limits stretch-induced injury (Boudreault et  al. a study by Tabatabaei et  al. It was observed that the enzy-
2017). Also, in an asthmatic model of mice, Morgan et  al. matic activity of glutathione peroxidase and selenium levels
presented that zinc supplementation remarkably decreased were significantly suppressed in asthmatic patients. Such a
neutrophil infiltration and release of TNF-α into the airways, decrease in enzymatic activity may contribute to the patho-
which correlated with inhibited NF-κB signaling in the lung. genesis and severity of asthma, as it has led to elevated
Airway hyperresponsiveness and serum IgE levels were also concentrations of protein carbonyls, serum nitrates, lipid
lowered, thereby proving the feasibility of zinc supplemen- peroxidation products, as well as superoxide in the leuco-
tation in treating asthma (Morgan et  al. 2011). cytes of asthmatic patients. These further resulted in acti-
Selenium is also an essential trace element that is respon- vation of NF-κB, MAPK, and other pro-inflammatory
sible for the proper functioning of all living organisms. transcription factors by ROS and the subsequent induction
Traditionally, selenium was considered as a toxic element of lung inflammation. Thus, dietary micronutrient supple-
as the poisoning of this element has resulted in severe mentation with selenium may be beneficial to reduce lung
anemia, hair loss, bone stiffness, and blindness. However, inflammation and remodeling in asthma via anti-oxidative
it is important to note that either excess selenium or its stress (Tabatabaei et  al. 2020).
Critical Reviews in Food Science and Nutrition 21

In a nutshell, deficient intake of essential trace elements on Th2 responses in-vitro. It was found that psoralen effec-
can suppress crucial biological functions and any impairment tively inhibited the production of Th2 cytokines, including
in the functions of body tissues can be restored and/or Il-4, IL-5, and IL-13, with remarkable suppression on
prevented by restoration of that element to the physiological GATA-3 protein expression in-vitro. Oral administration of
levels. Hence, dietary supplementation of essential trace Psoraleae fructus at a dose of 10.0 g/kg also remarkably
elements at an optimal concentration can be advantageous decreased airway hyperresponsiveness, airway inflammation,
in the modulation of inflammatory respiratory diseases and and mucus hypersecretion, and reduced the levels of IL-4
maintenance of the overall health status of the body. and IL-13 in the BALF of the asthmatic rats. Taken together,
these suggest that Psoraleae fructus can exert therapeutic
effects in asthma by suppressing Th2 response, which may
Medicinal Plants and phytochemicals be attributed to the immunomodulatory properties of pso-
ralen as the critical component of the plant (Jin et  al. 2014).
Medicinal plants and their derived components have been In another work, Ryu et  al. investigated the therapeutic
the backbone of traditional healing systems since the incep- value of wogonin, a plant flavone obtained from the root
tion of human beings. In contrast to traditional application of Scutellaria baicalensis, in an ovalbumin-induced mouse
of plant-based therapies which utilized unmodified whole model of asthma. Oral administration of wogonin greatly
plant for preserving the integrity and the original compo- reduced the activation of STAT6 in the lung, as well as the
sition of the source plant, the focus of modern therapeutics expression of eotaxin in the BALF. These correlated to the
has been placed on the identification of biologically active findings that wogonin suppressed total IgE and
compounds from plant extracts and their extraction for
ovalbumin-specfic IgE, thereby inhibiting allergen-induced
specific therapeutic application (Falzon and Balabanova
eosinophilic inflammation. In human bronchial epithelial
2017; Wright 2019). As reported by the WHO,
cells (BEAS-2B), wogonin at concentration of 50 µM also
phyto-therapeutic agents are actively utilized by approxi-
potently downregulated both IL-4-induced eotaxin-3 mRNA
mately 80% of the world population for their primary
expression and the level of eotaxin-3 protein in a
health-related needs, whereas there are about 11% of mar-
dose-dependent manner. These findings implicate the poten-
keted therapeutics that are formulated from natural
tial benefits of wogonin in treating asthma via the inhibition
plant-based chemical moieties (Chan et  al. 2021e). Over the
of IL-4/STAT6 signaling pathway, thereby suppressing Th2
years, there have been numerous studies that proved the
cytokine-mediated inflammation (Ryu et  al. 2015). Another
efficacies of plant-based chemical moieties in combating
strategy that can be exploited for treating asthma is the
chronic human diseases. In terms of inflammatory respira-
targeting of Tregs and Th17 cells. In asthma, Tregs, driven
tory diseases, a vast range of herbal and plant products has
attracted considerable attention due to the structural diver- by the forkhead box P3 (FOXP3) transcription factor are
sity of compounds that are present in these plants, as well responsible for regulating pulmonary immunity homeostasis
as their great capability in modulating the complex biological by suppressing excessive immune responses that are delete-
pathways underlying the pathogenesis of these diseases. The rious to the body, whereas RAR-related orphan receptor
potent pharmacological activities of these plants can be gamma T (RORγT) is the transcription factor that regulates
attributed to the presence of active constituents from various Th17 cells, which are responsible for inducing airway hyper-
classes, namely, iridoids, triterpenoids, and flavonoids responsiveness in response to allergens (Chung 2015;
(Atanasov et  al. 2015; Nderitu et  al. 2017). Furthermore, Ohkura, Kitagawa, and Sakaguchi 2013). Ligustrazine, an
these phytochemicals also exhibited lower systemic toxicities alkaloid isolated from Ligusticum striatum, has been shown
in contrast to chemically synthesized compounds with a in a mouse model of ovalbumin-induced asthma to regulate
lower cost of production as they are naturally occurring Tregs and Th17 by facilitating the homeostasis between
and can be easily obtained. As a result, there has been FOXP3 and RORγT transcription factors. The downregula-
paradigm shift from the application of chemically synthe- tion in RORγT and induction of FOXP3 subsequently
sized drugs toward the utilization of phytochemicals for the resulted in the attenuation of airway inflammation and
development of novel therapeutics in the management of improvement in airway function, signified by balanced Th1/
inflammatory respiratory diseases (Atanasov et  al. 2015; Th2 cytokine profiles as well as reduced influx of neutro-
Karunamoorthi et  al. 2012). phils and eosinophils in the lung of asthmatic mice (Ji et  al.
As discussed earlier, the imbalance in Th1/Th2 is widely 2014). Additionally, inhibition of mast cell degranulation
known to induce the development of allergic asthma. can also prevent the release of mediators that induce migra-
GATA-3 and T-box protein expressed in T cells (T-bet) are tion of leucocytes to inflammatory sites, thereby suppressing
the transcription factors involved in the regulation of Th1/ inflammatory response (Krystel-Whittemore, Dileepan, and
Th2 homeostasis, therefore, phytochemicals that can mod- Wood 2015). Apart from that, petatewalide B isolated from
ulate their expression may be beneficial in treating asthma Petasites japonicus has been shown to inhibit antigen-induced
(van Rijt, von Richthofen, and van Ree 2016). A study by degranulation of β-hexosaminidase in mast cells. This has
Jin et  al. evaluated the effects of Psoraleae fructus, which is contributed to a strong suppression against the accumulation
the seeds of Psoralea corylifolia, on Th2 responses in an of lymphocytes, macrophages, and eosinophils in the BALF
ovalbumin-induced rat model of asthma, as well as the of a mouse model of ovalbumin-induced asthma. In short,
effects of psoralen, a major constituent of Psoraleae fructus, such findings have reaffirmed the anti-allergic and
22 Y. CHAN ET AL.

anti-inflammatory potential of petatewalide B for its utili- the induction of platelet-derived growth factor and TGF-β
zation against inflammatory respiratory diseases (Choi that are involved in airway remodeling associated with
et  al. 2016). inflammatory respiratory diseases. Jang et  al. demonstrated
Certain phytochemicals have also been found to modulate that skullcapflavone II, a flavonoid isolated from Scutellaria
the pro-inflammatory NF-κB and MAPK signaling pathways baicalensis, reduced several major asthmatic pathophysio-
for the treatment of inflammatory respiratory diseases. This logical features such as airway eosinophilia, airway hyper-
was seen in a study by Chauhan et  al. which documented responsiveness, Th2 cytokine production, as well as elevated
the anti-inflammatory and antioxidant properties of cur- TGF-β1 levels in the BALF and lungs in a mouse model of
cumin, a bioactive constituent found in Curcuma longa. In ovalbumin-induced allergic asthma. The administration of
an ovalbumin-induced mice model of chronic asthma, cur- skullcapflavone II also remarkably inhibited subepithelial
cumin significantly reduced the level of TNF-α in BALF, deposition of collagen and goblet cell hyperplasia accompa-
which subsequently inhibited the production of nitric oxide nied with upregulated Smad7 expression and downregulated
in the airways and downregulated the levels of IL-4, IL-5, Smad2/2 expressions. The anti-asthmatic effects of skullcap-
and IgE, as well as the recruitment of eosinophils. The flavone II in alleviating airway inflammation and early-stage
generation of ROS in BALF was also attenuated with similar airway remodeling were comparable to those of dexameth-
effects as compared to those of dexamethasone. It was asone and montelukast, suggesting that this phytochemical
revealed that the protective effects of curcumin were may possess therapeutic benefit for the management of
attributed to decreased phosphorylation of c-Jun N-terminal asthma by regulating the TGF-β1/Smad signaling pathway
kinase, extracellular signal-regulated kinase (Erk) 1/2, and (Jang et  al. 2012). Xu et  al. in a study have also demon-
p38 which ultimately suppressed the NF-κB/MAPK pathway, strated that Astragali radix, the dried roots of Astragalus
as well as inhibition of COX-2 protein in the lung tissues membranaceus, displayed TGF-β1-suppressing property that
that inhibited the production of prostaglandins (P. S. alleviated airway remodeling in a mouse model of
Chauhan et  al. 2018). Likewise, Lee et  al. reported down- ovalbumin-induced chronic asthma. Besides, treatment with
regulation of NF-κB and MAPK by the root extract of Astragali radix greatly reduced airway hyperresponsiveness,
Pistacia weinmannifolia. Treatment with the plant extract eosinophilic airway inflammation, as well as deposition of
on ovalbumin-induced mice decreased the levels of Th2 collagen in the airways, which were contributed by down-
cytokines, including IL-4, IL-5, and IL-13, as well as the regulation of IL-13, a Th2 cytokine that mediates the mucus
number of eosinophils in the BALF. This eventually led to obstruction phenotype of asthma (Xu et  al. 2013). TGF-β
the suppression of airway inflammatory cells influx and is also one of the most potent inducers of ECM production
mucus hypersecretion, indicating that Pistacia weinmanni- that leads to the deposition of excessive collagen and other
folia could be an effective adjuvant for the therapeutic of matrix proteins as seen in pulmonary fibrosis. Yao et  al.
asthma (Lee et  al. 2019). Moreover, casticin, a compound have demonstrated that Nervilia fordii extract remarkably
isolated from Vitex rotundifolia, also presented inhibitory decreased lung index and attenuated bleomycin-induced
activity on NF-κB and MAPK. As such, casticin reduced pulmonary fibrosis in rats. Lung inflammation and collagen
the levels of TNF-α, IL-6 and IL-6, and suppressed the deposition were alleviated in the lung tissues, which can be
expression of COX-2 and PGE2 production. It also decreased associated with the inhibitory effects of Nervilia fordii on
MUC5AC, downregulated ICAM-1, and inhibited the phos- the migration of LPS- and TGF-β1-induced fibroblasts.
phorylation of protein kinase B (Akt) and PI3K, which These suggest that the plant extract exerted therapeutic
provided evidence that casticin possess anti-inflammatory effects on pulmonary fibrosis via the alleviation of inflam-
effects for the treating inflammatory lung diseases (Liou mation, oxidative stress, and pro-fibrotic activities through
et  al. 2017). Similarly, oral administration of Eriobotrya the TGF-β/Smad signaling cascade, as evidenced by the
japonica leaves extract (50 mg/kg, 100 mg/kg, 200 mg/kg) in downregulation of TGF-β1, Smad3/4, and CTGF (Yao
ovalbumin induced BALB/c mice model of allergic asthma et  al. 2021).
revealed that the extract showed protection against airway The modulation of oxidative stress by enhancing the
inflammation as revealed by dose dependent decrease in endogenous levels of antioxidants represents a promising
inflammatory cell infiltration (from H/E staining of lung strategy in treating inflammatory respiratory diseases. As
section), inhibition of goblet cell hyperplasia (from PAS such, the Nrf2 transcription factor and its associated sig-
staining of lung section), decrease level of serum IgE naling pathways can be targeted to mitigate inflammation
(ELISA) and BALF’s IL-13 and IL-4 (ELISA). Similarly, there and yield antioxidant defence due to their roles in regulating
was concentration dependent inhibition of nitric oxide pro- oxidative stress (P. B. Gonçalves and Romeiro 2019). Namely,
duction and eosinophil peroxidase in BALF while decrease the sesquiterpenoid 3S-(+)-9-oxonerolidol (NLD) and the
protein expression of ERK1/2 MAPK and NFκB nuclear biphenyl 3,3′,4,4′-tetrahydroxydiphenyl (THD) isolated from
translocation in TNF-α induced human tracheal smooth Cinnamomum chartophyllum was found to induce Nrf2 and
muscle cells and decrease protein expression of iNOS and its downstream genes, which improved the nuclear translo-
COX-2 in lipopolysaccharide (LPS) stimulated mice macro- cation and stabilization of Nrf2 in lung epithelial cells. As
phage cell line (Muk Kim, Paudel, and Kim 2020). a result, treatment with NLD and THD enhanced the levels
Apart from that, the TGF-β1/small mothers against of the endogenous antioxidant glutathione and reduced the
decapentaplegic (Smad) signaling pathway is responsible for levels of ROS, thus, Cinnamomum chartophyllum can prevent
Critical Reviews in Food Science and Nutrition 23

Figure 4. Nutraceuticals inhibits different inflammatory pathways involved in the pathogenesis of various respiratory diseases.

oxidative insults in the lungs and may be beneficial in the a reduced tendency of developing inflammatory lesions that
treatment of COPD (M. X. Zhou et  al. 2018). Forsythiaside, were accompanied by downregulated gene expression of
a phytoconstituent extracted from Forsythia suspensa, also TNF-α and keratinocyte chemoattractant. Redox balance was
demonstrated Nrf2 inducing activity in a mouse model of modulated via enhanced Nrf2 and the activity of protein
cigarette smoke-induced lung inflammation. It was showed kinases including PI3K and Akt. Thus, quercetin can poten-
that forsythiaside alleviated infiltration of inflammatory cells, tially be utilized as an anti-fibrotic agent in pulmonary
nitric oxide, and pro-inflammatory cytokines including fibrotic diseases, such as IPF (Boots et  al. 2020).
TNF-α, IL-1β, and IL-6 in the BALF and lung tissues, which In conclusion, all the above findings have proven the
was attributed to the downregulation of NF-κB signaling capabilities of plant-derived phytochemicals in targeting the
pathway. The induction of Nrf2 also led to an increase in major cellular signaling pathways and the pathological mech-
the levels of reduced glutathione to orchestrate cellular anti- anisms underlying the development of inflammatory respi-
oxidant defenses against cigarette smoke-induced lung ratory diseases (Figure 4). Therefore, these phytochemicals
inflammation (Cheng et  al. 2015). Likewise, quercetin, a may potentially represent as novel nutraceuticals and alter-
flavonoid that is ubiquitously found in vegetables, fruit, tea, natives to conventional therapeutics for the effective pre-
and wine, has presented anti-fibrogenic and anti-inflammatory vention, treatment, and management of inflammatory
effects via the induction of Nrf2. Boots et  al. reported that respiratory diseases. Nonetheless, it is important to note
bleomycin-challenged mice that were fed with quercetin had that the list of phytochemicals that were highlighted here
lowered expression of collagen and fibronectin, as well as are not exhaustive as there are numerous plants that have
24 Y. CHAN ET AL.

been studied for their therapeutic effects but are not covered profile, and most importantly, enhancing the solubility and
in this review. On top of that, there are also a diversity of bioavailability of nutraceuticals within the body (R. F. S.
plant species from different families that remain undiscov- Gonçalves et  al. 2018; Chen and Hu 2019; Yhee, Im, and
ered across the world. Therefore, research must be continued Nho 2016). Besides, scientific advancements have allowed
to explore further opportunities and to establish sufficient for customization of these delivery vehicles to enable the
evidence where plant-based products can be safely utilized delivery of nutraceuticals to their targeted sites within the
as effective nutraceuticals in inflammatory respiratory gastrointestinal tract for their absorption with specificity
diseases. (McClements 2012).
Considerable scientific study supports that the efficacy
or biological activity of a nutraceutical’s compounds with
Nanotechnological approach for the delivery of poor solubility, cellular uptakes, and bioavailability can be
nutraceuticals improved by modifying/designing the formulation using
nanotechnology approach. Phytochemicals derived nano for-
Despite the multitude of advantages of nutraceuticals in mulations are promising approach to manage chronic lung
the management of inflammatory respiratory diseases, disease by targeting various cellular signaling pathway, gene
there are several challenges associated with their incor- expression and enzyme expression (Mehta et  al. 2020; Mehta
poration into foods, which may include low aqueous sol- et  al. 2021a). For example, liquid crystalline nanoparticles
ubility, poor chemical stability, as well as vulnerability (LCNs) offer great versatility in improving the physiochem-
toward changes in the gastrointestinal tract and external ical parameter of poor solubility drug and enhance its activ-
environment. As the effectiveness of nutraceuticals in
ity against inflammatory respiratory disease (Chan et  al.
exerting physiologic or therapeutic benefits relies greatly
2021a). In this context, a recent study by Paudel et  al.
on preserving their bioavailability, the development of
revealed that rutin loaded LCNs showed better anticancer
nanoscale carriers for the delivery of these nutraceuticals
activity than rutin powder with significant inhibition of
may be an effective way to overcome their drawbacks (R.
proliferation and migration in lung cancer cell line (A549)
F. S. Gonçalves et  al. 2018; Chen and Hu 2019).
(Paudel et  al. 2021). Likewise, rutin LCNs also showed pro-
Nanotechnology refers to the field of scientific research
tective effect against LPS-induced oxidative stress in human
that involves the know-how of the manufacturing as well
bronchoepithelial cell line (BEAS-2B) inhibiting the oxidative
as the understanding of the structure, property, and behav-
stress gene Nox4, Nox2B and upregulating antioxidant gene
ior of materials in the nanoscale range, or nanomaterials.
Gclc, Nqo1 (Paudel et  al. 2021; Paudel et  al. 2020a). Similarly,
Over the years, nanomaterials have been widely applied
the anti-inflammatory activity of naringenin loaded LCNs
in the biomedical field for drug and gene delivery, bio-
imaging and biosensing, as well as tissue engineering was better than powder naringenin in LPS induced in-vitro
(Mehta et  al. 2021c; Mehta et  al. 2021b; Chan et  al. 2021f). model of airway inflammation where treatment of LPS
The popularity of nanomaterials as delivery carriers can increased the inflammatory gene expression of IL-6, IL-8,
be attributed to their unique physical, biological, and IL-1β and TNF-α in human bronchial epithelial cell line
chemical properties that allow their interaction with the (BCiNS1.1), and treatment of naringenin-LCNs remarkably
biological system, cell surface biologic substances, as well decreased those gene expression. This suggest that remark-
as the intracellular microenvironment to achieve efficient able therapeutic benefits naringenin can be enhanced if the
targeting to sites of disease pathology (Bahadori and problem of low solubility and bioavailability is rectified by
Mohammadi 2012). These fundamental concepts in the advance nanotechnology approach (Chin et  al. 2020). A
development of various delivery systems can also be well-known polyphenol curcumin can be encapsulated into
applied in the delivery of nutraceuticals for improving vesicular drug delivery systems to downregulate MMP-2,
their bioavailability and the subsequent enhancement of MMP-9, VEGF, and STAT-3 pathways in lung cancer
their efficacy in the management of inflammatory respi- (Hardwick et  al. 2021).
ratory diseases. In short, a successful nutraceutical delivery system should
Examples of nanotechnology-based delivery systems be designed to address specific drawbacks affecting the func-
include nanoliposomes, nanoemulsions, solid lipid nanopar- tionality of the loaded nutraceutical, without adversely
ticles, nanostructured lipid carriers, chitosan nanoparticles, impacting the desirable quality attributes of the food that
polysaccharides as well as polymeric nanoparticles. These they are incorporated into. Future research on
must be fabricated entirely using food-grade ingredients nanotechnology-based delivery of nutraceuticals should
from economical manufacturing processes (Chen and Hu explore the potential of nanoscale delivery systems in the
2019; McClements 2012; Solanki et  al. 2020; Prasher et  al. promotion of personalized nutrition. In addition, the prac-
2021). Typically, the utilization of these delivery systems ticability issues of these delivery systems must be carefully
can potentially increase the functionality of nutraceuticals addressed through a series of laboratory and clinical trials,
by shielding them from premature degradation from harsh in order to confirm the efficacy and safety of
conditions during their manufacture, storage, and transport, nano-nutraceuticals for human consumption. It is also the
or by digestive enzymes within the gastrointestinal tract, responsibility of developers and regulators to cooperate in
enhancement of stability, masking unpleasant taste and/or assuring the feasibility of these novel products and technol-
unwanted odors, achieving a controlled and sustained release ogies before they are introduced into the market.
Critical Reviews in Food Science and Nutrition 25

Conclusion and future perspectives Niraj Kumar Jha http://orcid.org/0000-0001-9486-4069


Hari Prasad Devkota http://orcid.org/0000-0002-0509-1621
The rapidly rising prevalence of inflammatory lung diseases Philip M Hansbro http://orcid.org/0000-0002-4741-3035
is a worrying phenomenon, as they have contributed to Dinesh Kumar Chellappanl http://orcid.org/0000-0001-5567-6663
significant morbidity and mortality, as well as heavy burden Kamal Dua http://orcid.org/0000-0002-7507-1159
on socioeconomic growth and public health systems through-
out the world. Despite the development of various thera-
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