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Reducing The Security Gap Through National Courts
Reducing The Security Gap Through National Courts
Reducing The Security Gap Through National Courts
Abstract
This article examines the potential role of national courts in reducing the ‘security gap’
in the context of armed conflicts. Judges in democratic States assume different roles.
They may variously serve as a legitimating agent of the State; avoid exercising juris-
diction for extra-legal considerations; defer to other branches of the government; en-
force the law in line with the rule of law ideal; or develop the law and introduce forms
of ethical judgment that go beyond positive application of the law. Identifying the
various roles assumed by national judiciaries, their institutional limits and interactions
with the executive offers a useful tool for assessing their potential role in advancing
human security. In relation to the concept of human security, it has been suggested that
the distinction between internal and external notions of security is becoming increas-
ingly blurred, whereby ‘internal’ implies judicial guarantees and human rights based
security and ‘external’ implies war-based security. In this context, the changing roles of
national courts in situations of armed conflict that are explored in the article could be
understood as a method for strengthening human security. The analysis of Israeli and
US cases involving targeted killings suggests that while national courts have been
largely reluctant to limit government action and have tended to apply international
law in a selective manner, they have nonetheless become increasingly willing to review
armed conflict cases, including State action beyond its territorial borders.
1. Introduction
International law regulates some of the most violent situations in which States
and individuals can be involved. The assumption that States would willingly
comply with international law of their own volition, as an expression of their
self-interest to maintain the international legal order, seems unconvincing given
that they hold such formidable power during conflicts and emergency situations.
Therefore, in these contexts, national courts have a major role to play in guar-
anteeing the rule of law.1 Naturally, courts cannot be the only institution
* Lecturer and researcher in international law at Sciences-Po, Paris and CERAH (The
Graduate Institute for International and Development Studies/University of Geneva).
Author of The Role of National Courts in Applying International Humanitarian Law
(OUP 2014). The author wishes to thank Mary Kaldor, Christine Chinkin and Iavor
Rangelov for their useful comments on prior drafts, as well as the European Research
Council for their financial support. Email: sharon.weill@sciencespo.fr
1
R Higgins, ‘The Changing Position of Domestic Courts in the International Legal
Order’ (Speech at the First International Law in Domestic Courts Colloquium, The
..............................................................................
Journal of Conflict & Security Law (2016), Vol. 21 No. 1, 49–67
50 Sharon Weill
responsible for providing the necessary checks and balances over the State’s
exercise of its power during armed conflict and, bearing in mind the special
features of armed conflicts, would meet particular political constraints related
Hague, 17 March 2008) 1–3; PA Nollkaemper, National Courts and The International
Rule of Law (OUP 2011) 58. As stated by the European Court of Justice: ‘One can
scarcely conceive of the rule of law without there being a possibility of having access
to the courts’, Golder v United Kingdom App no 4451/70 (ECHR, 21 February 1975)
para 54.
2
See also, E Benvenisti and GW Downs, ‘National Courts, Domestic Democracy, and
the Evolution of International Law’ (2009) 20(1) Eur J Intl L 61.
Reducing the Security Gap through National Courts 51
law,3 the de facto application of international law by national courts may still
differ. Thus, courts may tend to defer to the State’s position in international law
matters, in order not to upset their government in sensitive issues involving
have developed avoidance doctrines, which would permit them to refrain from
exercising competence despite jurisdiction being otherwise established, which
results in shielding Sates from judicial scrutiny before domestic courts. These
5
R v Bow Street Metropolitan Stipendiary Magistrate Ex parte Pinochet Ugarte (No 1)
[1998] 3 WLR 1456 (HL) [117].
6
MN Shaw, International Law (5th edn, CUP 2003) 169. See also the following US
cases: Oetjen v. Central Leather Co., 246 U.S. 297 (1918) para 302; Kadic v. Karadzic,
70 F.3d 232 (2d Cir. 1995) 248–49; Tel Oren v. Libyan Arab Republic, 726 F.2d 774
(D.C.Cir. 1984) 80.
7
L Henkin, ‘Is There a “Political Question” Doctrine?’ (1976) 85 Yale L J 5, 599.
8
J Yates and A Whitford, ‘Presidential Power and the US Supreme Court’ (1998) 51
Political Research Quarterly 2, 539–50. See more specifically in the Alien Tort Statute
cases: Weill (n 4) 82–100.
Reducing the Security Gap through National Courts 53
Courts avoid or adjudicate cases in a way that corresponds to their relation with
9
Banco Nacional de Cuba v Sabbatino 376 US 398 (1964) is the landmark case from
contemporary jurisprudence on the act of state doctrine that provides its formulation
and interpretation in the US (443(a) Restatement [Third] of Foreign Relations Law of
the United States). Sabbatino did not lay down an ‘inflexible and all-encompassing
rule’ for the application of the doctrine. Instead it established a number of factors to
be considered on a case-by-case basis: (i) The international consensus on the inter-
national rule at issue; (ii) The impact on foreign relations; (iii) The continued exist-
ence of the foreign government. The US and other national courts have systematically
considered these ‘Sabbatino factors’ in deciding whether to exercise their jurisdiction.
In parallel, exceptions to the application of the doctrine have been developed so
courts can avoid applying the doctrine and exercise their normal authority.
10
The inconsistent way where courts have applied—or not—avoidance doctrines, open-
ing the door to an application of the law in a double standards mode, is probably the
most apparent in the US Alien Tort Statute cases. See Weill (n 4) 82–100; J Davis,
Justice across Borders: The Struggle for Human Rights in U.S. Courts (CUP 2008).
More generally, Franck observed that ‘the jurisprudence has a powerful whiff of
hypocrisy: judges say they will abstain but fail to do so. Judges proclaim the separation
of powers but almost always decide in favor of the government in a process where the
players – the government and those challenging its actions – appear not to be playing
on a level field’. TM Franck, Political Questions/Judicial Answers: Does the Rule of
Law Apply to Foreign Affairs? (Princeton University Press 1992) 30.
11
The Public Committee against Torture in Israel HCJ 769/02 (2006) (hereinafter The
Israeli Targeted Killings case), paras 48–52 (In English 5http://elyon1.court.gov.il/
files_eng/02/690/007/a34/02007690.a34.pdf4 accessed 15 October 2015).
54 Sharon Weill
The powers granted to the Executive and Congress to wage war and
provide for national security does not give them carte blanche to deprive
a U.S. citizen of his life without due process and without any judicial
review . . . The Bill of Rights was passed to protect individuals from an
over-reaching government, and this Court cannot refuse to provide an
independent legal analysis . . . Because Plaintiffs here pointedly allege
16
ibid 78. ‘It does not appear that any court has ever – on political question doctrine
grounds – refused to hear a US citizen’s claim that his personal constitutional rights
have been violated as a result of US government action taken abroad’. ibid 74.
17
See, for example, Canadian and Australian cases such as Hicks v Ruddock et al (2007)
FCA 299; Habib v Commonwealth of Australia [2010] FCAFC 12; and Amnesty
International Canada v Canada (Minister of National Defence) (2008) FC 336,
(2008) 4 FCR 546. In these cases the claims were based on violations of the consti-
tution and the Courts ruled that avoidance doctrines cannot be applied. See also B
Batros and P Webb, ‘Accountability for Torture Abroad and the Limits of the Act of
State Doctrine: Comments on Habib v. Commonwealth of Australia’ (2010) J Int’l
Crim Just 8.
18
See Bargil v The State of Israel HCJ 4481/91 (1993), challenging the legality of the
settlements policy.
19
Al-Aulaqi v Panetta (2014) 5https://www.aclu.org/sites/default/files/field_document/
tk_2_opinion.pdf4 accessed 15 October 2015. Footnote 21 mentions that, ‘[t]he
Court recognizes that its holding regarding the political question doctrine is incon-
sistent with Judge Bates’s decision in Al-Aulaqi v. Obama’.
20
The case dealt with the drone strike in Yemen that killed Anwar Al-Aulaqi’s son, who
was a US citizen. The claimants argued that ‘these killings, undertaken without due
process, in circumstances where lethal force was not a last resort to address a specific
and imminent threat and where the government failed to take required measures to
protect bystanders, violated the deceased Americans’ fundamental rights under the
Constitution.’ See5http://ccrjustice.org/home/what-we-do/our-cases/al-aulaqi-v-panetta4
accessed 15 October 2015.
56 Sharon Weill
that Defendants, U.S. officials, intentionally targeted and killed U.S. citi-
zens abroad without due process, the Court finds that this case is justi-
ciable and that it has subject matter jurisdiction.21
21
Al-Aulaqi v Panetta (2014) (n 19) 20–21.
22
ibid 40.
23
Benvenisti identifies two types of wars: ‘full scale military conflicts’, such as the 1939–
1945 war, and prolonged and low-intensity struggles, such as against terrorist threats.
He argues that the respective needs of the executive to rely on courts as an agent of
legitimacy and the institutional need of the judiciary to be independent from govern-
ment must both take a ‘back seat’ during short and intense crises. In contrast, when
the conflict is prolonged, these factors become relevant again. On the one hand, the
State needs to rely on the courts as a legitimating agency in their exercise of judicial
review. On the other hand, courts will be more willing to review a State’s act and to
safeguard their institutional independency and reputation. E Benvenisti, ‘United We
Stand: National Courts Reviewing Counterterrorism Measures’ in A Bianchi and A
Keller (eds), Counterterrorism: Democracy’s Challenge (Hart Publishing 2008)
309–18.
24
A Bivens claim is a cause of action, developed by US jurisprudence, which allows
access to the courts in order to sue the federal government for their responsibility in
violating victims’ constitutional rights. See generally Bivens v Six Unknown Named
Agents 403 US 388 (1971).
25
See above (n 8).
Reducing the Security Gap through National Courts 57
In the forming process of courts’ position within their own society to reinforce
29
Art 15(c) of the Israeli Basic Law: the Judiciary (28 February 1984). Art 15(d) lists
among its operational authority the competence: (i) to make orders for the release of
persons unlawfully detained or imprisoned; (ii) to order State and local authorities
and the officials and bodies thereof, and other persons carrying out public functions
under law, to do or refrain from doing any act in the lawful exercise of their functions
or, if they were improperly elected or appointed, to refrain from acting; (iii) to order
courts and bodies and persons having judicial or quasi-judicial powers under law . . . to
hear, refrain from hearing, or continue hearing a particular matter or to void a pro-
ceeding improperly taken or a decision improperly given. The Basic Law is available
online at 5http://www.knesset.gov.il/laws/speciaL/eng/basic8_eng.htm4 accessed 15
October 2015. In the Israeli domestic legal structure the High Court of Justice exer-
cises exclusive jurisdiction. Its jurisdiction is exercised as first and last instance. The
procedure is initiated by a petition directly filed by individuals or non-governmental
organizations. In general, the panel is composed of three justices, but for petitions of
particular importance a larger panel of justices up to 15 may preside.
Reducing the Security Gap through National Courts 59
32
The Public Committee against Torture in Israel HCJ 769/02 (2006) para 40: ‘after an
attack on a civilian suspected of taking an active part, at such time, in hostilities, a
thorough investigation regarding the precision of the identification of the target and
the circumstances of the attack upon him is to be performed (retroactively)’.
33
‘One must proceed case by case. . . Take the usual case of a combatant, or of a terrorist
sniper shooting. . . . Shooting at him is proportionate even if as a result, an innocent
civilian neighbour or passerby is harmed. That is not the case if the building is bombed
from the air and scores of its residents and passersby are harmed’. See also, O Ben-
Naftali, ‘A Judgment in the Shadow of International Criminal Law’ (2007) 5 J Intl
Criminal Justice 322, 330.
34
Yoav Hess and others v. The Judge Advocate General HCJ 8794/03 (2008) 5http://www.
adh-geneva.ch/RULAC/pdf_state/HCJ-decision-8794-03-1-.pdf4accessed 15 October 2015.
The sState’s position was that a debriefing carried out by the defence authorities found that
the collateral damage was caused because of an intelligence failure and therefore was not
anticipated by the decision-makers. The attorney general adopted this position and
decided that there was no reason to order the opening of a criminal investigation regarding
these facts. For more details, see Adalah—Briefing Paper, ‘Israeli Military Probes and
Investigations Fail to Meet International Standards or Ensure Accountability for Victims
of the War on Gaza’ (2010); S Weill, ‘The Targeted Killing of Salah Shehadeh: from Gaza
to Madrid’ (2009) 7 Journal of International Criminal JusticeJICJ, 617–31.
35
Yoav Hess and others, ibid para 8.
Reducing the Security Gap through National Courts 61
What are the factors that lead courts to choose any of these roles and, in par-
ticular, what are the necessary conditions for reaching their optimal functional
role from the standpoint of the rule of law and the protection of human security?
The following section addresses a number of necessary conditions, consisting of
legal and extra-legal factors.
36
The Prime Minister appointed the commission on 23 January 2008. It was composed
of Brigadier General (Res) Zvi Inbar, Major General (Res) Iztchak Eitan, formerly
the head of the IDF Central Command, and Mr Iztchak Dar, who formerly held a
large number of operative positions in the Security Services, among others as the
Head of the Service’s Israeli and Foreign Interests Section. Its mandate was to func-
tion in accordance with the law that applies to the conduct of a military debriefing,
meaning that all the testimonies and evidence remained classified. Announcement
from the State Attorney’s Office to the HCJ (4 February 2008) para 8 (on file with
the author).
37
In its public report the Commission recognized that, ‘The principle of proportionality
must be carefully adhered to. . . . In this context, maximum caution must be exercised
in the selection of the method of striking the target and the type of weapon to be used
in the operation.’ It affirmed that other ‘possible courses of action were explored, as
well as various methods of operation and the type of weapons that could be used to
ensure a successful outcome’, but these were found not to be suitable. It did not,
however, offer any further explanation as to why a one-ton bomb could lawfully be
chosen and how that choice would possibly accord with international humanitarian
law customary rules of distinction, proportionality and precautions in attacks. The
Commission’s report was published in February 2011. Prime Minister’s Office, ‘Salah
Shehadeh—Special Investigatory Commission’ (27 February 2011) 5http://mfa.gov.il/
MFA/AboutIsrael/State/Law/Pages/Salah_Shehadeh-Special_Investigatory_Commission_
27-Feb-2011.aspx4 accessed 15 October 2015.
62 Sharon Weill
38
The independent position of courts vis-à-vis political powers is structurally guaranteed
by several requirements prescribed by human rights law. These include formal pro-
cedural requirements relating to the appointment of judges and their working condi-
tions, the demand that judicial proceedings be conducted openly, fairly and that the
rights of the parties be respected. Art 14 of the International Covenant on Civil and
Political Rights; Art 6(1) of the European Convention on Human Rights (adopted 4
November 1950, entered into force 3 September 1953) 213 UNTS 222; UN Basic
Principles on the Independence of the Judiciary Adopted by the Seventh United
Nations Congress on the Prevention of Crime and the Treatment of Offenders held
at Milan from 26 August to 6 September 1985 and endorsed by UN General Assembly
Resolution 40/32 (29 November 1985) UN Doc A/40/32 and UN General Assembly
Resolution 40/146 (13 December 1985) UN Doc A/40/146.
39
‘If national constitutional courts are willing to strike down laws passed by the national
legislature, then they should have the institutional clout to do the same thing when
enforcing international law.’ M Kumm, ‘International Law in National Courts: The
International Rule of Law and the Limits of the Internationalist Model’ (2003) 44
Virginia J Intl L 19, 24. See also Benvenisti, who proposes on the basis of that analogy
to adjust the requirement of standing. E Benvenisti, ‘Judges and Foreign Affairs: A
Comment on the Institut de Droit International’s Resolution on “The Activities of
National Courts and the International Relations of their State”’ (1994) 5 EJIL 1, 438.
40
Paradoxically too much independence can limit the effectiveness of international law
as the judiciary may lose its ability to compel the executive to act. Nollkaemper argues
that the political dimension of international law not only de facto limits the possibility
of full independence of national courts but also questions the very desirability of such
independence. Nollkaemper (n 1) 59.
41
Benvenisti, ‘Judges and Foreign Affairs’ (n 39) 425–27. In 1994, Benvenisti held the
view that this pact did not include judicial review in foreign affairs, both because of
Reducing the Security Gap through National Courts 63
counter-response that may impose limitations on the court’s authority for judi-
cial review. Thus, courts must consider the consequences of their ruling, which
may result in follow-up legislation that would invalidate the ruling or, more
公正性
B. The Impartiality of Courts
Koskenniemi observes a structural bias within the international legal order: ‘Out
of any number of equally “possible” choices, some choices—typically conserva-
tive or status quo oriented choices—are methodologically privileged in the rele-
vant institutions.’43 This observation also seems to be valid for national courts
that apply international humanitarian law. The inherent impartiality of national
judges is related to the combination of a number of factors that influence na-
tional judges to be willing to serve their State’s national interest while applying
international humanitarian law. First, the judge’s subjective default orientation
tends to cause the judge to defend and favour their own understanding of the
national interest. This is especially true in times of armed conflict. Courts are
State institutions, which consist of judges who are citizens of the State, and who
may share the same sociological and psychological mind-set in time of crisis.44
the absence of the state’s interest in having legal legitimization for its acts abroad and
because of little public demand to have scrutiny over them. R Cotterrell, The
Sociology of Law (Butterworths 1984) 232–36; Franck (n 10) 10–12.
42
‘While in the domestic sphere all branches of government stand to gain from judicial
independence and judicial review, the situation is different with respect to foreign
affairs. In this sphere, the political branches of government do not have the same
interest in impartial judicial scrutiny of their policies. . . . Their only interest is the
judicial vindication of their action abroad.’ Benvenisti, ‘Judges and Foreign Affairs’ (n
39) 426.
43
M Koskenniemi, From Apology to Utopia—The Structure of International Legal
Argument (CUP 2005) 610. See also D Kennedy, A Critique of Adjudication (fin du
sie´cle) (Harvard University Press 1997) 59–60. On the structural bias and the Israeli
High Court of Justice see, Weill (n 4) 37–40.
44
See generally the critique of American Legal Realism, an intellectual movement in
the US during the 1930s: ‘How a judge responds to the facts of a particular case is
determined by various psychological and sociological factors, both conscious and un-
conscious. The final decision, then, is the product not so much of “law” (which gen-
erally permits more than one outcome to be justified) but of these various
64 Sharon Weill
Second, when two sides fall into a conflict that they cannot resolve between
themselves, it is natural for them to resort to a third-party conflict solver. This
is the prototype triadic structure of courts (two disputing parties and a third-
psychological factors, ranging from the political ideology to the institutional role to
the personality of the judge.’ B Leiter, ‘American Legal Realism’ in DM Patterson
(ed), A Companion to Philosophy of Law and Legal Theory (2nd edn, Blackwell 2010)
249.
45
M Shapiro, Courts: A Comparative and Political Analysis (The University of Chicago
Press 1981) 27. Kosekenniemi observes a structural bias within the international legal
order: ‘Out of any number of equally “possible” choices, some choices—typically
conservative or status quo oriented choices—are methodologically privileged in the
relevant institutions.’ Koskenniemi (n 43) 607. See also Kennedy (n 43) 59–60.
46
Al-Aulaqi v Panetta (2014) (n 19) 37–38.
Reducing the Security Gap through National Courts 65
C. The Duration of the Conflict and the Public Demand of Judicial Scrutiny
The duration of the conflict, the timing of the review and the length of time
D. Access to Court
National courts will not be able to apply international law beyond the compe-
tence accorded to them by their national constitutional framework. Therefore,
the applicability of international law norms within domestic systems and the
competence of courts to enforce them must be guaranteed at the national
level. In view of the fact that international norms are not always sufficiently
detailed to be enforced by a court, even in States where courts may directly
apply international humanitarian law treaty and customary law, States should
enact adapting legislation.49 In order to make these laws enforceable, access to
the courts must likewise be guaranteed by legislation.
47
ibid 37–38. See more generally the critique of American Legal Realism (n 44).
48
On the US Hamdan case, see Weill (n 4) 124–30.
49
M Sassòli, A Bouvier and A Quintin, How Does Law Protect in War? (3rd edn, ICRC
2011) 360–61.
66 Sharon Weill
7. Conclusion
Court considers that the United Kingdom, through its soldiers engaged in security
operations in Basra during the period in question, exercised authority and control
over individuals killed in the course of such security operations, so as to establish a
jurisdictional link between the deceased and the United Kingdom for the purposes of
Article 1 of the Convention.’