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An Empirical Analysis of Judicial
An Empirical Analysis of Judicial
Introduction
Constitutional courts have played a significant role in the legal
analysis and comparative study of constitutional matters. More
recently, constitutional courts have received increasing attention
because the appropriate design of constitutional review plays an
important role in understanding comparative judicial politics.1 This
* Ozan O. Varol is an Associate Professor at Lewis & Clark Law School. Lucia
Dalla Pellegrina is an Assistant Professor at the University of Milano-Bicocca. Nuno
Garoupa is a Professor of Law at Texas A&M University School of Law and holds the
Chair in Research Innovation at Católica Global School of Law, Portugal. For their
thoughtful comments and feedback, we thank the anonymous referees of the American
Journal of Comparative Law and the participants at the Second Annual Conference
on Comparative Constitutional Law at Koç University Law School in Istanbul, Turkey.
Hazal Kirca, Kelsey Benedick, and Kelly Iler provided excellent research assistance.
† http://dx.doi/org/10.1093/ajcl/avx013
1. Tom Ginsburg, Judicial Review in New Democracies: Constitutional Courts in
Asian Cases (2003).
© The Author [2017]. Published by Oxford University Press on behalf of the American
Society of Comparative Law. All rights reserved. For permissions, please
e-mail: journals.permissions@oup.com.
187
188 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
Garoupa, Choosing Between the Government and the Regions: An Empirical Analysis
of the Italian Constitutional Court Decisions, 52 Eur. J. Pol. Res. 558 (2013); Nuno
Garoupa & Veronica Grembi, Judicial Review and Political Partisanship: Moving
from Consensual to Majoritarian Democracy, 43 Int’l Rev. L. & Econ. 32 (2015);
Fabio Padovano & Nadia Fiorino, Strategic Delegation and “Judicial Couples” in the
Italian Constitutional Court, 32 Int’l Rev. L. & Econ. 215 (2012). On Portugal, see
Sofia Amaral-Garcia et al., Judicial Independence and Party Politics in the Kelsenian
Constitutional Courts: The Case of Portugal, 6 J. Empirical Legal Stud. 381 (2009). On
France, see Raphaël Franck, Judicial Independence Under a Divided Polity: A Study
of the Rulings of the French Constitutional Court, 1959–2006, 25 J.L. Econ. & Org.
262 (2009); Raphaël Franck, Judicial Independence and the Validity of Controverted
Elections, 12 Am. L. & Econ. Rev. 423 (2010). On Spain, see Nuno Garoupa et al.,
Judging Under Political Pressure: An Empirical Analysis of Constitutional Review
Voting in the Spanish Constitutional Court, 29 J.L. E con . & O rg . 513 (2013);
Chris Hanretty, Dissent in Iberia: The Ideal Points of Justices on the Spanish and
Portuguese Constitutional Tribunals, 51 Eur. J. Pol. Res. 671 (2012).
8. On Japan, see J. Mark Ramseyer & Eric B. Rasmusen, Measuring Judicial
Independence: The Political Economy of Judging in Japan (2003), and in particular on
the Japanese Supreme Court, see J. Mark Ramseyer & Eric B. Rasmusen, The Case
for Managed Judges: Learning from Japan After the Political Upheaval of 1993, 154
U. Pa. L. Rev. 1879 (2006). On Taiwan, see Ginsburg, supra note 1; Nuno Garoupa et
al., Explaining Constitutional Review in New Democracies: The Case of Taiwan, 20
Pac. Rim L. & Pol’y J. 1 (2011); Lucia Dalla Pellegrina et al., Judicial Ideal Points in
New Democracies: The Case of Taiwan, 7 Nat’l Taiwan U. L. Rev. 123 (2012) [herein-
after Dalla Pellegrina et al., Judicial Ideal Points in Taiwan]. On the Philippines, see
Laarni Escresa & Nuno Garoupa, Testing the Logic of Strategic Defection: The Case of
the Philippine Supreme Court—An Empirical Analysis (1986–2010), 21 Asian J. Pol. Sci.
189 (2013); Laarni Escresa & Nuno Garoupa, Judicial Politics in Unstable Democracies:
The Case of the Philippine Supreme Court, an Empirical Analysis 1986–2010, 3 Asian
J.L. & Econ. 2154 (2012); Lucia Dalla Pellegrina et al., Measuring Judicial Ideal Points
in New Democracies: The Case of the Philippines, 1 Asian J.L. & Soc’y 125 (2014) [herein-
after Dalla Pellegrina et al., Judicial Ideal Points in the Philippines].
9. On Argentina, see Rebecca Bill Chávez, The Evolution of Judicial Autonomy
in Argentina: Establishing the Rule of Law in an Ultrapresidential System, 36 J.
L atin A m . S tud . 451 (2004); Gretchen Helmke, The Logic of Strategic Defection:
Court-Executive Relations in Argentina Under Dictatorship and Democracy, 96
Am. Pol. Sci. Rev. 96 (2002); Matias Iaryczower et al., Judicial Independence in
Unstable Environments, Argentina 1935–1998, 46 Am. J. Pol. Sci. 699 (2002); Matias
Iaryczower et al., Judicial Lobbying: The Politics of Labor Law Constitutional
Interpretation, 100 Am. Pol. Sci. Rev. 85 (2006). On Chile, see Lisa Hilbink, Judges
Beyond Politics in Democracy and Dictatorship: Lessons from Chile (2007). More gen-
erally, see Diana Kapiszewski & Matthew M. Taylor, Doing Courts Justice? Studying
Judicial Politics in Latin America, 6 P ersp . on P ol . 741 (2008). On Brazil, see
Carolina Arlota & Nuno Garoupa, Do Specialized Courts Make a Difference? Evidence
from Brazilian State Supreme Courts, 27 Eur. Bus. L. Rev. 487 (2016).
10. See, e.g., Ozan O. Varol, The Turkish “Model” of Civil–Military Relations, 11
Int’l J. Const. L. 727 (2013).
190 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
11. Haldun Gülalp, The Battle for Turkey’s Constitution, The Guardian (Sept. 4, 2010),
http://www.theguardian.com/commentisfree/2010/sep/04/turkey-constitution-undemocratic
(criticizing the amendment package as a vehicle for the AKP to pack the Constitutional
Court, with other proposed changes “added for democratic window-dressing”).
12. Asli Ü. Bâli, The Perils of Judicial Independence: Constitutional Transition
and the Turkish Example, 52 Va. J. Int’l L. 235, 297 (2012) (characterizing the 2010
amendment package as having an “overwhelmingly liberalizing effect,” by “civilianiz-
ing the military coup-era constitution, strengthening individual freedoms and politi-
cal rights, and undertaking much-needed judicial reform”); A. Serra Cremer, Turkey
Between the Ottoman Empire and the European Union: Shifting Political Authority
Through the Constitutional Reform, 34 Fordham Int’l L.J. 279, 346 (2011) (conclud-
ing that despite its shortcomings, the 2010 amendment package “paves the way for a
new, civil, and democratic Constitution in the future”).
13. Ceren Belge, Friends of the Court: The Republican Alliance and Selective
Activism of the Constitutional Court of Turkey, 40 Law & Soc’y Rev. 653 (2006);
Yasushi Hazama, Hegemonic Preservation or Horizontal Accountability: Constitutional
Review in Turkey, 33 Int’l Pol. Sci. Rev. 421, 435 (2011) (presenting a quantita-
tive analysis of the TCC’s decisions from 1984 to 2007 and arguing that the Court
did not favor state-elite parties over non-state elite parties and that the Court is
more inclined to accept referrals for judicial review that allege executive transgres-
sions than those that allege violations of secular-unitary state principles); Hootan
Shambayati & Güliz Sütçü, The Turkish Constitutional Court and the Justice and
Development Party (2002–2009), 48 Middle E. Stud. 107 (2012) (finding that the
annulment rates of the TCC decreased slightly after the Justice and Development
2017] A N E M P I R I CA L A N A LY S I S O F J U D I C I A L T R A N S F O R M AT I O N 191
Party took office); Yasushi Hazama, Constitutional Review and the Parliamentary
Opposition in Turkey, 34 Developing Economies 316, 337 (1996) (finding that “Turkey
ranks among the highest in Europe in the number of referrals and nullity decisions in
abstract constitutional review”); Artun Ünsal, Si̇yaset ve Anayasa Mahkemesi̇ [Politics
and the Constitutional Court] 220–24, 227, 235–49 (1980) (including quantitative data
on TCC decisions from 1962 to 1977). The most recent empirical analysis of the TCC
documents the extent to which judicial behavior responds to political interests: see
Aylin Aydin Cakir, The Interaction Between Judicial Preferences and Political Context
in Developing Democracies: Evidence from Turkey (unpublished manuscript) (on file
with the authors). In particular, for the period 1984–2010 (stopping at the September
2010 reforms), the Court found laws unconstitutional less frequently when there was
a dominant party (before 1991 and after 2002) and more frequently when there was
a politically weak government (between 1991 and 2002). Id. Within the timeframe of
our Article (2007–2014), there is a dominant party with a parliamentary majority and
therefore our empirical results cannot be directly compared.
14. Turkey’s first constitution (Teskilat-i Esasiye Kanunu) was adopted in 1921.
The Ottoman Empire, the predecessor to the modern Republic of Turkey, also adopted
a constitution in 1876.
192 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
15. Ozan O. Varol, The Democratic Coup d’État, 53 Harv. Int’l L.J. 291, 352
(2012).
16. Belge, supra note 13, at 661.
17. See Türk i̇ye Cumhur i̇yet i̇ Anayasası [Constitution of the Republic of Turkey]
(1961) art. 147, translation at http://www.anayasa.gen.tr/1961constitution-text.pdf.
18. Id. art. 145.
19. Id.
20. Nuno Garoupa & Tom Ginsburg, Judicial Reputation: A Comparative Theory 50
(2015); Hootan Shambayati, A Tale of Two Mayors: Courts and Politics in Iran and
Turkey, 36 Int’l J. Middle E. Stud. 253, 270 (2004).
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21. See Türk i̇ye Cumhur i̇yet i̇ Anayasası (1961) art. 149.
22. Id.
23. Hootan Shambayati, The Guardian of the Regime: The Turkish Constitutional
Court in Comparative Perspective, in Constitutional Politics in the Middle East 99,
106 (Saïd Amir Arjomand ed., 2008) (“Between 1962 and the September 1980 mili-
tary coup, the Constitutional Court received an average of 19 cases per annum
for abstract review. It found grounds for unconstitutionality in 37 percent of these
cases.”); Belge, supra note 13, at 654 (“[F]rom its establishment in 1962 until 1999,
[the Turkish Constitutional Court] struck down more than half the statutes referred
to it . . . .”). The Court also struck down a number of constitutional amendments.
Ozan O. Varol, The Origins and Limits of Originalism: A Comparative Study, 44
Vand. J. Transnat’l L. 1239 (2011).
24. See Türk i̇ye Cumhuri̇yet i̇ Anayasası (1961) art. 57.
25. See id.
26. Shambayati, supra note 23, at 113.
27. Id. at 116–17; Dicle Kogacioglu, Dissolution of Political Parties by the
Constitutional Court in Turkey: Judicial Delimitation of the Political Domain, 18 Int’l
Soc. 258, 259 (2003).
28. Ersel Aydinli, Nihat Aliz Özcan & Dogan Akyaz, The Turkish Military’s
March Toward Europe, 85 Foreign Aff. 77, 80 (2006); Shambayati, supra note 20, at
263; Belge, supra note 13, at 657.
194 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
secular agenda, the AKP was widely viewed from its inception as an
Islamist-leaning party formed by the moderate factions of the dis-
solved Welfare Party and Virtue Party.37
“No one shall be deprived of the right to higher education for what-
ever reason unless clearly stipulated by law.”43 Though neutral on
its face as to religion, the amendment was dubbed the “Headscarf
43. Mehmet Cengiz Uzun, The Protection of Laicism in Turkey and the Turkish
Constitutional Court: The Example of the Prohibition on the Use of the Islamic Veil in
Higher Education, 28 Penn. St. Int’l L. Rev. 383, 418 (2010).
44. Varol, supra note 23, at 1289.
45. Uzun, supra note 43, at 418.
46. T ürk i̇ ye C umhur i̇ yet i̇ A nayasası [C onstitution of the R epublic of T urkey ]
(1982) art. 148 (“Constitutional amendments shall be examined and verified
only with regard to their form.”), translation at https://global.tbmm.gov.tr/docs/
constitution_en.pdf.
47. Id. (“[T]he verification of constitutional amendments shall be restricted to
consideration of whether the requisite majorities were obtained for the proposal and
in the ballot, and whether the prohibition on debates under urgent procedure was
complied with.”).
48. Anayasa Mahkemesi, Decision of Aug. 7, 2007, Esas No. 2007/72, Karar No.
2007/68.
49. Anayasa Mahkemesi, Decision of Oct. 22, 2008, Esas No. 2008/16, Karar No.
2008/116.
50. Id.
51. Türk i̇ye Cumhur i̇yet i̇ Anayasası (1982) art. 4 (“[T]he provisions in Article 2 on
the characteristics of the Republic . . . shall not be amended, nor shall their amend-
ment be proposed.”).
52. Anayasa Mahkemesi, Decision of Oct. 22, 2008, Esas No. 2008/16, Karar No.
2008/116.
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53. Id.
54. EU Presses Turkey for Constitution Reform, Hürriyet Daily News (Sept. 17,
2008), http://www.hurriyetdailynews.com/eu-presses-turkey-for-constitution-reform.
aspx?pageID=438&n=eu-presses-turkey-for-constitution-reform-2008-09-17.
55. Varol, supra note 23, at 1295–96.
56. Id.
57. Ozan O. Varol, Turkey’s New Majoritarian Difficulty, Constitute Project
(Sept. 29, 2010), http://www.comparativeconstitutions.org/2010/09/turkeys-new-
majoritarian-difficulty.html.
58. Id.
198 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
59. Choudhry et al., supra note 33, at 79; T ürk i̇ye C umhur i̇ yet i̇ A nayasası
[Constitution of the Republic of Turkey] (1961) art. 146.
60. Türk i̇ye Cumhur i̇yeti̇ Anayasası (1961) art. 146.
61. Id. art. 147.
62. Id.
63. Turkish Constitutional Reform Package Goes to Final Round, H urriyet
D a i ly N e w s (Apr. 29, 2010), http://www.hurriyetdailynews.com/default.
aspx?pageid=438&n=turkish-constitution-shake-up-faces-referendum-2010-04-29.
64. Varol, supra note 57; Robert Tait, For Egypt, Do All Roads Lead to Turkey?,
Radio Free Europe (Feb. 15, 2011), http://www.rferl.org/content/feature/2310086.html.
65. 12 Eylül Referandum Neden Evet Demeli [Why Vote “Yes” in the
September 12 Referendum], Y ou T ube (Sept. 4, 2010), http://www.youtube.com/
watch?v=cA0Nq9Eabuk (translated by authors).
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66. Id.
67. O z a n Va r o l , P r e s i d e n t i a l i s m i n Tu rk e y : I s I t A l r e a d y H e r e ? ,
C o n s t i t u t i o n N e t (Nov. 24, 2015), http://www.constitutionnet.org/news/
presidentialism-turkey-it-already-here.
68. Id.
69. Turkey’s Constitutional Referendum: Erdogan Pulls It Off, E conomist
( S e p t . 1 3 , 2 0 1 0 ) , h t t p : / / w w w. e c o n o m i s t . c o m / b l o g s / n e w s b o o k / 2 0 1 0 / 0 9 /
turkeys_constitutional_referendum.
70. Sukru Kucuksahin, Massive Reshuffle of Judges, Prosecutors is New Blow to
Turkish Judiciary, Al-Monitor (June 14, 2016), http://www.al-monitor.com/pulse/orig-
inals/2016/06/turkey-judicial-independence-took-severe-blow.html#ixzz4bBTl1qZ0;
International Commission of Jurists (ICJ), Turkey: The Judicial System in Peril—A
Briefing Paper (2016), http://www.refworld.org/pdfid/57ee8e674.pdf; Ozan O. Varol,
Turkey’s New Majoritarian Difficulty, I-CONnect (Sept. 30, 2010), http://www.icon-
nectblog.com/2010/09/turkeys-new-majoritarian-difficulty/.
71. Cases were randomly selected. Our research assistant was instructed to select
one out of every seven cases following the Court’s numerical ordering of the cases.
200 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
reforms went into effect and the other half were decided before the
2010 reforms became effective. There are time lags in deciding cases,
which are reflected in the fact that the 200 cases in the dataset were
72. The 2010 reforms also permitted access to the Court by way of individual
complaints filed by citizens alleging violations of their constitutional rights. We
excluded these complaints from our dataset since they are heard and decided by only
a subset of the TCC judges.
73. Türki̇ye Cumhuri̇yeti̇ Anayasası [Constitution of the Republic of Turkey] (1982)
art. 150, translation at https://global.tbmm.gov.tr/docs/constitution_en.pdf.
74. This political alignment persisted during the entire period except for a brief
six-month period from January to August 2007. During that time, President Ahmet
Necdet Sezer, who was politically antagonistic to the parliamentary majority, was in
power. President Abdullah Gul took office in August 2007 and served as President
until August 2014, when he was succeeded by the current President, Recep Tayyip
Erdogan.
75. Türk i̇ye Cumhur i̇yet i̇ Anayasası (1982) art. 152.
76. Id. art. 69.
77. While some cases have multiple issues with separate votes, audit cases
mostly did not identify individual votes. As a result, we were forced to exclude fifty-
three out of sixty-five audit cases from this analysis.
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in our dataset who served on the Court during the relevant period
(2007–2014). Table 1 summarizes the statistics concerning individ-
ual votes and dissents, before and after the 2010 reforms. Overall,
78. See Andrew D. Martin & Kevin M. Quinn, Dynamic Ideal Point Estimation
via Markov Chain Monte Carlo for the U.S. Supreme Court, 1953–1999, 10 Pol.
Analysis 134 (2002).
79. There were actually eighty-two nonunanimous decisions in the dataset.
However, four of them were discarded since they involve judges that voted a limited
number of times, either always dissenting or always concurring with the majority.
202 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
Osman Alifeyyaz
4 72 5 97 16 169 21 12.4%
Paksüt
80. See, e.g., Martin & Quinn, supra note 78; Dalla Pellegrina et al., Judicial Ideal
Points in the Philippines, supra note 8; Dalla Pellegrina et al., Judicial Ideal Points in
Taiwan, supra note 8; Benjamin R.D. Alarie & Andrew Green, The Reasonable Justice:
An Empirical Analysis of Frank Iacobucci’s Career on the Supreme Court of Canada,
57 U. Toronto L.J. 195 (2007); Chris Hanretty, Dissent in Iberia: The Ideal Points of
Justices of the Spanish and Portuguese Constitutional Tribunals, 51 Eur. J. Pol. Res.
671 (2012); Chris Hanretty, The Decisions and Ideal Points of British Law Lords, 43
Brit. J. Pol. Sci. 703 (2012); Joshua Clinton et al., The Statistical Analysis of Roll Call
Data, 98 Am. Pol. Sci. Rev. 355 (2004); Daniel E. Ho & Kevin M. Quinn, Did a Switch
in Time Save Nine?, 2 J. Legal Analysis 69 (2010); Simon Jackman, Multidimensional
Analysis of Roll Call Data via Bayesian Simulation: Identification, Estimation,
Inference, and Model Checking, 9 Pol. Analysis 227 (2001).
81. Normalized estimates typically show better convergence properties compared
to non-normalized ones. See Joseph Bafumi et al., Practical Issues in Implementing
and Understanding Bayesian Ideal Point Estimation, 13 Pol. Analysis 171 (2005).
However, here we use the standard procedure followed in the literature since stand-
ard diagnostic tests suggest that convergence in our estimates is achieved.
204 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
He served on the Court from 1990 to 2015, and his ideology some-
what evolved during that time period. He was ideologically conser-
vative for most of his tenure and dissented in several politically
θ jt = γ t + δ j + ν jt (2)
where θjt is the posterior mean of judges’ ideal points from the Item
Response Model previously estimated, and νjt is a normally distributed
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Average std. dev. id points before 2010 21 0.502897 0.104012 0.3588 0.72365
Average std. dev. id points before 2010 20 0.498226 0.112761 0.3418 0.7286
error term. Results, shown in Table 4, confirm the hypothesis that 2010
represents a break in the ideological position of the entire Court. In
particular, we report the output of four different specifications.
206 T H E A M E R I CA N J O U R N A L O F C O M PA R AT I V E L AW [Vol. 65
Table 4. Continued.
(a) (b) (c) (d)
The first includes only γt, representing year fixed effects from
2007 to 2014 (column (a)). The constant term has been omitted to
avoid collinearity. First, time fixed effects are positive and signifi-
cant starting from 2010 onwards. Second, they increase in magnitude
with time, indicating a rightward shifting of judicial preferences.
This not only tends to support our hypothesis regarding the presence
of a break in 2010, but also suggests that the process is still ongoing,
as the largest parameter in 2014 indicates.
The second specification (column (b)) replaces year dummy vari-
ables with a single dummy taking a value of one from 2010 onwards
(Break). Again, the previous results are confirmed, providing the
same indications as the year dummy model.
The third specification (column (c)) adds judges’ fixed effects. We
account for judges who participated in at least five decisions of the
Court, while treating the others as an individual judge (residual cat-
egory). This helps address the issue of whether the ideological posi-
tions of all judges have shifted rightward, or the newly appointed
ones have been more rightward oriented compared to judges on ear-
lier cases. Because year fixed effects remain positive, significant,
and increasing (from 2011 onwards)—even where we account for the
fixed component of each judges’ ideology—we cannot exclude a gen-
eral conservative shift in the preferences of the entire Court, includ-
ing the judges appointed before the 2010 reforms.
Finally, the last specification replaces year fixed effects with the
dummy Break. Again, the results confirm our previous conclusions.
law being challenged (criminal and military law, family law, party-
and politics-related law, economic-related law, and other laws), the
petitioner or nature of the petition (referral from a court, petition
Table 5. Datasets.
Macro Dataset
Micro Dataset
Variable
Cmil Criminal and military law
Fam Family law
Pol Party and politics law (including broadcast law)
Economic Economic-related law
Court Courts referral
Oppos Opposition petition
Audit Audit parties
After After reform
Dissent At least one dissent
Length Estimated length (in pages)
Gender Male
Age Age at time of decision
Time Judicial length of time at court
Pres Judge chosen by the president (without nomination by other body)
Par Judge chosen by parliament
Judge Judge with background as judge
Lawprof Judge with background as law professor
Military Judge with military background
No 740 (89%) 1,415 (89%) 2,155 750 (89%) 1,467 (89%) 2,217
Dissent 1.478***