Download as pdf or txt
Download as pdf or txt
You are on page 1of 27

$'LVWULEXLomR/HJDO

-XULVGLFLRQDOH&RQYHQFLRQDO
GRÐQXVGD3URYDQR1RYR
&yGLJRGH3URFHVVR&LYLO
%UDVLOHLUR
)UHGLH'LGLHU-U
3URIHVVRUDVVRFLDGR GD )DFXOGDGH GH 'LUHLWR GD 8QL
YHUVLGDGH )HGHUDO GD %DKLD JUDGXDomR PHVWUDGR H
GRXWRUDGR  &RRUGHQDGRU GR FXUVR GH JUDGXDomR GD
)DFXOGDGH %DLDQD GH 'LUHLWR 3URIHVVRUYLVLWDQWH GD
3RQWLItFLD8QLYHUVLGDG&DWyOLFDGHO3HU~0HPEURGD
$VVRFLDomR,QWHUQDFLRQDOGH'LUHLWR3URFHVVXDO ,$3/ 
GR ,QVWLWXWR ,EHURDPHULFDQR GH 'LUHLWR 3URFHVVXDO
GR ,QVWLWXWR %UDVLOHLUR GH 'LUHLWR 3URFHVVXDO GD $V
VRFLDomR1RUWHH1RUGHVWHGH3URIHVVRUHVGH3URFHVVR
HGD$VVRFLDomR%UDVLOHLUDGH'LUHLWR3URFHVVXDO0HV
WUH 8)%$ 'RXWRU 38&63 /LYUHGRFHQWH 863 H
3yVGRXWRUDGR 8QLYHUVLGDGHGH/LVERD $GYRJDGRH
FRQVXOWRUMXUtGLFR
5(68022WH[WRSURS}HVHDH[DPLQDUGRJPDWLFDPHQWHDGLVFLSOLQD
QRUPDWLYDGR{QXVGDSURYDQRGLUHLWRSURFHVVXDOFLYLOEUDVLOHLUR

,1752'8d­2
2VSUREOHPDVVREUHR{QXVGDSURYDVmRXQLYHUVDLVGHVFRQKHFHVH
RUGHQDPHQWRMXUtGLFRTXHQmRWHQWHGHDOJXPPRGRUHVROYrORV
2QRYR&yGLJRGH3URFHVVR&LYLOEUDVLOHLURSXEOLFDGRHP
WURX[HLPSRUWDQWHVLQRYDo}HVVREUHHVVHWHPD$FRQVDJUDomROHJLVODWLYD
1 Em homenagem a Humberto Theodoro Jr. Publicado na Revista Direito Mackenzie, v. 11, n. 2., 2017.
2 Art. 373 do Código de Processo Civil brasileiro de 2015: “Art. 373. O ônus da prova incumbe: I - ao autor, quanto ao
IDWRFRQVWLWXWLYRGHVHXGLUHLWR,,DRUpXTXDQWRjH[LVWrQFLDGHIDWRLPSHGLWLYRPRGLÀFDWLYRRXH[WLQWLYRGRGLUHLWRGR
autor. § 1o Nos casos previstos em lei ou diante de peculiaridades da causa relacionadas à impossibilidade ou à excessiva

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 147


H[SUHVVDGDSRVVLELOLGDGHGHRMXL]UHGLVWULEXLUR{QXVGDSURYDFDVRD
FDVRPXLWRSRVVLYHOPHQWHVHMDLQpGLWDHSRULVVRSRVVDYLUDVHUYLUFRPR
SDUDGLJPDSDUDRXWURVSDtVHV
(VWHHQVDLRGHGLFDVHDDSUHVHQWDURVFRQWRUQRVGRJPiWLFRVGDGLV
FLSOLQDGR{QXVGDSURYDQR'LUHLWR3URFHVVXDO&LYLOEUDVLOHLURHVWUXWXUDGR
SHOR&yGLJRGH$VUHIHUrQFLDVD³&3&´VmRDR'LUHLWREUDVLOHLUR

&21&(,72'(Ð186'$3529$',0(16®(6 )81d®(6 
2%-(7,9$(68%-(7,9$
ÐQXVpRHQFDUJRFXMDLQREVHUYkQFLDSRGHFRORFDURVXMHLWRQXPD
VLWXDomRGHGHVYDQWDJHP1mRpXPGHYHUHSRULVVRPHVPRQmRVH
SRGHH[LJLURVHXFXPSULPHQWR1RUPDOPHQWHRVXMHLWRDTXHPVHLPS}H
R{QXVWHPLQWHUHVVHHPREVHUYiORMXVWDPHQWHSDUDHYLWDUHVVDVLWXDomRGH
GHVYDQWDJHPTXHSRGHDGYLUGDVXDLQREVHUYkQFLD
ÐQXVGDSURYDpSRLVRHQFDUJRTXHVHDWULEXLDXPVXMHLWRSDUD
GHPRQVWUDomRGHGHWHUPLQDGDVDOHJDo}HVGHIDWR(VVHHQFDUJRSRGHVHU
DWULEXtGR L SHOROHJLVODGRU LL SHORMXL]RX LLL SRUFRQYHQomRGDVSDUWHV
$DWULEXLomRIHLWDSHOROHJLVODGRUpSUpYLDHHVWiWLFD LQYDULiYHO
GHDFRUGRFRPDVSHFXOLDULGDGHVGDFDXVD DGLVWULEXLomRIHLWDSHOR
MXL]RXSHODVSDUWHVpFRQVLGHUDGDGLQkPLFDSRUTXHpIHLWDjOX]GH
XPDVLWXDomRFRQFUHWD
2OHJLVODGRUFRQIRUPHVHUiYLVWRDGLDQWHHVWDEHOHFHDEVWUDWDPHQWH
TXHPDUFDFRPDIDOWDGHSURYDVmRDVFKDPDGDVUHJUDVJHUDLVVREUH{QXVGD
SURYD0DVHVVDVUHJUDVSRGHPVHUDOWHUDGDVHPGHWHUPLQDGDVFLUFXQVWkQ
FLDVSHORMXL]RXDWHQGLGRVFHUWRVUHTXLVLWRVSRUFRQYHQomRGDVSDUWHV
$VUHJUDVGH{QXVGDSURYDGHYHPVHUDQDOLVDGDVDSDUWLUGHGXDV
SHUVSHFWLYDV GLPHQV}HVRXIXQo}HV 
1XPD SULPHLUD SHUVSHFWLYD HODV VmR UHJUDV GLULJLGDV DRV VXMHLWRV
SDUFLDLVRULHQWDQGRFRPRXPIDURODVXDDWLYLGDGHSUREDWyULD7DLVUHJUDV
SUHGHWHUPLQDPRVHQFDUJRVSUREDWyULRVHVWDEHOHFHQGRSUpYLDHDEVWUD
GLÀFXOGDGHGHFXPSULURHQFDUJRQRVWHUPRVGRFDSXWRXjPDLRUIDFLOLGDGHGHREWHQomRGDSURYDGRIDWRFRQWUiULR
SRGHUiRMXL]DWULEXLUR{QXVGDSURYDGHPRGRGLYHUVRGHVGHTXHRIDoDSRUGHFLVmRIXQGDPHQWDGDFDVRHPTXHGHYHUi
dar à parte a oportunidade de se desincumbir do ônus que lhe foi atribuído. § 2o A decisão prevista no § 1o deste artigo
não pode gerar situação em que a desincumbência do encargo pela parte seja impossível ou excessivamente difícil. § 3o A
distribuição diversa do ônus da prova também pode ocorrer por convenção das partes, salvo quando: I - recair sobre
direito indisponível da parte; II - tornar excessivamente difícil a uma parte o exercício do direito. § 4o A convenção de que
trata o § 3o pode ser celebrada antes ou durante o processo”.
3 A íntegra do CPC brasileiro de 2015 pode ser acessada em: http://www.planalto.gov.br/ccivil_03/_ato2015-2018/2015/
lei/l13105.htm

148 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


WDPHQWHDTXHPFDEHR{QXVGHSURYDUGHWHUPLQDGDVDOHJDo}HVGHIDWR
)DODVH Dt HP {QXV VXEMHWLYR RX IXQomR VXEMHWLYD GDV UHJUDV GR {QXV GD
SURYDTXHSHUPLWH³GDUFRQKHFLPHQWRDFDGDSDUWHGHVXDSDUFHODGHUHV
SRQVDELOLGDGHQDIRUPDomRGRPDWHULDOSUREDWyULRGHVWLQDGRjFRQVWUXomR
GRMXt]RGHIDWR´³2GHVHMRGHREWHUDYLWyULDFULDSDUDDOLWLJDQWHDQHFHV
VLGDGHDQWHVGHPDLVQDGDGHSHVDURVPHLRVGHTXHVHSRGHUiYDOHUQR
WUDEDOKRGHSHUVXDVmRHGHHVIRUoDUVHGHSRLVSDUDTXHWDLVPHLRVVHMDP
HIHWLYDPHQWHXWLOL]DGRVQDLQVWUXomRGDFDXVD)DODVHDRSURSyVLWRGH
{QXVGDSURYDQXPSULPHLURVHQWLGR {QXVVXEMHWLYRRXIRUPDO ´
6XFHGHTXHpSRVVtYHOTXHDVSURYDVSURGX]LGDVVHMDPLQVXILFLHQWHV
SDUDUHYHODUDYHUGDGHGRVIDWRV0HVPRVHPSURYDSRUpPLPS}HVHDR
MXL]RGHYHUGHMXOJDUăDILQDOpYHGDGRRQRQOLTXHW
$SDUWLUGDTXLHQWUDDVHJXQGDSHUVSHFWLYDSHODTXDOVHSRGHPHQ
[HUJDUDVUHJUDVVREUH{QXVGDSURYDWUDWDVHGHUHJUDPHQWRGLULJLGRDR
MXL] XPDUHJUDGHMXOJDPHQWR TXHLQGLFDTXDOGDVSDUWHVGHYHUiVXSRUWDU
DVFRQVHTXrQFLDVQHJDWLYDVHYHQWXDOPHQWHDGYLQGDVGDDXVrQFLDDRILQDO
GDDWLYLGDGHLQVWUXWyULDGHXPGHWHUPLQDGRHOHPHQWRGHSURYD6REHVVH
kQJXORIDODVHHP{QXVREMHWLYR
(PVtQWHVHDVUHJUDVSURFHVVXDLVTXHGLVFLSOLQDPDGLVWULEXLomRGR
{QXVGDSURYDWDQWRVmRUHJUDVGLULJLGDVjVSDUWHVQDPHGLGDHPTXH
DVRULHQWDPVREUHRTXHSUHFLVDPSURYDU {QXVVXEMHWLYR FRPRWDP
4 CARPES, Artur. Ônus dinâmico da prova. Porto Alegre: Livraria do Advogado, 2010, p. 52.
5 MOREIRA, José Carlos Barbosa. “Julgamento e ônus da Prova”. Temas de Direito Processual Civil – segunda série.
São Paulo: Saraiva, 1988, p. 74-75.
6 “A circunstância de que, ainda assim, o litígio deva ser decidido torna imperioso que alguma das partes suporte o risco
inerente ao mau êxito da prova. Cuida então a lei, em geral, de proceder a uma distribuição de riscos: traça critérios desti-
QDGRVDLQGLFDUFRQIRUPHRFDVRTXDOGRVOLWLJDQWHVWHUiGHVXSRUWiORVDUFDQGRFRPDVFRQVHTrQFLDVGHVIDYRUiYHLVGH
não se haver provado o fato que lhe aproveitava. Aqui também se alude ao ônus da prova, mas num segundo sentido (ônus
objetivo ou material)”. (MOREIRA, José Carlos Barbosa. “Julgamento e ônus da Prova”. Temas de Direito Processual
Civil – segunda série. São Paulo: Saraiva, 1988, p. 74-75). “O valor normativo das disposições pertinentes à distribuição
GRRQXVSUREDQGLDVVXPHUHDOLPSRUWkQFLDQDDXVrQFLDGHSURYDHPVHPHOKDQWHKLSyWHVHpTXHRMXL]KiGHLQGDJDUD
TXDO GRV OLWLJDQWHV FRPSHWLD R {QXV SDUD LPSXWDUOKH DV FRQVHTXrQFLDV GHVIDYRUiYHLV GD ODFXQD H[LVWHQWH QR PDWHULDO
probatório”. (MOREIRA, José Carlos Barbosa. “As Presunções e a Prova”. Temas de Direito Processual Civil. São Paulo:
Saraiva, 1977, p. 61).
)OiYLR/XL]<DUVKHOODGHVSHLWRGHXWLOL]DUHVVDWHUPLQRORJLDFULWLFDDTXDOLÀFDomRGR{QXVGDSURYDHPVXEMHWLYRHRE-
jetivo. Em sua opinião, “sob o prisma puramente lógico, desvincular essa posição jurídica dos sujeitos parciais importaria
GHVFDUDFWHUL]iODFRPRXPDXWrQWLFR{QXVTXHDWRGDHYLGrQFLDQmRSRGHVHUGHWLWXODULGDGHGRMXL] TXHQRSURFHVVR
H[HUFHHVVHQFLDOPHQWHSRGHUHVHVHVXMHLWDDGHYHUHV µ <$56+(//)OiYLR/XL]$QWHFLSDomRGDSURYDVHPRUHTXLVLWR
da urgência e direito autônomo à prova. São Paulo: Malheiros, 2009, p. 65). Sucede que, em nosso entendimento, as qua-
OLÀFDo}HVVXEMHWLYRHREMHWLYRQmRWrPSRUHVFRSRGHWHUPLQDUVHR{QXVpDWULEXtGRUHVSHFWLYDPHQWHjVSDUWHVRXDRMXL]
Falar em ônus sob uma perspectiva objetiva não implica atribuí-lo ao juiz. O juiz, naturalmente, não tem ônus de provar
nada. O ônus de provar, nos moldes descritos pelo legislador, é das partes. O que se quer dizer é que as mesmas regras
que disciplinam a distribuição do ônus (que as partes têm) de provar devem servir de parâmetro objetivo para que o juiz,
ao decidir, possa imputar as consequências negativas de eventual ausência de prova de uma alegação de fato à parte que,
GHVGHRSULQFtSLRWLQKDRHQFDUJRGHSURYiOD

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 149


EpPVmRUHJUDVGHMXOJDPHQWRGLULJLGDVDRyUJmRMXULVGLFLRQDOWHQGR
HPYLVWDTXHRRULHQWDPVREUHFRPRGHFLGLUHPFDVRGHLQVXILFLrQFLD
GDVSURYDVSURGX]LGDV {QXVREMHWLYR ăR~OWLPRUHI~JLRSDUDHYLWDU
RQRQOLTXHW
$DQiOLVHHHYHQWXDODSOLFDomRGDVUHJUDVGR{QXVGDSURYDVRE
HVVD SHUVSHFWLYD REMHWLYD VHUi IHLWD DSHQDV DSyV R HQFHUUDPHQWR GD
IDVHLQVWUXWyULDQRPRPHQWRGRMXOJDPHQWR6RPHQWHHQWmRRPD
JLVWUDGRYDLYHULILFDUVHDVDOHJDo}HVGHIDWRHVWmRRXQmRSURYDGDV
4XDQWR jTXHODV TXH HVWmR SURYDGDV WHPVH HQWHQGLGR TXH QmR p
GHWHUPLQDQWHQRPRPHQWRGDDQiOLVHMXGLFLDOGRPDWHULDOSUREDWyULR
GLVFHUQLUTXHPSURGX]LXDSURYDWUD]LGDDRVDXWRV
1mRVHGHYHSRUpPPLQLPL]DUDLPSRUWkQFLDGDIXQomRVXEMHWL
YDGDVUHJUDVVREUH{QXVGDSURYDVHMDTXDQWRjGHWHUPLQDomRGR
FRPSRUWDPHQWR GD SDUWH QD FRQGXomR GR SURFHVVR VHMD TXDQWR j
HYHQWXDOLQIOXrQFLDTXHVREHVVDyWLFDDDQiOLVHGDVSURYDVSRVVD
JHUDUQDFRQYLFomRGRPDJLVWUDGR
&RPRVHYHUiDGLDQWHpH[DWDPHQWHSRUTXHDVUHJUDVGH{QXV
GD SURYD FULDP H[SHFWDWLYDV SDUD DV SDUWHV TXDQWR D XPD SRVVtYHO
IXWXUDGHFLVmRTXHHYHQWXDOUHGLVWULEXLomRGHVVH{QXV FRPDSOLFD
omR GD UHGLVWULEXLomR MXGLFLDO GR {QXV GD SURYD  GHYH VHU IHLWD HP
PRPHQWR DQWHULRU DR GD GHFLVmR GH PRGR D SHUPLWLU TXH D SDUWH
UHGLPHQVLRQHDVXDSDUWLFLSDomRQRSURFHVVR

8 Conferir, sobre a distinção, CARPES, Artur Thompsen. “Apontamentos sobre a inversão do ônus da prova e a garantia
GRFRQWUDGLWyULRµ,Q3URYD-XGLFLiULD(VWXGRVVREUHRQRYR'LUHLWR3UREDWyULR'DQLOR.QLMQLN &RRUG 3RUWR$OHJUH
Livraria do Advogado, 2007, p. 34; GÓES, Gisele. Teoria Geral da Prova – apontamentos. Coleção temas de processo ci-
vil. Estudos em homenagem a Eduardo Espínola. Coord. Fredie Didier Junior. Salvador: Editora Jus Podivm, 2005, p. 53.
9 Interessante a correlação do ônus subjetivo e objetivo com os princípios inquisitivo e dispositivo: “Em sentido objetivo,
{QXVGDSURYDpUHJUDGHMXOJDPHQWRWHQGRSRUGHVWLQDWiULRRMXL]$VVLPQRSURFHVVRSHQDOpUHJUDIXQGDGDQDSUHVXQ-
ção de inocência, que o juiz deve absolver o réu, não havendo, nos autos, prova da materialidade do crime e da autoria.
Nesse sentido, a regra sobre o ônus da prova, nada importando que se trate de processo inquisitorial ou dispositivo. (...)
Em sentido subjetivo, a ideia de ônus da prova liga-se mais fortemente aos processos de tipo dispositivo. O ônus da prova
é repartido entre as partes, sucumbindo aquela que dele não se desincumbe. Assim como o direito subjetivo se vincula a
uma regra de direito objetivo, assim o ônus da prova, em sentido subjetivo, vincula-se a uma regra de julgamento (ônus
da prova em sentido objetivo). (TESHEINER, José Maria Rosa. “Sobre o ônus da prova (em homenagem a Egas Dirceu
Moniz de Aragão)”. In: Luiz Guilherme Marinoni. Estudos de Direito Processual Civil. São Paulo: RT, 2005, p. 355).
$VVLP%DUERVD0RUHLUD´(P~OWLPDDQiOLVHQmRpRFRPSRUWDPHQWRGDSDUWHRQHUDGDTXHHVWiHPFDXVD2VUH-
sultados da atividade instrutória são apreciados pelo órgão judicial sem qualquer valoração, positiva ou negativa, desse
FRPSRUWDPHQWR6HSHUVLVWLXDREVFXULGDGHHPQDGDDSURYHLWDjSDUWHRQHUDGDDOHJDUTXHIH]SDUDGLVVLSiODWXGRTXH
estava ao seu alcance, e portanto nenhuma culpa se lhe pode imputar. Inversamente, se a obscuridade cessou para dar lugar
à certeza da ocorrência do fato, em nada prejudica a parte onerada a circunstância de que ela própria não tenha contribu-
ído, sequer com parcela mínima, e ainda que pudesse fazê-lo, para a formação do convencimento judicial, devendo-se o
êxito, com exclusividade, a outros fatores (…)”. (MOREIRA, José Carlos Barbosa. “As Presunções e a Prova”, cit., p. 75).

150 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


&RUUHWDSRUWDQWRDOLomRGH$UWXU&DUSHV³VHDUHSDUWLomRGR
{QXVGDSURYDSRVVXLLQIOXrQFLDQDSDUWLFLSDomRGDVSDUWHVăQDPH
GLGD HP TXH YDL VHUYLU j HVWUXWXUDomR GD VXD UHVSHFWLYD DWLYLGDGH
SUREDWyULDăHWDOSDUWLFLSDomRFRQVWLWXLHOHPHQWRIXQGDPHQWDOSDUD
DFRQVWUXomRGDGHFLVmRMXVWDQmRVHSRGHPDLVPLQLPL]DUDLPSRU
WkQFLDGDIXQomRVXEMHWLYD´
0HVPR SRUpP QR PRPHQWR GRMXOJDPHQWR R FKDPDGR {QXV
VXEMHWLYRGDSURYDSRGHHYHQWXDOPHQWHFRQWULEXLUSDUDLQIOXHQFLDUR
FRQYHQFLPHQWRGRPDJLVWUDGR
¬OX]GDSUHVHQoDRXGDDXVrQFLDGHSURYDTXDQWRDGHWHUPL
QDGDDOHJDomRGHIDWRSRGHQmRVHUGHWRGRLUUHOHYDQWHVDEHUTXHP
HP SULQFtSLR GHYHULD WrOD SURGX]LGR )OiYLR /XL] <DUVKHOO OHPEUD
FRUUHWDPHQWHTXH³QDPHVPDPHGLGDHPTXHDVGHFODUDo}HVGDWHV
WHPXQKDTXHIDYRUHoDPDSDUWHTXHDDUURORXSRVVDPHYHQWXDOPHQWH
VHUYLVWDVFRPDOJXPFHSWLFLVPRGHFRUUHQWHGDPHQFLRQDGDRULJHP
GHFODUDo}HVSUHVWDGDVHPGHVIDYRUGDSDUWHTXHDUURORXSRGHPVHU
WLGDVFRPRPDLVULJRURVDPHQWHLVHQWDVHSRUWDQWRGLJQDVGHPDLRU
FRQVLGHUDomR´
$VVLPSRGHVHUTXHKDMDVLPUHOHYkQFLDHPDQDOLVDUVHXPD
SURYD TXH HVWi QRV DXWRV HIHWLYDPHQWH IRL FDUUHDGD SRU TXHP WL
QKDR{QXVGHWUD]rODRXVHXPDSURYDIDOWDQWHSRGHULDWHUVLGR
WUD]LGD FRP LQGLVFXWtYHO IDFLOLGDGH SRU XPD GDV SDUWHV DLQGD TXH
GHVRQHUDGDGHID]rOR(VVDDQiOLVHSRGHFRQWULEXLUSDUDXPDOHLWXUD
GRFRPSRUWDPHQWRGDVSDUWHVHSDUDXPDDYDOLDomRGRVHXJUDXGH
HPSHQKR H FRPSURPHWLPHQWR FRP R SURFHVVR R TXH VRPDGR D
RXWURVHOHPHQWRVFROKLGRVQRVDXWRVSRGHVHUGHWHUPLQDQWHSDUDR
DFROKLPHQWRRXUHMHLomRGDVXDWHVH

 Ð186 '$ 3529$ &202 5(*5$ '( -8/*$0(172 ( '(


$3/,&$d­268%6,',È5,$
$VUHJUDVGR{QXVGDSURYDHPVXDGLPHQVmRREMHWLYDQmRVmR
UHJUDVGHSURFHGLPHQWRQmRVmRUHJUDVTXHHVWUXWXUDPRSURFHVVR
6mR UHJUDV GH MXt]R LVWR p UHJUDV GH MXOJDPHQWR FRQIRUPH VH YLX
RULHQWDPRMXL]TXDQGRKiXPQRQOLTXHWHPPDWpULDGHIDWRăYDOH
11 CARPES, Artur. Ônus dinâmico da prova, cit., p. 54.
<$56+(//)OiYLR/XL]$QWHFLSDomRGDSURYDVHPRUHTXLVLWRGDXUJrQFLDHGLUHLWRDXW{QRPRjSURYDFLWS
<$56+(//)OiYLR/XL]$QWHFLSDomRGDSURYDVHPRUHTXLVLWRGDXUJrQFLDHGLUHLWRDXW{QRPRjSURYDFLWS

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 151


REVHUYDUTXHRVLVWHPDQmRGHWHUPLQDTXHPGHYHSURGX]LUDSURYD
PDVVLPTXHPDVVXPHRULVFRFDVRHODQmRVHSURGX]D
0DVHVVDVUHJUDVVyGHYHPVHUDSOLFDGDVVXEVLGLDULDPHQWH
3RU HVVD UD]mR GL]VH TXH D  FRP R MXt]R GH YHURVVLPLOKDQoD
GHL[DGHH[LVWLURPRWLYRSDUDDDSOLFDomRGHTXDOTXHUUHJUDGHGLV
WULEXLomRGR{QXVGDSURYDăSRLVHVWiRMXL]DXWRUL]DGRDMXOJDUFRP
EDVHHPSURYDSULPDIDFLHRXSURYDGHYHURVVLPLOKDQoDE GDPHVPD
IRUPDTXDQGRDVSDUWHVVHWHQKDPGHVLQFXPELGRGR{QXVGDSURYD
QmRKDYHUiSRVVLELOLGDGHGHQRQOLTXHWăHSRUWDQWRRMXL]MXOJDUiGH
DFRUGRFRPDVSURYDVHVHXFRQYHQFLPHQWR

',675,%8,d­2/(*$/'2Ð186'$3529$
*HQHUDOLGDGHV
&RPR GLWR DQWHULRUPHQWH R {QXV GD SURYD SRGH VHU DWULEXtGR
SHOR OHJLVODGRU SHOR MXL] RX SRU FRQYHQomR GDV SDUWHV 2 OHJLVODGRU
GLVWULEXLHVWiWLFDHDEVWUDWDPHQWHHVVHHQFDUJR DUW&3& 6HJXQGR
DGLVWULEXLomROHJLVODWLYDFRPSHWHHPUHJUDDFDGDXPDGDVSDUWHVR
{QXVGHIRUQHFHURVHOHPHQWRVGHSURYDGDVDOHJDo}HVGHIDWRTXHIL]HU
$SDUWHTXHDOHJDGHYHEXVFDURVPHLRVQHFHVViULRVSDUDFRQYHQFHU
RMXL]GDYHUDFLGDGHGRIDWRGHGX]LGRFRPREDVHGDVXDSUHWHQVmRH[FH
omRDILQDOpDPDLRULQWHUHVVDGDQRVHXUHFRQKHFLPHQWRHDFROKLPHQWR
2&3&DRGLVWULEXLUR{QXVGDSURYDOHYRXHPFRQVLGHUDomRWUrV
IDWRUHVD DSRVLomRGDSDUWHQDFDXVD VHDXWRURXUpX E DQDWXUH]D
GRVIDWRVHPTXHIXQGDVXDSUHWHQVmRH[FHomR FRQVWLWXWLYRH[WLQWLYR
LPSHGLWLYRRXPRGLILFDWLYRGRGLUHLWRGHGX]LGR F HRLQWHUHVVHHPSUR
YDURIDWR$VVLPDRDXWRUFDEHR{QXVGDSURYDGRIDWRFRQVWLWXWLYRGR
VHXGLUHLWRHDRUpXDSURYDGRIDWRH[WLQWLYRLPSHGLWLYRRXPRGLILFDWLYR
GHVWHPHVPRGLUHLWR DUW&3& 
'HVVDIRUPDpSRVVtYHOFODVVLILFDURVIDWRVGHGX]LGRVTXDQWRj
VXDQDWXUH]DHDRHIHLWRMXUtGLFRTXHSRGHPSURGX]LUHPFRQVWLWXWLYRV
PRGLILFDWLYRVLPSHGLWLYRVRXH[WLQWLYRV
2 IDWR FRQVWLWXWLYR p R IDWR JHUDGRU GR GLUHLWR DILUPDGR SHOR
DXWRUHPMXt]R&RPS}HRVXSRUWHIiWLFRTXHHQTXDGUDGRHPGDGD
KLSyWHVHQRUPDWLYDFRQVWLWXLXPDGHWHUPLQDGDVLWXDomRMXUtGLFDGH
TXHRDXWRUDILUPDVHUWLWXODU&RPRpRDXWRUTXHSUHWHQGHRUHFR
:$7$1$%(.D]XR&yGLJRGH'HIHVDGR&RQVXPLGRUFRPHQWDGRSHORVDXWRUHVGRDQWHSURMHWRHG6mR3DXOR
)RUHQVH8QLYHUVLWiULDS

152 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


QKHFLPHQWR GHVWH VHX GLUHLWR FDEH D HOH SURYDU R IDWR TXH GHWHU
PLQRXVHXQDVFLPHQWR3RUH[HPSORXPFRQWUDWRGHORFDomRHVHX
LQDGLPSOHPHQWR VmR IDWRV FRQVWLWXWLYRV GR GLUHLWR GH UHVWLWXLomR GD
FRLVDORFDGDXPWHVWDPHQWRHRIDOHFLPHQWRGRWHVWDGRUJHUDPGLUHL
WRjVXFHVVmRXPDWRLOtFLWRHFXOSRVRFDXVDGRUGHGDQRID]QDVFHU
GLUHLWRGHLQGHQL]DomRHWF
2 UpX SRGH GHIHQGHUVH VLPSOHVPHQWH QHJDQGR RV IDWRV WUD
]LGRVSHORDXWRUTXDQGRVREUHHOHDSULQFtSLRQmRSHVDTXDOTXHU
{QXVGHSURYDăVHPH[FOXLUDSRVVLELOLGDGHGHFRQWUDSURYDDEDL[R
PHQFLRQDGD7UDWDVHGDFKDPDGDGHIHVDGLUHWD
0DV VH WURX[HU IDWRV QRYRV GHIHVD LQGLUHWD  DSWRV D PRGLILFDU
RGLUHLWRGRDXWRUH[WLQJXLORRXLPSHGLUTXHHOHQDVoDFDEHOKHR
HQFDUJROHJDOGHSURYiORVDILQDOGHFRQWDVpVHXLQWHUHVVHTXHHVVH
GLUHLWRQmRVHMDUHFRQKHFLGR
$SRVLomRGRUpXpQHVVHVHQWLGRDWpF{PRGDGHQWURGRSUR
FHVVR YH] TXH VREUH HOH Vy UHFDLUi R {QXV GH SURYDU TXDQGR GH
PRQVWUDGRRIDWRFRQVWLWXWLYRGRGLUHLWRSHORDXWRU6HPSURYDGR
IDWRJHUDGRUGHVHXGLUHLWRRDXWRULQHYLWDYHOPHQWHVXFXPEHăLQGH
SHQGHQWHPHQWHGHTXDOTXHUHVIRUoRSUREDWyULRGRUpX1DYHUGDGH
VyVHH[LJHHVIRUoRSUREDWyULRGRUpXHPGXDVVLWXDo}HVD SURYDGR
RIDWRFRQVWLWXWLYRGRGLUHLWRGRDXWRUFDEHDRUpXSURYDUIDWRH[WLQWL
YRPRGLILFDWLYRRXLPSHGLWLYRGHVWHGLUHLWRHYHQWXDOPHQWHDOHJDGR
RXE SURYDGRRIDWRFRQVWLWXWLYRGRGLUHLWRGRDXWRUVHRUpXVHOLPL
WRXDQHJiORVHPDGX]LUQDGDGHQRYRFDEHOKHID]HUDFRQWUDSURYD
GHIRUPDDGHPRQVWUDURFRQWUiULR$FRQWUDSURYDSRGHVHUYLUWDQWR
SDUDUHYHODUDLOHJLWLPLGDGHIRUPDORXPDWHULDOGDSURYDWUD]LGDSHOR
DXWRUVREUHRIDWRFRPRSDUDDIDVWDUDRFRUUrQFLDGRSUySULRIDWR
2UpXSRGHGHGX]LUWUrVWLSRVGHIDWRVQRYRVH[WLQWLYRLPSH
GLWLYRRXPRGLILFDWLYRGRGLUHLWRDILUPDGR$SURYDGHWRGRVHVVHV
IDWRVQRYRVTXHGHDOJXPDIRUPDDEDODPRGLUHLWRDILUPDGRSHOR
DXWRUpHQFDUJRGRUpX
2IDWRH[WLQWLYRpDTXHOHTXHUHWLUDDHILFiFLDGRIDWRFRQVWLWX
WLYRIXOPLQDQGRRGLUHLWRGRDXWRUHDSUHWHQVmRGHYrORVDWLVIHLWR
ăWDOFRPRRSDJDPHQWRDFRPSHQVDomRHDGHFDGrQFLDOHJDO
3RGHVHUFRQDWXUDODRGLUHLWRMiQDVFHQGRFRPHOHăH[FRQ
IHUHVH R GLUHLWR RX VHX H[HUFtFLR DWp FHUWR WHUPR GHWHUPLQDGR SRU

15 CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil. São Paulo: Saraiva, 1969, v. 2, p. 379; CAMBI,
Eduardo. A Prova Civil. Admissibilidade e Relevância. São Paulo: RT, 2006, p. 324.
16 CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil, v. 2, cit., p. 380.
17 Conceitos baseados nas lições de CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil, v. 1, cit., p. 07 ss.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 153


SUD]RSUHVFULFLRQDORXGHFDGHQFLDO FXMDRFRUUrQFLDJHUDH[WLQomRGR
GLUHLWR ă RX VXFHVVLYR SRVWHULRU DR VHX QDVFLPHQWR H[ SDJDPHQWR
RXFRPSHQVDomR 0DVRIDWRH[WLQWLYRFRQDWXUDODRGLUHLWRSRGHVHU
QHXWUDOL]DGRWHPSRUDULDPHQWHFRPDVXSHUYHQLrQFLDGHXPIDWRQRYR
TXHUHIRUFHRIDWRFRQVWLWXWLYRWDOFRPRDLQWHUUXSomRGDSUHVFULomR
2 IDWR LPSHGLWLYR p DTXHOH FXMD H[LVWrQFLD REVWD TXH R IDWR
FRQVWLWXWLYRSURGX]DHIHLWRVHRGLUHLWRGDOLQDVoDăWDOFRPRDLQFD
SDFLGDGHRHUURRGHVHTXLOtEULRFRQWUDWXDO
3RGH VHU FRQDWXUDO DR IDWR JHUDGRU ă FRPR SRU H[HPSOR R
GHVHTXLOtEULRFRQWUDWXDORXDDXVrQFLDGHERDIpQDFRQFOXVmRGHXP
QHJyFLRăRXDHOHDQWHFHGHQWHDQWHULRUăWDOFRPRDLQFDSDFLGDGH
0DVMDPDLVVHUiVXFHVVLYRRXSRVWHULRU,VVRSRUTXHHVWiVHPSUHOLJD
GRjDXVrQFLDGHUHTXLVLWRGHYDOLGDGHGRDWRJHUDGRU
&KLRYHQGDH[SOLFDTXHSDUDRQDVFLPHQWRGHXPGLUHLWRp
QHFHVViULDDSUHVHQoDGHD FDXVDVHILFLHQWHVTXHVmRFLUFXQVWkQFLDV
TXHWrPSRUIXQomRHVSHFtILFDGDUQDVFLPHQWRDRGLUHLWRăFRPS}HP
RSUySULRIDWRFRQVWLWXWLYRGRGLUHLWRHE FDXVDVFRQFRUUHQWHVTXH
VmRFLUFXQVWkQFLDVTXHGHYHPFRQFRUUHUSDUDTXHRIDWRFRQVWLWXWLYR
FDXVDHILFLHQWH SURGX]DVHXHIHLWRUHJXODU GDUQDVFLPHQWRDRGLUHL
WR HFXMDDXVrQFLDREVWDVXDSURGXomRăLVWRpVmRIDWRVLPSHGLWLYRV
GRGLUHLWR
2IDWRLPSHGLWLYRpXPIDWRGHQDWXUH]DQHJDWLYDpDIDOWDGH
XPDFLUFXQVWkQFLD FDXVDFRQFRUUHQWH TXHGHYHULDFRQFRUUHUSDUDTXH
RIDWRFRQVWLWXWLYRSURGX]LVVHVHXVHIHLWRVQRUPDLV3RULVVRHPTXDO
TXHU FDVR WDQWR D SUHVHQoD GH IDWRV FRQVWLWXWLYRV FDXVD HILFLHQWH 
FRPRDDXVrQFLDGHIDWRVLPSHGLWLYRV SUHVHQoDGHFDXVDFRQFRUUHQWH 
³VmRLJXDOPHQWHQHFHVViULDVjH[LVWrQFLDGRGLUHLWR´eRTXHVHRE
VHUYDQmRVyQRFRQWH[WRGRVIHQ{PHQRVMXUtGLFRVFRPRWDPEpPGRV
IHQ{PHQRVQDWXUDLVFRPRGHPRQVWUDRDXWRULWDOLDQRMiFLWDGR
&RQVWDWDVH TXH QR kPELWR GRV IHQ{PHQRV MXUtGLFRV VH HQ
TXDGUDFRPRIDWRLPSHGLWLYRGRQDVFLPHQWRGHXPGLUHLWRHPUHJUD
D DXVrQFLD GRV UHTXLVLWRV GH YDOLGDGH GR IDWR JHUDGRU VHPSUH DWR
MXUtGLFR HFRPRIDWRFRQVWLWXWLYRGRGLUHLWRDSUHVHQoDGRVVHXVSUHV
VXSRVWRVHH[LVWrQFLD

18 CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil, v. 1, cit., p. 08.


19 CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil, v. 1, cit., p. 08 e 09.
20 CHIOVENDA, Giuseppe. Instituições de Direito Processual Civil, v. 1, cit., p. 10.

154 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


2IDWRPRGLILFDWLYRDVHXWXUQRpDTXHOHTXHWHQGRSRUFHUWD
D H[LVWrQFLD GR GLUHLWR EXVFD WmR VRPHQWH DOWHUiOR ă WDO FRPR D
PRUDWyULDFRQFHGLGDDRGHYHGRU
(VVDpSRUpPDSHQDVDUHJUDJHUDOTXHHVWUXWXUDRSURFHVVR
FLYLOEUDVLOHLUR
$GLVWULEXLomRGR{QXVGDSURYDSRGHVHUIHLWDGLQDPLFDPHQWHj
OX]GDVFLUFXQVWkQFLDVGRFDVRRUDSHORMXL]RUDSHODVSUySULDVSDUWHV
$³,QYHUVmR2SH/HJLV´GRÐQXVGD3URYD
+iFDVRVHPTXHROHJLVODGRUDOWHUDDUHJUDJHUDOHFULDKLSy
WHVHVH[FHSFLRQDLVGHGLVWULEXLomRGR{QXVGDSURYDăDRDXWRUQmR
FDEHULDR{QXVGDSURYDGRIDWRFRQVWLWXWLYRSRUH[HPSOR+iTXHP
GHQRPLQHHVVHVFDVRVGHLQYHUVmRRSHOHJLVGR{QXVGDSURYDeXPD
WpFQLFDGHUHGLPHQVLRQDPHQWRGDVUHJUDVGR{QXVGDSURYDHPKR
PHQDJHPDRSULQFtSLRGDDGHTXDomR
$LQYHUVmRRSHOHJLVpDGHWHUPLQDGDSHODOHLDSULRULVWLFDPHQWH
LVWRpLQGHSHQGHQWHPHQWHGRFDVRFRQFUHWRHGDDWXDomRGRMXL]$OHL
GHWHUPLQDTXHQXPDGDGDVLWXDomRKDYHUiXPDGLVWULEXLomRGR{QXV
GDSURYDGLIHUHQWHGRUHJUDPHQWRFRPXPSUHYLVWRQRDUWGR&3&
5LJRURVDPHQWHQmRKiDtTXDOTXHULQYHUVmRKiWmRVRPHQWH
XPDH[FHomROHJDOjUHJUDJHQpULFDGR{QXVGDSURYDeSRLVLJXDO
PHQWHXPDQRUPDTXHWUDWDGR{QXVGDSURYDH[FHSFLRQDQGRDUHJUD
FRQWLGDQRDUWGR&3&3RUFRQWDGLVVRpWDPEpPXPDUHJUD
GHMXOJDPHQWRDRILPGROLWtJLRRMXL]REVHUYDUiVHDVSDUWHVVHGH
VLQFXPELUDPGRVVHXVUHVSHFWLYRV{QXVSURFHVVXDLVVyTXHHPYH]
GHDSOLFDURDUWGR&3&DSOLFDUiRGLVSRVLWLYROHJDOHVSHFtILFR
$LQYHUVmRRSHOHJLVGR{QXVGDSURYDpXPFDVRGHSUHVXQomR
OHJDOUHODWLYD $ SDUWH TXH DOHJD R IDWR HVWi GLVSHQVDGD GH SURYiOD
&DEHjRXWUDSDUWHR{QXVGDSURYDGHTXHRIDWRQmRRFRUUHX
%RPH[HPSORGHLQYHUVmRRSHOHJLVpRGDSURYDGHSURSDJDQ
GDHQJDQRVDHPFDXVDVGHFRQVXPR

21 “Inversão do ônus da prova é técnica processual, e parte do pressuposto de que o ônus pertenceria, à data da propo-
situra da demanda, àquele contra quem foi feita a inversão. Não devem ser tomadas como inversão do ônus da prova,
senão como simples distribuição do encargo probatório, as regras de direito material que abstratamente prevêem que
HPGHWHUPLQDGRVFDVRVHVSHFLÀFDGRVQDOHLRHQFDUJRVREUHGHWHUPLQDGRVIDWRVpGHVWDRXGDTXHODSDUWHQRSURFHVVRe
RTXHDFRQWHFHQRDUWGR&'&RQGHQmRVHWHPDULJRULQYHUVmRGR{QXVGHSURYDUMiTXHDUHJUDGDGLVWULEXLomR
pHVWDTXHROHJLVODGRUGHWHUPLQRX,QYHUVmRKiTXDQGRVHLQLFLDFRPXPHQFDUJRHVHRDOWHUDQRFXUVRGRSURFHVVRµ
52'5,*8(60DUFHOR$EHOKD$omRFLYLOS~EOLFDHPHLRDPELHQWHFLWS 

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 155


2DUWGR&yGLJRGH'HIHVDGR&RQVXPLGRUGHWHUPLQDTXHR
{QXVGDSURYDGDYHUDFLGDGHHGDFRUUHomRGDLQIRUPDomRRXFRPXQL
FDomRSXEOLFLWiULDVFDEHDTXHPDVSDWURFLQD$UHJUDGR{QXVGDSURYD
SDUDGHWHUPLQDUDFRUUHomRRXYHUDFLGDGHGDLQIRUPDomRSXEOLFLWiULDp
DGHTXHFDEHDRIRUQHFHGRUăRSDWURFLQDGRUGDSXEOLFLGDGHRDQXQ
FLDQWHTXHpTXHPFRQWUDWDDFDPSDQKDGDVDJrQFLDVHGRVYHtFXORVH
TXHPVHEHQHILFLDGDPHQVDJHPSXEOLFLWiULDăID]HUDSURYD

3URYD'LDEyOLFD3URYD'XSODPHQWH'LDEyOLFD
$SURYDGLDEyOLFDpDTXHODFXMDSURGXomRpFRQVLGHUDGDFRPR
LPSRVVtYHORXPXLWRGLItFLO7UDWDVHGH³H[SUHVVmRTXHVHHQFRQWUD
QDGRXWULQDSDUDID]HUUHIHUrQFLDjTXHOHVFDVRVHPTXHDSURYDGD
YHUDFLGDGHGDDOHJDomRDUHVSHLWRGHXPIDWRpH[WUHPDPHQWHGLItFLO
QHQKXPPHLRGHSURYDVHQGRFDSD]GHSHUPLWLUWDOGHPRQVWUDomR´
8P ERP H[HPSOR GH SURYD GLDEyOLFD p D GR DXWRU GD DomR
GHXVXFDSLmRHVSHFLDOTXHWHULDGHID]HUSURYDGRIDWRGHQmRVHU
SURSULHWiULRGHQHQKXPRXWURLPyYHO SUHVVXSRVWRSDUDHVVDHVSpFLH
GHXVXFDSLmR eSURYDLPSRVVtYHOGHVHUIHLWDSRLVRDXWRUWHULDGH
MXQWDUFHUWLG}HVQHJDWLYDVGHWRGRVRVFDUWyULRVGHUHJLVWURGHLPyYHO
GR PXQGR 2XWUR H[HPSOR GH SURYD GLDEyOLFD VmR RV ³IDFWRV TXH
RFRUUHPHPDPELHQWHIHFKDGRRXGHDFHVVRUHVWULWR´
+iTXHPXVHDH[SUHVVmRSDUDGHVLJQDUDSURYDGHDOJRTXH
QmRRFRUUHXRXVHMDDSURYDGHIDWRQHJDWLYR
6XFHGH TXH QHPWRGDSURYDGLDEyOLFDVHUHIHUHDIDWRQHJDWLYR ă
EDVWDSHQVDUSRUH[HPSORTXHQHPVHPSUHRDXWRUWHUiDFHVVRj
GRFXPHQWDomRTXHFRUURERUDDH[LVWrQFLDGHXPYtQFXORFRQWUDWXDO
IDWR SRVLWLYR  HP VHGH GH XPD DomR UHYLVLRQDO ( QHP WRGR IDWR
QHJDWLYRpLPSRVVtYHOGHVHUSURYDGRGHPDQGDQGRSURYDGLDEyOLFD
H[FHUWLG}HVQHJDWLYDVHPLWLGDVSRUDXWRULGDGHILVFDO 
4XDQGR VH HVWi GLDQWH GH XPD SURYD GLDEyOLFD DOJXPDV VR
OXo}HVSRGHPVHUDGRWDGDV'HQWUHHVVDVVROXo}HVSRGHVHXWLOL]DU
22 Também chamada “prova difícil” (Cf. SILVA, Paula Costa e; REIS, Nuno Trigo dos. “A prova difícil: da probatio levior
à inversão do ónus da prova”. Revista de Processo. São Paulo: RT, ano 38, v. 222, agosto/2013, p. 149-171).
23 CÂMARA, Alexandre Freitas. “Doenças Preexistentes e ônus da Prova: o Problema da Prova Diabólica e uma Possível
Solução”. Revista Dialética de Direito Processual. São Paulo: Dialética, 2005, n. 31, p. 12.
24 SILVA, Paula Costa e; REIS, Nuno Trigo dos. “A prova difícil: da probatio levior à inversão do ónus da prova”. Revista
de Processo, cit., p. 157.
25 CÂMARA, Alexandre Freitas. “Doenças Preexistentes e ônus da Prova: o Problema da Prova Diabólica e uma Possível
Solução”, cit., p. 12.

156 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


D SURYD LQGLFLiULD D SURYD SRU DPRVWUDJHP RX DLQGD D FKDPDGD
SUREDWLROHYLRU(PRXWUDVSDODYUDVHVVH³DEDL[DPHQWRGRJUDXGH
FRQYLFomR´GHTXHIDODRH[FHUWRWUDQVFULWRTXHUGL]HUTXHRPDJLV
WUDGRHVWDULDDXWRUL]DGRDGLDQWHGHFHUWRVIDWRVFXMDSURYDpGLItFLO
UHSXWiORVRFRUULGRVFRPEDVHQXPMXt]RGHDSDUrQFLDFDOFDGRQDV
Pi[LPDVGHH[SHULrQFLD
3RGHVHUQRHQWDQWRTXHDSURYDVHMDLQVXVFHWtYHOGHVHUSUR
GX]LGDSRUDTXHOHTXHGHYHULDID]rORGHDFRUGRFRPDOHLPDVDSWD
D VHU UHDOL]DGD SHOR RXWUR 1HVVD KLSyWHVH FDVR DV SUySULDV SDUWHV
QmR WHQKDP FRQYHQFLRQDGR YDOLGDPHQWH D GLVWULEXLomR GR {QXV GD
SURYDGHPRGRGLYHUVRDRHVWDEHOHFLGRSHOROHJLVODGRUSRGHUiRMXL]
GLVWULEXtOR GLQDPLFDPHQWH FDVR D FDVR QD IDVH GH VDQHDPHQWR RX
LQVWUXWyULDăHPWHPSRGHRRQHUDGRGHOHGHVLQFXPELUVH
eRFDVRGDSURYDXQLODWHUDOPHQWHGLDEyOLFDLVWRpLPSRVVtYHO RX
H[WUHPDPHQWHGLItFLO SDUDXPDGDVSDUWHVPDVYLiYHOSDUDDRXWUD
1RHQWDQWRH[LVWHPVLWXDo}HVHPTXHDSURYDGRIDWRpLPSRVVt
YHORXPXLWRGLItFLOSDUDDPEDVDVSDUWHVăpELODWHUDOPHQWHGLDEyOLFDeR
TXH0DULQRQLFKDPDGH³VLWXDomRGHLQHVFODUHFLELOLGDGH´(PWDLVFD
VRVQmRFDEHDRMXL]PDQWHUR{QXVGDSURYDFRPDTXHOHTXHDOHJRX
RIDWRWDPSRXFRLQYHUWrORQDIDVHGHVDQHDPHQWR RXSUREDWyULD 
SDUDDWULEXtORDRVHXDGYHUViULR DUW†ž&3& 
(PUD]mRGLVVRDRILPGDLQVWUXomRRMXL]SRGHQmRFKHJDUD
XPJUDXPtQLPRGHFRQYLFomRHXPDGDVSDUWHVGHYHUiDUFDUFRP
DV FRQVHTXrQFLDV JUDYRVDV GHVWH VHX HVWDGR GH G~YLGD ă DILQDO p
YHGDGRRQRQOLTXHW
3DUDGHILQLUTXDOVHUiVXDUHJUDGHMXOJDPHQWR {QXVREMHWLYR 
FDEHDRMXL]YHULILFDUDRILPGDLQVWUXomRTXDOGDVSDUWHVDVVXPLXR
³ULVFRGHLQHVFODUHFLELOLGDGH´VXEPHWHQGRVHjSRVVLELOLGDGHGHXPD
GHFLVmRGHVIDYRUiYHO
$VVLPVHRIDWRLQVXVFHWtYHOGHSURYDIRUFRQVWLWXWLYRGRGLUHLWRGR
DXWRUD HRDXWRUDVVXPLXRULVFRGHLQYLDELOLGDGHSUREDWyULD ³LQHVFOD
UHFLELOLGDGH´ RMXL]QDVHQWHQoDGHYHDSOLFDUDUHJUDOHJDO &3& 
26 “Outro instrumento de reacção à prova difícil é trazido pela degradação ou abaixamento do grau de convicção neces-
ViULRDFHUFDGDFRUUHVSRQGrQFLDHQWUHRUHODWRHDUHDOLGDGHGHXPIDFWRSDUDTXHDGHFLVmRRSRVVDDFHLWDUFRPRYHULÀFDGR
para, com base nesta conclusão, decidir. Estamos, em cheio, no domínio da probatio levior”. (SILVA, Paula Costa e;
REIS, Nuno Trigo dos. “A prova difícil: da probatio levior à inversão do ónus da prova”. Revista de Processo, cit., p. 159).
27 MARINONI, Luiz Guilherme. Formação da Convicção e Inversão do Ônus da Prova segundo as peculiaridades do
caso concreto. Disponível em: <http://www.marinoni.adv.br/principal/pub/anexos/2007061901315330.pdf>. Acesso
em: 13 dez 2007, p. 7-8.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 157


GR{QXVGDSURYD UHJUDGHMXOJDPHQWR HGDUSHODLPSURFHGrQFLDE 
PDVVHIRLRUpXTXHDVVXPLXRGLWRULVFRRMXL]GHYHGHSRLVGDLQV
WUXomRHDQWHVGDVHQWHQoDLQYHUWHUR{QXVGDSURYDHLQWLPiOR RUpX 
SDUDTXHVHPDQLIHVWHSDUDVyHQWmRGDUSHODSURFHGrQFLD
7RPHVHRVHJXLQWHH[HPSORH[WUDtGRGDGRXWULQDGH*HUKDUG
:DOWHU8PQDGDGRULQLFLDQWHIDOHFHXQDSLVFLQDGHXPFOXEHVRFLDO
GHQDGDGRUHV GHJUDQGHSURIXQGLGDGHTXHMDPDLVIRUDLGHQWLIL
FDGDRXVLQDOL]DGDFRPRLPSUySULDSDUDRVQHyILWRVăFRPRGHWHU
PLQDPDVOHLV6HXVIDPLOLDUHVDMXL]DUDPDomRLQGHQL]DWyULDHPIDFH
GRFOXEHVRFLDOVRERDUJXPHQWRGHTXHDYtWLPDPRUUHXDIRJDGD2
FOXEHVRFLDOHPVXDGHIHVDVXVWHQWDTXHRIDOHFLPHQWRVHGHXSRU
XPFRODSVRFDUGtDFRRXFLUFXODWyULRRTXHpIDWRQDWXUDOH[FOXGHQ
WHGHQH[RGHFDXVDOLGDGH$RORQJRGRSURFHVVRFRQVWDWRXVHTXH
QHQKXPGRVIDWRV DIRJDPHQWRRXFRODSVR HUDSDVVtYHOGHSURYDă
VHTXHUSRULQGtFLRăLPSHUDQGRDG~YLGDXPD³VLWXDomRGHLQHVFOD
UHFLELOLGDGH´3HUFHEDVHFRQWXGRTXHRFOXEHVRFLDODRIXUWDUVH
GHFXPSULUVHXGHYHUOHJDOGHGHILQLUDSLVFLQDFRPRLPSUySULDSDUD
XVRGHLQLFLDQWHVDFHLWRXRULVFRGHFDXVDUDFLGHQWHVGHVWHYLpVH
SURGX]LUGDQREHPFRPRRULVFRGHQmRGHWHUPHLRGHSURYDDSWR
D H[FOXLU R QH[R GH FDXVDOLGDGH HQWUH R GHVFXPSULPHQWR GR VHX
GHYHUGHSURWHomRSUHYHQomR FRPVLQDOL]DomRGHYLGD HRDFLGHQ
WHIDWDO$VVXPLXSRLVRULVFRGD³LQHVFODUHFLELOLGDGH´GHYHQGRR
MXOJDGRULQYHUWHUR{QXVGDSURYDDQWHVGDVHQWHQoDăHPWHPSR
GHH[HUFHURFRQWUDGLWyULRăSDUDHPVHJXLGDFRQGHQiORDLQGH
QL]DU D YtWLPD 3DUHFH TXH QHVWHV FDVRV HVWDULD R MXL] YDOHQGRVH
GHSURYDSULPDIDFLHSDXWDVHQRTXHXVXDOPHQWHRFRUUH Pi[LPD
GHH[SHULrQFLD SDUDSUHVXPLURDIRJDPHQWR&DOFDVHQDVUHJUDVGH
H[SHULrQFLDSDUDVHFRQYHQFHUGDRFRUUrQFLDGRIDWRQmRSURYDGR
7DOYH]DTXLVHHQFDL[HFRPSHUIHLomRDYLVmRGH.D]XR:DWDQDEH
H[SRVWDOLQKDVDWUiVGHTXHDLQYHUVmRGR{QXVGDSURYDQDGDPDLV
pGRTXHXPMXOJDPHQWRSRUYHURVVLPLOKDQoDăTXHpDTXHOHSUR
PRYLGRSHODSURYDGHSULPHLUDDSDUrQFLDRXSRUYHURVVLPLOKDQoD
SURYDSULPDIDFLH 

28 MARINONI, Luiz Guilherme. Formação da Convicção e Inversão do Ônus da Prova segundo as peculiaridades do
caso concreto, cit., p. 7 e 8.
:$/7(5*HUKDUG/LEUHDSUHFLDFLyQGHODSUXHED%RJRWi7HPLVSH

158 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


ÐQXVGD3URYDGH)DWR1HJDWLYR
)DWRQHJDWLYRSRGHVHUREMHWRGHSURYD$WXDOPHQWHDLGHLDGH
TXH RV IDWRV QHJDWLYRV QmR SUHFLVDP VHU SURYDGRV QHJDWLYD QRQ VXQW
SUREDQGD KiPXLWRMiQmRWHPYDORU7RGRIDWRQHJDWLYRFRUUHVSRQGH
DXPIDWRSRVLWLYR DILUPDWLYR HYLFHYHUVD6HQmRpSRVVtYHOSURYDU
DQHJDWLYDQDGDLPSHGHTXHVHSURYHDDILUPDWLYDFRUUHVSRQGHQWH
eSUHFLVRGLVWLQJXLUHQWUHWDQWRDVQHJDWLYDVDEVROXWDVGDVUHODWLYDV
$QHJDWLYDDEVROXWDpDDILUPDomRSXUDGHXPQmRIDWRLQGHILQLGD
QRWHPSRHRXQRHVSDoR H[MDPDLVXVRXXP³ELTXtQLGHODFLQKR´ 
-iDQHJDWLYDUHODWLYDpDILUPDomRGHXPQmRIDWRGHILQLGDQRWHPSR
HRXQRHVSDoRMXVWLILFDGDSHODRFRUUrQFLDGHXPIDWRSRVLWLYRăIiFLO
GHSHUFHEHUTXDQGROHPEUDPRVGRV³iOLELV´ H[QDQRLWHGRUpYHLOORQ
QmRFRPHWHXDGXOWpULRQRDSDUWDPHQWRGR+RWHO&RSDFDEDQDSRLV
HVWDYDKRVSHGDGDFRPDPLJDVQR(FR5HVRUWQD3UDLDGR)RUWH%DKLD 
3RULVVRGL]VHDWXDOPHQWHTXHVRPHQWHRVIDWRVDEVROXWDPHQ
WH QHJDWLYRV QHJDWLYDV DEVROXWDVLQGHILQLGDV  VmR LQVXVFHWtYHLV GH
SURYDăHQmRSHODVXDQHJDWLYLGDGHPDVVLPSHODVXDLQGHILQLomR
3DUDXPIDWRVHUSUREDQGRpLQGLVSHQViYHOTXHVHMDHOHGH
WHUPLQDGRLVWRpLGHQWLILFDGRQRWHPSRHQRHVSDoReGHVVDUHJUD
TXHUHVXOWDQmRVHURIDWRLQGHWHUPLQDGRRXLQGHILQLGRSDVVtYHOGH
SURYD1mRpSRVVtYHOSRUH[HPSORSURYDUTXHDSDUWHQXQFDHV
WHYHQR0XQLFtSLRGH6mR3DXOR1HVVHVFDVRVR{QXVSUREDWyULR
pGHTXHPDOHJRXRIDWRSRVLWLYRGHTXHHOD DSDUWH HVWHYHOi
(PDOJXQVFDVRVDQHJDWLYDDEVROXWDHLQGHILQLGDSRGHVHUSUR
YDGDăRXDRPHQRVSUHVXPLGDăDSDUWLUGRXVRGHPHFDQLVPRV
HVSHFtILFRVeSRVVtYHOSURYDUSRUH[HPSORDLQH[LVWrQFLDGHFRQWDV
EDQFiULDV HP QRPH GH GHWHUPLQDGD SHVVRD FRP XPD GHFODUDomR
GR%DQFR&HQWUDO8PPHLRGHSURYDGHTXH³QmRKiGpELWRVILVFDLV
SHQGHQWHV´pDFKDPDGD³FHUWLGmRQHJDWLYD´H[SHGLGDSHODVDXWRUL
GDGHVILVFDLV$YLDELOLGDGHGHGHPRQVWUDomRGHQHJDWLYDVLQGHILQLGDV
GHYHVHVREUHWXGRDRIDWRGHH[LVWLUHPFHUWRVyUJmRVFHQWUDOL]DGR
´(PSULPHLUROXJDUHPPXLWtVVLPRVFDVRVQmRVHVDEHULDFRPRDSOLFiOR4XDOpRIDWRSRVLWLYRTXDOpRIDWRQHJDWLYR"
4XDOpDDÀUPDWLYDTXDOpDQHJDWLYD"9LDGHUHJUDWRGDDÀUPDomRpDRPHVPRWHPSRXPDQHJDomRTXDQGRVHDWULEXLD
XPDFRLVDXPSUHGLFDGRQHJDPVHWRGRVRVSUHGLFDGRVFRQWUiULRVRXGLYHUVRVGHVVDFRLVDµ &+,29(1'$*LXVHSSH
Instituições de Direito Processual Civil. São Paulo: Saraiva, 1969, v. 2, p. 377). Sobre o tema, ALVIM, José Manoel de
$UUXGD0DQXDOGH'LUHLWR3URFHVVXDO&LYLOHG6mR3DXOR57YS*Ð(6*LVHOH7HRULDJHUDOGDSURYD
Salvador: Editora Jus Podivm, 2005, p. 70.
/23(6-RmR%DSWLVWDGH$SURYDQRGLUHLWRSURFHVVXDOFLYLOHG6mR3DXOR57SH*Ð(6*LVHOH
Teoria geral da prova. Salvador: Editora Jus Podivm, 2005, p. 70.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 159


UHVGHGDGRVLQIRUPDo}HVHUHJLVWURVDSWRVDDWHVWDUIDWRVGHVWHYLpV
ă PXLWRV GHOHV HVWDWDLV H[ 5HFHLWD )HGHUDO &DUWyULRV GH ,PyYHLV
HWF 1RPDLVLQHJiYHOpDSRVVLELOLGDGHGHSURYDGHQHJDWLYDDEVR
OXWDSRUFRQILVVmRH[WUDtGDHPGHSRLPHQWRSHVVRDO
-iRVIDWRVUHODWLYDPHQWHQHJDWLYRV QHJDWLYDVGHILQLGDVUHODWL
YDV  VmR DSWRV D VHUHP SURYDGRV 6H DOJXpP DILUPD SRU H[HPSOR
TXHHPGHGH]HPEURQmRFRPSDUHFHXjDFDGHPLDSHODPDQKm
SRUTXHIRLDRPpGLFRpSRVVtYHOSURYDULQGLUHWDPHQWHDQmRLGDj
DFDGHPLD QmRIDWR VHKRXYHUFRPSURYDomRGHTXHHVWHYHWRGDD
PDQKmQRFRQVXOWyULRPpGLFR
3DUD $UUXGD $OYLP QHVWH FDVR R GDV QHJDWLYDV UHODWLYDV  R
{QXVGDSURYDVHUiELODWHUDO GHDPEDVDVSDUWHV RTXHQmRSDUH
FHDGHTXDGRSRLVHVVHWLSRGH{QXV³FRPSDUWLOKDGR´QmRIXQFLRQD
FRPRUHJUDGHMXOJDPHQWR2UDFRPRGHYHRMXL]MXOJDUDFDXVDVH
QHQKXPDGDVSDUWHVVHGHVLQFXPELXGRVHX{QXV LPSRVWRDDPEDV "
2{QXVGHSURYDWHPGHVHUXQLODWHUDO$VVLPQHVWHSDUWLFXODUpSUH
FLVRGLVWLQJXLUGXDVGLIHUHQWHVKLSyWHVHV
4XDQGR D SDUWH GHGX] XPD QHJDWLYD UHODWLYD FRPR QmR IDWR
FRQVWLWXWLYRGRVHXGLUHLWRFDEHDHODR{QXVGHGHPRQVWUDULQGLUHWD
PHQWHVXDQmRRFRUUrQFLDFRPDSURYDGRIDWRSRVLWLYRFRUUHODWR
3RU H[HPSOR VH XP LQGLYtGXR SUHWHQGH DIDVWDU MXGLFLDOPHQWH XPD
PXOWDGHWUkQVLWR GLUHLWRSRWHVWDWLYR VRERDUJXPHQWRGHTXHQmR
FRQYHUVDYDDRWHOHIRQHQDFRQGXomRGRVHXYHtFXORQRGLDGH
QRYHPEUR GH  jV K QD $YHQLGD 2WiYLR 0DQJDEHLUD IDWR
QHJDWLYR  SRUTXH HVWDYD FRP VHX YHtFXOR HVWDFLRQDGR QHVWH PHV
PRPRPHQWRHPGHWHUPLQDGRHVWDFLRQDPHQWRS~EOLFRHPIUHQWHj
&DVDGR&RPpUFLR IDWRSRVLWLYR FDEHOKHRHQFDUJRGHSURYDUGH
IRUPDLQGLUHWDRIDWRQHJDWLYRFRPDGHPRQVWUDomRGRIDWRSRVLWLYR
TXHDHOHFRUUHVSRQGH
0DV p SRVVtYHO TXH D SDUWH GHGX]D QHJDWLYD UHODWLYD HP VXD
GHIHVDSDUDGHVPHQWLUIDWRFRQVWLWXWLYRGRGLUHLWRGRVHXDGYHUViULRQHJD
RIDWRWUD]LGRSHODFRQWUDSDUWHID]HQGRVLPXOWDQHDPHQWHXPDDILU
PDomRGHIDWRSRVLWLYRTXHGHPRQVWUDDVXDQmRRFRUUrQFLD

32 Nas Ordenações Filipinas, Livro III, Título LIII, § 10, encontrava-se curiosa regra nesse sentido: “Posto que seja regra
que a negativa não se pode provar, e por conseguinte se não pode articular, essa regra não é sempre verdadeira, porque
bem se pode provar se é coarctada a certo tempo e certo lugar, e bem assim se pode provar se é negativa que se resolve
HPDÀUPDWLYDHSRGHVHDLQGDSURYDUSRUFRQÀVVmRGDSDUWHIHLWDHPGHSRLPHQWRµ
$/9,0-RVp0DQRHOGH$UUXGD0DQXDOGH'LUHLWR3URFHVVXDO&LYLOHGYFLWS

160 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


2{QXVpXQLODWHUDOHSRGHRMXL]DJLUGHGXDVGLIHUHQWHVIRU
PDVD RXPDQWpPDUHJUDOHJDOGH{QXVGHSURYDTXHLPS}HDR
DXWRURHQFDUJRGHSURYDURIDWRFRQVWLWXWLYRGRVHXGLUHLWR DUW
,&3& ăVHQGRTXHIHLWDDSURYDSHORDXWRUVyUHVWDDRUpXDSRV
VLELOLGDGHGHFRQWUDSURYDE RXSHUFHEHQGRTXHRDGYHUViULR UpX 
WHPPHOKRUHVFRQGLo}HVGHDWHQGHUDRHQFDUJRSUREDWyULRLQYHUWHR
{QXVGDSURYD QDIDVHGHVDQHDPHQWRRXLQVWUXomR ăGLVWULEXLQGR
GLQDPLFDPHQWHR{QXVGDSURYDFRPRVHUiYLVWRHPLWHPDVHJXLU
ăSDUDTXHHOH UpX SURYHRFRQWUiULRDLQGDTXHGHIRUPDLQGLUHWD
FRPDGHPRQVWUDomRGRIDWRSRVLWLYR HQRYR SRUHOHDGX]LGR
,PDJLQHVHTXHRDXWRUDILUPRXTXHRUpXFRQGX]LDVHXYHtFXOR
HPDOWDYHORFLGDGHQD$YHQLGD$QLWD*DULEDOGLQDPDQKmGRGLD
GHMXQKRGHHRDWURSHORX IDWRSRVLWLYRFRQVWLWXWLYRGRVHXGL
UHLWR 2UpXHPVXDGHIHVDDVVHYHUDTXHQmRHVWDYDQDFRQGXomRGR
VHXFDUURQRGLDHQDKRUDDSRQWDGRV IDWRQHJDWLYR SRLVMiRWLQKD
WUDQVIHULGRQHVWDGDWDDWHUFHLUR IDWRSRVLWLYRFRUUHODWR $SOLFDVH
FRPRGLWRDUHJUDJHUDO DUW,&3& FDEHQGRDRDXWRUSURYDUR
IDWRFRQVWLWXWLYRGRVHXGLUHLWRăRTXHQmRH[FOXLDSRVVLELOLGDGHGH
RMXL]GLVWULEXLUGLQDPLFDPHQWHR{QXVGDSURYDSRUFRQVLGHUDUTXH
DRXWUDSDUWHWHPPHOKRUHVFRQGLo}HVGHSURYDURFRQWUiULR

',675,%8,d­2&219(1&,21$/'2Ð186'$3529$
2†žGRDUWGR&3&SHUPLWHTXHDVSUySULDVSDUWHVGLVWUL
EXDPR{QXVGDSURYDPHGLDQWHFRQYHQomRTXHSRGHVHUILUPDGD
DQWHVRXPHVPRQRFXUVRGRSURFHVVR DUW†ž 
7HPVHDtWtSLFRQHJyFLRMXUtGLFRSURFHVVXDO
$FRQYHQomRSRGHUHFDLUVREUHR{QXVGDSURYDGHTXDOTXHU
IDWR3RGHWUDWDUVHGHIDWRVLPSOHVRXGHIDWRMXUtGLFRIDWRUHODWLYR
DQHJyFLRMXUtGLFRRXDYtQFXORH[WUDFRQWUDWXDOIDWROtFLWRRXLOtFLWR
HWF1mRKiUD]mRSDUDUHVWULQJLUHVVDFRQYHQomRDIDWRVGRSUySULR
QHJyFLRHPTXHDFRQYHQomRSRUYHQWXUDHVWHMDLQVHULGD
3DUD/HR5RVHQEHUJDSURYDGHQmRIDWRQmRpWmRGLItFLOTXDQWRVHDÀUPDHPQRVVDGRXWULQD%DVWDVHFRPSURYDUD
RFRUUrQFLDRXQmRGDVFLUFXQVWkQFLDVTXHIDODPHPIDYRUGRIDWRSRVLWLYRFRUUHODWR´3HURVHHPDOJ~QFDVRODFRPSUR-
EDFLyQGHODQRH[LVWHQFLDGHXPKHFKRUHVXOWDUDHVSHFLDOPHQWHGLItFLO\HQFDPELRPX\IiFLOODFRPSUREDFLyQGHVX
H[LVWrQFLDHOWULEXQDOSRGUi\GHEHUiWRPDUODFLUFXQVWDQFLDGHTXHHODGYHUVDULRQRVXPLQLVWUDODSUXHEDGHODLQH[LVWHQFLD
y ni siquiera trata de suministrarla, como motivo para declarar lê inexistência del hecho gracias a su libre apreciación de
ODSUXHEDµ0DVHPQHQKXPFDVRFRQFOXLDGLÀFXOGDGHGHIRUQHFHUDSURYDSRGHOHYDUDXPDPRGLÀFDomRGDVUHJUDVGH
{QXVGHSURYDFRQFOXVmRFRPDTXDOQmRVHFRQFRUGDFRPRVHYHUiDGLDQWH /DFDUJDGHODSUXHEDHG%XHQRV$LUHV
Julio César Faria Editor, 2002, p. 378).
35 Sobre o tema, conferir o excelente trabalho de Robson Renault Godinho: GODINHO, Robson Renault. Negócios
processuais sobre o ônus da prova no novo Código de Processo Civil. São Paulo: RT, 2015.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 161


$FRQYHQomRVREUHR{QXVGDSURYDSRGHVHUDOLiVXPQHJy
FLRMXUtGLFRDXW{QRPRVHPTXDOTXHUUHODomRFRPXPQHJyFLRDQWH
ULRUăHDSRVVLELOLGDGHGHHVVDFRQYHQomRUHDOL]DUVHQDSHQGrQFLD
GHXPSURFHVVRUHIRUoDHVVDFRQFOXVmR
eSDVVtYHOGHLQYDOLGDomRHQWUHWDQWRDFRQYHQomRVREUH{QXVGD
SURYDTXDQGRD UHFDLUVREUHGLUHLWRLQGLVSRQtYHOGDSDUWH DUW†
ž, E WRUQDUH[FHVVLYDPHQWHGLItFLODXPDSDUWHRH[HUFtFLRGRGLUHLWR
DUW†ž,, (VVHQHJyFLRMXUtGLFRHQWmRSRGHVHUUHDOL]DGRWDQWR
H[WUDMXGLFLDOPHQWHFRPRMXGLFLDOPHQWHDSyVRLQtFLRGRSURFHVVR
%HPDQDOLVDGDVHVVDVVLWXDo}HVSDUHFHQRVTXHEDVWDULDDROH
JLVODGRU WUDWDU GD VHJXQGD KLSyWHVH p YHGDGD D FRQYHQomR VREUH
{QXV GD SURYD TXH WRUQH H[FHVVLYDPHQWH GLItFLO R H[HUFtFLR GH XP
GLUHLWRăRTXHYDOHSDUDRVGLUHLWRVGLVSRQtYHLVRXLQGLVSRQtYHLV6LP
SRUTXH VH D FRQYHQomR ILUPDGD UHFDL VREUH IDWRV OLJDGRV D GLUHLWR
LQGLVSRQtYHOWRUQDQGRPDLVIiFLOSDUDDSDUWHDFRPSURYDomRGHVVHV
IDWRVREYLDPHQWHHODQmRSRGHULDVHULQYDOLGDGD2TXHRLQFLVR,
SUHWHQGHpHYLWDUTXHXPGLUHLWRLQGLVSRQtYHOGHL[HGHVHUH[HUFLGR
SRUGLILFXOGDGHVTXDQWRjSURYDGRVIDWRVTXHOKHVmRVXEMDFHQWHVă
FDVRHPTXHDFRQYHQomRVREUHR{QXVGDSURYDSRGHULDUHSUHVHQWDU
SRUYLDREOtTXDDSUySULDGLVSRQLELOLGDGHGRGLUHLWR
([HPSORGHFRQYHQomRTXHUHFDLVREUHIDWROLJDGRDGLUHLWRLQGLV
SRQtYHOHpQDGDREVWDQWHYiOLGDHPWHUPRGHDMXVWDPHQWRGHFRQGXWD
QHJyFLRMXUtGLFRSDUDDVROXomRGHSUREOHPDVUHODWLYRVDRVGLUHLWRVFR
OHWLYRV GHWHUPLQDGDHPSUHVDVHFRPSURPHWHDDGHTXDURVHXSURFHVVR
SURGXWLYRjVGLUHWUL]HVGHSURWHomRDRPHLRDPELHQWHDVVXPLQGRR{QXV
GHQDKLSyWHVHGHVHUGHPDQGDGDSURYDUTXHDVSURYLGrQFLDVDGRWDGDV
HPDWHULDLVXWLOL]DGRVQmRDJULGHPRHTXLOtEULRGRPHLRDPELHQWH
3HUFHEHVH TXH QR FRQWH[WR VH GLVFXWH GLUHLWR LQGLVSRQtYHO
GLUHLWRIXQGDPHQWDODRPHLRDPELHQWHHTXLOLEUDGR HDFRQYHQomR
UHFDL VREUH IDWR D HOH YLQFXODGR DWRV GH GHJUDGDomR GR PHLR DP
ELHQWH PDVQmRFRPSURPHWHRVHXH[HUFtFLRăDOLiVRIDFLOLWD
$FRQYHQomRVREUH{QXVGDSURYDp~WLOH[DWDPHQWHQRVPHVPRV
FDVRVHPTXHVHSHUPLWHDGLVWULEXLomRIHLWDSHORMXL]FRQIRUPHVHUi
YLVWRDGLDQWH
36 No mesmo sentido: MOUZALAS, Rinaldo; ATAÍDE JR., Jaldemiro Rodrigues de. “Distribuição do ônus da prova por
convenção processual”. Revista de Processo. São Paulo: RT, n. 240, 2015, p. 410.
1RPHVPRVHQWLGR0$&È'2/XFDV%XULOGH3(,;2725DYL0HGHLURVÑQXVGDSURYDHVXDGLQDPL]DomR6DOYD-
dor: Jus Podivm, 2014, p. 125.

162 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


2DUW9,GR&yGLJRGH'HIHVDGR&RQVXPLGRUFXLGDGDQXOL
GDGHGHFRQYHQomRTXDQGRLPS}HDRFRQVXPLGRUR{QXVGDSURYDGDV
VXDVDOHJDo}HV7UDWDVHGHQRUPDTXHFRPSOHPHQWDRGLVSRVWRQR&3&
eFRPRVHKRXYHVVHXPWHUFHLURLQFLVRQR†žGRDUWGR&3&(VVH
GLVSRVLWLYR³QmRSURtEHDFRQYHQomRVREUHR{QXVGDSURYDPDVVLP
WDFKDGHQXODDFRQYHQomRVHWURX[HUSUHMXt]RDRFRQVXPLGRU´
8PDYH]ILUPDGDDFRQYHQomRHGHVGHTXHVDWLVIHLWRVRVUHTXL
VLWRVGHYDOLGDGHHODpLPHGLDWDPHQWHHILFD]$SOLFDVHDTXLRGLVSRVWR
QRDUWGR&3&pGHVQHFHVViULDDKRPRORJDomRSHORMXL]SDUDTXH
RQHJyFLRVHMDLPHGLDWRHSOHQDPHQWHHILFD]
eUHOHYDQWHGHVWDFDUTXHDVFRQYHQo}HVVREUHR{QXVGDSURYD
QmRLPSHGHPDXWLOL]DomRGDLQLFLDWLYDSUREDWyULDGRPDJLVWUDGR5HD
OL]DGRRQHJyFLRSUREDWyULRSHUPDQHFHDSRVVLELOLGDGHGHDWXDomRGR
PDJLVWUDGRTXHSRGHUHDOL]DUDWLYLGDGHSUREDWyULDGHVGHTXHHPVHXV
OLPLWHVWHQGRWDOFRQYHQomRSURFHVVXDOLQIOXrQFLDDSHQDVQDDSOLFDomR
GR{QXVREMHWLYRGDSURYDVHIRURFDVR
7HQGRHPYLVWDHVVDVLWXDomRFHUWDGRXWULQDGHIHQGHDLQRSHUkQFLD
GDLQYHUVmRQHJRFLDOSRLVRVSRGHUHVLQVWUXWyULRVGRPDJLVWUDGRSUHYDOH
FHULDPVREUHHVVDFRQYHQomRVHQGRSRVVtYHODRPDJLVWUDGRGHWHUPLQDU
DSURGXomRGDVSURYDVDLQGDTXHDVSDUWHVKRXYHVVHPSDFWXDGRGLYHU
VDPHQWH2FRUUHTXHHVVHSRVLFLRQDPHQWRGRXWULQiULRHQFRQWUDVHHP
GHVDFRUGRFRPDOyJLFDSUREDWyULDDGLVSRVLomRUHIHUHVHDR{QXVRE
MHWLYRHQmRDRVXMHLWRTXHGHYHUiSURGX]LUDSURYDăTXHSRUFRQWDGD
UHJUDGHDTXLVLomRSURFHVVXDOGDSURYDpTXHVWmRLUUHOHYDQWHTXDQGR
KiVXILFLrQFLDSUREDWyULD
1D YHUGDGH DVVXPLQGR R UHIHULGR SRVLFLRQDPHQWR TXDOTXHU
PRGDOLGDGHGHLQYHUVmRRXGLQDPL]DomRSUREDWyULDWRUQDUVHLDLQ~
WLO (P QHQKXPD GDV SRVVLELOLGDGHV GH GLQDPL]DomR p LPSHGLGD D
DWLYLGDGHSUREDWyULDGRyUJmRMXOJDGRU$FRQWHFHTXHKDYHQGRHVVD
38 NERY JR., Nelson. Código de Defesa do consumidor comentado pelos autores do anteprojetoHG6mR3DXOR)RUHQVH8QLYHU-
VLWiULDS
39 DONOSO, Denis. “A prova no processo civil. Considerações sobre o ônus da prova, sua inversão e a aplicação do art.
333 do CPC diante da nova leitura do princípio dispositivo”. Revista Dialética de Direito Processual. São Paulo: Dialética,
2007, n. 51, p. 61. O art. 333, do CPC-1973 corresponde ao art. 373, do CPC-2015.
6$17266DQGUD$SDUHFLGD6iGRV$LQYHUVmRGR{QXVGDSURYDFRPRJDUDQWLDFRQVWLWXFLRQDOGRGHYLGRSURFHVVR
legal. São Paulo: RT, 2002, p. 70-71.
0$&È'2/XFDV%XULOGH3(,;2725DYL´1HJyFLRSURFHVVXDODFHUFDGDGLVWULEXLomRGR{QXVGDSURYDµ5HYLVWD
de Processo. São Paulo: RT, n. 241, 2015, p. 485.
1HVVHH[DWRVHQWLGRMiDÀUPRXR67-TXH´$LQYHUVmRGR{QXVGDSURYDQmRpLQFRPSDWtYHOFRPDDWLYLGDGHLQVWUXWyULD
GRMXL]UHFRQKHFLGDQRDUWLJRGR&yGLJRGH3URFHVVR&LYLOµ 67-5(VS5-75HO0LQ6LGQHL%HQHWLM

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 163


LQYHUVmRKiQDWXUDOPRGLILFDomRQDDWXDomRSUREDWyULDGDVSDUWHVă
{QXVVXEMHWLYRăFRPRWDPEpPDPRGLILFDomRGHTXHPDUFDUiFRP
RVULVFRVGHQmRVHGHVLQFXPELUGR{QXVSUREDWyULRă{QXVREMHWLYRă
PDVQDGDGLVS}HVREUHRVSRGHUHVSUREDWyULRVGRPDJLVWUDGR
$GRXWULQDEUDVLOHLUDQmRSUHVWLJLDDGLVWULEXLomRFRQYHQFLRQDO
GR{QXVGDSURYDHPERUDVHHPSROJXHFRPDGLVWULEXLomRMXGLFLDO
GR{QXVGDSURYDFRPRVHYHUiDGLDQWH7HPUD]mR5REVRQ5HQDXOW
*RGLQKRTXDQGRPDQLIHVWDRVHXHVWUDQKDPHQWRTXDQWRDRIDWRGH
TXH³SUDWLFDPHQWHQmRVHYrDUHIHUrQFLDjSDUWLFLSDomRGDVSDUWHVQD
IL[DomRGDGLVFLSOLQDFRQFUHWDGHVHXVHQFDUJRV´2DXWRUHQ[HUJD
Dt XP VLQWRPD GD QHJOLJrQFLD FRP TXH VH YHP WUDWDQGR D TXHVWmR
GDDXWRQRPLDSULYDGDQRSURFHVVRHVSHFLDOPHQWHHPPDWpULDSUR
EDWyULD HP FXMR UHJXODPHQWR VH SRGH YHU XP GLVSRVLWLYR TXH H[
SUHVVDPHQWHSUHYrDSRVVLELOLGDGHGHDVSDUWHVFRQYHQFLRQDOPHQWH
SURPRYHUHP XPD GLVWULEXLomR GR {QXV GD SURYD GH PRGR GLVWLQWR
GDTXHOH SUHYLVWR QD OHL (OH FRQWLQXD ³5HDOPHQWH p UHYHODGRU TXH
VHLGHQWLILTXHDLQVXILFLrQFLDGDVUHJUDVDEVWUDWDVGHGLVWULEXLomRGR
{QXVGDSURYDHVFUHYDPVHODXGDVVREUHDQHFHVVLGDGHGHXPDµWHR
ULDGLQkPLFD¶GDFDUJDSUREDWyULDSUHYHMDPVHPRGLILFDo}HVOHJLVODWL
YDVQHVVHVHQWLGRGHFLV}HVVXIUDJXHPDWHRULDHSURVVLJDXPVLOrQFLR
ăTXHHPFHUWRPRGRpHORTXHQWHăVREUHDDXWRQRPLDGDVSDUWHV
SDUDUHJXODomRGDPDWpULDLQFOXVLYHHPFRQMXQWRFRPRMXL]HVHIRU
RFDVRRPHPEURGR0LQLVWpULR3~EOLFR$ILJXUDVHVLQWRPiWLFRTXH
VHSOHLWHLHDGLQDPL]DomRGR{QXVGDSURYDHVHLJQRUHDSRVVLELOLGD
GHGHDVSDUWHVGLVFLSOLQDUHPRVUHVSHFWLYRVHQFDUJRV´

',675,%8,d­2'2Ð186'$3529$)(,7$3(/2-8,=
*HQHUDOLGDGHV
2OHJLVODGRUEUDVLOHLURDXWRUL]DRMXL]DSUHHQFKLGRVFHUWRVSUHV
VXSRVWRV UHGLVWULEXLU R {QXV GD SURYD GLDQWH GH SHFXOLDULGDGHV GR
FDVRFRQFUHWR$UHGLVWULEXLomRpIHLWDFDVRDFDVReFKDPDGDSRULVVR
GHdistribuição dinâmica do ônus da provaăHPERUDFRPRMiVHYLX
em 06.10.2009, publicado DJe de 29.10.2009). O art. 130 do CPC-1973 corresponde ao art. 370, do CPC-2015.
0$&È'2/XFDV%XULOGH3(,;2725DYL0HGHLURVÑQXVGDSURYDHVXDGLQDPL]DomRFLWS
44 GODINHO, Robson Renault. Negócios processuais sobre o ônus da prova no novo Código de Processo Civil. São
Paulo: RT, 2015, p. 60.
45 GODINHO, Robson Renault. Convenções sobre o ônus da prova. Negócios processuais sobre o ônus da prova no
novo Código de Processo Civil. São Paulo: RT, 2015, p. 34.

164 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


WDPEpPVHMDGLQkPLFDDGLVWULEXLomRIHLWDSRUFRQYHQomRGDVSDUWHV
$UHGLVWULEXLomRMXGLFLDOGR{QXVGDSURYDSRGHVHUIHLWDGHRItFLRHp
LPSXJQiYHOSRUDJUDYRGHLQVWUXPHQWR DUW;,&3& 
eSUHFLVRGHVWDFDUTXHDUHJUDpDGLVWULEXLomROHJDOGR{QXV
GDSURYDDGLQDPL]DomRGHSHQGHGHGHFLVmRGRPDJLVWUDGRVHMDGH
RItFLRVHMDDUHTXHULPHQWRGHXPDGDVSDUWHV2XVHMDDGLQDPL]D
omRpH[FHSFLRQDOHGHSHQGHGRUHFRQKHFLPHQWRGRVSUHVVXSRVWRV
GR†žGRDUW
$WpFQLFDpFRQVDJUDomRGRSULQFtSLRGDLJXDOGDGHHGRSULQ
FtSLRGDDGHTXDomR
9LVDVHDRHTXLOtEULRGDVSDUWHV DUWž&3& R{QXVGDSURYDGHYH
ILFDUFRPDTXHOHTXHQRFDVRFRQFUHWRWHPFRQGLo}HVGHVXSRUWiOR
2 SURFHVVR GHYH DLQGD VHU DGHTXDGR jV SHFXOLDULGDGHV GR
FDVRVHPSUHTXHDUHJUDJHUDOVHUHYHODUFRPHODVLQFRPSDWtYHO
2&3&SUHYrDSRVVLELOLGDGHGHGLVWULEXLomRGR{QXVGDSURYD
SHORMXL]2&yGLJRGH'HIHVDGR&RQVXPLGRUWDPEpPRID]SDUDDV
FDXVDVGHFRQVXPRăHVHPSUHHPIDYRUGRFRQVXPLGRUDSUHYLVmR
GR&3&QmRID]GLVWLQomRHPUHODomRDREHQHILFLiULRGDLQYHUVmRTXH
SRGHVHURDXWRURXDSDUWH
(VWDUHJUDGR&3&pSRULVVRXPDUHJUDJHUDO(VVHLWHPH[D
PLQDUiDVGXDV
'H WRGR PRGR DPEDV GHYHP REVHUYDU SUHVVXSRVWRV IRUPDLV
$VVLPSULPHLUDPHQWHVHUmRH[DPLQDGRVRVSUHVVXSRVWRVIRUPDLVSDUD
DGLVWULEXLomRGLQkPLFDGR{QXVGDSURYDIHLWDSHORMXL]HHPVHJXLGD
RVSUHVVXSRVWRVPDWHULDLVHVSHFtILFRVGHFDGDXPDGDVKLSyWHVHV
e LPSRUWDQWH UHJLVWUDU ILQDOPHQWH TXH D QRUPD MXUtGLFD TXH
DXWRUL]DDUHGLVWULEXLomRGR{QXVGDSURYDSHORMXL]QmRVHFRQIXQGH
FRPDQRUPDMXUtGLFDTXHDWULEXL{QXVGDSURYDDXPDGDVSDUWHV$
VHJXQGDpFRPRVHYLXXPDQRUPDGHMXOJDPHQWRTXHVHUYHSDUD
TXHRMXL]SRVVDGHFLGLUDFDXVDHPVLWXDo}HVGHDXVrQFLDGHSURYD

0$&È'2/XFDV%XULOGH3(,;2725DYLÔnus da prova e sua dinamização, cit., p. 232-234. De forma semelhante,


SILVA, Ricardo Alexandre da. Dinamização do ônus da prova no Projeto do Código de Processo Civil. DIDIER JR., Fredie et ali
(orgs.). Novas tendências do processo civil: estudos sobre o Projeto do Novo Código de Processo Civil. Salvador: Jus Podivm,
2014, v. 3, p. 552.
1HVWHSDUWLFXODU0DQXHO'RPtQJXH]FKDPDDWHQomRSDUDDQHFHVVLGDGHGHFDXWHODDRVHFRQVLGHUDUDIDFLOLGDGHGLÀFXO-
GDGHSUREDWyULDFRPRFULWpULRGHGLVWULEXLomR)DFLOLGDGHHGLÀFXOGDGHVmRWHUPRVTXHSRGHPSUHVWDUVHDDEXVRVDOHUWD
Sustenta, ainda, que a distribuição judicial deve complementar a distribuição legal, só podendo ser utilizada em casos extre-
PRV²HPTXHDVUHJUDVREMHWLYDVVHMDPLQDSOLFiYHLVRXFRQGX]DPDUHVXOWDGRVPDQLIHVWDPHQWHLQMXVWRV '20Ì1*8(=
Manuel Serra. Estudios de Derecho Probatorio. Lima: Libreria Communitas EIRL, 2009, p. 122 e 123).

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 165


DSULPHLUDpXPDUHJUDTXHDXWRUL]DRyUJmRMXOJDGRUDDOWHUDUDVUHJUDV
GH{QXVGDSURYD1mRVHSRGHFRQIXQGLUDUHJUDTXHVHLQYHUWHFRPDUHJUD
TXHDXWRUL]DDLQYHUVmR$UHJUDTXHDXWRUL]DDGLVWULEXLomRMXGLFLDOGR{QXV
GDSURYDpUHJUDGHSURFHGLPHQWRHQmRGHMXOJDPHQWR

3UHVVXSRVWRV)RUPDLV*HUDLV
$UHGLVWULEXLomRGR{QXVGDSURYDSHORMXL]GHSHQGHGDREVHU
YkQFLDGHWUrVSUHVVXSRVWRVIRUPDLV

'HFLVmR0RWLYDGD
$UHGLVWULEXLomRGHYHVHUIHLWDHPGHFLVmRPRWLYDGD DUW
†ž&3& (PERUDSUHYLVWDH[SUHVVDPHQWHQR&3&DH[LJrQFLDGH
PRWLYDomRSDUDDGHFLVmRTXHUHGLVWULEXDR{QXVGDSURYDpXPLP
SHUDWLYRGRDUW,;GD&RQVWLWXLomR)HGHUDO
eSUHFLVRDWHQWDUDLQGDSDUDXPDVSHFWRPXLWRLPSRUWDQWHDV
KLSyWHVHVQRUPDWLYDVTXHDXWRUL]DPDGLVWULEXLomRGR{QXVGDSURYD
SHOR MXL] VmR UHFKHDGDV GH FRQFHLWRV MXUtGLFRV LQGHWHUPLQDGRV 2
LQFLVR,,GR†žGRDUWGR&3&UHSXWDFRPRQmRIXQGDPHQWDGD
D GHFLVmR TXH ³HPSUHJDU FRQFHLWRV MXUtGLFRV LQGHWHUPLQDGRV VHP
H[SOLFDURPRWLYRFRQFUHWRGHVXDLQFLGrQFLDQRFDVR´
e LQWHUHVVDQWH DLQGD R SRVLFLRQDPHQWR GH (GXDUGR &DPEL
TXHHPERUDVHUHILUDjUHGLVWULEXLomRIHLWDHPFDXVDVGHFRQVXPR
VHUYH FRPR RULHQWDomR JHUDO R MXL] DR LQYHUWHU R {QXV GD SURYD
GHYHID]rORVREUHIDWRRXIDWRVHVSHFtILFRVUHIHULQGRVHDHOHVH[
SUHVVDPHQWHGHYHHYLWDUDLQYHUVmRGRRQXVSUREDQGLSDUDWRGRVRV
IDWRVTXHEHQHILFLDPDRFRQVXPLGRUGHIRUPDDPSODHLQGHWHUPLQD
GDSRLVDFDEDULDFRORFDQGRVREUHRIRUQHFHGRURHQFDUJRGHSURYDU
QHJDWLYDDEVROXWDRXLQGHILQLGDRTXHpLPSRVLomRGLDEyOLFD
3DUD DOpP GH DSRQWDU DV SUHPLVVDV IiWLFDV GD GLQDPL]DomR D
H[HPSORGRSUHGRPtQLRGDVWpFQLFDVQHFHVViULDVRMXOJDGRUGHYHUi
VHPSUHGLVFULPLQDUVREUHTXHIDWRVVHDSOLFDUiDPRGLILFDomRSURED
WyULD 6H D UHJUD JHUDO p D GLVWULEXLomR OHJDO RV IDWRV QmR UHIHULGRV
H[SUHVVDPHQWHQDGHFLVmRGRMXL]QmRWHUmRVHXVHQFDUJRVSUREDWy
ULRVDOWHUDGRV
48 Neste sentido, CÂMARA, Alexandre Freitas. “Doenças Preexistentes e ônus da Prova: o Problema da Prova Diabólica e uma
Possível Solução”, cit., p. 11; MARINONI, Luiz Guilherme. Formação da Convicção e Inversão do Ônus da Prova segundo as peculiaridades do
caso concreto, cit., p. 05 a 07; KNIJNIK, Danilo. A Prova nos Juízos Cível, Penal e Tributário, cit., p. 182 e 183; CAMBI, Eduardo. A Prova
Civil. Admissibilidade e Relevância, cit, p. 343.
49 CAMBI, Eduardo. A Prova Civil. Admissibilidade e Relevância, cit., p. 420.
0$&È'2/XFDV%XULOGH3(,;2725DYLÔnus da prova e sua dinamização, cit., p. 202.

166 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


0RPHQWRGD5HGLVWULEXLomR
2MXL]GHYHUHGLVWULEXLUR{QXVGDSURYDDQWHVGHSURIHULUDGH
FLVmRGHPRGRTXHDSDUWHSRVVDVHGHVLQFXPELUGRQRYR{QXVTXH
OKHIRLDWULEXtGR(VVDH[LJrQFLDHVWiH[SUHVVDPHQWHSUHYLVWDQDSDUWH
ILQDOGR†žGRDUWGR&3&PDVpDSOLFiYHODTXDOTXHUKLSyWHVHGH
UHGLVWULEXLomRMXGLFLDOGR{QXVGDSURYDLQFOXVLYHQDVFDXVDVGHFRQVXPR
7UDWDVHGHH[LJrQFLDTXHSUHVWLJLDDGLPHQVmRVXEMHWLYDGR{QXV
GDSURYDHFRPLVVRFRQFUHWL]DRSULQFtSLRGRFRQWUDGLWyULR
2 PRPHQWR GD UHGLVWULEXLomR SRGH VHU TXDOTXHU XP GHVGH
TXHSHUPLWDjSDUWHVHGHVLQFXPELUGR{QXVTXHDFDEDGHOKHVHU
DWULEXtGR1RHQWDQWRSDUHFHVHUPDLVRSRUWXQDDUHGLVWULEXLomRIHLWD
SRURFDVLmRGDGHFLVmRGHVDQHDPHQWRHRUJDQL]DomRGRSURFHVVR
FRPRDOLiVH[SUHVVDPHQWHLQGLFDRDUW,,,&3&
eERPTXHILTXHFODURQmRpSRVVtYHODLQYHUVmRMXGLFLDOGR{QXV
GDSURYDIHLWDQDVHQWHQoD³6HIRVVHOtFLWRDRPDJLVWUDGRRSHUDUDLQ
YHUVmRGR{QXVGDSURYDQRH[DWRPRPHQWRGDVHQWHQoDRFRUUHULD
DSHFXOLDUVLWXDomRGHVLPXOWDQHDPHQWHVHDWULEXLUXP{QXVDRUpX
HQHJDUOKHDSRVVLELOLGDGHGHGHVLQFXPELUVHGRHQFDUJRTXHDQWHV
LQH[LVWLD´2SURFHVVRFRRSHUDWLYR DUWž&3& H[LJHTXHDPRGLIL
FDomRGR{QXVGDSURYDUHVSHLWHDQHFHVVLGDGHGDSUpYLDLQIRUPDomR
jV SDUWHV GRV QRYRV HQFDUJRV SUREDWyULRV H SHUPLWLU D DWXDomR GD
SDUWHSDUDGHVLQFXPELUVHGRQRYR{QXVDHODLPSRVWR
3RURXWURODGRH[LJLUTXHDSDUWHDSHQDVSRUYLVOXPEUDUXPD
SRVVtYHO LQYHUVmR MXGLFLDO GR {QXV GD SURYD HP VHX GHVIDYRU IDoD
SURYD WDQWR GRV IDWRV LPSHGLWLYRV H[WLQWLYRV RX PRGLILFDWLYRV TXH
HYHQWXDOPHQWHDOHJDUFRPRGDLQH[LVWrQFLDGRIDWRFRQVWLWXWLYRGR
GLUHLWRGRDXWRUpWUDQVIRUPDUHPUHJUDJHUDODTXLORTXHIRLSHQVDGR
SDUDVHUDSOLFDGRFDVRDFDVRRXVHMDpFRQVLGHUDUTXHDSRVVLELOLGDGH

51 GIDI, Antônio. “Aspectos da Inversão do Ônus da prova no Código do Consumidor”. Revista de Direito do Consu-
midor. São Paulo: Revista dos Tribunais, 1995, n. 13, p. 38. No mesmo sentido, quanto ao momento da inversão judicial,
CAMBI, Eduardo. A Prova Civil. Admissibilidade e Relevância, cit., p. 418 segs.; CARPES, Artur Thompsen. Apontamen-
tos sobre a inversão do ônus da prova e a garantia do contraditório, cit., p. 40 segs.; ALVES, Maristela da Silva. “Esboço
VREUHRVLJQLÀFDGRGR{QXVGDSURYDQR3URFHVVR&LYLOµ,Q3URYD-XGLFLiULD(VWXGRVVREUHRQRYR'LUHLWR3UREDWyULR
Danilo Knijnik (Coord.). Porto Alegre: Livraria do Advogado, 2007, p. 212-213; MIRANDA NETTO, Fernando Gama
GHÑQXVGD3URYD1R'LUHLWR3URFHVVXDO3~EOLFR5LRGH-DQHLUR(GLWRUD/XPHQ-XULVS0(1'(6-U
Manoel de Souza. “O momento para a inversão do ônus da prova com fundamento no Código de Defesa do Consumi-
dor”. Revista de processo. São Paulo: Revista dos Tribunais, n. 114, 2004, p. 89.
0$&È'2/XFDV%XULOGH3(,;2725DYL$GLQDPL]DomRGR{QXVGDSURYDVREDySWLFDGRQRYR&yGLJRGH3UR-
FHVVR&LYLOFLWS<$56+(//)OiYLR/XL]Antecipação da prova sem o requisito da urgência e direito autônom à prova. São
Paulo: Malheiros, 2009, p. 93.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 167


GHLQYHUVmRIHLWDSHORMXL]HTXLYDOHjGLVWULEXLomRGR{QXVGDSURYD
IHLWDSHOROHJLVODGRU
6HLVVRDFRQWHFHUDGHFLVmRpQXODSRUYLRODomRDRFRQWUDGLWyULR
$SUHYLVmRGDSDUWHILQDOGR†žGRDUWGR&3&HQFHUUD
DVVLPORQJDGLVFXVVmRGRXWULQiULDHMXULVSUXGHQFLDODUHVSHLWRGRDV
VXQWR1R6XSHULRU7ULEXQDOGH-XVWLoDRWHPDMiKDYLDVLGRUHVROYLGR
QRVHQWLGRDSRQWDGRQRWH[WRHGHIHQGLGRGHVGHVHPSUHUHJUDGHLQ
YHUVmRMXGLFLDOGR{QXVGDSURYDpUHJUDGHSURFHGLPHQWRHSRULVVR
GHYHVHUDSOLFDGDDQWHVGDGHFLVmR$OHLWXUDGHVVDGHFLVmRpLPSUHVFLQ
GtYHOSDUDDFRPSUHHQVmRKLVWyULFDGDGLVFXVVmR

3URLELomRGHD5HGLVWULEXLomR,PSOLFDU3URYD'LDEyOLFD5HYHUVD
$UHGLVWULEXLomRMXGLFLDOGR{QXVGDSURYDQmRpSHUPLWLGDVH
LPSOLFDUSURYDGLDEyOLFDSDUDDSDUWHTXHDJRUDSDVVDDWHUR{QXV
DUW†ž&3& 7UDWDVHGHXPSUHVVXSRVWRQHJDWLYRSDUDDVXD
DSOLFDomRSUiWLFD
([DWDPHQWHSRUTXHDH[LVWrQFLDGHSURYDGLDEyOLFDpPXLWDYH]
RVHXSULQFLSDOIXQGDPHQWRDUHGLVWULEXLomRMXGLFLDOGR{QXVGDSURYD
QmRSRGHLPSOLFDUXPDVLWXDomRTXHWRUQHLPSRVVtYHORXH[FHVVLYD
PHQWHRQHURVRjSDUWHDUFDUFRPRHQFDUJRTXHDFDERXGHUHFHEHU
3RUH[HPSORR7ULEXQDOGH-XVWLoDGR5LR*UDQGHGR6XO (V
WDGREUDVLOHLUR HPDomRHPTXHDSDUWHSOHLWHDYDDFRQGHQDomRGH
HPSUHVDWHOHI{QLFDjLQGHQL]DomRSRUGDQRVPRUDLVSHODUHDOL]DomRGH
OLJDo}HVLQGHYLGDVGHFREUDQoDUHFXVRXDLQYHUVmRGR{QXVGDSURYD
VRERHQIRTXHGR&yGLJRGH'HIHVDGR&RQVXPLGRU3DUDWDQWRDUJX
PHQWRXTXH³VHULDLPSRVVtYHOSDUDR%DQFRID]HUSURYDGDDXVrQFLD
GHFRDomRRXDPHDoDDRGHPDQGDQWH´(PRXWUDVSDODYUDVDPRGL

$&RUWH-XGLFLiULDEUDVLOHLUDUHVSRQViYHOSHODXQLIRUPL]DomRGDDSOLFDomRGDOHJLVODomRIHGHUDOEUDVLOHLUD
67-6(5(VSQ63UHO0LQLVWUR-RmR2WiYLRGH1RURQKDUHOS$FyUGmR0LQLVWUD0DULD,VDEHO*DOORWWL
j. em 29.02.2012, publicado no DJe de 21.06.2012.
55 É importante deixar registrado um rol de alguns autores que defendiam que a inversão judicial do ônus da prova pudesse ser feita
na sentença – posicionamento que, atualmente, contraria expresso dispositivo de lei: WATANABE, Kazuo. Código de Defesa do
Consumidor comentado pelos autores do anteprojetoHG6mR3DXOR)RUHQVH8QLYHUVLWiULDS',1$0$5&2&kQGLGR
Rangel. Instituições de Direito Processual Civil9,,,HG6mR3DXOR0DOKHLURVS/23(6-RmR%DSWLVWDA prova no
direito processual civil. 3. ed. São Paulo: Revista dos Tribunais, 2007, p. 50-51.; NERY JR., Nelson. “Aspectos do processo civil no
Código de Defesa do Consumidor”. Revista de Direito do Consumidor. São Paulo: RT, v. 1, p. 217.
56 MIRANDA NETTO, Fernando Gama de Miranda. Ônus da Prova: No Direito Processual Público. Rio de Janeiro: Lumen
Juris, 2009, p. 184-186.
7-56$SHODomR&tYHO1ž&kP&tY5HO'HV'RUYDO%UiXOLR0DUTXHVM

168 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


ILFDomRGR{QXVGDSURYDQmRSRGHULDVHUIHLWDQDKLSyWHVHHPTXH
WRUQDULDLPSRVVtYHOTXHDRXWUDSDUWHGHOHVHGHVLQFXPELVVH
1DVKLSyWHVHVHPTXHpLGHQWLILFDGDKLSyWHVHGHSURYDGLDEyOL
FDSDUDDPEDVDVSDUWHVQmRGHYHKDYHUDXWLOL]DomRGDGLQDPL]DomR
SUREDWyULD(PWDOVLWXDomRGHYHVHUXWLOL]DGDDUHJUDGDLQHVFODUH
FLELOLGDGH GH IRUPD D DQDOLVDU TXDO GDV SDUWHV DVVXPLX R ULVFR GD
VLWXDomRGHG~YLGDLQVRO~YHOGHYHQGRHVWDVHUVXEPHWLGDjGHFLVmR
GHVIDYRUiYHO

$5HJUD*HUDOGH'LVWULEXLomRGRÐQXVGD3URYD)HLWDSHOR-XL]
2†žGRDUWGR&3&FRQVDJUDXPDUHJUDJHUDOGHLQYHUVmR
MXGLFLDOGR{QXVGDSURYDRXGLVWULEXLomRGLQkPLFDGR{QXVGDSURYDSHORMXL]
7UDWDVHGHUHJUDTXHSRGHVHUDSOLFDGDH[RIILFLRHPEHQHItFLR
GH TXDOTXHU GDV SDUWHV 0DV QmR SRGH VHU DSOLFDGD ³SDUD VLPSOHV
PHQWH FRPSHQVDU D LQpUFLD RX LQDWLYLGDGH SURFHVVXDO GR OLWLJDQWH
LQLFLDOPHQWHRQHUDGR´
&RPHVVDDPSOLWXGHpUHJUDVHPSUHFHGHQWHVQR'LUHLWREUDVLOHLUR
2 &3& FRQVDJURX OHJLVODWLYDPHQWH H FRP DSHUIHLoRDPHQWRV
DWHRULDGDGLVWULEXLomRGLQkPLFDGR{QXVGDSURYD QD$UJHQWLQDRQGH
IRL EHP GHVHQYROYLGD FKDPDGD GH WHRULDGDVFDUJDVSUREDWyULDVGLQk
PLFDV 1R%UDVLODWHRULDIRLEDVWDQWHGHVHQYROYLGDHGLVFXWLGDD
0$&È'2/XFDV%XULOGH3(,;2725DYL$GLQDPL]DomRGR{QXVGDSURYDVREDySWLFDGRQRYR&yGLJRGH3UR-
cesso Civil, cit., p. 212-213.
59 KNIJNIK, Danilo. A Prova nos Juízos Cível, Penal e Tributário, cit., p. 181; KNIJNIK, Danilo. “As (perigosíssimas) dou-
trinas do ‘ônus dinâmico da prova’ e da ‘situação de senso comum’ como instrumentos para assegurar o acesso à justiça
e superar a probatio diabólica”, cit., p. 947.
60 Sobre a visão argentina, longamente, PEYRANO, Jorge W (org.). Cargas Probatórias Dinámicas. Santa Fé: Rubinzalcul-
zoni, 2004. Manuel Dominguez cita farta doutrina italiana e espanhola nesse sentido, admitindo a distribuição judicial e
casuística do ônus de prova, tendo em conta a normalidade (o que parece se aproximar da ordinariedade e verossimilhança
DIHULGDVFRPPi[LPDVGHH[SHULrQFLD HDIDFLOLGDGHSUREDWyULD '20Ì1*8(=0DQXHO6HUUDEstudios de Derecho Proba-
torio. Lima: Libreria Communitas, 2009, p. 118-119.)
61 Sobre o tema, SOUZA, Wilson Alves. “Ônus da prova – considerações sobre a doutrina das cargas probatórias dinâ-
micas”. Revista Jurídica dos Formandos em Direito da UFBA. Salvador: UFBA, 1999, n.6; DALL’AGNOL JUNIOR, Antonio
Janyr. “Distribuição dinâmica do ônus probatório”. Revista dos Tribunais. São Paulo: RT, 2001, n. 788; CARPES, Artur
Thompsen. Apontamentos sobre a inversão do ônus da prova e a garantia do contraditório, cit., p. 36 e 37; MARINONI, Luiz Gui-
lherme. Formação da Convicção e Inversão do Ônus da Prova segundo as peculiaridades do caso concreto. Disponível em: <http://www.
marinoni.adv.br/principal/pub/anexos/2007061901315330.pdf>. Acesso em: 13 dez 2007, p. 07; LOPES, João Baptista
de. A prova no direito processual civilFLWH$/9(60DULVWHODGD6LOYD´(VERoRVREUHRVLJQLÀFDGRGR{QXVGDSURYD
no Processo Civil”, cit.; KNIJNIK, Danilo. A Prova nos Juízos Cível, Penal e Tributário. Rio de Janeiro: Forense, 2007, p.
175-179; KNIJNIK, Danilo. “As (perigosíssimas) doutrinas do ‘ônus dinâmico da prova’ e da ‘situação de senso comum’
como instrumentos para assegurar o acesso à justiça e superar a probatio diabólica”. In: Processo de Constituição: estudos em
homenagem ao professor José Carlos Barbosa Moreira. Luiz Fux, Nelson Nery Junior e Teresa Arruda Alvim (coord.). São Paulo:
Revista dos Tribunais, 2006; CÂMARA, Alexandre Freitas. “Doenças Preexistentes e ônus da Prova: o Problema da Prova
Diabólica e uma Possível Solução”, Revista Dialética de Direito Processual. São Paulo: Dialética, 2005, n.31; CAMBI, Eduardo.
A Prova Civil. Admissibilidade e Relevância, cit, p. 344-346; GODINHO, Robson Renault. “A distribuição do ônus da prova
na perspectiva dos direitos fundamentais”. Leituras complementares de constitucional: direitos fundamentais. Marcelo Novelino

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 169


SRQWRGHKDYHUSUHFHGHQWHVMXGLFLDLVTXHDDSOLFDYDPLQGHSHQGHQ
WHPHQWHGDH[LVWrQFLDGHWH[WRQRUPDWLYRTXHDHPEDVDVVHH[SUHVVD
PHQWH$JRUDKiWUDWDPHQWRQRUPDWLYRH[SUHVVR
$OpPGRVSUHVVXSRVWRVIRUPDLVMiH[DPLQDGRVRMXL]GHYHUi
YHULILFDUDRFRUUrQFLDGHDRPHQRVXPSUHVVXSRVWRPDWHULDO
3ULPHLURSUHVVXSRVWRPDWHULDOăSURYDGLDEyOLFD2†žGRDUW
GR&3&DXWRUL]DDGLVWULEXLomRGR{QXVGDSURYDQRVFDVRVHPTXH
Ki³LPSRVVLELOLGDGH´RX³H[FHVVLYDGLILFXOGDGHGHFXPSULURHQFDU
JR´(VVDpDKLSyWHVHFOiVVLFDGHLQYHUVmRMXGLFLDOGR{QXVGDSURYD
UHLYLQGLFDGDKiPXLWRVDQRVSHODGRXWULQDHDFHLWDSHORVWULEXQDLV
6HJXQGRSUHVVXSRVWRPDWHULDOăPDLRUIDFLOLGDGHGHREWHQomRGDSURYD
GRIDWRFRQWUiULR7DPEpPpSRVVtYHODUHGLVWULEXLomRMXGLFLDOGR{QXVGD
SURYDTXDQGRjOX]GRFDVRFRQFUHWRUHYHODUVHTXHDSURYDGRIDWR
FRQWUiULRSRGHVHUPDLVIDFLOPHQWHREWLGDSRUXPDSDUWHHPUHODomRD
RXWUD1HVWHFDVRDUHGLVWULEXLomRGR{QXVGDSURYDIHLWDSHORMXL]YLVD
jFRQFUHWL]DomRGDLGHLDGHTXHR{QXVGHYHUHFDLUVREUHDTXHOHTXH
QRFDVRFRQFUHWRSRVVDPDLVIDFLOPHQWHGHOHVHGHVLQFXPELU
8PDVLWXDomR FOiVVLFDHPTXHKiPDLRUIDFLOLGDGHSUREDWyULD
pQDVDo}HVGHUHVSRQVDELOLGDGHFLYLOFRQWUDPpGLFRVHPFLUXUJLDVH
WUDWDPHQWRVPpGLFRV1HVVDVVLWXDo}HVHVSHFLDOPHQWHTXDQGRKiQH
FHVVLGDGHGDGLVFXVVmRDFHUFDGDFXOSDQDFLUXUJLDRXQRWUDWDPHQWR
HPJHUDORPpGLFRWHUiPDLRUHVFRQGLo}HVGHGHPRQVWUDUDUHJXODUL
GDGHRXQmRGHVXDDWXDomRSURILVVLRQDO
$PHOKRUFRQGLomRGHSURGX]LUSURYDVpIDWRDVHUREMHWRGHSUR
YD7UDWDVHSRUpPGHIDWRTXHSRGHVHUSUHVXPLGRSHODQDWXUH]DGD
FDXVD SURYDSULPDIDFLH RXDIHULGRDSDUWLUGHGHFODUDo}HVHGRFXPHQ
WRVFRQVWDQWHVQRVDXWRV(QWUHWDQWRH[LVWHPVLWXDo}HVHPTXHWDOIDWR
WHUiGHVHUGHPRQVWUDGRSHODSDUWHFXMDFDUJDSUREDWyULDVHUHGX]LUi

Camargo (org.). Salvador: Editora Jus Podivm, 2006; DIDIER Jr., Fredie; OLIVEIRA, Rafael Alexandria; BRAGA, Paula
Sarno. Curso de Direito Processual Civil.HG6DOYDGRU(GLWRUD-XV3RGLYPY&5(0$6&26X]DQDA distribui-
ção dinâmica do ônus da prova.5LRGH-DQHLUR*=0$&È'2/XFDV%XULOGH3(,;2725DYLÔnus da prova e sua
dinamização, cit..
62 STJ, 4a T., REsp n. 69.309/SC, rel. Min. Ruy Rosado de Aguiar, j. em 18.06.1996, publicado no DJ de 26.08.1996, p.
67-7506Q%$UHO0LQ6pUJLR.XNLQDMHP67-75(VSQ63UHO
Mina. Nancy Andrighi, j. em 22.10.2013, publicado no DJe de 28.10.2013.
3DUD$OH[DQGUH&kPDUDHVVDGHYHULDVHUD~QLFDKLSyWHVH&Ç0$5$$OH[DQGUH)UHLWDV´'RHQoDV3UHH[LVWHQWHVH{QXV
da Prova: o Problema da Prova Diabólica e uma Possível Solução”, cit., p. 14-15.
&5(0$6&26X]DQD$GLVWULEXLomRGLQkPLFDGR{QXVGDSURYDFLWS0$&È'2/XFDV%XULOGH3(,;272
Ravi. Ônus da prova e sua dinamização, cit., p. 181.
65 BARBERIO, Sérgio José. Cargas Probatórias Dinámicas. ,Q ´&DUJDV 3UREDWyULDV 'LQiPLFDVµ 3(<5$12 -RUJH :
(Org.). Santa Fé: Rubinzalculzoni, 2004, p. 102-104.

170 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


$SURSRVWDGH'DQLOR.QLMQLNSHQVDGDSDUDR&3&TXH
QmRSRVVXtDGLVSRVLWLYRH[SUHVVRVREUHRWHPDDMXGDPXLWRDFRP
SUHHQGHUR†žGRDUWGR&3&HSRGHVHUXPSRQWRGHSDUWLGD
GRXWULQiULRăHPERUDDUHGDomRGRGLVSRVLWLYRVHMDPDLVHOiVWLFDGR
TXHRSRVLFLRQDPHQWRSRUHOHGHIHQGLGR
3DUDRDXWRUDUHGLVWULEXLomRMXGLFLDOGR{QXVGDSURYDVRPHQWH
GHYHULDVHUFDEtYHOQRVFDVRVGHD KLSRVVXILFLrQFLDSUREDWyULDTXDQGR
R DGYHUViULR GD SDUWH JR]D GH SRVLomR SULYLOHJLDGD SRU GLVSRU GH
FRQKHFLPHQWRWpFQLFRHVSHFLDORXSRUWHUHPVHXSRGHULPSRUWDQWHV
IRQWHVGHSURYD H[PpGLFRTXHGHWpPRSURQWXiULRHRVH[DPHVGR
SDFLHQWH E LQDFHVVLELOLGDGHGDSURYDGHFRUUHQWHGHFRQGXWDFXOSRVD
RXGHVOHDO SRUIDOWDGHFRRSHUDomRFRODERUDomR GRVHXDGYHUViULR
VHQGRTXHDFRQGXWDGHVOHDOTXHGLILFXOWDRDFHVVRjSURYDGHYHVHU
SXQLGDHVyDTXHODTXHLQYLDELOL]DRDFHVVRjSURYDGHYHFRQGX]LUj
GLQDPL]DomRGR{QXVSUREDWyULR
8PD VLWXDomR TXH SRGH VHU LPDJLQDGD p D SRVVLELOLGDGH GH
DOWHUDomRGDVLWXDomRIiWLFDQRGHFRUUHUGRSURFHVVRSURYRFDUXPD
QRYDUHGLVWULEXLomRGRVHQFDUJRVSUREDWyULRV2XVHMDSRGHVHUTXH
DSyVUHDOL]DGDDGLQDPL]DomRDSDUWHTXHLQLFLDOPHQWHQmRGHWLQKD
FRQGLomRGHDUFDUFRPR{QXVGHSURYDUGHWHUPLQDGRIDWRYHQKDD
DGTXLULORHDVLWXDomRFRQWUiULDHPTXHDRXWUDSDUWHGHL[DGHSRV
VXLUDKLSHUVXILFLrQFLDSUREDWyULDTXHOHJLWLPRXDGLQDPL]DomR1DV
GXDV VLWXDo}HV VHULD YLiYHO XPD QRYD UHGLVWULEXLomR GRV HQFDUJRV
SUREDWyULRVGHVGHTXHKDMDGHFLVmRPRWLYDGDHDRSRUWXQL]DomRGD
SDUWHVHGHVLQFXPELUGHVVHQRYR{QXV

$,QYHUVmRGRÐQXVGD3URYD)HLWDSHOR-XL]HP&DXVDVGH&RQVXPR
2&yGLJRGH'HIHVDGR&RQVXPLGRUDXWRUL]DDLQYHUVmRMXGL
FLDO RSHMXGLFLV³SRUREUDGRMXL]´ GR{QXVGDSURYD(VWHpXPGRV
³FDVRVSUHYLVWRVHPOHL´DTXHVHUHIHUHDSULPHLUDSDUWHGR†žGR
DUWGR&3&
2DUWž9,,,GR&yGLJRGH'HIHVDGR&RQVXPLGRUSHUPLWH
HPGXDVKLSyWHVHVTXHRPDJLVWUDGRLQYHUWDR{QXVGDSURYDQRV

66 A Prova nos Juízos Cível, Penal e TributárioFLWSVV&RQÀUDVHWDPEpP.1,-1,.'DQLOR´$V SHULJRVtVVLPDV 


doutrinas do ‘ônus dinâmico da prova’ e da ‘situação de senso comum’ como instrumentos para assegurar o acesso à
justiça e superar a probatio diabólica”, cit., p. 946 ss.
&5(0$6&26X]DQD$GLVWULEXLomRGLQkPLFDGR{QXVGDSURYDFLWS0$&È'2/XFDV%XULOGH3(,;272
Ravi. Ônus da prova e sua dinamização, cit., p. 198-200.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 171


OLWtJLRVTXHYHUVHPVREUHUHODo}HVGHFRQVXPRD TXDQGRYHURVVtPLO
DDOHJDomRGRFRQVXPLGRUVHJXQGRDVUHJUDVRUGLQiULDVGHH[SHUL
rQFLDE TXDQGRRFRQVXPLGRUIRUKLSRVVXILFLHQWH$UHGLVWULEXLomR
GHYHVHPSUHVHUIHLWDHPIDYRUGRFRQVXPLGRU
D &RQVWDWDGDDYHURVVLPLOKDQoDGDVDOHJDo}HVGRFRQVXPLGRU
FRPEDVHQDVUHJUDVGHH[SHULrQFLDRPDJLVWUDGRGHYHSUHVXPLODV
YHUGDGHLUDVSDUDUHGLVWULEXLQGRR{QXVGDSURYDLPSRUDRIRUQHFH
GRURHQFDUJRGHSURYDFRQWUiULD
E 9HULILFDQGRTXHRFRQVXPLGRUVHHQFRQWUDHPVLWXDomRGH
IUDJLOLGDGHHKLSRVVXILFLrQFLDSUREDWyULDăVHPGLVSRUGHFRQGLo}HV
PDWHULDLV WpFQLFDV VRFLDLV RX ILQDQFHLUDV GH SURGX]LU D SURYD GR
TXDQWRDOHJDGRăRMXL]GHYHVXSRUTXHDVDOHJDo}HVGRFRQVXPL
GRUVHMDPYHUGDGHLUDVGHWHUPLQDQGRTXHDFRQWUDSDUWHSDVVHDWHUR
{QXVGDSURYDFRQWUiULD
(PDPERVRVFDVRVDLQYHUVmRpVHPSUHXPDGHFLVmRGRMXL]
TXHGHYHUiFRQVLGHUDUDVSHFXOLDULGDGHVGHFDGDFDVRFRQFUHWR
%DVWDTXHXPGRVSUHVVXSRVWRVHVWHMDSUHVHQWHWHQGRHPYLVWD
TXHRSUySULROHJLVODGRUFRORFRXHQWUHHOHVDFRQMXQomRDOWHUQDWLYD
³RX´1mRVmRSUHVVXSRVWRVFRQFRUUHQWHVRXFXPXODWLYRVPDVVLP
DOWHUQDWLYRV
$GRXWULQDTXHH[LJHVHPSUHDSUHVHQoDGDYHURVVLPLOKDQoD
OHPEUD TXH D WHVH GH TXH RV SUHVVXSRVWRV VHMDP DOWHUQDWLYRV QmR
LPSOLFDDLQYHUVmREDVHDGDHPDOHJDo}HVDEVXUGDV$VDOHJDo}HVQmR
VH GLYLGHP HP DEVXUGDV H YHURVVtPHLV (QWUH HVVHV GRLV H[WUHPRV
Ki DV TXH JHUDP G~YLGDV PDV HP TXH VH HQFRQWUD SUHVHQWH XPD
68 Note que Kazuo Watanabe entende que não é propriamente caso de inversão do ônus da prova: “O que ocorre,
FRPREHPREVHUYD/HR5RVHQEHUJpTXHRPDJLVWUDGRFRPDDMXGDGDVPi[LPDVGDH[SHULrQFLDHGDVUHJUDVGD
vida, considera produzida a prova que incumbe a uma das partes. Examinando as condições de fato com base nas
Pi[LPDVGDH[SHULrQFLDRPDJLVWUDGRSDUWHGRFXUVRQRUPDOGRVDFRQWHFLPHQWRVHSRUTXHRIDWRpRUGLQDULDPHQWH
a consequência ou pressuposto de um outro fato, em caso de existência deste, admite também aquele como exis-
WHQWHDPHQRVTXHDRXWUDSDUWHGHPRQVWUHRFRQWUiULR$VVLPQmRVHWUDWDGHXPDDXWrQWLFDKLSyWHVHGHLQYHUVmR
do ônus da prova”. O autor parece equiparar o instituto à prova prima facie, ou prova de primeira aparência ou por
verossimilhança. (WATANABE, Kazuo. Código de Defesa do Consumidor comentado pelos autores do anteprojetoHG6mR
3DXOR)RUHQVH8QLYHUVLWiULDS
3DUDID]HUHVVDDQiOLVHRMXL]GHYHSRQGHUDUIDWRUHVFRPRDVGLÀFXOGDGHVGHDFHVVRDLQIRUPDo}HVGDGRVRXGRFXPHQ-
tação, o grau de escolaridade, sua posição social, seu poder aquisitivo etc.
 52'5,*8(6 0DUFHOR $EHOKD (OHPHQWRV GH 'LUHLWR 3URFHVVXDO &LYLO  HG 6mR 3DXOR 57  Y  S  H
327; CAMBI, Eduardo. A Prova Civil. Admissibilidade e Relevância, cit., p. 413. Assim, também, STJ, AgRg no REsp n.
5275HO0LQ3DXORGH7DUVR6DQVHYHULQRMHPSXEOLFDGRQR'-HGH(PVHQWLGR
GLYHUVR $QW{QLR *LGL GHIHQGHQGR TXH D LQYHUVmR Vy p DXWRUL]DGD TXDQGR SUHVHQWHV DPERV RV SUHVVXSRVWRV ² DÀQDO
DÀUPDpVHPSUHLPSUHVFLQGtYHOTXHDDOHJDomRGRFRQVXPLGRUVHMDYHURVVtPLO *,',$QW{QLR´$VSHFWRVGD,QYHUVmR
do Ônus da prova no Código do Consumidor”. Gênesis: Revista de Direito Processual Civil. Curitiba: Gênesis, 1996, n.
03, p. 584).

172 \R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \


VLWXDomRGHLQVXILFLrQFLDSUREDWyULDVHQGRMXVWLILFDGDDLQYHUVmRGR
{QXVGDSURYD&DVRDDOHJDomRVHMDDEVXUGDRPDJLVWUDGRIRUPDUi
DFRQYLFomRGDLQH[LVWrQFLDGDRFRUUrQFLDGRIDWRVHTXHUKDYHQGR
DQHFHVVLGDGHGHLQYHUVmRGR{QXVGDSURYDTXHGHSHQGHGHXP
HVWDGRGHG~YLGDY

0$&È'2/XFDV%XULOGH3(,;2725DYLÔnus da prova e sua dinamização, cit., p. 129-130.

\R. EMERJ, Rio de Janeiro, v. 20, n. 2, p.147-173, Maio/Agosto. 2018 \ 173

You might also like