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Old Herborn University Seminar Monograph 31:

Evolutionary biology of the virome, and impacts in human health and disease.
Editors: Peter J. Heidt, Pearay L. Ogra, Mark S. Riddle and Volker Rusch.
Old Herborn University Foundation, Herborn, Germany: 15-26 (2017).

THE ORIGIN, NATURE AND DEFINITION OF VIRUSES (AND LIFE):


NEW CONCEPTS AND CONTROVERSIES

PATRICK FORTERRE

Institute Pasteur, Department of Microbiology, and


Institute for Integrated Cell Biology, Department of Microbiology,
University of Paris-Saclay, Paris, France

SUMMARY

During the last two decades, our vision of the viral world has been pro-
foundly modified by several discoveries in different fields of biology. Many
of these discoveries conflict with the traditional view of viruses as inert
biological objects that played a minor role in evolution and mainly evolve
by picking genes from their hosts. It has been realized that viruses are very
ancient, predating the Last Universal Cellular Ancestor (LUCA), extremely
diverse, and have played a major role in life evolution. New definitions and
concepts of viruses have been proposed to take these new discoveries into
account. In particular, the virocell concept states that viruses are cellular
organisms and emphasizes their ability to produce their own genes.
Although the virocell concept remove arguments against the non-living sta-
tus of viruses, the definition of life and living organisms remains challeng-
ing. Here, viruses are defined as capsid encoding organisms and life as the
mode of existence of biological entities (individuals in philosophical term).

INTRODUCTION

For years, most biologists considered revealed a fascinating world of differ-


viruses as by-products of biological ent viruses previously unknown in bac-
evolution that could have only play a teria and eukaryotes (Prangishvili,
minor role in the history of the living 2013). To top it all, the discovery of
world. This has gradually changed re- giant virus has caught the imagination
cently as a result of several advances in of the scientific community by reveal-
different fields of biology. The molecu- ing the existence of viruses whose ge-
lar ecologists have highlighted the ex- nomes are greater than those of many
traordinary abundance of viral particles bacteria and archaea (Raoult et al.,
and viral genes in the environment 2013). All these findings have revived
(Kristensen et al., 2010, Suttle, 2013), interest in viruses and rested the issue
the structuralists biologists have shown of their nature - living or not - and the
unexpected kinship between viruses definition of life itself. Here, I review
infecting organisms belonging to dif- the definition of viruses and life that I
ferent cellular domains (archaea, bacte- proposed recently (Forterre, 2016, and
ria or eukaryotic) determining the struc- references therein) and I discuss the
ture of the proteins forming the viral virocell concept, that challenges the
capsid (Abrescia et al., 2012). At the traditional view that assimilate viruses
same time, the study of archaeal virus to their virions.

15
Figure 1: Genome size scale of viruses. DJH: double-jelly roll fold, HK: Hong Kong fold.
Drawings and pictures are from ViralZone (Hulo de Castro et al., 2012).

WHAT IS A VIRUS?
The discovery of giant viruses, such as encoding organisms” (viruses) and
Mimivirus and Pandoravirus, has raised “ribosome-encoding organisms” (Ar-
new interest in the problem of the na- chaea, Bacteria and Eukarya) (Raoult
ture, origin and role of viruses in life and Forterre, 2008). We proposed the
evolution (Raoult et al., 2004, Forterre, term “orphan replicons“ for mobile
2010, Philippe et al., 2013, Forterre, elements such as plasmids, transpos-
2017). These viruses produce virions ons, etc. that are evolutionary related to
that are visible under the light micro- viruses (capsidless viruses according to
scope and have genomes larger than the Koonin and Dolja, 2013). Notably,
genomes of some free-living microbes. considering the capsid to be the hall-
However, dividing viruses between mark of the virus allows distinguishing
‘giants’ and ‘small’ viruses is artificial between viruses and orphan replicons.
since there is a continuous gradient in This can be illustrated by comparing
genome size between the smallest virus the smallest known plasmid encoding
(encoding two genes) and the Pandora- one protein (a replication protein) to
virus, encoding more than 2000 genes the smallest known virus that encode
(Forterre et al., 2014) (Figure 1). The two proteins, a replication protein and a
challenge is to find a definition of vi- capsid protein (Krupovič and Bamford,
ruses that takes into account this diver- 2010) (Figure 2). Importantly capsids
sity. Ten years ago, Didier Raoult and should themselves be defined as a set
myself suggested classifying the living of proteins (at least one) associated to
world in two major realms: “capsid- the viral nucleic acid to form a virion.

16
Figure 2: Definition of viruses as capsid encoding organism allows distinguishing viruses and
plasmids and is valid for both the smallest and the largest viruses (drawing partly inspired by
Krupovič and Bamford, 2010).

THE ORIGIN OF VIRUSES


The definition of viruses as organisms addition to the MCP characteristics of
encoding protein-based capsids implies these two lineages, many other types of
that viruses originated after the emer- non-homologous MCP have been iden-
gence of the ribosome, i.e. after the tified by structural biologists (Krupovic
emergence of rather sophisticated cells and Koonin, 2017), confirming that
(Figure 3). This definition thus clearly viruses are polyphyletic, and prevent-
refutes all “virus first” theory for the ing the definition of a viral “LUCA”.
origin of life. On the other hand, com- This indicates that viruses originated
parative analyses of some key viral several times independently, some of
proteins, have shown that viruses were them before LUCA, other possibly later
most probably already present in the on, by recombination between various
biosphere at the time of the last univer- replicons and cassettes encoding sets of
sal common ancestor (LUCA) genes required to make a virion (see for
(Abrescia et al., 2012) (Figure 4). instance Krupovic, 2013).
Indeed, at least two major lineages of The first viruses were most likely
viruses characterized by their specific RNA viruses infecting RNA/protein
major capsid proteins (MCP) and pack- cells that originated from the associa-
aging ATPases have members in the tion of parasitic RNA replicons and
three ensembles of viruses infecting simple capsid proteins (Forterre,
each of the three domains of life. In 2006a). Ancient structures present in

17
Figure 3: Schematic evolutionary pathway from the origin of life to the modern world of ribosome
and capsid encoding organisms. LUCA: the Last Universal Common Ancestor.

these RNA/protein cells, such as mem- of virus hypothesis for DNA origin)
brane vesicles, intracellular compart- (Forterre, 2002, 2006ab). The early
ments, or primitive chromosome scaf- emergence of DNA and DNA replica-
folds, may have provided the basis for tion machineries in such ancient viro-
the emergence of different types of sphere would explain why these mech-
simple virions (pleomorphic vesicle- anisms are much more diverse in the
like virions, icosahedral capsids and viral world than in the cellular world
nucleocapsids) (Forterre and Krupovic, (Forterre, 2013a). Later on, DNA and
2012). Later on, DNA viruses possibly two non-homologous viral DNA repli-
originated from RNA viruses (Figure cation mechanisms would have been
3) and/or from the association of DNA transferred to cells, one in the bacterial
replicons with capsids from RNA vi- lineage and the other in the “arkaryal
ruses. I suggested that DNA itself lineage” (Arkarya being the name pro-
might have appeared in the ancient posed for the clade grouping Archaea
virosphere, being originally a particular and Eukarya) (Forterre, 2015).
type of modified RNA genome (the out

18
Figure 4: The Universal tree of life and the three ensembles of double-stranded DNA viruses
corresponding to each domain (some families) are not indicated in eukaryotes. NCLDV:
NucleoCytoplasmic Large DNA Viruses. LUCA: The Last Universal Common Ancestor. The
depicted folds correspond to those in Figure 1 (see legend). This picture illustrates the diversity of
archaeal dsDNA viruses (Prangishvili, 2013) compared to bacterial ones. Caudovirales
(Myoviridae, Siphoviridae, Podoviridae) are common to Archaea and Bacteria and represent 95%
of known bacterial viruses. Eukaryotes are infected by many different RNA virus families not
shown here, whereas Bacteria are also infected by RNA viruses, but much more rarely. Drawings
and pictures are from ViralZone (Hulo de Castro et al., 2012)

ARE VIRUSES ORGANISMS?


NO, ACCORDING TO THE TRADITIONAL VIEW
OF VIRUSES ASSIMILATED TO THEIR VIRIONS
Defining virions as “capsid encoding virions has both historical and practical
organisms” raises the question: are reasons (Forterre, 2016). Historically,
viruses organisms? Usually, viruses are the assimilation of viruses to their viri-
not considered to be organisms because ons can be traced back to the discovery
as stated by Lwoff (1966) “an organism of viruses. The term “virus” was indeed
is constituted of cells”, whereas viruses first used to describe the infectious
are assimilated to macromolecular ma- entities able to pass through filters that
chines. This is because viruses are usu- retain bacteria (Bos, 1999) and it turned
ally confused with their virions. The out that these infectious entities are the
tradition to identify viruses to their viral particles. Later on, images of

19
Figure 5: Infection by a virulent bacteriovirus transforms a bacterium (A) into a virocell (B) in
which the only present nucleic acid is often the viral DNA (pink) after destruction of the bacterial
chromosome (orange). The infection transforms the cellular metabolism and membranes (indicated
by the differences in colour). Some bacteriovirus transform the bacterium into a virocell with a
nucleus (C). A nuclear membrane is formed by a viral encoded protein (gp105) and the nucleus is
positioned at the middle of the cell by a tubuline-like protein (PhuZ) (Chaikeeratisak et al. 2017).
New genes can originate in the virocell (as in ribocells) during the replication (R) of the viral
genome by the mechanism summarized on the lower right panel (Carvunis et al., 2012, Zhao et al.,
2014).

virions have been constantly used to only one type of nucleic acid thus
illustrate and popularize the virus con- clearly means that one identifies the
cept in publications, textbooks and virus and the virion. Another example
conferences (as it is the case in Figures of this confusion is provided by envi-
1, 3 and 4 of this paper!). ronmental virologists who always de-
The assimilation of viruses to their termine the number of viruses in the
virions had important consequences on environment by counting the number of
the previous definitions of viruses. For viral-like particles and equal this
instance, Lwoff (1957) stated that, in number to the number of viruses
contrast to cells, viruses have only one (Forterre, 2013b). This is in fact the
type of nucleic acid (either RNA or equivalent to count fish eggs to
DNA). However, DNA viruses actually estimate the number of fishes in the
possess both DNA and RNA (messen- ocean! A striking example can also be
ger RNA). Assuming that viruses have found in a seminal review by Jacob and

20
Wollman in which these authors first conclude by defining a virus as “a
described the three possible forms of genetic element enclosed in a protein
viruses (including intracellular one) to coat” (Jacob and Wollman, 1961).

VIRUS DEFINITION AND THE ORIGIN OF VIRAL GENES


A damaging consequence of the assim- genes de novo provides an unlimited
ilation of viruses to their virions is that resource of new genes for cellular
many biologists, especially evolution- organism, since viral genes can become
ists interested in the history of life, cellular following the integration of
underestimate the capacity of viruses to viral genome into cellular chromo-
“produce” new genes de novo. This is somes. Notably, viral genomes can
because, once assimilated to their viri- integrate into cellular genomes with
ons, viruses are considered to be pas- few constraints in term of size, whereas
sive and inert objects, entirely depend- the amount of cellular DNA or RNA
ent of their cellular hosts (Forterre, that a virus can take up is limited by
2011). As a consequence, most biolo- the size of the virion. This explains
gists wrongly assumed that all (or al- why the gene flux is overwhelming
most all) viral genes are derived from from viruses to cells than the other way
their cellular hosts/victim (Moreira and around (Forterre and Prangishvili,
Lopez-Garcia, 2009). However, this is 2013). The integration of viral DNA is
probably not correct. One can safely a critical mechanism speeding the rate
assume that most viral genes originated of evolution. There are now many
de novo in viral genomes during the examples of viral proteins whose exap-
intracellular cycle of virus reproduction tation has been at the origin of major
by the same mechanisms that produce evolutionary transition in life evolu-
novel genes in cellular genomes tion. Well-known examples are Peg10
(Forterre, 2011) (Figure 5). The and Syncitins which derived from the
mechanisms of de novo gene emer- Gag and Env proteins of an endoge-
gence have now been revealed by com- nous retrovirus, respectively, and are
parative analyses of multiple closely used by mammals to build the placenta
related genomes of Saccharomyces and protect the embryo against the im-
cerevisiae and Drosophila melano- mune system of the mother (Chen et
gaster (Carvunis et al., 2012, Zhao et al.2015, Villarreal, 2016). A less
al., 2014). Most new genes did not known but also dramatic example is
originate from gene duplication, as of- provided by the Arc protein, a master
ten assumed, but by the selection of gene of memory acquisition, which is
short open reading frames (protogenes) derived from the Gag gene of endoge-
arising randomly in intergenic regions. nous retroviruses (Day and Schepherd,
In the case of RNA viruses, such new 2015). Many authors now recognize the
genes can also originate on the non- important role that viruses have played
coding strand of ancient genes, produc- at several critical transitions in life evo-
ing overlapping genes that can be unre- lution, especially in the emergence of
lated from one viral strain to another new cellular lineages (Forterre and
(Rancurel et al., 2009). The massive Prangishvili, 2009, Koonin and Dolja,
creation of viral genes de novo in viral 2013). This is not surprising, consider-
genomes explains well why most of ing that viruses are major actors of both
them have no cellular homologues. variation and selection, the two pillars
The continuous creation of new viral of Darwinism (Forterre, 2012).

21
ARE VIRUSES ORGANISMS?
YES, IF ONE FOCUSES ON THE VIROCELL
The assimilation of viruses to their viri- 5B). At the beginning of the infection,
ons led to an underestimation of the two organisms thus co-exist in the
intracellular phase of the virus repro- same cell, the virus and the ribocell (a
duction cycle, often called the “eclipse bacterium, an archaeon or an eukary-
phase’ (since virions are no more visi- ote), fighting each other (in particular
ble) or the vegetative phase. These are via the CRISPR and anti-CRISPR sys-
unfortunate choices since the intra- tems). Later on, the two organisms can
cellular phase is precisely the active manage to co-exist pacifically in a form
phase of the virus reproduction during of symbiosis sometimes called carrier
which the virus indeed behaves as an state or persistence forming a riboviro-
organism. During this phase, the viral cell. However, very often, the virus
genome is transcribed and replicated predominates and the ribocell disap-
and the cellular metabolism is partly or peares, leaving a transient virocell that
completely reorganized in favour of the commit suicide while liberating a
virus. The transformation of the wealth of virions. To paraphrase the
host/victim metabolism into a viral me- metaphor from François Jacob: “the
tabolism is especially critical for the dream of a cell is to produce two
whole process. For that purpose, the cells”, one can say: “the dream of a
viral genome encodes proteins that virocell is to produce as much virions
redirect the metabolism of its as possible”. In the ribovirocell, both
host/victim and/or encodes viral meta- organisms manage to fulfil their own
bolic enzymes complementary to or dream but making a compromise,
replacing those of the host cell (Rosen- dividing more slowly for the cell and
wasser et al., 2016). producing less virions for the virus.
A few years ago, I proposed the The co-existence of different organisms
“virocell concept”, to focus attention in the same cell is a frequent situation
on the intracellular phase of the virus in biology, indicating that one should
reproduction cycle (Forterre, 2011, not confuse the notions of cell and or-
2013). In particular, the virocell con- ganisms. Many eukaryotic cells har-
cept should help taking into account the bour a multitude of intracellular bacte-
possible de novo origin of most viral ria and/or archaea. An amazing exam-
genes. However, the virocell concept ple is provided by amoeba infected by
should not be confused with the defini- a bacterium and a giant virus; the giant
tion of viruses because it does not virus itself being infected by a viro-
cover the whole process corresponding phage (a virus of a virus) (Moliner et
to the viral organism. The term organ- al., 2010). In that case, four organisms
ism in the definition of viruses de- are present in the same cell as in a Rus-
scribes a biological process and inte- sian doll (Forterre, 2010, Mart
grates all aspects of the viral reproduc- Krupovic, personal communication).
tion cycle: the virion, the virocells, and By analogy with the eukaryotic nu-
the viral genome. cleus, the viral factories produced by
The virocell concept was also pro- many eukaryotic viruses replicating in
posed to fit with the definition of vi- the cytoplasm can be considered as the
ruses as capsid encoding ORGAN- nuclei of these virus virocells. In that
ISMS, since the virocell corresponds to case, it is possible that this analogy re-
a new type of cellular organism (Figure flects homology since several authors

22
have suggested the existence of an evo- mitotic-like apparatus to localize this
lutionary link between the nucleus of nucleus at the centre of the infected
eukaryotic cells and the viral factories bacterium (Chaikeeratisak et al., 2017)
(nucleus) of giant DNA viruses infect- (Figure 5C). This again emphasizes the
ing eukaryotic cells (Forterre and power of viral creativity and increases
Gaia, 2016). Strikingly, it turned out the appeal of the so-called viral
recently that some viruses infecting eukaryogenesis hypothesis for the
bacteria can also produce a nucleus in origin of eukaryotes (Forterre and
which viral transcription and replica- Raoult, 2017).
tion takes place, as well as a simple

ARE VIRUSES ALIVE?


The answer to this question changed mentioned, the only difference between
frequently depending of the period and the smallest plasmid and the smallest
the authors. Originally, viruses were virus is the presence in the latter of a
often considered to be living because gene encoding a capsid protein (Figure
the “infectious fluid” detected by the 2). Does this mean that addition of a
pioneers of virology displayed all the single gene is sufficient to transform a
classical properties of life: reproduc- non-living biological object (the plas-
tion, multiplication and evolution (Bos, mid) into a living organism (the virus)?
2000). Later on, most biologists con- I recently noticed another example
clude that viruses are not living when that dramatically illustrates the diffi-
they realized that virions are “simply” culty to define a living organism, the
inert nucleoprotein particles devoid of transition between an intracellular bac-
metabolism (Bos, 2000, Van terium and an organelle (Forterre,
Regenmortel, 2003; Moreira and 2016). All biologists would agree that
Lopez-Garcia, 2009). This was of intracellular bacteria are living and
course another consequence of the most of them would also assume that
assimilation of viruses to their virions. mitochondria are not because “they
For instance, Van Regenmortel (2003), lack autonomy and a life cycle” (Van
former president of the ICTV, wrote Regenmortel, 2010). However, it is im-
that: “viruses do not possess many of possible to determine when the transi-
the essential attributes of living organ- tion from living to non-living occurred
isms, such as the ability to capture and in the evolution leading from the alpha-
store free energy and they lack the proteobacterium ancestor of mitochon-
characteristic autonomy arising from dria to bona fide mitochondria. This is
the presence of integrated, metabolic because the autonomy of an endo-
activities”. However, this is not true for symbiont towards its host decreases in
the virocell, since the latter is charac- a continuous manner in the course of
terized by a specific metabolism work- reductive evolution (Forterre, 2016). It
ing for the benefit of the virus (Rosen- is thus hopeless to search for the gene
wasser et al., 2016). It is thus tempting or the gene set that would define life
to conclude that viruses are actually and/or determine the degree of autono-
living after all. This conclusion then my of an organism. One cannot define
raises further questions. If viruses are a clear-cut border between living and
living, one can go one step further and non-living organisms/organelles based
ask: are plasmids living? As previously on quantitative or qualitative features.

23
This conclusion raises a challenging “particular” (Chauvier, 2008, Pradeu,
question: should we exclude the terms 2010). Individuals should be “separa-
“life” and “living” from the biological ble, countable and have acceptable
literature, since they cannot be rigor- clear-cut spatial boundaries” (a pro-
ously defined scientifically? This tein, a chromosome) whereas a particu-
seems difficult considering that biology lar is “everything that can be designed
is the science of “life”. To solve this through a demonstrative reference” (a
conundrum, I suggested considering as protein domain or a gene) (Chauvier,
living all biological entities as long as 2008, Pradeu, 2010). In these pro-
they are operational in the process of posals, life can be defined as “the mode
“life” (Forterre, 2016). To discriminate of existence of biological individuals”
between biological entities that can be (Forterre, 2016) to paraphrase the defi-
living (i.e. a protein or a chromosome) nition proposed by Friedrich Engels in
and biological entities that cannot, such the 19th century “life is the mode of
as a protein domain or a gene, I have existence of an albuminoid body”
proposed using the philosophical dis- (Engels, 2006 [1883]).
tinction between ”individual” and

CONCLUSION
Viruses and evolutionary related mo- to unknown viruses and data analyses
bile elements are a major component of end up focusing on the small set of se-
the biosphere beside the descendants of quences retrieved from already known
LUCA (archaea, bacteria and eukarya). viruses. A major effort should be now
Deciphering the history of the co-evo- to isolate new virus-host systems, espe-
lution between viruses, mobile ele- cially for viruses infecting some under-
ments and cells will be a major task of studied organisms that represent most
this century. Recently, most efforts in of the biodiversity on earth, such as the
the fields have been made in analysing various phyla of protists in the eukary-
viromes from various environments. otic domain, or the recently described
The limitation of this approach is that new archaeal lineages that seem wide-
most sequences in viromes correspond spread in all types of environments.

ACKNOWLEDGMENT
Patrick Forterre research groups are supported by an ERC grant from the
European Union's Seventh Framework Program [340440 Project EVOMOBIL].

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