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Chapter 4

The Cultural Bases of


Nonverbal Communication
David Matsumoto and Hyisung C. Hwang

Culture has strong and pervasive influences on that the function of communication is to allow for
nonverbal communication. In America and Europe, the sharing of social intentions, which facilitates
people greet each other with a handshake and a social coordination. Cultural norms provide rules
smile. In East Asia, people bow to each other with for the regulation of expressive behaviors, includ-
their hands at their sides, whereas in Thailand, ing nonverbal behaviors, to allow for the sharing
people bow with their hands in front of them as of social intentions as part of communication.
if in prayer. In the Middle East, people bow with We further argue that this underlying function of
their hands on their hearts. This chapter addresses nonverbal communication vis-à-vis the function
the question of how and why these cultural dif- of culture is universal; the cultural norms and the
ferences occur—the cultural bases of nonverbal manifestation of those norms in actual behav-
communication—focusing on cultural influences ior, however, are different because of the various
on nonverbal behaviors. adaptations different human groups have made to
We begin this chapter with a discussion of the survive in their ecological contexts. That is why
origin and definition of culture because we believe there are differences across cultures. We review
that understanding the cultural bases of nonverbal literature examining cultural differences in various
communication requires a working definition of channels of nonverbal communication and link
culture. Adopting a working definition of culture those differences to the function of cultural norms.
requires, in turn, a discussion of the origins of cul- Behaviors make sense when viewed from the per-
ture. We then describe how culture influences non- spective of the culture in which the behavior is
verbal behaviors through the important mediating produced; they facilitate social coordination and
variable of context. Culture does so by allowing reduce social chaos in those contexts. However, cul-
people to create rules that are known as cultural tural differences in behavior can produce conflict
norms that provide guidelines for appropriate in intercultural situations, a topic with which we
behavior in specific contexts. Cultures also help end this chapter.
people to create sanctions and punishments for
norm transgressions. We believe that the func-
WHAT IS CULTURE?
tion of culture is to provide guidelines for behavior
that promote social coordination and reduce the The Origins of Culture
potential for social conflict, which, in turn, facilitate Gaining a better understanding of culture requires
group efficiency and ultimately aid survival. first a framework for understanding the sources
With this basic information concerning culture of its origins. We believe that there are four such
and its functions, we then discuss the cultural sources: ecology, resources, group life, and the
regulation of nonverbal communication. We argue evolved human mind and brain.

http://dx.doi.org/10.1037/14669-004
APA Handbook of Nonverbal Communication, D. Matsumoto, H. C. Hwang, and M. G. Frank (Editors-in-Chief)
77
Copyright © 2016 by the American Psychological Association. All rights reserved.
Matsumoto and Hwang

Ecology.  Humans exist in specific ecologies, and land in that area—the amount of land on which food
those ecologies have a major impact on the devel- can grow to sustain the people in that area.
opment of culture. One aspect of ecology that influ- There are other ecological factors that influence
ences culture and that has received much research the development of culture as well. For instance,
attention is climate, and in particular deviation from global changes in climate across history have
temperate climate (Van de Vliert, 2009). Humans affected human evolution (Behrensmeyer, 2006),
need to regulate their body temperatures and have as has the incidence and prevalence of infectious
an easier time doing so in temperate climates, diseases in different regions of the world (Murray &
which happens to be around 22 °C (about 72 °F). Schaller, 2010). Contact with other cultures will
Much colder or hotter climates make life more dif- also affect a culture; this is especially true for
ficult and demanding, and these harsher climates immigrants, who come to a land with an already
require people to do more to adapt to their natural existing culture and must deal with the process of
environment. Harsher climates create greater risks acculturation.
of food shortage and spoilage, stricter diets, and
Resources.  A second source that influences the
more health problems; furthermore, infectious and
development of cultures is resources. These include
parasitic diseases tend to be more frequent in hotter
natural resources such as the presence or absence of
climates, and death from exposure is more frequent
water or land to grow food or to raise animals.
in colder climates (Matsumoto & Fletcher, 1996).
A land void of natural resources will encourage
Demanding climates require special clothing, hous-
teamwork and community spirit among its mem-
ing, and working arrangements as well as special
bers and interrelationships with other groups that
organizations for the production, transportation,
have abundant resources in order to survive and
trade, and storage of food. People in hotter climates
meet essential needs. In a land with plentiful natural
tend to organize their daily activities more around
resources, a group will have less need for attributes
shelter, shade, and temperature changes that occur
linked to social coordination or cooperation; in a
during the day. For example, Spanish culture
land with fewer natural resources, groups require
encourages the stopping of work in the midaft-
greater cooperation and cohesion.
ernoon, during the hottest time of the day, and
A major type of resource that influences cul-
reopening later, pushing back the working hours.
tures today is money or affluence, which itself is
There, it is not uncommon for people to have
a human cultural creation (Van de Vliert, 2009).
dinner outside at 11:00 p.m. or even midnight.
Abundant money can help buffer the consequences
People who live nearer the poles may organize their
of a lack of resources and harsh climates, which, in
lives around available sunlight. In psychological
turn, have interesting psychological consequences.
terms, more demanding cold or hot climates elicit a
People and groups with more money can afford to
chain of needs shared by all inhabitants in an area
be less in sync with others, as cooperation is not as
(Van de Vliert, 2009).
essential for survival. People and groups with less
Another ecological factor that influences the
money need to cooperate to survive. Importantly,
development of culture is population density. This
the interaction between ecological factors and afflu-
is the ratio of the number of people that live in an
ence drives the development of cultures (Van de
area relative to the size of the area. Some areas have
Vliert, 2009). Groups that live in harsh climates but
lots of people living in a very small space, like New
that have the resources to deal with them produce
York City, Tokyo, Hong Kong, or Mexico City; that
ways of living that are different than groups that live
is, they have large population density. Other areas
in harsh climates but that do not have the resources
have only a few people living in a very large area,
(i.e., money) to deal with those climates.
like Alaska, Greenland, or the northern island of
Hokkaido in Japan; they have low population den- Group life.  A third source for the origin of human
sity. What affects cultures even more is the number culture is the fact that humans are social animals and
of people in an area relative to the amount of arable live in groups. Humans learned many hundreds of

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The Cultural Bases of Nonverbal Communication

thousands of years ago that living in groups was better representing those symbols (morphemes), to create
than living alone. However, there are consequences to rules connecting those symbols to meaning (syn-
group life. On one hand, a major advantage of group tax and grammar), and to put this all together in
life is that groups are more efficient because they sentences. Moreover, humans have developed writ-
allow members to divide labor. This allows groups to ing systems to reduce oral expressions to words on
accomplish more than any one individual can, which paper. This book is a uniquely human product.
is functional and adaptive for all group members, Other cognitive abilities that humans are
thereby increasing the potential for survival. On the endowed with are those that allow for complex
other hand, a disadvantage is the potential for social social cognition. One of the most important
conflict and chaos because individual members are thinking abilities that humans have is the abil-
very different. Social coordination, therefore, becomes ity to believe that other people are intentional
very important to reduce the possibility of conflict agents—that is, that others have wishes, desires, and
and chaos and to increase efficiency. intentions to act and behave (Tomasello, Carpenter,
Call, Behne, & Moll, 2005). Furthermore, people
The evolved human mind and brain.  A fourth know that others know that they have intentions.
source for the origin of human cultures is the Being in the “public eye,” therefore, takes on special
evolved human mind and brain. One major com- meaning for humans, because they know that oth-
ponent of the human mind is the fact that humans ers can make judgments about them. Humans also
have basic needs that are ultimately related to repro- have causal beliefs, which form the basis for attribu-
ductive success (Boyer, 2000; Buss, 2001). These tions. Morality, a uniquely human product, is rooted
include physical needs—the need to eat, drink, in this unique human cognitive ability. This ability
sleep, handle waste, and reproduce—and safety apparently turns on in humans around 9 months of
and security needs—the need for hygiene, shelter, age (Tomasello, 1999), which is a critical time of
and warmth (recall our earlier discussion about the development of many cognitive abilities.
importance of climate). These needs are universal to Other animals can and do view themselves as
all people of all cultures. somewhat intentional agents. However, one thing
Over the course of history, people needed to that differentiates humans from other animals is
solve a host of distinct social problems to adapt the fact that we have the cognitive ability to share
and, thus, to achieve reproductive success. These our intentions with others. One of the major func-
social problems include forming and then negotiat- tions of language is to allow for us to communicate a
ing complex status hierarchies, forming successful shared intentionality (Tomasello & Herrmann, 2010;
work and social groups, attracting mates, fighting we return to this point later in this chapter). Shared
off potential rivals for food and sexual partners, giv- intentionality may be at the heart of social coordina-
ing birth and raising children, and battling nature tion, which allows for the creation of human culture
(Buss, 1988, 1991, 2001). In fact, we need to do (Fiske, 2000).
these things in our everyday lives today as well. Another important ability that humans have is
Thus, basic needs are associated with social motives the ability to continually build upon improvements.
(Hogan, 1982; Sheldon, 2004), which include the When humans create something that is good, it
motive to achieve and the motive to affiliate with usually evolves to a next generation in which it is
others, and these social motives are part of the even better. This is true for computers, cars, audio
evolved human mind and brain. music players, and, unfortunately, weapons. Toma-
Nature and evolution endowed humans with sello, Kruger, and Ratner (1993) have called this the
a set of cognitive capacities that aid humans in ratchet effect. Like a ratchet, an improvement never
adapting to environments and addressing their goes backward; it only goes forward and continues
needs. One of these is language. Humans have the to improve on itself. The ratchet effect does not
unique ability to symbolize their physical and meta- occur in other animals; monkeys may use twigs to
physical world (Premack, 2004), to create sounds catch insects, but they never improve on that tool.

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Matsumoto and Hwang

Our cognitive skills also include memory, which ways of thinking, and ways of being. These ways
allows for the creation of histories, which, in turn, become part of the contents of a group’s culture.
allows for the creation of traditions, customs, and Group life requires social coordination, which
heritage (Balter, 2010; Liu et al., 2005, 2009; facilitates group efficiency. If groups are not
Paez et al., 2008; Wang, 2006; Wang & Ross, 2007). coordinated, there is social chaos. Thus, humans
Our cognitive skills also include the ability to think need to keep social order and be coordinated to
hypothetically and about the future. This not only accomplish tasks efficiently and to survive. Human
allows us to plan things but also to worry about the groups produce rules for behavior to facilitate coor-
uncertainty of the future, both of which form the dination, and create sanctions and punishments for
basis of important cultural practices. behavior that threatens coordination. To achieve
People are also equipped with the ability to have social order and coordination and to avoid chaos,
emotions. Emotions are rapid, information process- human groups therefore must create rules, or sys-
ing systems that have evolved to aid humans in tems of living, and ways of being. This is culture.
reacting to events that require immediate action and Culture, therefore, provides a system that facilitates
that have important consequences to one’s welfare social coordination while reducing social chaos
with minimal cognitive processing (Cosmides & to maximize group efficiency and to ultimately
Tooby, 2000). Although emotions are part of an facilitate survival and well-being. At the same time,
archaic, biologically innate system that we share cultural differences occur because different groups
with other animals, they also combine with our produce different solutions to the problem of adap-
advanced cognitive abilities to produce uniquely tation because of differences in the contexts in
human emotions that coevolved to aid humans in which they exist.
solving complex social problems (Matsumoto &
Hwang, 2012). A Definition of Culture
Finally, people come equipped with personality The term “culture” is an abstract metaphor for the
traits. Humans around the world share a core set ways that each group develops to meet needs related
of traits that give them predispositions to adapt to to survival. As a metaphor, culture refers to a mul-
their environments, to solve social problems, and titude of concepts. Culture can be used to describe
to address their basic needs. Most research in this activities or behaviors, refer to heritage or tradi-
area has focused on what is known as the Big Five tion of a group, describe rules and norms, describe
set of personality traits: Extraversion, Openness, learning or problem solving, define the organiza-
Neuroticism, Conscientiousness, and Agreeableness tion of a group, or refer to the origins of a group
(McCrae & Costa, 1999; McCrae & Terracciano, (Berry, Poortinga, Segall, & Dasen, 1992; Kroeber &
2005). Other traits may also be universal (Cheung, Kluckhohn, 1952/1963). Culture can refer to gen-
van de Vijver, & Leong, 2011). eral characteristics; food and clothing; housing and
technology; economy and transportation; individual
Summary.  Humans live in groups, and groups and family activities; community and government;
exist in different ecologies and resources. Humans welfare, religion, and science; and sex and the life
have needs that must be met to survive. Fortunately, cycle (Barry, 1980; Berry et al., 1992; Murdock,
humans do not come to the world as blank slates; Ford, & Hudson, 1971). Laypersons use the concept
they come preequipped with an evolved, naturally of culture to describe and explain a broad range of
selected set of abilities and aptitudes that allows activities, behaviors, events, and structures.
them to adapt and survive. Groups of people need Over the years, many scholars have attempted
to adapt their behaviors to their ecologies to maxi- to define culture. Tylor (1865) defined culture as
mize the use of their available resources to meet all capabilities and habits learned as members of a
their needs; the abilities and aptitudes in the evolved society. Linton (1936) referred to culture as social
human mind and brain give them the tools to adapt. heredity. Kroeber and Kluckhohn (1952/1963)
These adaptations produce behaviors, ways of living, defined culture as patterns of and for behavior

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The Cultural Bases of Nonverbal Communication

acquired and transmitted by symbols, constituting send probes to Mars and Jupiter. Unfortunately, it
the distinct achievements of human groups, includ- also allows humans to have wars, to create weapons
ing their embodiments in artifacts. Rohner (1984) of mass destruction, and to create terrorists.
defined culture as the totality of equivalent and Human culture does all this by creating and
complementary learned meanings maintained by a maintaining complex social systems, institutionaliz-
human population, or by identifiable segments of ing and improving cultural practices, creating beliefs
a population, and transmitted from one generation about the world, and communicating the meaning
to the next. Jahoda (1984) argued that culture is a system to other humans and subsequent genera-
descriptive term that captures not only rules and tions. It is the product of the evolution of the human
meanings but also behaviors. Pelto and Pelto (1975) mind and complex cognitive abilities in response
defined culture in terms of personality, whereas to the specific ecologies in which groups live and
Geertz (1975) defined it as shared symbol systems the resources available to them to live. Culture as
transcending individuals. Berry et al. (1992) defined a meaning and information system results from
culture simply as the shared way of life of a group of the interaction between universal biological needs
people, and Baumeister (2005) defined culture as an and functions, universal social problems created to
information-based system that allows people to live address those needs, and the ecological environ-
together and to satisfy their needs. ment in which people live. Culture is a solution to
Culture has been defined in many diverse the problem of groups’ adaptations to their contexts
ways because the concept of culture covers broad to address their social motives and biological needs.
domains related to almost anything and everything As adaptational responses to the environment, cul-
about human activities or products. Moreover, tures help to select behaviors, attitudes, values, and
contemporary cultures are changing and evolving opinions that may optimize the tapping of resources
quickly; thus, defining cultures is challenging. We to meet survival needs. Those guidelines are passed
define culture as a unique meaning and information along from one generation to the next so that future
system, shared by a group and transmitted across generations do not have to keep reinventing the
generations, that allows the group to meet basic needs wheel. Cultural products are always ratcheted up,
of survival, pursue happiness and well-being, and never down.
derive meaning from life.
Culture exists first to enable groups to meet basic The Elements of Culture
needs of survival. Culture helps people meet others, The elements of culture can be divided roughly into
procreate and produce offspring, put food on the two major categories—the objective and subjec-
table, provide shelter from the elements, and care tive elements (Kroeber & Kluckhohn, 1952/1963;
for our daily biological essential needs. However, Triandis, 1972). The objective elements of culture
human culture also allows for complex social net- involve objective, explicit elements that are physi-
works and relationships, and provides rules to regu- cal, such as architecture, clothes, foods, art, eating
late and reduce (but not eliminate) the inevitable utensils, and the like; objective elements of culture
conflicts that emerge. It allows humans to enhance typically survive people as physical artifacts. The
the meaning of normal, daily activities. It allows subjective elements of culture include all those
the pursuit of happiness. It allows humans to be parts of a culture that do not survive people as
creative in music, art, and drama; to seek recreation physical artifacts; thus, they include psychological
and to engage in sports and organized competition, processes such as attitudes, values, beliefs, norms,
whether in the local community Little League or and such. Understanding the cultural bases of
the Olympic Games; to search the sea and space; nonverbal communication requires a focus on the
and to create mathematics, an achievement no other subjective elements of culture.
species can claim, as well as an educational system. Many domains of the subjective elements of
Human culture allows people to go to the moon, to culture have been studied, such as values (Hofstede,
create a research laboratory on Antarctica, and to 2001; Schwartz, 2004), beliefs (M. H. Bond et al.,

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Matsumoto and Hwang

2004; Leung et al., 2002), attitudes, worldviews and that traditional societies varied in their expression
self-concepts (Heine & Hamamura, 2007; Sedikides, of and adherence to social norms. In his work, the
Gaertner, & Vevea, 2005), and norms. Of these Pueblo Indians, Hutterites, and the Japanese are
various domains, norms are the most relevant for examples of tight societies in which norms were
our discussion. Norms are generally accepted stan- expressed very clearly and in which severe sanc-
dards of behavior for any cultural group. Norms tions were imposed on those who deviated from
comprise behaviors that members of a culture have norms. By contrast, he identified the Skolt Lapps of
defined as the most appropriate in any given situ- northern Finland and the Thais as loose societies, in
ation. Recent research has uncovered norms for which norms were expressed through a wide variety
describing the behaviors of people of other cul- of alternative channels and in which there was a
tures (Shteynberg, Gelfand, & Kim, 2009) as well general lack of formality, order, and discipline and a
as norms for controlling one’s expressive behavior high tolerance for deviant behavior (see also Gelfand
when emotional (Matsumoto, Yoo, et al., 2009; et al., 2011).
Matsumoto et al., 2008).
Not only do norms proscribe socially appro-
CULTURAL INFLUENCES ON BEHAVIORS:
priate, desirable behaviors but they also define
THE IMPORTANCE OF CONTEXT
what is inappropriate and undesirable. Thus,
cultures generate social sanctions and punish- Out of all the myriad behaviors possible in the
ments for norm transgressions. These sanctions human repertoire, cultures help to focus people’s
and punishments may be explicit, as in the letter behaviors and attention on a few limited alterna-
of the law and jail time, to implicit, such as social tives to maximize their effectiveness, given their
isolation. resources and their environment (Poortinga, 1990).
Normal behavior is related to social rituals in Culture can be viewed as influencing behaviors
cultures. Rituals are culturally prescribed conduct in several ways, depending on whether culture is
or any kind of established procedure or routine. viewed as antecedent to or a consequence of behav-
These include rituals for greetings, daily functions, ior, and whether culture is viewed as an enabler
or religious ceremonies. Rituals are important or restrictor of behavior (Lonner & Adamapolous,
because they reinforce cultural meaning systems. 2000). Culture can be understood as enabling some
Some rituals are related to politeness, and many behaviors or restricting others, and via the
cultures reify norms of politeness in shared behav- construction of rules that enable behavior or restrict
ioral patterns called etiquette. This is a code of behavior (see Table 4.1).
behavior that describes expectations for social Culture influences behavior by creating norms
behavior according to contemporary cultural through an important mediator: context. As inher-
and conventional norms within a cultural group. ently social animals, humans live in a succession
Etiquette is a large part of many cultures, although of multiple, different contexts. Cultures produce
cultures often differ in what is polite and, thus, norms by imbuing contexts with specific meaning
appropriate and “good.” Etiquette-related behav- and information concerning appropriate and inap-
iors are considered signs of maturity and sanity propriate ways of thinking, feeling, and behaving.
within each culture. There are many different aspects of context, includ-
An important dimension of cultural vari- ing time, place, interactants, the content of activities
ability with respect to norms involves a concept or conversations, the reasons why the interactions
known as tightness versus looseness (Pelto, 1968). are occurring in the first place, and the possibility
Tightness–looseness has two key components: the of any future interactions between the same inter-
strength of social norms, or how clear and pervasive actants. All of these factors combine to produce the
norms are within societies, and the strength of sanc- unique contexts in which we live our lives. Next, we
tioning, or how much tolerance there is for deviance focus on two major components of context: settings
from norms within societies. Pelto (1968) argued and social roles.

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The Cultural Bases of Nonverbal Communication

TABLE 4.1

Different Types of Cultural Influences on Behaviors in Context

Culture viewed as
Antecedent to behavior Consequence of behavior
Culture viewed as Inventing behavior Culture as an enabling cause of Culture as the construction of
behavior rules that enable behavior
Restricting behavior Culture as a restrictive cause of Culture as the construction of
behavior rules that restrict behavior

Note. From Handbook of Culture and Psychology (p. 29), by D. Matsumoto, 2000, New York, NY: Oxford University Press.
Copyright 2000 by Oxford University Press. Adapted with permission.

Settings others may be watching or judging oneself and oth-


Cultures ascribe meanings to settings. Because dif- ers associated with oneself (e.g., one’s family, friends,
ferent settings are associated with different cultural others of the same ethnic group, etc.). These may also
meanings, these differences influence behavior. include beliefs concerning the degree to which the
Being in public, for example, means something dif- judgments of others have potentially positive or nega-
ferent than being in private, and individuals regulate tive consequences for oneself or others, and conse-
their behaviors much more in public than in private quences to future relationships with oneself or others.
(Matsumoto, 2012). The regulating effect of public Settings are also associated with some degree of
settings may be due to the fact that being in public uncertainty, especially concerning one’s knowledge
is associated with the cognitive representation that about how others may think, feel, or act. Because
others have knowledge of oneself and can make of this uncertainty, different settings are associated
causal attributions and judgments about oneself with different degrees of anxiety about how others
(Baumeister, 2005; Tomasello, 1999). Thus, people may evaluate oneself. Uncertainty and ambigu-
watch what they do because they are concerned ity inherent to settings, and the anxiety associated
about how they will be judged by others. This con- with them, are likely to produce regulatory effects
cern is also likely activated in the mirror effect—the on behavior. Guerin (1986) suggested that inhibi-
fact that individuals often regulate various aspects tory contexts, in which the emotions, behaviors,
of their behavior when they see themselves as others cognitions, and intentions of others are uncertain,
see them (Mor & Winquist, 2002). influence individuals to be more cautious of their
Despite the widespread acknowledgment of the behaviors. Inhibitory contexts are those in which
importance of setting, there has been very little one’s behaviors are under the watchful eyes of
research in psychology on this topic. Years ago, unknown or less familiar others, and such contexts
Altman (1975) differentiated between primary produce increased conformity in behaviors to
and secondary private settings, the former being cultural norms because of the observation.
those that people feel belong to them exclusively Because settings are associated with beliefs that
and are central to their identities, the latter being others may be judging oneself and that those beliefs
public settings that are used with such regularity have potentially important consequences for oneself
that one develops a proprietary orientation toward and others, they are likely to produce a high degree
them (see also Chapter 8, this handbook). of regulatory effects on behavior. Norms are cre-
We believe that the cultural meaning of settings ated to provide this regulation. Settings associated
revolves around three components: beliefs about being with the belief that one’s behavior is not judged,
watched, uncertainty, and anxiety. Settings are associ- that judgments of others have no consequences for
ated with a set of beliefs about the degree to which oneself, and/or in which there is little ambiguity of

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Matsumoto and Hwang

the actions of others are likely to produce much less role performances within a specific context. Cul-
regulatory effects on behavior (e.g., the anonymity tures create overall and context-specific norms to
of the Internet or a dark theater). Being in a crowded aid humans to achieve social coordination and to
company conference room with one’s prospective avoid social chaos in a socially complex environ-
employers is a very different setting than being in an ment. Cultural norms are learned rules for think-
anonymous Internet chat room, and because of these ing, feeling, and behaving in specific contexts that
psychological differences in the meaning of these provide guidelines and rewards for acceptable
settings, they produce different effects on behavior. behaviors, and sanctions and punishments for unac-
ceptable behavior. Many norms have to do with the
Interactants and Social Roles regulation of expressive behavior, which is associ-
Cultures ascribe meaning to individuals and their ated with nonverbal behaviors and nonverbal com-
social roles. Social roles define the expectations for munication. Nonverbal communication cannot exist
behavior for individuals who occupy a position in a without some basis of culture as we communicate
social system. These expectations define the behaviors with others verbally and nonverbally to convey
that each culture expects its members to engage in to information and to share intentions. Thus, culture
achieve the goal of living in a culturally appropriate and nonverbal communication are dependent on
fashion. Social roles are like scripts in a play (Goffman, and influential to each other simultaneously.
1959), as they delineate the types of behaviors that are
expected in specific situational contexts based on the
CULTURAL REGULATION OF NONVERBAL
specific meanings ascribed to that context. Because
COMMUNICATION
cultures define the meaning of situational contexts,
the scripts associated with the contexts are cultur- Understanding how and why cultures regulate non-
ally dependent. Cultural differences in the meaning verbal communication requires a basic understand-
of specific situational contexts reflect cultural differ- ing of the function of communication in general.
ences in the specific role expectations associated with Humans have a very complex and differentiated sig-
different situations across cultures. nal system in the body, including face, voice, gesture,
The interaction between individuals with and whole body movements. Although other animals
different social roles produces different culturally share the same channels of behavior, human capabil-
prescribed meanings to interactions. At least two ities in these channels, especially the face and voice,
studies have examined what these meanings may are considerably more elaborate than those of non-
be. Marwell and Hage (1970), for instance, sug- human animals. Moreover human communication
gested the existence of three dimensions to describe involves the unique use of verbal language. As men-
the nature of role dyads: Intimacy, Visibility, and tioned earlier, the evolution of these communicative
Regulation. McAuley, Bond, and Kashima (2002) abilities coincide with the evolution of the human
obtained ratings of role dyads in Australia and brain and correspond to the evolution of self–other
Hong Kong and demonstrated the existence of four knowledge and the ability to know that other people
dimensions used by persons of both cultures to not only are intentional agents but can share inten-
organize these relationships: Complexity, Equality, tions (Tomasello et al., 1993). Therefore, we under-
Adversarialness, and Containment. stand the function of communication to be for the
purpose of facilitating the sharing of social inten-
Summary tions. Further, we assume that evolved capabilities
Mental processes and behaviors do not occur in a for language and other modes of expressive behavior
vacuum, even in the laboratory (or, perhaps, espe- occurred to facilitate human sharing of social inten-
cially in the laboratory); rather, they occur in a tions. The sharing of social intentions allows humans
particular setting with specific interactants, both to achieve social coordination and reduces the
of which have been imbued with cultural meaning. possibility of social chaos, in turn facilitating group
Norm-driven human behaviors can be considered efficiency and ultimately impacting survival.

84
The Cultural Bases of Nonverbal Communication

Cultural influences on communication should use of nonverbal behaviors. These cultures have
affect both verbal and nonverbal communication. developed norms that encourage restricting one’s
With regard to the latter, we propose that cultures expressive behaviors, facial expressions, and ges-
produce norms that provide guidelines for the tures and that use softer voices and avoid direct
appropriate expression of nonverbal behaviors and gaze, with more rigid, closed postures at relatively
other forms of nonverbal communication in specific greater distances. These norms also evolved over
contexts to facilitate the sharing of social intentions. time because they served a purpose in specific eco-
Culturally moderated nonverbal behaviors, in turn, logical and environmental contexts that facilitated
increase social coordination and reduce social chaos, group efficiency, social coordination, and the shar-
thereby facilitating group efficiency and survival ing of intentions, all of which ultimately impacted
(see Figure 4.1). survival. Nonverbal behaviors serve the same general
In broad terms, cultures have norms related to function across cultures (i.e., to facilitate the sharing
overall expressivity that is encouraged or discour- of social intentions); however, the norms governing
aged in specific cultures (see Table 4.2). Expressive those behaviors (i.e., to be expressive or reserved)
cultures are likely to facilitate the greater use of differ depending on the ecological–cultural context
nonverbal behaviors. These cultures have developed within which those behaviors occur.
norms that encourage the broad, outward expres- The distinction between Expressive and Reserved
sion of nonverbal behaviors, such as more animated cultures is related to Hall’s (1966, 1973) distinction
facial expressions and gestures, voices with higher of high- and low-context cultures, as well as Watson’s
intensity and range, direct gaze, relaxed and open (Watson, 1970; Watson & Graves, 1966) classifica-
postures, and closer interpersonal spacing. These tion of contact and noncontact cultures. Our dis-
norms have evolved over time because they served tinction is different, however, as we believe there is
a purpose in specific ecological and environmen- sufficient evidence to suggest that cultural differences
tal contexts that facilitated group efficiency, social encompass the entire constellation of nonverbal
coordination, and the sharing of intentions, all of behaviors involved in interaction. At the same time,
which ultimately impacted survival. Reserved cul- we do not believe that there is a unidimensional, pos-
tures are more likely to facilitate the relatively less itive relationship among all of the various channels

Social
Complexity
Increases Decreases

Need for
Social Order

Culture as a
Socially Appropriate
Group Life Meaning and
Behavior
Information System

Norms Regarding
Nonverbal
Communication

Nonverbal Facilitates
Behaviors

FIGURE 4.1.  The function of nonverbal communication vis-à-vis the function of culture.

85
Matsumoto and Hwang

TABLE 4.2

A Typology of Broad Cultural Differences in Nonverbal Behaviors

Type of cultural norms


Channel Expressive Reserved
Face Animated facial expressions, frequent Fewer facial expressions, less emotions,
displays of emotions, use of face to more controlled expressions, less
amplify and illustrate speech animated expressions
Gesture More speech illustrating gestures, larger Fewer speech illustrating gestures, smaller
motions, higher frequency of emblem motions, lower frequency of emblem
usage usage
Voice Louder voices, larger range, higher speech Softer voices, diminished range, lower
rates speech rates
Gaze More direct gaze during interactions Less direct gaze during interactions
Interpersonal space and touch Closer distances in interaction, more Farther distances in interaction, less
frequent touching frequent touching
Posture More relaxed, open postures More rigid, closed postures

of nonverbal behaviors or that cultural norms exist Culturally moderated emotions provide guidelines
only for overall expressivity. Cultures also facilitate to individuals for the kinds of emotions they should
more or less behaviors differentially across channels have in specific contexts, in turn regulating the kinds
(facial expressions, eye behavior, body behavior), and of expressive behavior that will be produced because
there are specific norms for specific channels in spe- of differences in emotional reactions. Walking on
cific contexts, and these depend on the channel and dark streets late at night will evoke fear in some cul-
behavior being regulated and their function. We next tures but not in others, and these different emotional
discuss what the available evidence suggests in terms reactions occur because of culturally learned differ-
of channel and context specificity for cultural norms. ences about the meaning of that specific context.
Differences in expressive behavior, in turn, fall out of
these differences in evoked emotions.
Cultural Norms Concerning Emotions and
Emotional Expressions Cultural display rule norms.  Culture also regu-
Culturally moderated emotions.  The channel that lates the nonverbal expressive behaviors that occur
has been studied the most with regard to cultural differ- as a result of emotion elicitation so that individuals
ences and norms is that of emotional expressions, espe- learn what kinds of emotional reactions to have after
cially in the face. Cultures create norms concerning an emotion is elicited and the range of acceptable
the regulation of emotion and emotional expressions behaviors for individuals to engage in after emotions
to facilitate social coordination through the sharing of occur. The norms governing these rules of expressive
intentions because emotions are primary motivators of displays are known as cultural display rules (Ekman &
behavior (Tomkins, 1962, 1963) and have important Friesen, 1969), and they account for cultural differ-
social functions (Keltner & Haidt, 1999). By regulat- ences in emotional expression. These are rules learned
ing emotions via norms, cultures ensure that behaviors early in childhood that help individuals manage
follow culturally prescribed scripts, increasing social and modify their emotional expressions depending
coordination and decreasing social chaos. on social circumstances. They were first invoked to
Culturally driven expression regulation occurs explain the cultural differences in expressive behavior
in multiple ways. First, culture regulates expres- that occurred in Friesen’s (1972) study comparing
sive behaviors by calibrating the emotion system to the facial expressions of emotion of American and
culturally available events so that individuals learn Japanese students as they watched emotionally evoca-
what to become emotional about in the first place. tive films (see also Chapter 10, this handbook).

86
The Cultural Bases of Nonverbal Communication

After the original inception of the concept of display rule norms across contexts is consistent
display rules, cross-cultural research on them was with the idea of Expressive versus Reserved cultures
dormant until Matsumoto’s (1990) study examin- described earlier and with worldwide data concern-
ing display rules in Americans and Japanese, and ing display rules. Matsumoto et al. (2008) examined
a similar study documenting differences in display universal and culture-specific aspects to display rules
rules among four ethnic groups within the United in more than 30 countries, reporting several pancul-
States (Matsumoto, 1993). Later, Matsumoto and col- tural effects. Individuals of all cultures reported that
leagues created the Display Rule Assessment Inven- they suppress their expressions in some contexts,
tory, where participants choose one of six behavioral exaggerate their expressions in others, and express
responses when they experience different emo- their feelings as is in others. Individuals of all cul-
tions with family, friends, colleagues, and strangers tures had a display rule norm for greater expressivity
(Matsumoto, Takeuchi, Andayani, Kouznetsova, & toward ingroups than toward outgroups. However,
Krupp, 1998; Matsumoto, Yoo, Hirayama, & there were also cultural differences, especially linked
Petrova, 2005). They demonstrated cultural differ- to culture-level individualism versus collectivism.
ences in display rules, and they provided evidence Collectivistic cultures were associated with less
for its internal and temporal reliability and for its expressivity overall than individualistic cultures,
content, convergent, discriminant, external, and suggesting that overall expression management for
concurrent predictive validity with personality. all emotions is central to the preservation of social
Individuals of all cultures learn some degree of order in these cultures (see Figure 4.2). This find-
overall expression regulation through display rules. ing is commensurate with the behavioral results
The existence of overall expression regulation via from previous studies (Friesen, 1972; Matsumoto &

Zimbabwe Canada USA

0.51 Australia
Denmark
New Zealand
Belgium
Overall Expressivity Endorsement

Mexico Brazil India Hungary


Netherlands
0.48 Portugal
People’s Republic of China Poland
Turkey Japan

0.45
South Korea Lebanon Germany
Croatia Israel Italy
Malaysia Switzerland
Russia

Indonesia
0.42

Hong Kong

0.39

20 40 60 80 100
Individualism

FIGURE 4.2.  Graphical representation of the relationship between indi-


vidualism and overall expressivity endorsement. From “Mapping Expressive
Differences Around the World: The Relationship Between Emotional Display
Rules and Individualism Versus Collectivism,” by D. Matsumoto et al., 2008,
Journal of Cross-Cultural Psychology, 39, p. 66. Copyright 2008 by Sage.
Reprinted with permission.

87
Matsumoto and Hwang

Kupperbusch, 2001; Matsumoto, Willingham, & presumably occur because of differential cultural
Olide, 2009). Individualism was positively associ- norms that govern how the emotional expressions
ated with higher expressivity norms in general and of others should be interpreted. For example there
for positive emotions in particular. are cultural differences in the absolute levels of rec-
Furthermore, there were culture- and context- ognition across cultures; Americans typically have
specificity in display rule norms. Individualism was higher agreement rates when judging emotions than
positively associated with endorsement of expres- observers from other countries (Biehl et al., 1997;
sions of all emotions toward ingroups but was nega- Elfenbein & Ambady, 2002; Matsumoto, 1989, 1992;
tively correlated with negative emotions and was Matsumoto et al., 2002). There are also cultural dif-
positively correlated with happiness and surprise ferences in ratings of the intensity of expressions; for
toward outgroups. Thus, people in individualistic example, Japanese tend to rate expressions lower in
cultures learn to express their emotions to their intensity than Americans (Biehl et al., 1997; Ekman
ingroup members, whereas people in collectivistic et al., 1987; Matsumoto, 1990, 1993; Matsumoto
cultures learn to suppress or regulate their expres- et al., 1999, 2002). Presumably some cultures facilitate
sions, even to their ingroups. Toward outgroups, the perception and interpretation of others’ emotional
people in individualistic cultures learn to express expressions, whereas others do not. These cultural dif-
less negative and more positive emotions, whereas ferences likely occur in service to communication style
people in collectivistic cultures learn to express preferences across cultures that allow for the sharing
more negative and less positive ones. Cumulatively, of social intentions but in different ways.
these findings suggest a fairly nuanced view of the One aspect of communication that is culturally
relationship between culture and display rules that moderated refers to the degree to which cultures
varies as a function of type of emotion, context, and moderate the relative contributions of context when
culture (Matsumoto et al., 2008). judging others’ emotions. Despite the fact that facial
expressions always occur in context in real life,
Cultural Norms Regarding the Perception most mono- or cross-cultural judgment studies pre-
of Other’s Emotional Expressions sented them fairly acontextually. Writers have long
As discussed in Chapter 10, there are many cross- debated the relative contribution of face and context
cultural similarities in how facial expressions of in contributing to emotion messages by studying
emotions are perceived. Not only are the seven uni- congruent and incongruent face–context combina-
versal facial expressions panculturally recognized tions (Bruner & Tagiuri, 1954; Ekman & O’Sullivan,
(Elfenbein & Ambady, 2002; Matsumoto, 2001) but 1988; Fernberger, 1928; Russell & Fehr, 1987).
there is pancultural similarity in judgments of rela- One type of study examines the linkage between an
tive intensity among faces; that is, when comparing emotion-eliciting context and a facial expression,
expressions, people of different countries agree on which we have called response linkage (Matsumoto &
which is more strongly expressed (Ekman et al., Hwang, 2010). Studies involving congruent response
1987; Matsumoto & Ekman, 1989). There is also linkages have found an additive effect (Bruner &
cross-cultural agreement in the association between Tagiuri, 1954; Knudsen & Muzekari, 1983), which
perceived expression intensity and inferences probably occurred because of the increased signal
about subjective experiences (Matsumoto, Kasri, & clarity in the overall emotion message when two
Kooken, 1999) and in the secondary emotions por- different signal sources provide the same message.
trayed in an expression (Biehl et al., 1997; Ekman Interestingly, studies involving incongruent response
et al., 1987; Matsumoto & Ekman, 1989). This agree- linkages have generally demonstrated a face pri-
ment may exist because of overlap in the semantics of macy effect, indicating that the signals in the face
the emotion categories, antecedents and elicitors of tend to override the signals provided by the context
emotion, or in the facial configurations themselves. (Ekman & O’Sullivan, 1988; Ekman, O’Sullivan, &
However, there are cultural differences in Matsumoto, 1991; Frijda, 1969; Goldberg, 1951;
emotion judgments as well, and these differences Nakamura, Buck, & Kenny, 1990).

88
The Cultural Bases of Nonverbal Communication

Context effects also exist. Masuda et al. (2008) (via cultural display rules), and by regulating the
presented faces depicting emotions imbedded way in which people perceive the emotional expres-
within a group of other faces also depicting emo- sions of others. Norms facilitating these cultural
tions, and they asked American and Japanese differences are often specific to the type of emotion
observers to label the emotion of the central figure. (because different emotions have different func-
Americans were more likely to produce labels con- tions and prime different behaviors) and context
sistent with the central figure despite the emotions (setting, interactant) in which emotions are elicited,
portrayed by the others, whereas Japanese were and they are even specific to gender (see Chapter 6,
more influenced by the others’ expressions when this handbook). This degree of specificity occurs in
labeling the central figure. response to the complexity of the emotion system
To clarify this literature, Matsumoto, Hwang, and its functions. Cultural norms regulating this
and Yamada (2012) conducted two studies involv- system serve the purpose of allowing individual
ing observers from the United States, Japan, and members to share social intentions, thereby
South Korea who judged facial expressions of anger, facilitating social coordination.
sadness, and happiness presented together with a
congruent or incongruent emotion-eliciting con- Cultural Norms Concerning Gestures
text. When faces were congruent with contexts, the As described in Chapter 12 in this handbook,
agreement rates in judgments were near perfect, gestures are body movements (primarily hands,
with no cultural differences. This suggested that although they occur in head and face as well) that
previously documented cultural differences in emo- are used as part of the human communication sys-
tion recognition rates may have been the result of tem. Gestures are interesting because they are a form
methodological artifacts because observers were of embodied cognition; that is, they are movements
asked to make judgments of emotion solely from that express some kind of thought or the process of
faces. In reality, such judgments are made from cues thinking (Kinsbourne, 2006). They likely coevolved
from both faces and contexts, and when multiple with adaptations in our physical anatomy and cogni-
cues are given, cultural differences are eliminated. tive and language capabilities (Bouissac, 2006). This
When faces and contexts were incongruent, there allowed for more rapid and efficient communication
were both face and context effects, and the relative systems that went beyond words and verbal language
contributions of each were moderated by culture. (Capirci & Volterra, 2008).
American judgments were more influenced by faces, Two types of gestures are those that co-occur
whereas Japanese and South Korean judgments were with speech, called speech illustrators, and those that
more influenced by context. The results provided can occur independent of speech, called emblems.
a more nuanced view of how culture and type of The functions of these two types of gestures dif-
emotion moderate judgments of faces in context by fer; thus, the functions associated with the cultural
showing how face and context effects occur simulta- regulation (via cultural norms) of these two types of
neously, and how both cultural similarities and gestures differ.
differences existed in the judgments.
Cultures create norms concerning the regulation Cultural norms for speech illustrators.  Speech
of emotion and emotional expressions to facilitate illustrators are movements that are directly tied
social coordination by sharing social intentions to speech and illustrate or highlight what is being
because emotions are primary motivators of behav- said. There are different types of speech illustrators
ior (Tomkins, 1962, 1963) and have important (Efron, 1941; Freedman & Hoffman, 1967); all are
social functions (Keltner & Haidt, 1999). Cultures associated with verbal behavior on a moment-to-
achieve emotional expression regulation by moder- moment basis (Kita et al., 2007) and are directly
ating the types of emotions people have in specific tied to speech content, verbal meaning, and voice
contexts in the first place, by regulating people’s volume. They likely occur outside of or with
expressive behaviors when emotions are elicited minimal conscious awareness and intention.

89
Matsumoto and Hwang

The study of culture and gestures has its roots for a particular reason in a culture, with the goal
in the work of Efron (Boas, Efron, & Foley, 1936; of facilitating the social sharing of intentions. Even
Efron, 1941), who examined the gestures of Sicil- though that reason has probably long disappeared,
ian and Lithuanian Jewish immigrants in New York the forms of the gesture likely remain through
City. Efron found that there were distinct gestures cultural transmission across generations.
among immigrant Jews and Italians who adhered to Hybrid gestures refer to gestures that are origi-
the traditional culture but that those gestures dis- nally associated with one language but come to be
appeared as people were more assimilated into the used with another, and they occur among immi-
larger American culture, and their children adopted grants and bi- or multilingual individuals. They
the illustrators typical of Americans. were first observed by Efron (1941), who reported
The meaning and function of illustrators are about a U.S.-born, Eastern Jewish individual who
likely similar across cultures and are likely a biologi- used a classical Eastern Jewish culture gesture
cally innate product of our evolved capability for (fist clenched, thumb outstretched, describing a
speech. However, cultures differ in norms concern- scooping motion in the air as if digging out an idea)
ing the appropriateness of both the amount and even when speaking English. Another type of hybrid
form of illustrative gestures, and in the frequency gesture was described by Morris, Collett, Marsh,
of illustrator usage, expansiveness, and duration. and O’Shaughnessy (1980), who described the com-
Expressive cultures, such as Latin American and the bining of two different gestures (the flat hand chop
Middle Eastern cultures, encourage the use of large, threat gesture of Tunisia combined with the A-OK
illustrative gestures when speaking; they are highly ring gesture to produce a ring-chop hybrid gesture).
animated in their gesticulation (Kendon, 1992, Other studies have documented that immigrants
1995). In Italy, for instance, one is expected to often use gestures from their original culture when
“speak with your hands.” Other cultures are much using their second language (Scheflen, 1972). This
more reserved in their use of gestures. The British, cross-linguistic transfer of gestures seems to occur
for example, gesticulate less than Italians when from a high-frequency gesture culture to a low-
speaking (Graham & Argyle, 1975), and large ges- frequency culture (Pika, Nicoladis, & Marentette,
tures are considered impolite in British culture. East 2006) and, again, occurs because of the need to
Asian cultures discourage the use of such gestures, share intentions with others. As the cultural back-
especially when in public; thus, Asians are even grounds of the others with whom intentions are
more reserved in their gesticulation. As mentioned shared are different, the gestures also need to evolve.
previously, differences in cultural norms for overall
expressivity are likely related to preferences in com- Cultural norms for emblems.  Emblems are ges-
munication styles developed in different ecologies to tures that convey verbal meaning independent of
facilitate the social sharing of intentions. words. These are also known as symbolic gestures
Cultural differences also exist in the forms of or emblematic gestures. Just as every culture has its
illustrators. When counting, for example, Germans own verbal language, every culture develops its own
use the thumb for one, whereas Canadians and emblem vocabulary in gestures. Emblematic ges-
Americans use the index finger (Pika, Nicoladis, & tures are culture specific (and some are gender spe-
Marentette, 2009). People of different cultures cific; see Ekman, 1976; Friesen, Ekman, & Wallbott,
also use different gestures while describing motion 1979; Morris et al., 1980). Unlike illustrators,
events (Kita, 2000; Kita & Ozyurek, 2003; McNeill, emblems can occur with or without speech.
2000). When pointing, people in the United States Because emblems are like speech, cultures pro-
and many Western European cultures use the index duce norms for their development and usage just
finger. People of some other cultures, however, as they do for words. Like words, emblems are pro-
learn to point with their middle finger, which of duced to facilitate the sharing of social intentions.
course resembles an obscene gesture in many cul- Furthermore, just as different cultures facilitate the
tures. Each of these different forms likely developed differential use of vocal chords to produce different

90
The Cultural Bases of Nonverbal Communication

sounds and different symbols to produce words, life. The specifics of the movements associated with
they produce different symbolic gestures to rep- each emblem are different, however, as these are
resent words nonverbally, such as the peace sign influenced by national and linguistic boundaries,
(forefinger and middle finger up, palm facing out- cultural influx across history due to wars or
ward or inward) or OK (thumb up, hand in fist) immigration, and the richness of the word or phrase
in North American culture. signaled in the verbal dictionaries of the cultures
Because emblems are culture-specific, their mean- (Morris et al., 1980).
ings across cultures are often different and some- Morris et al. (1980) argued that some emblems
times offensive. The North American A-OK sign, for arose from gesturing particular symbols. For
example, means “OK” in some cultures, an orifice example, the crossed fingers for good luck was origi-
having sexual implications in some cultures, “money” nally a surreptitious “sign of the cross” to signal to
in some cultures, and “zero” in some cultures (Morris another one was a Christian, and then it became just
et al., 1980). Placing both hands at the side of one’s the sign of the cross to ward off Satan, and now it is
head and pointing upward with the forefingers signals just “good luck.” Interestingly, the crossed fingers
that one is angry in some cultures; in others it refers emblem did not occur in non-Christian cultures in
to the devil; and in others it means that one wants sex Morris et al.’s study.
(is horny). The reversed peace sign—forefinger and Morris et al. (1980) called other emblems “relic”
middle finger up in a “V” shape, with the palm facing emblems in that they were trace representations of
inward—is an insult in England and Australia mean- specific behaviors; for example, the Greek “moutza”
ing “screw you.” Thus, when emblems are interpreted is an insult emblem that involves a forward hand
across cultures, there is large probability that indi- gesture, palm outward, with fingers spread upward.
viduals will misinterpret the sender’s meaning of the It was the original “talk to the hand” that we now
emblem. Yet, they serve a functional purpose within see with younger people. The moutza is a represen-
the culture in which it is used, and that is to facilitate tation of tossing garbage or urine, or possibly wip-
the social sharing of intentions. ing cinders or other effluent on the face of another.
In addition to the hands, humans also gesture Its origins were thought to be in ancient Greece
with their heads, the most common of which are where the public would toss their garbage or urine
the emblems “yes” and “no.” In the United States, as on prisoners as they were transported through the
in many cultures of the world, these head gestures streets. This no longer occurs, but that gesture
are nods and shakes of the head. However, whereas remains as a relic of that action, and today is used as
most people of most cultures nod their head yes and an insult or a curse.
shake their head no, some cultures of the world do Some emblems are becoming recognized across
not do so. We also gesture with our bodies. In the cultural boundaries despite differences in origin,
United States and many other cultures, the emblem such as come, go, hello, goodbye, yes, and no
for “I don’t know” is a shrug. Shrugs are often dis- (Matsumoto & Hwang, 2013a). These results are
played in our shoulders but also by our hands or likely being driven by the strong influence of mass
even our faces. media around the world, particularly television,
Although the movements associated with emblems movies, and the Internet, where people can view the
are culture specific, there is universality in the con- behaviors of others of different cultures and learn
tent themes, functions, and reasons why cultures have how to decode behaviors. These technologies may
a rich vocabulary of emblems (Matsumoto & Hwang, be helping to homogenize gestures into a world-
2013a; Morris et al., 1980). Rituals concerning greet- wide emblem dictionary, and if so, it may be only a
ings and salutations, references to locomotion or matter of time that a homogenized, universal set of
mental states, and insults are aspects of life that occur emblematic gestures replaces culture-specific ones.
in all cultures, and for which it would be convenient Regardless of how emblems evolve across time,
to be able to signal without words. Thus, all cultures however, they will continue to serve the function of
develop some emblems for these universal aspects of facilitating the social sharing of intentions.

91
Matsumoto and Hwang

Many emblems are associated with nonverbal Status-oriented, hierarchical cultures have
greetings. In most cultures, forms of greetings are norms for members to avert gaze when interacting
important social rituals that bond people together. with higher status others as a form of deference.
Many cultures differ, however, in the specific form Egalitarian cultures tend to have norms for members
of the greeting, such as the eyebrow flash, the hand- to “look the other in the eye” when talking. These
shake, the bow, bringing the hands together as if in cultural differences can have dire consequences,
prayer and bowing, and the like. These differences in especially in credibility assessment or deception
forms probably arose because of context-specific dif- detection. Around the world, a commonly held
ferences in the past that had some kind of meaning at belief is that when people are not looking one
that time and that have been transmitted across gen- straight in the eye, they are likely to be lying
erations and continue to currently survive. Regardless (Global Deception Research Team, 2006). These
of the differences in form, however, there is underly- beliefs influence actual judgments; in one study
ing universality in the function of these nonverbal (C. F. Bond, Omar, Mahmoud, & Bonser, 1990),
social greetings as an important part of every culture. American and Jordanians were videotaped while
telling lies and truths, and the videotapes were
Cultural Norms for Gaze shown to other Americans and Jordanians who
Gaze is a powerful nonverbal behavior, most likely made truth/lie judgments. In both cultures, indi-
because of its evolutionary roots in animals (see also viduals who avoided eye contact were judged to be
Chapter 13, this handbook). Gaze is associated with deceptive. However, there is little or no empirical
dominance, power, or aggression in both humans support for the belief that gaze is reliably associated
and nonhuman animals (Fehr & Exline, 1987) as with lying (DePaulo et al., 2003).
well as affiliation and nurturance (Argyle & Cook,
1976). The affiliative aspects of gazing begin in Cultural Norms for Vocal Behavior
infancy (Fehr & Exline, 1987), as infants attend to Nonverbal vocal cues are called paralinguistic cues
adults as their source of care and protection. and include the tone of voice, intonation, pitch,
All cultures create norms concerning gaze speech rate, use of silence, and volume (see Chap-
because both aggression and affiliation are behav- ter 11, this handbook). Early work on paralinguistic
ioral tendencies that are important for group stabil- cues provided evidence that some specific emotional
ity and maintenance. Cultures differ according to states were conveyed through the voice across cultures
whether they encourage or discourage power and (Beier & Zautra, 1972; Matsumoto & Kishimoto,
status differences in a hierarchy, with hierarchical 1983; McCluskey & Albas, 1981; Scherer, 1986)—a
cultures affording power to status, but egalitarian view that has garnered more support in recent work
cultures not (Hofstede, 2001; Schwartz & Bardi, (Sauter & Eimer, 2010; Sauter, Eisner, Ekman, &
2001). Commensurately, cultures differ in the Scott, 2010; Simon-Thomas, Keltner, Sauter,
amounts of gaze considered appropriate when inter- Sinicropi-Yao, & Abramson, 2009). Anger produces
acting with others. Arabs, for example, gaze much a harsh edge to the voice; the voice gets louder, and
longer and more directly at their partners than do speech rates increase. Disgust produces “yuck” or
Americans (Hall, 1963; Watson & Graves, 1966). gagging sounds, whereas fear produces higher pitch
Watson (1970), who classified 30 countries as either and sudden inhalations. Sadness produces softer
a contact culture (those that facilitated physical voices and decreased speech rates. Furthermore,
touch during interaction) or a noncontact culture, like some elements of emotional expression in the
found that contact cultures engaged in more gazing face, there are elements in the emotion expression
and had more direct orientations when interacting in the voice that seem to be involuntary (Sauter &
with others, less interpersonal distance, and more Eimer, 2010).
touching. Within the United States, ethnic groups The voice is used to illustrate and amplify
differ in gaze and visual behavior (Exline, Jones, & speech, and much like speech illustrating gestures,
Maciorowski, 1977; LaFrance & Mayo, 1976). cultures produce norms that moderate the use of

92
The Cultural Bases of Nonverbal Communication

these vocal characteristics in social interaction. This meaning and function of space is a universal
Expressive cultures encourage the use of relatively aspect of life that exists across cultures. Thus, cul-
louder voices with higher speech rates, whereas tures must regulate the use of space, as such regula-
reserved cultures use softer voices with lower tion is necessary for social coordination; violations
speech rates, especially in specific contexts. of space bring about aversive reactions (Sussman &
Additionally, pronunciations of some languages Rosenfeld, 1978). People of all cultures appear to
require the production of different sounds and use space according to these four distinctions, but
rhythms in the voice that may be associated with they differ in the size of the spaces they attribute to
different emotions (e.g., the guttural quality of some them. A study of people from five different cultures
Germanic languages, the up and down rhythms (American, Swedish, Greek, Southern Italian, and
of Mandarin). Although these vocal cues sound Scottish), for example, showed that the cultures
normal in the cultures in which they originated, were similar in the order of the distances for differ-
in other cultures, it is easy to have negative reac- ent types of transactions but that there were signifi-
tions to these because they sound different and cant mean differences in the actual distances used
are associated with aversive emotions. (Little, 1968). Cultures around the Mediterranean,
Unfortunately, little cross-cultural research on Middle East, or of Latin origin interact at closer dis-
this topic exists. In one of the very few studies in tances. Arab males tend to sit closer to each other
this area, Matsumoto and Hwang (2013b) compared than American males, with more direct, confronta-
the vocal characteristics of European Americans tional types of body orientations (Watson & Graves,
with Chinese, Hispanic, and Middle Eastern immi- 1966). They also use greater eye contact and speak
grants as they participated in various interviews in louder voices. Arabs, at least in the past, learned
concerning a mock crime. Across all questions to interact with others at distances close enough to
and interviews, the Hispanic and Middle Eastern feel the other person’s breath (Hall, 1963, 1966).
immigrants consistently spoke with higher vocal Latin Americans tend to interact more closely than
intensity and with higher speech rates than the Chi- do individuals of European backgrounds (Forston &
nese and European Americans. These cultural dif- Larson, 1968), and Indonesians tend to sit closer
ferences open the door to examining how they may than Australians (Noesjirwan, 1977, 1978). Italians
be related to the facilitation of the social sharing of interact more closely than either Germans or Ameri-
intention differentially in different cultures. cans, and Colombians interact at closer distances
than do Costa Ricans (Shuter, 1976). When interact-
Cultural Norms for Interpersonal Space ing with someone from their same culture, Japanese
and Touch sat the farthest away, Venezuelans the closest, with
The use of space in interpersonal interactions is Americans somewhere in the middle (Sussman &
called proxemics (see Chapter 15, this handbook). Rosenfeld, 1982). Interestingly, in the same study,
Hall’s (1966, 1973) classic work in this area speci- when the nonnative English speakers spoke in
fied four levels of interpersonal space use depend- English, they adopted the American conversational
ing on social relationship type: intimate, personal, distance compared to when speaking with others
social, and public. He suggested that interpersonal from their home country in their native language.
distance helps to regulate intimacy by control- Cultural differences in the use of space even occur
ling sensory exposures, because the possibility when individuals set dolls to interact with each
of sensory stimulation (smells, sights, touch) is other (Little, 1968).
enhanced at closer distances. Hall suggested that in In addition to cultural norms, another major
the United States, intimate distances are less than factor determining the amount of space used in
18 in. (45.72 cm), personal distances range from 18 interpersonal interactions is the relationship of the
in. (45.72 cm) to 4 ft (1.2 m), social distances range interactants; the specific content or affective tone
from 4 ft (1.2 m) to 12 ft (3.66 m), and pubic dis- of the interaction is also important (Little, 1968).
tances are greater than 12 ft (3.66 m). Furthermore, much of the information we have

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about the use of interpersonal space involves dyadic perceptions of it. Montepare and Zebrowitz (1993)
interaction. We have much less research informa- obtained judgments from Korean observers of 5- to
tion about the use of space among groups of people, 70-year-old Americans as they walked from one end
especially strangers, across cultures. of a room to the other and back, and they compared
Cultures also regulate touch. The meaning and those judgments to those previously obtained from
function of touch is likely similar across cultures. American observers (Montepare & Zebrowitz-
Cultures differ in the amounts of touching behavior McArthur, 1988). There was cross-cultural agree-
deemed acceptable, which facilitates social coor- ment in perceptions of age, sex, strength, and hap-
dination. As mentioned earlier, Watson (1970) piness, but there were cross-cultural differences on
classified 30 countries as either a contact culture perceptions of dominance. The authors suggested
or a noncontact culture. Violations of the cultural that some reactions to gait information may be
rules regarding touch are likely to be interpreted in universal, whereas other reactions may be more
the same way as those of space, producing aversive influenced by culture.
consequences. There has also been some interesting research
in the speed with which individuals across cultures
Cultural Norms for Whole Body typically move through their cities (Kirkcaldy,
Movements Furnham, & Levine, 2001; Levine & Bartlett, 1984;
As discussed in Chapter 15 of this handbook, Levine, Lynch, Miyake, & Lucia, 1989; Levine &
postures communicate attitudinal states and general Norenzayan, 1999). These studies have demon-
affect, as opposed to the specific emotions commu- strated that pace is associated with punctuality,
nicated by face and voice. There is surprisingly little coronary heart disease, and a variety of attitudinal
cross-cultural research on the production or inter- and personality traits. Such cultural differences open
pretation of the meaning of postures across cultures. the door to future studies examining how these
The studies that do exist suggest that people of differences facilitate social coordination differently
different cultures interpret postures according in different cultures.
to the same dimensions (i.e., positivity, status),
but they place different weights of importance on
CONCLUSION: THE IMPLICATION OF THE
specific aspects of these dimensions (Kudoh &
CULTURAL REGULATION OF NONVERBAL
Matsumoto, 1985; Matsumoto & Kudoh, 1987). One
COMMUNICATION TO INTERCULTURAL
recent study examined whole body, triumphant dis-
COMMUNICATION
plays of dominance that were produced by
Olympic athletes after winning in agonistic encoun- Cultures facilitate different context-specific norms
ters (Hwang & Matsumoto, 2014). Although all related to nonverbal communication and nonverbal
athletes produced some degree of these whole body behaviors because they facilitate social coordina-
expressive behaviors when they won their final tion and reduce the potential for social chaos, all
matches, cultures moderated the amount of these of which enhance the possibility of the increased
behaviors produced. Athletes from status-oriented social sharing of intentions. These functions help
cultures tended to produce more of these whole body groups to be efficient and, in turn, aid ultimately in
dominance behaviors than did athletes from more survival. Cultural differences in nonverbal commu-
egalitarian cultures. Presumably status-oriented cul- nication, therefore, make sense when viewed from
tures facilitate the expression of nonverbal behaviors the perspective of the culture in which the behaviors
related to dominance more than will egalitarian are produced.
cultures, apropos of the norms regarding social inter- Cultural differences in nonverbal communica-
action and social coordination in these cultures. tion, however, are often difficult to experience
Gait refers to the pattern of movement of the and to interpret in intercultural interactions, espe-
body when walking. A handful of studies have cially because nonverbal behaviors are the “silent
examined cross-cultural differences in gait and language” (Henley, 1977), and many people in

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The Cultural Bases of Nonverbal Communication

intercultural interactions focus on the words being intracultural communication. Understanding the
spoken and not the nonverbal behavior. Intercul- cultural bases of nonverbal communication is an
tural communication is more likely to be marred by essential aid in our efforts to do so in today’s multi-
uncertainty and ambiguity (Gudykunst & Nishida, cultural, pluralistic world.
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