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Clinical Lumbar Instability and Core Stabilization Exercise: A Literature Review
Clinical Lumbar Instability and Core Stabilization Exercise: A Literature Review
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Abstract
Clinical lumbar instability is increasingly recognized as one of the significant causes
of chronic low back pain. The patients with clinical lumbar instability require the effective
exercise intervention to improve the stability of their lumbar spine. This article reveals the
etiology and clinical diagnosis of clinical lumbar instability, the effective treatment as core
stabilization exercise (CSE) and also provides some relevant researches on CSE for
improving outcome measurements in patients with clinical lumbar instability. Commonly,
clinical signs and the specific clinical tests including instability catch sign, apprehension
sign, painful catch test and prone instability test are considered as clinical diagnostic
criteria due to absence of radiological findings in patients with clinical lumbar instability.
Moderate to high impacted evidences on the effectiveness of CSE to improve pain-related
outcomes and deep trunk muscle activation have been reported in patients with clinical
lumbar instability but further studies regarding long-term effectiveness of CSE and the use
of precise instrument to detect deep trunk muscle activation are still required.
Keywords: clinical lumbar instability, core stabilization exercise, diagnostic criteria,
stability
1. Introduction often absent of radiological findings (7) and
clinical criteria using the specific signs or
Low back pain (LBP) is a major symptoms are beneficial for diagnosing
health and socioeconomic problems clinical lumbar instability (7-11).
worldwide (1). LBP can be classified into Although exercise therapy is an
heterogeneous subgroups and one acceptable approach to eliminate problems
significant subgroup is clinical lumbar of LBP, it is difficult to conclude that
instability (2-5). In Thailand, the prevalence a specific type of exercise is better than
of clinical lumbar instability was 13% (1). another. As new treatment approaches are
Pain, functional disability and altered trunk emerging, a better realization of the effect
muscle activations resulted from excessive of each technique on patient problems is
lumbar intersegmental motion (3,5-6). considered as worthwhile for clinical
Nevertheless, clinical lumbar instability is
466 KKU Res. J. 2015; 20(4)
researches (12). Exercise therapy which loads exceeding 1,500 Newton (14-15). It
emphasizes the spinal stabilization is is a major dynamic stabilizer to generate
hypothesized to be effective for clinical forces to support the lumbar motion
lumbar instability to improve abnormal segments. There are two systems of trunk
excessive movement of the lumbar spine. muscles: global and local muscles which
Recently, core stabilization exercise (CSE) may influence human stability and
has been designed to improve control skill movement. The global muscle system
of neuromuscular system and increase (superficial trunk muscles) consists of
segmental stability of lumbar spine (12-13). rectus abdominis, external oblique,
Thus, CSE could be a choice of treatment iliocostalis lumborum pars thoracis and
for clinical lumbar instability. lattisimus dorsi muscles. These muscles are
mobilizing muscles which demonstrate
2. Lumbar stability and lumbar discontinuous activation to produce
instability general gross trunk stabilization and
Panjabi (14) suggested a model of generate large torque for trunk movement
a spinal stabilizing system including three as well as spinal compression (2).
stabilizing subsystems: the passive, active Moreover, they are also important for shock
and neural control. All subsystems have absorption of the loads and balancing
a proper function and interaction to provide external loads (2). However, these muscles
spinal stability. The motion segment is control spinal orientation and movement by
capable to support a load and maintain their activations in a directional specific
normal pattern of displacement within its response (2). On the contrary, the local
physiologic limits, it is considered stable muscle system (deep trunk muscles)
(3,14). consists of transversus abdominis, lumbar
The passive stabilizing subsystem multifidus, semispinalis, rotatores,
composes of vertebral body, intervertebral interspinalis, intertransversarii, inferior
disc, facet joint, facet joint capsule, spinal fibers of internal oblique, quadratus
ligaments and passive mechanical tension lumborum and diaphragm muscles. They
from the spinal muscles (15). Although this directly attach to the lumbar vertebrae that
subsystem provides stabilizing role provide the lumbar segmental stability and
throughout the range of spinal motion, directly control each lumbar motion
especially in end-range of spinal motion to segment. They provide the local stabilizing
restrain excessive motion of the spine, it can effect that control intersegmental motion,
support a limited load approximately 100 and maintain mechanical stiffness of the
Newton that is less than body weight spine by increasing their stiffness.
(14,15). Thus, the second subsystem as an Furthermore, the local muscle system
active stabilizing subsystem is required to activation is independent of directional
support body weight and additional loads, movement and continuously actives through
especially during trunk movements (3-4). the movement (2). Therefore, it plays an
The active stabilizing subsystem comprises important role in providing both static and
of the spinal muscles and their tendons dynamic stability to the lumbar motion
surrounding the spinal column. This segments. The last subsystem is neural
subsystem provides mechanical stability for control subsystem. It has the complex task
KKU Res. J. 2015; 20(4) 467
et al (19) investigated changes in trunk Instability catch sign has been widely
muscle onset time between patients with employed as a clinical determination for
clinical lumbar instability and healthy diagnosing clinical lumbar instability and
controls during self-arm perturbation task. is the unique symptom of clinical lumbar
They suggested that the healthy controls instability (2,11,13,20) with high specificity
demonstrated patterns of anticipatory (75%) and sensitivity (89%) (21). Instability
activations of transversus abdominis, catch sign is defined as a sudden painful
lumbar multifidus, rectus abdominis, snap when patients extend their back from
external oblique and erector spinae muscles the trunk forward bending position into the
and these muscles activated significantly upright position resulting in reflexive
earlier than other trunk muscles when painful muscular spasm (9,11,13,21) (Figure
compared with patients with clinical lumbar 1). Although, apprehension sign is not
instability. reported regarding clinical sensitivity and
specificity yet, it often occurs during trunk
4. Diagnosis of clinical lumbar instability movement and can be one of the specific
Although some medical doctors often indications of clinical lumbar instability
use flexion-extension radiographs which (7-9). Apprehension sign is explained that
concentrate on end range of motion for their patients feel a sudden sensation of lower
diagnosis of lumbar instability, clinical back collapse while movement (7-9).
lumbar instability may present abnormally Painful catch sign and prone instability test
excessive motion in mid-range of motion were included to be diagnosing criteria for
where is emerged the clinical symptoms (7). clinical lumbar instability (5,9-10). Painful
Despite of arguable findings for diagnosing catch sign is defined as legs suddenly drop
clinical lumbar instability, numerous because of a sharp pain in the lower back
authors have suggested that specific clinical after perform the double leg raises (5,9)
signs and symptoms of this illness as well (Figure 2). For prone instability test, it is
as specific clinical tests could be used in a provocation test and the patient is in prone
identifying clinical lumbar instability (5,7, lying position with the trunk on the plinth,
9-10). These included patients reports about anterior superior iliac spines (ASISs) at an
their back giving way, catching or locking edge of the plinth and both feet rest on the
of the back, pain during transitional activi- floor. While the patient rests in this position,
ties or sustained postures, chronic back the investigator performs posteroanterior
pain, shaking during movement, instability (PA) glide at each segment of the lumbar
catch sign, Gower’s sign, apprehension spine. If a painful segment is identified, the
sign, and hypermobility during springing patient then lifts the legs from the floor and
test. Interestingly, instability catch sign, hand holding to the plinth is used to
apprehension sign, painful catch sign, and maintain position, and PA glide is reapplied
prone instability test is clinically used for to that painful segment. The prone instability
diagnostic criteria to identify clinical test is positive when pain is provoked in the
lumbar instability because other signs, resting position and eliminated during
symptoms and specific clinical tests may be active muscle contraction to lift the legs
not clear to differentiate clinical lumbar from the floor (8-10) (Figure 3).
instability from other spinal diseases.
470 KKU Res. J. 2015; 20(4)
the TrA and LM muscles without the use of feedback. This stage is not only
lumbo-pelvic movement in low-load emphasizing training of co-activation of the
position should be received. Additional two muscles but also training the integration
pelvic floor muscle contraction with of local and global trunk muscles. The
controlled normal respiration can provide muscle performances are challenged with
effective isometric co-activation of the two heavier loading position such as bridging
muscles and inhibit muscle substitution position and 4-point kneeling position with
such as rectus abdominis or erector spinae limb raise. Throughout practice, the concept
muscle. The procedure for training the TrA of sustainable co-activation of the TrA and
and LM muscles is that the patients to LM muscles with controlled neutral spine
gently draw the lower abdomen in and up and normal respiration is maintained
towards their spine without lumbo-pelvic (Figure 5). Patients will achieve this stage
movement and emphasize the TrA and LM if they are able to control functionally with
muscle activations by using pelvic floor postural awareness without or minimal pain
contraction with controlled normal (12). The last stage of CSE requires a low
respiration to maintain a static neutral spine degree of attention for the correct
position (Figure 4). In this stage, patients performance of the tasks. Furthermore, the
are required more awareness in order to patients should tell physical therapists for
achieve co-activation of the TrA and LM their situations or positions that they feel
muscles. Increase of holding time of “unstable” experience or anticipated pain.
contraction is the progression in the first In this stage, the patients are able to
stage and it can be provided the effectiveness automatically do co-activation of the TrA
by using biofeedback or facilitation and LM muscles while performing the
technique (12). Once the patient achieves unstable position and during functional
the first stage, the second stage of CSE is demands of daily living in various
prescribed. It aims at increasing precision environments and contexts (12). However,
and number of holding time of co-activation number of achievement in each stage is
of the TrA and LM muscles, and decreasing depended on individual’s performance.
with the treatments prescribed by the = 6/10), the researchers examined the
individual’s general practitioner, so there effects of core stabilization exercise on pain
was no standardized treatment for the intensity of the instability catch sign (ICS),
control group in that study. Hence, the functional disability and trunk muscle
findings of O’Sullivan et al (25,28) should activity in patients with clinical lumbar
be clinically considered with caution. instability. This study used the clinical signs
The study (PEDro score = 5/10) of and tests for included the patients that are
Kumar (24) investigated the acute effects of ICS, apprehension sign, painful catch test
15-min CSE in patients with clinical lumbar and prone instability test. The findings
instability. The researcher reported that showed a significant reduction in pain
there were significant acute improvements intensity of ICS and functional disability
in pain, joint stiffness and pain pressure after 10 weeks of intervention but CSE
threshold but placebo which was received showed a significant increase in the
prone lying position was seen only the activation ratio of the TrA muscle relative
improvement in pain. However, the to the rectus abdominis muscle only. In
conclusion could not be made about the addition, significantly greater
superior effects of CSE when compared improvements in all outcome measures are
with placebo because the researcher did not in favor of CSE after 10 weeks of
compare the effects between the groups. intervention (mean difference = 3.09, 4.07,
Other study (PEDro score = 4/10) of 7.89 of numerical rating scale, Roland-
Javadian et al (23) compared the effects of Morris Disability Questionnaire and ratio
8-week CSE combined with general activation of transversus abdominis relative
exercise and general exercise only in to rectus abdominis, respectively) (p<
patients with clinical lumbar instability. The 0.001). The recent high quality study
findings showed that both interventions (PEDro score = 8/10) of Puntumetakul et al
provided significant improvement from (26) was conducted to investigate the
baseline at 8-week intervention and 3-month long-term effectiveness of 10-week CSE on
follow-up in pain intensity, functional pain-related outcomes, health-related
disability, trunk flexion range of motion, quality of life, patient satisfaction to the
trunk flexors endurance, trunk extensors intervention and trunk muscle activation in
endurance, right trunk lateral flexors patients with clinical lumbar instability at
endurance and left lateral trunk flexors one and three months follow-ups. It is an
endurance. The researchers claimed that extended study from the study of
pain intensity, functional disability, trunk Areeudomwong et al (22). The patients
flexion range of motion and trunk muscle were randomly assigned to 10-week CSE
endurance in CSE had greater improvement or control receiving trunk stretching
than another; however, the statistical exercises and hot pack. Their findings
analysis was not done to measure the mag- showed that CSE provided significantly
nitude of group differences. It is difficult to greater improvements in pain (mean
draw a conclusion about the superiority of difference = 3.29 and 2.86 of numerical
CSE. rating scale for one- and three-month
According to the pilot study of follow-ups, respectively; p< 0.001),
Areeudomwong et al (22) (PEDro score functional disability (mean difference = 5
KKU Res. J. 2015; 20(4) 475
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