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Copyright 1995 by the American Psychological Association, Inc.

Journal of Personality and Social Psychology


1995, Vol. 68, No. 4, 687-695

Does Hardiness Contribute to Mental Health During a Stressful Real-


Life Situation? The Roles of Appraisal and Coping
Victor Florian, Mario Mikulincer, and Orit Taubman
Bar-Ilan University

Israeli recruits (N=276) completed questionnaires on hardiness, mental health, cognitive appraisal,
and ways of coping at the beginning and end of a demanding, 4-month combat training period.
Path analysis revealed that 2 components of hardiness—commitment and control measured at the
beginning of the training—predicted mental health at the end of the training through the mediation
of appraisal and coping variables. Commitment improved mental health by reducing the appraisal
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

of threat and the use of emotion-focused strategies and by increasing secondary appraisal. Control
improved mental health by reducing the appraisal of threat and by increasing secondary appraisal
and the use of problem-solving and support-seeking strategies.

In recent years, personality theorists and researchers have Hull, Van Treuren, and Virnelli (1987), and Orr and Westman
paid considerable attention to the construct of hardiness as an (1990) have concluded that hardiness is positively related to
inner resource that may moderate the effects of stress on physi- well-being and adjustment.
cal and mental health (e.g., Gentry & Kobasa, 1984; Suls & According to Kobasa (1979a), the effects of hardiness on
Rittenhouse, 1987; Westman, 1990). We examined the contri- mental health are mediated by appraisal and coping mecha-
bution of hardiness to changes in mental health of individuals nisms (see Figure 1). Kobasa (1982) and Kobasa et al. (1981)
facing a well-defined real-life stressful situation. In addition, we have claimed that hardiness is associated with a tendency to
assessed the role played by two possible mediators of the hardi- perceive potentially stressful events in less threatening terms. In
ness-mental health relationship: the appraisal of the stressful support of this view,findingsshow that hardy persons experi-
situation and the ways of coping with it. ence events in a way similar to that of less hardy persons but
Basing their definition on existential personality theory, Ko- appraise the events as less stressful and remain optimistic about
basa, Maddi, and Kahn (1982) defined the construct of hardi- their ability to cope with them (Allred & Smith, 1989; Pagana,
ness as "a constellation of personality characteristics that func- 1990; Rhodewalt & Zone, 1989; Westman, 1990;Wiebe, 1991).
tion as a resistance resource in the encounter with stressful life It seems that hardiness alters two appraisal components: It re-
events" (p. 169). This personality variable is composed of three duces the appraisal of threat and increases the expectations of
basic, interrelated hypothetical elements: commitment, con- successful coping.
trol, and challenge. Hardy persons are easily committed to what Hardiness has also been shown to be associated with the
they are doing in their lives, believe they have some control over choice of coping strategies for dealing with stressful events. Ko-
the causes and solutions of life problems, and view changes in basa (1982) and Gentry and Kobasa (1984) have suggested that
life and adaptive demands as challenges and opportunities for hardy persons may prefer to rely on active, transformational
growth rather than as threats. coping, which transforms stress into a benign experience by
There is extensive evidence suggesting that hardiness is posi- means of problem-focused strategies. In contrast, persons low
tively related to physical and mental health and that it mitigates in hardiness may prefer to use regressive coping strategies such
negative health outcomes of stress (Kobasa, 1979a, 1979b; Ko- as cognitive and behavioral withdrawal and denial, which nei-
basa, Maddi, & Courington, 1981; Kobasa etal., 1982; Kobasa, ther transform the situation nor solve the problem and may
Maddi, & Puccetti, 1982; Kobasa, Maddi, & Zola, 1983; Ko- even enhance emotional problems and maladjustment. Previ-
basa & Puccetti, 1983; Maddi & Kobasa, 1984). Significant in- ousfindingshave generally been consistent with the hypothesis
verse correlations have also been found between hardiness and that hardy persons use more problem-focused coping and less
measures of anxiety and depression (Allred & Smith, 1989; emotion-focused coping strategies than do less hardy persons
Drory & Florian, 1991; Funk & Houston, 1987; Rhodewalt & (Kobasa & Puccetti, 1983; Schlosser & Sheeley, 1985; West-
Zone, 1989). In their reviews, Blaney and Ganellen (1990), man, 1990; Williams, Wiebe, & Smith, 1992). Blaney and Ga-
nellen (1990) reported an inverse relationship between hardi-
ness and the use of behavioral withdrawal.
Victor Florian, Mario Mikulincer, and Orit Taubman, Department Although research has provided some support for the model
of Psychology, Bar-Ilan University, Ramat Gan, Israel.
We want to acknowledge Aron Weller for his fruitful comments on an proposed by Kobasa (1979a), Funk (1992) noted that most
earlier draft of this article. previous research actually failed to empirically test the pro-
Correspondence concerning this article should be addressed to Victor posed causal paths. He recommended assessing hardiness the-
Florian, Department of Psychology, Bar-Ilan University, Ramat Gan ory in real-life stressful situations, employing longitudinal de-
52900, Israel. E-mail may be sent via Bitnet to F41338@barilan. signs in which hardiness and mental health are measured at
687
688 V. FLORIAN, M. MIKULINCER, AND Q TAUBMAN

ENCOUNTER WITH STRESS


high demands for efficient and accurate performance, high
pressure for teamwork and achievements, and ambiguity
COGNITIVE about what will happen (placement options) after the end of
APPRAISAL \ the training.
PSYCHOLOGICAL
WELL-BEING
The assessment of appraisal and coping variables allowed us
to test Kobasa's (1979a) ideas using structural equations,
HARDINESS
PSYCHOLOGICAL which provided the goodness of fit of the model depicted in Fig-
/ DISTRESS ure 1 to the actual data. Moreover, because we employed multi-
COPING / component measures of appraisal and coping (Folkman & Laz-
STRATEGIES arus, 1980, 1985), we were able to clarify more precisely what
particular appraisal component (e.g., threat or challenge) and
coping strategy (e.g., problem solving or distancing) mediate
the relationship between hardiness and mental health.
Figure 1. Kobasa's mediational model.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

The current study also attempted to examine major criti-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

cisms of the impact of hardiness on mental health. In their in-


vestigation, Hull et al. (1987) criticized the conceptualization
different points in time, measuring appraisal and coping vari- of hardiness as a three-component constellation with each com-
ables, and using structural equations to analyze the proposed ponent contributing equally to mental health. Whereas com-
causal paths. Beyond these empirical matters, Hull et al. (1987) mitment and control were found to positively contribute to var-
raised basic theoretical doubts about the validity of the hardi- ious indicators of hardiness, the challenge component had low
ness concept itself and its measurement. In the present study, correlations with the two other hardiness components and with
we adopted Funk's suggestions and attempted to empirically ex- different health outcomes (Hull et al., 1987). On this basis, Hull
amine most of the previous criticisms in order to provide a bet- et al. suggested that the challenge component should be elimi-
ter understanding of the relationship between hardiness and nated from the hardiness concept. This conclusion, however,
mental health. seems to be premature (Orr & Westman, 1990) because the
above findings were based on past measures of hardiness that
Present Study were not congruent with its theoretical definition. In the present
study, we attempted to deal with Hull et al.'s criticism and to
On the basis of Funk's (1992) recommendations, we exam-
examine the relative contribution of each one of the hardiness
ined an existing real-life stressful situation—a demanding, 4-
month combat training period—and assessed hardiness ap- components by using a recently developed, valid measure—the
praisal, coping strategies at the beginning of the training, and third-generation Hardiness scale (Maddi, 1987).
mental health at both the beginning and end of the training pe- None of the previous studies, including those conducted by
riod. The 4-month combat training is a natural, continuously Kobasa and her colleagues (1979a), attempted to clarify
stressful situation to which most Israeli young men are regularly whether commitment, control, and challenge are related to
exposed. Serving in the army requires radical changes in behav- mental health through the same or different appraisal and cop-
ior for the conscript to adjust to the new conditions during a ing mechanisms. Our design attempted to deal with this ques-
relatively short period of time. The young men are stripped of tion and to clarify the particular mediational paths connecting
their personal identities and forced to obey orders even when each hardiness component to mental health.
these orders conflict with their personal inclinations. These de- Another major criticism of Kobasa's (1979a) model is that
mands are exacerbated during the initial 4 months of army ser- lack of hardiness may be more parsimoniously identifiable as
vice, particularly for soldiers who undergo combat training. one aspect of psychological distress or neuroticism rather than
These soldiers are exposed to a great deal of both physical and as a set of predispositions that influence mental health (Funk,
psychological stress produced by events such as long periods of 1992; Funk & Houston, 1987; Swindle, Heller, & Lakey, 1988).
physical exercise and relatively short periods of sleep. This argument is based on the fact that studies using the original
The longitudinal design of this study provided the Hardiness scale have found that the relationship between har-
opportunity to examine how hardiness assessed at the begin- diness and health outcomes disappears when measures of nega-
ning of the training (Time 1) contributed to changes in men- tive affect are partialed out (Funk & Houston, 1987; Rhodewalt
tal health during the training period. These changes might & Zone, 1989). However, recent studies have found that al-
reflect the different levels of stress to which soldiers are ex- though measures of hardiness and neuroticism are highly cor-
posed at the beginning and end of the training program. At related, they tap distinct constructs (Kravetz, Drory, & Florian,
Time 1, the stress comes from the encounter with a new real- 1993; Wiebe, Williams, & Smith, 1990; Williams et al., 1992).
ity: The recruits are required to function under a very tight In light of this criticism, we dealt with the potential overlap
timetable, to rapidly learn new rules of behavior and disci- between hardiness and negative affect by assessing distress at
pline, and to collaborate with other strangers. A host of addi- two different points in time. We hypothesized that if lack of
tional new stressors accumulate during the 4-month training, hardiness is merely a component of distress, the contribution of
reaching a peak by the end of the training (Time 2). These hardiness at Time 1 to distress at Time 2 would disappear when
stressors include a long-standing separation from home, ex- the distress measure at Time 1 is partialed out. However, if har-
hausting physical exercises, cumulative sleep deprivation, diness acts as a stress-resistance resource, the effect of hardiness
HARDINESS AND MENTAL HEALTH 689

at Time 1 on distress at Time 2 would still be significant after model composed of a general underlying mental health factor and a
higher order factor structure denned by two bipolar factors: psychologi-
controlling for distress at Time 1. cal well-being and psychological distress. Fourteen items describing pos-
itive states clustered together to form a measure of psychological well-
Method being, and 24 items describing negative states clustered together to de-
fine psychological distress. Although these two factors were negatively
Participants correlated, factor analyses conducted in previous studies supported the
practice of scoring them separately (Florian & Drory, 1990; Veit &
A total of 276 men participated in the present study. All of the partic- Ware, 1983).
ipants were 18 years old and were at the beginning of their compulsory For the present study, we used a Hebrew version of the MHI that was
service in the Israeli Defense Forces (IDF). They were undergoing 4 prepared by Florian and Drory (1990). Florian and Drory validated
months of intensive basic combat training in two of the highly demand- the two-factor structure of this version using a representative Israeli
ing infantry units of the IDF. By the rigorous standards of IDF screen- sample. In the present study, factor analyses with varimax rotation con-
ing, all of the participants were judged to be healthy, met combat unit ducted on the 38 MHI items replicated the same two factors. In both
criteria, and revealed high levels of motivation for serving in the army. Time 1 and Time 2, these two main factors explained 50% and 59%
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

All of the participants were single. Most of them (73%) resided in urban of the variance, respectively. Cronbach alphas also indicated adequate
This document is copyrighted by the American Psychological Association or one of its allied publishers.

areas, and most of them had completed high school (92%). internal consistency for the two factors at the two points of time (.91
and .92 for positive state items and .94 and .96 for negative state items).
Instruments and Procedure The test-retest reliabilities for a 4-month period were also adequate (.91
for positive state items and .90 for negative state items). On this basis,
After obtaining permission to carry out this study from the appropri- we computed two total scores by averaging the items that loaded high
ate military authorities, we approached the participants on their mili- on each factor. Higher scores reflect higher psychological well-being and
tary bases, briefly explained the purpose of the study, and solicited their higher psychological distress. Significant inverse correlations were
voluntary participation. Only a handful of participants refused to par- found between these two scores at the two points of time (r = -.45 for
ticipate in the study. Participants were asked to use their identification Time 1 and r = -.56 for Time 2).
numbers so that questionnaires from different occasions could be com- Ways of Coping Checklist. At Time 1, participants completed a 44-
bined for analysis. Participants were assured that their responses would item scale that is a Hebrew translation (Solomon, Mikulincer, &
not be disclosed to the military authorities and would not influence Avitzur, 1988) of a shortened version of Folkman and Lazarus's (1980)
their future in the army. All of the questionnaires, randomly ordered, Ways of Coping Checklist (Parkes, 1984). This 44-item self-report mea-
were completed on a group basis. During thefirstweek of combat train- sure refers to the broad range of cognitive and behavioral strategies peo-
ing (Time 1), participants completed scales measuring hardiness, ap- ple use to deal with stressful events. In the present study, participants
praisal, coping, and mental health. Four months later, 1 week before were asked to think about current problems and obstacles related to
ending the training (Time 2), participants completed the mental health their military training and to indicate on a 4-point Likert scale (1 = not
measure. The Time 2 measurement was timed to coincide with a period used to 4 = used a great deal) the extent to which they tended to act in
considered to be one of the most stressful experiences of the entire com- the way described by each item when confronted with the specific de-
bat training period. mands of the training.
Third-generation Hardiness scale. At Time 1, participants com-
Previous factor analyses of the questionnaire have produced a variety
pleted the most recent version of the Hardiness scale—the third-gener-
of results (e.g., Folkman & Lazarus, 1980, 1985; Solomon etal., 1988).
ation Hardiness scale (Personal View Scale, Maddi, 1987)—which in-
For the current sample, a factor analysis followed by varimax rotation
cludes both positive and negative items. This self-report questionnaire
yielded four main factors (eigenvalue > 1) that explained 58% of the
is composed of 50 items, measuring the hardiness construct as a com-
variance. Factor 1 explained 26% of the variance and included problem-
posite of three moderately interrelated components: commitment, con-
focused coping items (loading > .40), such as "I try to analyze the situ-
trol, and challenge. Participants indicated how they felt about each
ation in order to understand it better." Factor 2 explained 14% of the
item, using a 4-point Likert scale ranging from 0 (not at all true) to 3
variance and included a variety of emotion-focused strategies, such as
(completely true). Previous studies have demonstrated adequate in-
"I wish I could change how I feel" or "I criticize myself." Factor 3 ex-
ternal consistency for the total scale and the three hardiness subscales
plained 10% of the variance and included support-seeking items, such
(Drory & Florian, 1991; Maddi, 1987; Okun, Zautra, & Robinson,
as "I talk to someone to find out more about the situation." Factor 4
1988; Parkes & Rendall, 1988; Williams et al., 1992). In the present
explained 8% of the variance and included distancing coping items,
study, we found the Hebrew version of this scale (Drory & Florian,
such as "I try to forget the whole thing."
1991) to also be internally consistent. Cronbach's alphas were .81 for
the total 50 items, .78 for the commitment items, .84 for the control Cronbach alphas for the items loading high on each factor ranged
items, and .75 for the challenge items. On this basis, we computed a from .59 to .74, implying moderate internal consistency. Therefore, four
total score, and commitment, control, and challenge scores by averaging coping scores (problem-focused, emotion-focused, support-seeking,
relevant items. Higher scores reflect greater hardiness. and distancing) were calculated by averaging the items that loaded high
Mental Health Inventory (MHI, Veil & Ware, 1983). At both Time on a factor. Higher scores reflect a higher reliance on a particular type
1 and Time 2, participants completed the MHI. This scale is a multidi- of coping strategy.
mensional general questionnaire consisting of 38 items, each answered Cognitive appraisal. At Time 1, participants completed a Hebrew
on afive-or six-choice response scale, ranging from complete confir- version of Folkman and Lazarus's (1985) appraisal scale, which was
mation to complete rejection of the applicability of the question to the specially adapted to the context of military training. This self-report
participant's life over the past 2 weeks (e.g., 1 = All of the time to 6 = scale includes 18 items tapping participants' appraisal of the threats and
None of the time). These items were constructed from items contained challenges imposed by the military training ("primary appraisal") and
under the heading "General Well-being" of the Rand Health Insurance their estimation of their ability to cope with this training ("secondary
study (Veit & Ware, 1983) of adult health status measures. Cross-vali- appraisal"). Participants indicated the extent to which they appraised
dation and combined sites analyses led Veit and Ware (1983) to con- the training in the way described by an item on a 5-point scale (1 =
clude that the best interpretation of the MHI is a hierarchical factor not at all to 5 = very much). A factor analysis with varimax rotation
690 V. FLORIAN, M. MIKULINCER, AND O. TAUBMAN

conducted at Time 1 yielded three main factors (eigenvalue > 1) that & Lounier, 1978). That is, people exposed to a stressful situa-
explained 53% of the variance. Factor 1 explained 27% of the variance tion mayfirstappraise the situation, and such an appraisal may
and included six items (loading > .4) that tapped the extent to which
the military training was perceived as a challenge. Factor 2 explained
influence the choice of coping strategies. However, Lazarus and
18% of the variance and included five items that tapped the extent to Folkman (1984) observed that appraisal and coping may have
which the military training was perceived as a threat. Factor 3 added reciprocal influences. That is, the reliance on particular coping
8% to the explained variance, and its four items reflected participants' strategies may influence the appraisal of a stressful situation,
appraisal of their abilities to cope with the military training. These three which, in turn, may alter the subsequent use of coping strategies
factors showed appropriate internal consistency, ranging from .70 to and so forth. Moreover, the expansion of our structural model
.83. On this basis, three scores were computed by averaging items that and the inclusion of a causal sequence between appraisal and
loaded on a factor. Higher scores reflect higher appraisals of threat and coping—either appraisal before coping or coping before ap-
challenge and higher secondary appraisal. praisal—reduced rather than increased the goodness of fit be-
tween the model and the data. On this basis, we decided to ana-
Results lyze appraisal and coping variables concurrently rather than
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

sequentially.
Preliminary A nalyses
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Initially, we examined the cross-sectional associations of the


The first step of analysis tested whether the three hardiness variables at Time 1 (see Pearson correlations in Table 1). This
components should be combined into a composite score. In ac- analysis served as a test for Funk's (1992) hypothesis of the har-
cordance with Funk's (1992) proposal, we examined (a) the diness-neuroticism confounding. If hardiness and mental
empirical correlations among the three hardiness components health are related by a direct and simple path beyond the po-
and (b) whether the hardiness composite score was more tential mediation of appraisal and coping, then Funk's hypoth-
strongly related to outcome measures (distress and well-being esis may be supported, and further analyses should control for
at Time 1 and Time 2) than to any one of the three hardiness this confounding effect. The results of the LISREL analysis in-
components. Although the three hardiness components were dicated inadequate fit between the mediational model pre-
significantly intercorrelated (p < .01), the correlation between sented in Figure 1 and the set of cross-sectional data: There was
control and commitment was higher (r = .55) than the corre- a significant difference between the model's implied corre-
lations between challenge and the two other components (r = lations and the data correlation matrix (x 2 = 13.44, df= 9,p<
.33 for commitment and r = .27 for control). In addition, the .05), and the goodness offit(.96) and the adjusted goodness of
use of the hardiness score did not offer any advantage in ex- fit (.90) were relatively low, indicating poor fit.
plaining the variance of mental health measures over commit- An examination of the change parameters proposed by the
ment alone. Pearson correlations between the mental health LISREL program suggested the addition of a direct path going
measures and the hardiness composite score (r = —.53 for dis- from commitment to psychological distress. A new LISREL
tress at Time 1, r = .40 for well-being at Time 1, r = -.35 for analysis performed on the mediational model plus the suggested
distress at Time 2, and r = .24 for well-being at Time 2) were direct path (see Figure 2) indicated adequate fit between the
not higher than the correlations between these measures and model and the set of cross-sectional data: There was a nonsig-
commitment (r = -.55 for distress at Time 1, r = .44 for well- nificant difference between the model's implied correlations
being at Time 1, r = —.32 for distress at Time 2, and r = .23 for and the data correlation matrix (x 2 = 8.62, df= 8, ns), and the
well-being at Time 2). Such results, according to Funk (1992), goodness of fit (.99) and the adjusted goodness offit(.95) were
indicate that it would be more advantageous to study the hardi- relatively high. These results reveal the existence of a simple
ness components separately. On this basis, we decided to carry path linking commitment to distress that was not mediated by
out the main analyses of the data using only the three hardiness appraisal and coping mechanisms, which may be viewed as a
components scores. partial sign of the hardiness-neuroticism confounding.
In the next steps of the analyses, we examined the longitudi-
Structural Analyses nal path going from hardiness at Time 1 to mental health at
Time 2 by means of the mediation of appraisal and coping vari-
The overall goodness of fit of the mediational model is pre- ables (as measured in Time 1). Because hardiness components
sented in the beginning of this article (see Figure 1) using the and mental health measures were cross-sectionally correlated at
LISREL VII program (Joreskog & Sorbom, 1984). This analy- Time 1, it was important to control for this association when
sis was based on Pearson correlations among the three sets of predicting mental health at Time 2. Without such a control, any
measures: (a) three hardiness components measured at time significant association between hardiness at Time 1 and mental
1, (b) three appraisal and four, coping factors measured at Time health at Time 2 could be attributed to the fact that hardiness
1, and (c) distress and well-being measured at both Time 1 and partially reflects the individual's mental health status at Time
Time 2. 1. In order to overcome this possible confounding effect, we
In all of the reported structural analyses, we concurrently an- adopted a two-stage analytic approach. First, separate regres-
alyzed the mediational variables of appraisal and coping. As sion analyses were conducted on each one of the mental health
presented in Figure 1, we attached no causal or sequential or- factors (distress and well-being) at Time 2 as predicted by the
dering to these variables beyond and above their mediating po- corresponding mental health factor at Time 1. Second, the re-
sition between hardiness and mental health. At first sight, this siduals of the above regressions (the part of the variance of men-
concurrent analysis of appraisal and coping seems to be incon- tal health factors at Time 2 that were not associated with mental
gruent with the notion that appraisal predicts coping (Lazarus health at Time 1) were used as the dependent variables in the
HARDINESS AND MENTAL HEALTH 691

Table 1
Pearson Correlations Among Hardiness, Appraisal, Coping, and Mental Health Scores at Time 1

Variable 1 2 3 4 5 6 7 8 9 10 11 12

Hardiness
1. Commitment —
2. Control 55* —
3. Challenge 33* 27* —
Appraisal
4. Threat -44* -39* -20* —
5. Challenge 11 20* 04 -17* —
6. Secondary 46* 40* 22* -49* 23* —
Coping
7. Problem 13 25* 15* -10 24* 15* —
8. Emotion -38* -26* -27* 35* 03 -38* 25* —
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9. Distancing -21* -14* -17* 12 06 -11 18* 28* —


This document is copyrighted by the American Psychological Association or one of its allied publishers.

10. Support 05 22* -09 -08 12 05 39* 27* 11 —


Mental health
11. Well-being 44* 38* 10 -39* 14 48* 22* -32* -08 11 —
12. Distress -55* -44* -24* 49* -10 -58* -10 49* 10 -05 -68* —

Note. Decimal points are omitted.


*p<.01.

LISREL analysis testing the hypothesized mediational model. rect associations with appraisal and coping variables, whereas the
The correlation matrix that provided the basis for examining challenge component did not show any significant relation to these
the goodness of fit of the above model is presented in Table 2. variables. Specifically, commitment was positively associated with
The LISREL analysis using appraisal and coping variables mea- secondary appraisal and inversely related to threat appraisal and
sured at Time 1 indicated adequate fit between the model and to the use of distancing and emotion-focused coping. Control was
the set of longitudinal data: There was a nonsignificant difference positively associated with secondary appraisal and challenge ap-
between the model's implied correlations and the data correlation praisal as well as with the use of problem-focused coping and sup-
matrix ( x 2 = 4.83, df= 9, ns), and the goodness of fit (.99) and port-seeking coping, and inversely related to threat appraisal. Di-
the adjusted goodness of fit (.98) were relatively high. As can be rect significant effects were also found between appraisal-coping
seen in Figure 3, commitment and control showed significant di- variables at Time 1 and mental health at Time 2. The use of dis-

Hardiness Appraisal and Coping Mental Health

Threat
appraisal

Commitment Challenge
appraisal
Psychological
Secondary well-being
Control appraisal

.29 Problem
solving Psychological
distress
Challenge Emotion-
focus
-.18

.31 Distancing

Support
seeking

Figure 2. LISREL results for cross-sectional data at Time 1. Numbers are significant structural path
coefficients (p < .01).
692 V. FLORIAN, M. MIKULINCER, AND O. TAUBMAN

Table 2
Pearson Correlations Among Hardiness, Appraisal, and Coping at Time 1 and Mental Health Scores at Time 2
Variable 1 2 3 4 5 6 7 8 9 10 11 12
Hardiness"
1. Commitment
2. Control 55*
3. Challenge 33* 27*
Appraisal8
4. Threat -44* -39* -20*
5. Challenge 11 20* 04 -17*
6. Secondary 46* 40* 22* -49* 23*
Coping"
7. Problem 13 25* 15* -10 24* 15*
8. Emotion -38* -26* -27* 35* 03 -38* 25*
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

9. Distancing -21* -14* -17* 12 06 -11 18* 28*


This document is copyrighted by the American Psychological Association or one of its allied publishers.

10. Support 05 22* -09 -08 12 05 39* 27* 11


Mental healthb
(regression residuals)
11. Well-being 07 06 09 -22* 12 02 11 05 08 -04
12. Distress -10 -10 -13 13 09 -03 -07 04 18* 03 -54* —
Note. Decimal points are omitted.
" At Time 1. b At Time 2.
*£><.O1.

tancing coping was positively associated with psychological dis- factor to the process of coping and adaptation to stress. More-
tress, whereas threat appraisal was inversely related to psychologi- over, this study was carefully designed to overcome both con-
cal well-being. In this way, control and commitment positively con- ceptual and methodological shortcomings of previous studies.
tributed to well-being by reducing the appraisal of threat, whereas Basically, ourfindingsprovide support to the hypothesis that at
commitment reduced psychological distress by inhibiting the use least some of the components of the hardiness concept posi-
of distancing coping. tively contribute to mental health by means of coping and ap-
praisal mechanisms. It is worth noting that this pattern was
Discussion identified during a real-life stressful period, using longitudinal
The present study represents a further attempt to clarify the design and path analytical techniques when the hardiness-neu-
potential contribution of hardiness as an individual's resilience roticism confounding was controlled. In this way, the present

Hardiness Appraisal and Coping f Cental Health


at Time 1 at Time 1 at Time 2
(residuals)
Threat
-31 S^ f
appraisal \
2 1
/ / \-17
Commitment

.21^-<
Challenge
appraisal V\ Psychological
well-being
Secondary
\ \ .20 appraisal
Control
\ \- 30
.29 \ -ie\ V Problem
solving Psychological
Challenge
\v
\\\\ Emotion-
focus
Distancing /
y\2o
distress

.31 \
Support
seeking
Figure 3. LISREL results using appraisal and coping at Time 1. Numbers are significant structural path
coefficients (p < .01).
HARDINESS AND MENTAL HEALTH 693

findings seem to provide highly valuable information to the commitment allows people to remain involved in the situation,
conceptualization of hardiness as a stress-resistance resource control leads them to deploy active efforts to find proper solu-
and to the psychological mechanisms through which it may al- tions to the problematic situation. A person with a high sense of
leviate the deleterious effects of stressful life periods. commitment may feel a strong impetus to mentally "stay" in
Examination of the process by which hardiness contributes the situation and confront its demands and consequences. This
to mental health supported the hypothesized appraisal and cop- attitude seems to be reflected in the individual's refusal to adopt
ing mediational mechanisms. First, the analyses revealed that escapist maneuvers, like distancing and other emotion-focused
some of the hardiness components may predispose persons to strategies. However, although commitment is a necessary stress-
appraise the combat training in less threatening terms, to view resistance factor, it is not sufficient to activate those strategies
themselves as more capable of coping with it, and to rely on required to put an end to the stressful situation. Commitment
more problem-focused and support-seeking strategies and on should be supplemented by a sense of control and mastery,
less emotion-focused and distancing coping strategies. Second, which reflects the conviction that one can efficiently deal with
the pattern of appraisals and coping related to higher hardiness the problem and thus may lead people to engage in problem
significantly contributed to better mental health outcomes. solving and to look for external sources of support. In our terms,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

resilience during stressful periods seems to be determined by


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Thesefindingsmay be interpreted as supporting a mediational


sequence by which hardiness acts on the individual's appraisal the individual's readiness to confront the situation and to ac-
and coping with a stressful event, which, in turn, affect his or tively control its consequences.
her mental health. The findings also highlight the importance This line of thinking seems to refine the concept of
of the inclusion of mediating variables in hardiness research as transformational coping initially proposed by Kobasa
proposed by Funk (1992). (1982). The psychological mechanism by which hardy per-
This mediational sequence was further supported by the sons transform stressful situations into more benign experi-
finding that the structural model linking hardiness components ences seems to involve a combination of coping strategies re-
to changes in mental health indirectly provided sufficient good- lated to the components of commitment and control. These
ness of fit to the empirical data by means of appraisal and cop- strategies allow people to stay in the situation because of their
ing. That is, the direct path going from hardiness to changes in commitment to their own values and goals and, at the same
mental health appeared to have only a marginal contribution. time, to manage the consequences of the encounter because
Moreover, further structural models excluding indirect paths they hold the conviction that they can control it. This ap-
through appraisal and coping revealed a significant discrepancy proach to transformational coping should be further ex-
from empirical data and therefore were discarded. plored because it opens a new perspective on the state of mind
The findings also indicate that in analyzing the hardiness- of hardy persons during stressful situations.
mental health association, one should take into consideration Our findings further substantiate Hull et al.'s (1987)
Hull et al.'s (1987) criticism that hardiness components suggestion that the challenge component should be elimi-
should be treated as separate entities rather than within a nated from the hardiness concept. Even when measured by
unified construct. We found evidence that although commit- the new Hardiness scale, challenge showed no association
ment and control components were significantly related, the with other hardiness components and had no significant
challenge component seemed to tap a different psychological value in the structural model linking hardiness to mental
construct even in the new Hardiness scale. In addition, the health. This conclusion should be taken, however, with ex-
use of a composite hardiness score as suggested by Kobasa treme caution until other and more proper ways of measuring
(1979a) did not improve upon the separate contribution of the challenge component are designed. We would like to pro-
commitment to mental health. pose a new conceptual approach to construct this kind of
Hull et al.'s (1987) suggestion was also supported by the fact measure. On the basis of Taylor's (1983) theory of cognitive
that the empirical structural equations depicted differential adaptation, it seems that the challenge component should be
contributions of each one of the three hardiness components to viewed as a particular case of the search for meaning in one's
mental health. Whereas commitment and control were found experiences and life. To perceive a stressful situation as a
to significantly predict changes in mental health during the challenge, people should first find a meaning and purpose in
training period through the mediation of appraisal and coping, that situation that is relevant to their basic values and goals.
challenge did not make any significant prediction. Most inter- Only then can they appraise the potential benefits of the en-
estingly, commitment and control showed a different media- counter and view it as a challenging opportunity for personal
tional pattern. On the one hand, commitment improved mental growth, as proposed by Kobasa (1979a). If this line of
health mainly by reducing the appraisal of threat and the use of thought is correct, then new measures of the challenge com-
a variety of emotion-focused strategies and by increasing sec- ponent should be built around the concept of the search for
ondary appraisal. On the other hand, control improved mental meaning.
health by increasing secondary appraisal and the use of prob- In regard to the theoretical criticism about a possible hardi-
lem-solving and support-seeking strategies. ness-neuroticism confounding (Funk, 1992), the design of our
In interpreting the abovefindings,we would like to offer an study allowed us to examine the validity of this criticism (using
innovative perspective on the ways in which commitment and cross-sectional data) and at the same time to conduct longitudi-
control may help individuals successfully deal with stressful life nal analyses, which clean the data from this potential confound-
situations. It seems that during stressful encounters, commit- ing. Cross-sectional structural equations indicated that a model
ment and control accomplish complementary roles: Whereas linking hardiness to mental health status only by means of ap-
694 V. FLORIAN, M. MIKULINCER, AND Q TAUBMAN

praisal and coping had no sufficient goodness of fit to the data. ness scale's validity and utility. Journal ofPersonality and Social Psy-
The analyses also showed that the model fit the data only after chology, 53, 572-578.
adding a direct path between low commitment and psychologi- Gentry, W. D., & Kobasa, S. C. (1984). Social and psychological re-
cal distress. It seems to us that this direct path may reflect some sources mediating stress-illness relationships in humans. In W. D.
expression of neuroticism inherent in the hardiness construct. Gentry (Ed.), Handbook of behavioral medicine (pp. 87-116). New
However, the findings also show that this confounding should York: Guilford Press.
not be generalized to the control component of hardiness or to Hull, J. G., Van Treuren, R. R., & Virnelli, S. (1987). Hardiness and
health: A critique and alternative approach. Journal of Personality
the positive aspects of mental health (well-being). Future stud-
and Social Psychology, 53, 518-530.
ies should further explore in more depth the complex nature of
Joreskog, K. G., & Sorbom, D. (1984). LISREL: Analysis of linear
the hardiness-neuroticism confounding. structural relationships method of maximum likelihood (3rd ed.).
Even though the above confounding might appear to limit to Nashville, TN: Scientific Software.
some extent our interpretation of thefindings,the longitudinal Kobasa, S. C. (1979a). Personality and resistance to illness. American
design of the present study enables us to still provide an appro- Journal ofCommunity Psychology, 7, 413-423.
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

priate test of Kobasa's (1979a) mediational model. Findings Kobasa, S. C. (1979b). Stressful life events, personality, and health: An
This document is copyrighted by the American Psychological Association or one of its allied publishers.

showed that even after controlling for the hardiness-distress as- inquiry into hardiness. Journal of Personality and Social Psychology,
sociation at Time 1, the commitment and control components 37, 1-11.
still predicted changes in mental health at Time 2 indirectly by Kobasa, S. C. (1982). Commitment and coping in stress resistance
means of appraisal and coping mechanisms. In general, our among lawyers. Journal of Personality and Social Psychology, 42,
101-1X1.
findings clearly differentiate two possible impacts of hardiness
Kobasa, S. C, Maddi, S. R., & Courington, S. (1981). Personality and
on mental health. One is the action of hardiness as a stress-
constitution as mediators in the stress-illness relationship. Journal of
resistance resource that probably leads to positive mental health Health and Social Behavior, 22, 368-378.
through the process of appraisal and coping with stress. The Kobasa, S. C, Maddi, S. R., & Kahn, S. (1982). Hardiness and health:
second may reflect the possibility that some aspects of low har- A prospective study. Journal ofPersonality and Social Psychology, 42,
diness are partial manifestations of negative affect. We recom- 168-177.
mend that when studying and analyzing the hardiness con- Kobasa, S. C, Maddi, S. R., & Puccetti, M. C. (1982). Personality and
struct, one should take into consideration the above two im- exercise as buffers in the stress-illness relationship. Journal ofBehav-
pacts and the personal and situational factors that may be ioral Medicine, 5, 391-404.
related to each of them. Kobasa, S. C, Maddi, S. R., & Zola, M. A. (1983). Type A and hardi-
Overall, our study may be viewed as a further step in under- ness. Journal of Behavioral Medicine, 6, 41-51.
Kobasa, S. C, & Puccetti, M. C. (1983). Personality and social re-
standing the complex relationship between hardiness and the
sources in stress resistance. Journal of Personality and Social Psy-
process of coping with and adapting to stress. Future studies chology, 45, 839-850.
should attempt to replicate ourfindingsin other real-life stress- Kravetz, S., Drory, Y, & Florian, V. (1993). Hardiness and sense of
ful situations. In addition, they should try to expand the find- coherence and their relation to negative affect. European Journal of
ings by introducing other important factors that may contribute Personality, 7, 233-244.
to the process of coping with stress (e.g., social support) and Lazarus, R. S., & Folkman, S. (1984). Stress, appraisal, and coping.
examine other types of outcomes, such as physical health and New \brk: Springer.
social functioning. Lazarus, R. S., & Lounier, R. (1978). Stress-related transaction be-
tween person and environment. In L. A. Pervin, & M. Lewis (Eds.),
Perspectives in international psychology (pp. 287-327). New York:
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Taylor, S. E. (1983). Adjustment to threatening events: A theory of cog- Received April 29, 1993
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